ICAP Securities Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Abano, Luisito Jr Yap Rep 2016-03-07 2017-12-08
2 Adnan-Waheed Rep 2014-02-17 2015-08-01
3 Barard, Joshua Raj (SFC:BIU546) M Rep 2018-10-01 2019-08-02
4 Benjamin, Timothy James M Rep 2016-03-07 2018-09-30
Rep 2018-10-01 2021-03-31
5 Boulay, Nicolas Philippe 43 M Rep 2015-01-02 2015-08-01
6 Bourke, Cillian Anthony 40 M Rep 2011-09-02 2012-09-10
Rep 2012-12-19 2014-07-25
7 Boyer, Alexandre Louis Robert M Rep 2011-08-25 2012-09-10
Rep 2012-12-19 2018-09-30
Rep 2018-10-01 2022-04-30
8 Cava Jones, Justin Huw M Rep 2005-10-12 2011-06-04
9 Cendron, Ken Damien M Rep 2010-04-28 2011-04-29
10 Chan, Charles Yip Ming 陳業明 M Rep 2019-01-29 2020-05-15
11 Chan, Kin Yuen 陳建源 Rep 2017-12-07 2018-09-30
Rep 2018-10-01 2019-10-02
12 Chan, Patrick Wai Ming 陳偉明 M Rep 2006-06-28 2006-10-20
13 Chang, Andrew (SFC:BIE912) M Rep 2016-09-19 2018-09-30
Rep 2018-10-01
14 Charuit, Quentin Bruno Guy Georges M Rep 2019-02-12 2019-06-28
15 Cheung, Chung Yin (SFC:BOB016) 張仲賢 Rep 2019-01-24 2020-09-28
16 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2016-01-04 2017-10-13
17 Choy, Kai Man 蔡啟民 Rep 2016-01-05 2017-10-13
18 Clerget, Yann Ulrich Christian M Rep 2008-02-25 2018-06-30
19 Colomina Piriz, Alvaro Rep 2006-09-15 2010-04-01
20 Dasgupta, Shaona Rep 2011-02-14 2011-09-01
21 Davidson, Duncan Neil M Rep 2016-01-06 2016-06-30
22 Davies, Charles Simon Hartley 49 M RO 2005-10-06 2008-06-10
23 Dobson, Jason David M Rep 2010-09-08 2010-11-25
RO 2010-11-25 2012-12-31
24 Doh, Seung Han 陶承漢 Rep 2011-08-09 2018-09-30
Rep 2018-10-01 2020-08-31
25 Favre, Robin Georges Flavien M Rep 2007-01-11 2010-05-20
26 Finch, Aaron Trent M Rep 2006-02-06 2006-08-31
27 Fukuda, Norimichi 褔田憲道 Rep 2011-09-26 2012-09-10
28 Fung, Kin Leung 馮健樑 Rep 2017-04-19 2018-09-30
Rep 2018-10-01 2019-01-23
29 Gautier De Charnace, Arthur Bernard Jean Marie M Rep 2013-07-26 2018-05-10
30 Gillard, Adam Edward M Rep 2012-12-13 2014-02-21
31 Gougenheim, Jeremie Rep 2005-10-07 2007-08-08
32 Hara, Naomi F Rep 2011-10-06 2012-09-10
33 Hart, Paul Howard Farmer M Rep 2009-01-09 2009-03-09
Rep 2009-08-24 2010-01-12
Rep 2010-05-03 2010-08-31
34 Hartley, Alexander James Sutherland M Rep 2006-03-20 2014-08-29
35 Heath, Kristian David M Rep 2016-03-07 2017-05-31
36 Heidelberg, Jean Christophe M Rep 2006-01-12 2013-06-27
RO 2013-06-27 2018-09-30
RO 2018-10-01 2020-11-30
37 Hidaka, Adrian M Rep 2011-08-25 2012-09-10
Rep 2012-12-19 2018-09-30
Rep 2018-10-01 2018-10-09
38 Hill, Kimberly Nina F Rep 2016-12-21 2018-05-30
39 Hill, Victoria Margaret Nahathai F Rep 2007-04-12 2010-04-01
