SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
2 WM (HK) Limited 2 1178 1180 99.83
3 Morgan Stanley Asia Limited 14 586 600 97.67
4 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
5 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
6 Citigroup Global Markets Asia Limited 19 415 434 95.62
7 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
8 Sun Life Hong Kong Limited 2 391 393 99.49
9 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
10 OnePlatform Asset Management Limited 3 321 324 99.07
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
12 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
13 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
14 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
15 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
16 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
17 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
18 CES Commodities (HK) Limited 6 246 252 97.62
19 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
20 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
21 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
22 KGI ASIA LIMITED 9 200 209 95.69
23 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
24 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
25 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
26 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
27 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
28 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
29 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
30 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
31 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
32 Merrill Lynch Far East Limited 11 163 174 93.68
33 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
34 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
35 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
36 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
37 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
38 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
39 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
40 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
41 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
42 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
43 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
44 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
45 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
46 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
47 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
48 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
49 CES Forex (HK) Limited 4 104 108 96.30
50 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
51 CITIC Securities Futures (HK) Limited 5 94 99 94.95
52 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
53 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
54 GET NICE SECURITIES LIMITED 6 88 94 93.62
55 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
56 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
57 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
58 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
59 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
60 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
61 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
62 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
63 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
64 Quam Securities Limited 4 80 84 95.24 2004-10-15
65 CORPORATE BROKERS LIMITED 3 79 82 96.34
66 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
67 CLSA LIMITED 7 73 80 91.25
68 VC BROKERAGE LIMITED 3 76 79 96.20
69 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
70 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
71 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
72 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
73 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
74 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
75 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
76 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
77 FIL Investment Advisors 6 62 68 91.18
78 FT Securities Limited 5 63 68 92.65 2005-09-22
79 Lion Global Financial Limited 3 65 68 95.59
80 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
81 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
82 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
83 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
84 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
85 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
86 CHIEF SECURITIES LIMITED 3 61 64 95.31
87 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
88 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
89 EMPEROR SECURITIES LIMITED 4 58 62 93.55
90 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
91 T G HOLBORN (HK) LIMITED 3 58 61 95.08
92 China International Capital Corporation (International) Limited 6 53 59 89.83
93 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
94 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
95 EMPEROR FUTURES LIMITED 4 54 58 93.10
96 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
97 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
98 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
99 Funderstone Securities Limited 4 50 54 92.59
100 JPMorgan Funds (Asia) Limited 5 49 54 90.74
101 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
102 SANFULL SECURITIES LIMITED 5 48 53 90.57
103 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
104 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
105 SINCERE SECURITIES LIMITED 2 48 50 96.00
106 Funderstone Futures Limited 2 47 49 95.92
107 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
108 VC FUTURES LIMITED 4 45 49 91.84
109 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
110 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
111 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
112 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
113 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
114 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
115 YF Life Investors Limited 4 41 45 91.11 2004-08-30
116 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
117 INVESCO HONG KONG LIMITED 8 36 44 81.82
118 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
119 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
120 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
121 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
122 CLSA RESEARCH LIMITED 2 41 43 95.35
123 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
124 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
125 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
126 FWD Financial Planning Limited (HK) 3 39 42 92.86
127 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
128 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
129 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
130 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
131 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
132 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
133 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
134 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
135 KINGSTON SECURITIES LIMITED 2 37 39 94.87
136 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
137 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
138 Mason Securities Limited 5 33 38 86.84
139 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
140 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
141 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
142 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
143 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
144 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
145 KAISER FUTURES LIMITED 2 34 36 94.44
146 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
147 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
148 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
149 CHIEF COMMODITIES LIMITED 4 31 35 88.57
150 PEACE TOWN FOREX LIMITED 4 31 35 88.57
151 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
