AUS Financial Group (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Au-Yeung, Kin Hang (SFC:ACV027) 歐陽健恒			RO	2018-06-06	2020-09-30
2	Chan, Vincent Kim Ming 陳劍明		M	Rep	2018-07-04	2018-11-28
				RO	2018-11-28	2020-10-31
3	Cheung, Henry Ka Wong 張家煌		M	RO	2018-06-06	2020-06-26
4	Wong, Ching Yi (SFC:BIE418) 王靜怡			Rep	2018-10-31	2020-11-30

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