40 Hino, Dai 日野大 Rep 2011-08-25 2012-09-10
Rep 2014-03-11 2018-09-30
Rep 2018-10-01 2019-12-02
41 Holland, Lewis Richard Edward 47 M RO 2005-10-06 2010-06-30
42 Huang, Yuhua (SFC:AWR982) 黃宇華 Rep 2011-01-24 2011-08-30
43 Human, Brandt Van Aardt Rep 2019-04-01
44 Hunn, Toby Edmund M Rep 2011-08-26 2012-09-10
Rep 2012-12-19 2014-05-27
RO 2014-05-27 2017-07-21
45 Hutton, Jason Alec 50 M Rep 2011-04-18 2011-09-16
46 Ichikawa, Ken 市川賢 M Rep 2011-09-20 2012-09-10
47 James, Joel Graeme M RO 2015-01-06 2018-09-30
RO 2018-10-01 2022-09-30
48 Kang, Gyong Hee F Rep 2016-01-05 2018-09-30
Rep 2018-10-01 2018-10-11
49 Kee, Kevin Chor Kwang M Rep 2011-03-25 2011-06-30
50 Kennedy, Nicholas Brian M Rep 2011-08-25 2012-09-10
51 Kho, Garrett Tristan Arnaldo M Rep 2016-01-04 2017-01-20
52 Ko, Vanessa 高煒瑩 F Rep 2016-11-28 2018-09-30
Rep 2018-10-01 2019-02-12
RO 2019-02-12
53 Kornberg, Benjamin Mikael M Rep 2016-01-04 2018-09-30
Rep 2018-10-01 2019-12-12
54 Kwong, Nga Yee 鄺雅怡 Rep 2013-09-05 2014-09-22
55 Lai, Cherie Che Man 黎子敏 Rep 2010-05-07 2010-11-19
56 Laurens, Xavier Emmanuel M Rep 2005-10-07 2007-11-26
RO 2007-11-26 2014-07-24
57 Laurent, Lucca Nevada Rep 2014-11-28 2015-12-01
58 Lee, Mabel (SFC:ARU038) 李美寶 F Rep 2008-10-28 2011-03-11
59 Leung, Kai Fan 梁啟勳 Rep 2008-06-20 2015-12-31
60 Leung, Vicky (SFC:ACN925) 梁美璂 F Rep 2016-03-07 2018-09-30
Rep 2018-10-01 2019-11-15
61 Li, Yuyan 李豫燕 Rep 2011-02-09 2011-08-30
62 Lisitsyna, Valeriya Rep 2012-06-29 2013-12-18
63 Lo, Chi Keung (SFC:AFT940) 盧志強 Rep 2006-02-08 2015-10-31
64 Mak, Clement Ka Yiu 麥嘉耀 M Rep 2018-02-22 2018-09-30
Rep 2018-10-01 2019-04-12
65 Mangin, Charles M Rep 2008-01-22 2010-03-22
Rep 2011-04-19 2014-04-30
Rep 2018-03-06 2018-08-31
66 Mascolo, Fabiano Hugues Joseph M Rep 2019-03-01 2019-10-31
67 Mayer, John Raymond M Rep 2018-07-10 2018-09-30
Rep 2018-10-01 2020-07-31
68 McCormick-Houston, John Patrick 31 M Rep 2015-09-02 2018-09-30
Rep 2018-10-01
69 Meenan, Raymond David M Rep 2014-12-02 2018-09-30
Rep 2018-10-01 2019-10-22
70 Mok, Hiu Fai 莫曉暉 Rep 2016-01-04 2017-01-31
71 Moniot, Ludovic Marie M Rep 2008-06-20 2009-02-18
72 Morita, Kenichi (SFC:ANZ785) Rep 2006-09-21 2006-11-16
73 Mulas De Goyeneche, Jaime Rep 2007-02-12 2014-11-21
74 Nadig, Preetham Dharmarao Rep 2010-09-06 2011-01-12
75 Nebout, Alexandre Stanislas Thierry M Rep 2016-11-16 2018-09-30
Rep 2018-10-01 2022-04-30
76 North, Michael Joseph M Rep 2013-06-06 2014-06-03
77 O'Donohue, Emma Louise F Rep 2007-06-05 2008-07-01
78 Pannell, Christian Jack M Rep 2019-02-01 2022-02-07
79 Pannell, Luke Jonathan M Rep 2014-11-03 2018-09-30