152 Taiping Securities (HK) Co Limited 4 31 35 88.57
153 WOCOM SECURITIES LIMITED 5 30 35 85.71
154 CASH Wealth Management Limited 4 30 34 88.24
155 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
156 OnePlatform Securities Limited 2 31 33 93.94
157 CVP Securities Limited 3 29 32 90.63 2004-07-09
158 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
159 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
160 Newedge Broker Limited 5 27 32 84.38
161 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
162 Prime Cdex Securities Limited 5 27 32 84.38
163 Rakuten Securities Hong Kong Limited 2 30 32 93.75
164 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
165 RBS Asia Corporate Finance Limited 6 26 32 81.25
166 SBI China Capital Securities Limited 5 27 32 84.38
167 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
168 Beevest Securities Limited 4 27 31 87.10 2005-03-07
169 BOCI ASIA LIMITED 8 23 31 74.19
170 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
171 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
172 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
173 KAISER SECURITIES LIMITED 4 27 31 87.10
174 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
175 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
176 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
177 Network Financial Services Limited 2 29 31 93.55
178 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
179 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
180 Fosun International Securities Limited 5 25 30 83.33
181 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
182 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
183 BOCI RESEARCH LIMITED 2 27 29 93.10
184 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
185 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
186 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
187 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
188 PineBridge Investments Asia Limited 3 26 29 89.66
189 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
190 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
191 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
192 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
193 Essence International Financial Holdings Limited 2 25 27 92.59
194 Excalibur Global Financial Group Limited 4 23 27 85.19
195 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
196 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
197 Mason Futures Limited (HK) 3 24 27 88.89
198 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
199 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
200 WOCOM LIMITED (HK) 4 23 27 85.19
201 Amundi Hong Kong Limited 6 20 26 76.92
202 CSI Corporate Finance (HK) Limited 9 17 26 65.38
203 HPEF Capital Partners Limited 5 21 26 80.77
204 NNIP Hong Kong Limited 3 23 26 88.46
205 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
206 LEHIN SECURITIES LIMITED 3 22 25 88.00
207 WIN WONG SECURITIES LIMITED 2 23 25 92.00
208 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
209 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
210 CGS-CIMB Securities (Hong Kong) Limited 4 20 24 83.33
211 GAM HONG KONG LIMITED 4 20 24 83.33
212 iBest Consultants Limited 2 22 24 91.67
213 Sun Life Financial Asia Services Limited 2 22 24 91.67
214 WINFULL SECURITIES LIMITED 3 21 24 87.50
215 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
216 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
217 CHONG HING SECURITIES LIMITED 5 18 23 78.26
218 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
219 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
220 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
221 YICKO SECURITIES LIMITED 4 19 23 82.61
222 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
223 BUSINESS SECURITIES LIMITED 2 20 22 90.91
224 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
225 CLSA FUTURES LIMITED 4 18 22 81.82
226 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
227 DL BROKERAGE LIMITED 3 19 22 86.36
228 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
229 HENYEP SECURITIES LIMITED 3 19 22 86.36
230 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
231 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
232 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
233 Success Securities Limited 2 20 22 90.91
234 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
235 AllianceBernstein Hong Kong Limited 3 18 21 85.71
236 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
237 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
238 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
239 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
240 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
241 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
242 NEW TREND FUTURES LIMITED 3 18 21 85.71
243 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
244 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
245 Planetree Securities Limited 4 17 21 80.95
246 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
247 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
248 VALUE PARTNERS LIMITED 4 17 21 80.95
249 BERICH BROKERAGE LIMITED 4 16 20 80.00
250 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
251 DWS Investments Hong Kong Limited 5 15 20 75.00
252 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
253 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
254 INSTINET PACIFIC LIMITED 2 18 20 90.00
255 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
256 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
257 QUAM FUTURES LIMITED 2 18 20 90.00
258 SBI China Capital Commodities Limited 4 16 20 80.00
259 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
260 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
261 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
262 CMB International Global Markets Limited 3 16 19 84.21
263 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
264 EWARTON SECURITIES LIMITED 3 16 19 84.21
265 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
266 HANG SENG SECURITIES LIMITED 4 15 19 78.95
267 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
268 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
269 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
270 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
271 Beijing Securities Limited 3 15 18 83.33
272 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
273 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
274 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
275 CSC FUTURES (HK) LIMITED 4 14 18 77.78
276 ELSTONE SECURITIES LIMITED 4 14 18 77.78
277 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
278 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
279 HUNG SING SECURITIES LIMITED 2 16 18 88.89
280 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
281 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
282 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
283 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
284 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
285 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
286 SPS SECURITIES LIMITED 5 13 18 72.22
287 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
288 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
289 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
290 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
291 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
292 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
293 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
294 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
295 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
296 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
297 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
298 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
299 KINGSTON FUTURES LIMITED 2 15 17 88.24
300 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
301 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
302 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
303 Open Securities Limited 3 14 17 82.35