Rep 2018-10-01 2020-12-11
80 Park, Hyung Jin 朴亨鎮 Rep 2008-08-07 2011-03-26
81 Patel, Vinesh (SFC:BDC151) M Rep 2015-04-28 2018-09-30
Rep 2018-10-01 2020-11-17
82 Petkova, Tania Kostadinova Rep 2010-11-17 2014-03-15
83 Potgieter, Sias Rep 2011-09-20 2012-09-10
84 Reinert, Scott Reinhard Hendrik M Rep 2012-02-13 2018-09-30
Rep 2018-10-01 2023-03-06
85 Rick, Ian Geoffrey Kendrick M Rep 2016-03-07 2016-07-08
86 Robb, Gordon Bjorn M Rep 2018-07-04 2018-09-30
Rep 2018-10-01 2018-10-11
87 Robine, Charles-Antoine Marie Godfroy M Rep 2009-06-18 2014-04-30
88 Robine, Paul Gratien M Rep 2005-10-07 2006-05-12
RO 2006-05-12 2007-10-02
89 Ross, Matthew Clayton M Rep 2008-02-18 2009-01-06
90 Saisi, Jack (SFC:ANK164) M Rep 2006-05-15 2011-11-18
91 Simons, Benjamin M Rep 2012-01-31 2012-09-10
Rep 2013-05-24 2015-11-09
92 Sordet, Nicolas Olivier Francois Marie M Rep 2006-04-10 2009-05-08
RO 2009-05-08 2013-07-01
93 Sparrow, Nicholas Charles M Rep 2005-11-21 2009-06-19
94 Streeter, Charles Henry Roger M Rep 2008-12-12 2009-03-09
95 Sun, King Yee 孫景怡 Rep 2006-06-05 2008-10-23
96 Tagawa, Ichiro 田川一郎 Rep 2011-08-25 2012-09-10
Rep 2014-10-17 2018-09-30
Rep 2018-10-01 2019-12-02
97 Taylor, Stuart Andrew (SFC:AWX936) M Rep 2015-04-01 2018-03-31
98 Totton, Craig Thomas M Rep 2016-02-25 2017-11-07
RO 2017-11-07 2018-09-30
RO 2018-10-01 2020-02-14
99 Tsang, Gordon Kwok Wai 曾國威 M Rep 2017-11-01 2018-05-17
100 Tsang, Michael (SFC:ADX573) 曾米高 M RO 2019-03-18 2024-01-02
101 Tse, Ho Seng 謝灝笙 Rep 2009-02-02 2014-11-16
102 Tsui, Chung Kwan 崔重君 Rep 2016-05-11 2018-09-30
Rep 2018-10-01
103 Tubiana, Frederic Antoine M Rep 2006-01-12 2013-07-01
Rep 2015-09-14 2018-09-30
Rep 2018-10-01 2020-06-30
104 Vally, Loic Patrick Frederic M Rep 2017-11-03 2018-09-30
Rep 2018-10-01 2022-02-07
105 Walsh, Ashley Paul Jeffery James M RO 2017-01-12 2017-11-29
106 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2016-01-04 2017-10-13
107 Wong, Kai Chung (SFC:AWW031) 王楷沖 Rep 2014-02-25 2014-05-19
108 Wong, Kwong Leong 王光亮 Rep 2016-01-27 2018-09-30
Rep 2018-10-01 2020-07-31
109 Xu, Jun (SFC:BMP513) 徐俊 Rep 2018-04-04 2018-09-30
Rep 2018-10-01 2018-10-30
110 Yabut, Vivian Chan F Rep 2016-01-04 2016-08-30
111 Yeh, Ming Ming 葉明明 Rep 2018-05-21 2018-09-30
Rep 2018-10-01 2019-05-31
112 Yong, Fen Choong Rep 2007-01-29 2008-03-05
113 Zaher, Paul Riad M Rep 2008-02-25 2018-06-30
114 Zeng, Ailing Rep 2011-04-08 2011-09-16
115 Zhang, Shuo (SFC:BLN911) 張碩 Rep 2017-11-30 2018-09-30
Rep 2018-10-01 2019-06-04
116 Zhou, Shenxiong 周申雄 Rep 2016-03-15 2017-10-11

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