304 PACIFIC FOUNDATION SECURITIES LIMITED 4 13 17 76.47
305 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
306 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
307 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
308 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
309 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
310 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
311 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
312 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
313 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
314 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
315 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
316 GAYANG SECURITIES LIMITED 2 14 16 87.50
317 Glory Sun Securities Limited 2 14 16 87.50
318 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
319 HENIK SECURITIES LIMITED 2 14 16 87.50
320 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
321 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
322 MALAHON SECURITIES LIMITED 2 14 16 87.50
323 MTF SECURITIES LIMITED 2 14 16 87.50
324 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
325 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
326 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
327 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
328 Belvest Investment Services Limited 3 12 15 80.00
329 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
330 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
331 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
332 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
333 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
334 LAMTEX SECURITIES LIMITED 3 12 15 80.00
335 MANGO FINANCIAL LIMITED 4 11 15 73.33
336 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
337 OCBC Wing Hang Shares Brokerage Co. Limited 4 11 15 73.33
338 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
339 RBS Asia Futures Limited 2 13 15 86.67
340 Shacom Securities Limited 2 13 15 86.67
341 Shang International Finance Limited 4 11 15 73.33
342 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
343 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
344 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
345 Tyche Group Limited 2 13 15 86.67
346 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
347 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
348 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
349 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
350 CBH Asia Limited 2 12 14 85.71
351 China Tonghai (IA) Limited 5 9 14 64.29
352 CLSA Capital Partners (HK) Limited 4 10 14 71.43
353 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
354 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
355 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
356 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
357 ICEA CAPITAL LIMITED 3 11 14 78.57
358 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
359 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
360 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
361 LUEN SING SECURITIES LIMITED 4 10 14 71.43
362 Minerva Securities Limited 3 11 14 78.57
363 ONSHINE SECURITIES LIMITED 3 11 14 78.57
364 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
365 PO SANG SECURITIES LIMITED 2 12 14 85.71
366 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
367 SBI China Capital Financial Services Limited 3 11 14 78.57
368 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
369 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
370 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
371 BEA Union Investment Management Limited 2 11 13 84.62
372 CAIIS Limited 2 11 13 84.62
373 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
374 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
375 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
376 HANG SENG FUTURES LIMITED 3 10 13 76.92
377 HANG TAI SECURITIES LIMITED 3 10 13 76.92
378 Hongkong Bay Securities Limited 3 10 13 76.92
379 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
380 M&F Asset Management Limited 3 10 13 76.92
381 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
382 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
383 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
384 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
385 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
386 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
387 PineBridge Investments Hong Kong Limited 4 9 13 69.23
388 RPS INVESTMENT LIMITED 4 9 13 69.23
389 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
390 TANG PING KONG LIMITED 3 10 13 76.92
391 Wisetrade Securities Limited 3 10 13 76.92
392 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
393 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
394 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
395 China Finance KAB Limited 3 9 12 75.00 2004-12-23
396 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
397 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
398 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
399 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
400 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
401 EAST ASIA FUTURES LIMITED 2 10 12 83.33
402 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
403 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
404 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
405 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
406 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
407 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
408 ORIENT SECURITIES LIMITED 2 10 12 83.33
409 Planetree Futures Limited 4 8 12 66.67
410 Polaris Capital (Asia) Limited 4 8 12 66.67
411 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
412 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
413 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
414 ROOFER SECURITIES LIMITED 3 9 12 75.00
415 SEEKERS MARKETS LIMITED 2 10 12 83.33
416 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
417 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
418 WING FAT SECURITIES LIMITED 3 9 12 75.00
419 WINTECH SECURITIES LIMITED 2 10 12 83.33
420 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
421 BULLISH SECURITIES LIMITED 2 9 11 81.82
422 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
423 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
424 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
425 CTBC Asia Limited 4 7 11 63.64 2004-01-14
426 CVC Asia Pacific Limited 4 7 11 63.64
427 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
428 EVERHOT SECURITIES LIMITED 3 8 11 72.73
429 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
430 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
431 HING WONG SECURITIES LIMITED 3 8 11 72.73
432 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
433 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
434 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
435 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
436 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
437 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
438 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
439 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
440 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
441 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
442 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
443 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
444 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
445 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
446 Virtu ITG Hong Kong Limited 4 7 11 63.64
447 AIF CAPITAL LIMITED 4 6 10 60.00
448 AJ Securities Limited 2 8 10 80.00
449 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
450 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
451 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
452 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
453 China Reserve Securities Limited 3 7 10 70.00
454 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
455 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
456 EAA SECURITIES LIMITED 2 8 10 80.00
457 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
458 ETRADE SECURITIES LIMITED 3 7 10 70.00
459 FE SECURITIES LIMITED 4 6 10 60.00
460 Finet Securities Limited 2 8 10 80.00
461 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
462 GLS SECURITIES LIMITED 2 8 10 80.00
463 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
464 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
465 Hao Tian International Securities Limited 2 8 10 80.00
466 HERMES SECURITIES LIMITED 2 8 10 80.00
467 Huayu Securities Limited 2 8 10 80.00
468 Income Partners Asset Management (HK) Limited 4 6 10 60.00
469 Instinet Alpha Trading Limited 2 8 10 80.00
470 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
471 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
472 Oshidori Securities Limited 2 8 10 80.00
473 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
474 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
475 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
476 Rich Union Securities (H.K.) Limited 4 6 10 60.00
477 Sinofortune Securities Limited 3 7 10 70.00
478 SOLID KING SECURITIES LIMITED 3 7 10 70.00
479 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
480 SPS COMMODITIES LIMITED 2 8 10 80.00
481 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
482 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
483 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
484 VC CAPITAL LIMITED 4 6 10 60.00
485 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
486 Waton Securities International Limited 3 7 10 70.00
487 WING ON SECURITIES LIMITED 2 8 10 80.00
488 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
489 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
490 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
491 BOKHARY SECURITIES LIMITED 2 7 9 77.78
492 Bright Fund Management Limited 3 6 9 66.67
493 BUSINESS FUTURES LIMITED 2 7 9 77.78
494 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
495 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
496 CHELSEA SECURITIES LIMITED 4 5 9 55.56
497 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
498 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
499 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
500 CSC ASIA LIMITED 3 6 9 66.67
501 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
502 Everbright Securities Global (HK) Limited 3 6 9 66.67
503 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
504 FDB Financial Group Limited 3 6 9 66.67
505 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
506 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
507 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
508 Hong Kong Stock Link Securities Limited 3 6 9 66.67
509 HPEF Venture Partners Limited 4 5 9 55.56
510 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
511 iBest Securities Company Limited 2 7 9 77.78
512 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
513 K.K.M. SECURITIES LIMITED 2 7 9 77.78
514 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
515 KMT SECURITIES LIMITED 2 7 9 77.78
516 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
517 LIM ADVISORS LIMITED 4 5 9 55.56
518 LUEN HING SECURITIES LIMITED 3 6 9 66.67
519 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
520 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
521 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
522 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
523 MUSHK Limited 5 4 9 44.44
524 Newedge Broker Hong Kong Limited 3 6 9 66.67
525 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
526 Prime Cdex Futures Limited 3 6 9 66.67
527 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
528 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
529 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
530 Sinofortune Financial Capital Limited 2 7 9 77.78
531 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
532 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
533 St. James's Place (Hong Kong) Limited 2 7 9 77.78
534 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
535 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
536 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
537 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
538 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
539 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
540 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
541 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
542 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
543 Anli Securities Limited 2 6 8 75.00
544 Anuenue Securities Limited 3 5 8 62.50
545 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
546 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
547 BKHK Limited 7 1 8 12.50
548 Bradbury Securities Limited 2 6 8 75.00
549 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
550 Capital International, Inc. 2 6 8 75.00
551 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
552 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
553 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
554 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
555 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
556 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
557 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
558 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
559 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
560 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
561 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
562 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
563 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
564 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
565 INTERCHINA FUTURES LIMITED 2 6 8 75.00
566 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
567 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
568 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
569 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
570 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
571 Neutral Financial Holding Company Limited 2 6 8 75.00
572 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
573 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
574 Rifa Securities Limited 2 6 8 75.00
575 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
576 SDHG International Securities Limited 2 6 8 75.00
577 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
578 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
579 STANDARD & POOR'S, LLC 2 6 8 75.00
580 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
581 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
582 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
583 SUN'S FUTURE LIMITED 4 4 8 50.00
584 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
585 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
586 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
587 WING FUNG SECURITIES LIMITED 2 6 8 75.00
588 Yunfeng Financial Markets Limited 2 6 8 75.00
589 3V Capital Limited 3 4 7 57.14 2005-07-18
590 Absolute Investment Management (HK) Limited 3 4 7 57.14
591 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
592 Alvarium Investment Advisors (Hong Kong) Limited 2 5 7 71.43 2004-05-11
593 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
594 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
595 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
596 BOCI Bullion Company Limited 3 4 7 57.14
597 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
598 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
599 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
600 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
601 CHALLENGE CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2004-10-26
602 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
603 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
604 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
605 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
606 CS Wealth Securities Limited 4 3 7 42.86
607 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
608 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
609 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
610 Fubon Capital (HK) Limited 4 3 7 42.86
611 GIGA (HONG KONG) LIMITED 2 5 7 71.43
612 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
613 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
614 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
615 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
616 HONFIRST INVESTMENT LIMITED 2 5 7 71.43
617 Huabang Securities Limited 3 4 7 57.14
618 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
619 Imagi Brokerage Limited 3 4 7 57.14
620 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
621 Joy Silver Limited 4 3 7 42.86
622 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
623 KILMOREY SECURITIES LIMITED 2 5 7 71.43
624 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
625 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
626 Matrix Securities Limited 5 2 7 28.57
627 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
628 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
629 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
630 Public Financial Securities Limited 2 5 7 71.43
631 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
632 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
633 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
634 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
635 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
636 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
637 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
638 SELINA & CO. LIMITED (HK) 2 5 7 71.43
639 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
640 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
641 TC Investment Management (Asia) Limited 2 5 7 71.43
642 Templewater Hong Kong Limited 2 5 7 71.43
643 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
644 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
645 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
646 Win Securities Limited 4 3 7 42.86
647 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
648 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
649 Aevitas Securities Limited 2 4 6 66.67
650 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
651 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
652 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
653 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
654 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
655 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
656 BC Assets Management (HK) Limited 3 3 6 50.00
657 BLOOMYEARS LIMITED 2 4 6 66.67
658 BOWEN ASIA LIMITED 4 2 6 33.33
659 Broadway Wealth Management Limited 2 4 6 66.67
660 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
661 CES International Commodities (HK) Limited 3 3 6 50.00
662 CF GLOBAL (HK) LIMITED 2 4 6 66.67
663 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
664 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
665 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
666 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
667 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
668 Delta Asia Wealth Management Limited 3 3 6 50.00
669 DNB Asset Management (Asia) Limited 3 3 6 50.00
670 EQT Partners Asia Limited 3 3 6 50.00
671 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
672 FAIRWIN BROKING LIMITED 2 4 6 66.67
673 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
674 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
675 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
676 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
677 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
678 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
679 Goldyard Capital Limited 2 4 6 66.67
680 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
681 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
682 HOORAY SECURITIES LIMITED 3 3 6 50.00
683 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
684 Huajin Corporate Finance (International) Limited 2 4 6 66.67
685 HUNG SING FUTURES LIMITED 2 4 6 66.67
686 iFAST Securities (HK) Limited 3 3 6 50.00
687 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
688 Interactive Brokers LLC 2 4 6 66.67
689 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
690 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
691 KWOK HING SECURITIES LIMITED 2 4 6 66.67
692 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
693 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
694 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
695 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
696 MCP Holdings Limited (HK) 4 2 6 33.33
697 Metaverse Securities Limited (HK) 5 1 6 16.67
698 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
699 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
700 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
701 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
702 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
703 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
704 Public Securities Limited 2 4 6 66.67
705 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
706 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
707 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
708 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
709 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
710 ROSA SECURITIES LIMITED 3 3 6 50.00
711 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
712 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
713 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
714 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
715 SINOMAX SECURITIES LIMITED 2 4 6 66.67
716 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
717 SIU ON SECURITIES LIMITED 2 4 6 66.67
718 SJS Markets Limited 3 3 6 50.00 2005-03-02
719 Standard Commodities (Asia) Limited 2 4 6 66.67
720 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
721 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
722 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
723 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
724 TANG KEE SECURITIES LIMITED 3 3 6 50.00
725 THING ON SECURITIES LIMITED 3 3 6 50.00
726 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
727 United Securities Limited 2 4 6 66.67
728 Well Link Securities Limited 2 4 6 66.67 2005-11-11
729 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
730 YF FUTURES COMPANY LIMITED 2 4 6 66.67
731 abrdn Hong Kong Limited 3 2 5 40.00
732 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
733 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
734 Allard Partners Limited 2 3 5 60.00
735 ALTUS CAPITAL LIMITED 2 3 5 60.00
736 AMPLE CAPITAL LIMITED 2 3 5 60.00
737 ANGUS MOORE LIMITED 2 3 5 60.00
738 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
739 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
740 Averest Capital Limited 2 3 5 60.00
741 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
742 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
743 Black Marble Securities Limited 2 3 5 60.00
744 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
745 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
746 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
747 CCB Securities Limited 2 3 5 60.00
748 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
749 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
750 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
751 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
752 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
753 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
754 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
755 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
756 CQS (HONG KONG) LIMITED 3 2 5 40.00 2005-04-11
757 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
758 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
759 DAH SING SECURITIES LIMITED 2 3 5 60.00
760 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
761 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
762 F. R. ZIMMERN LIMITED 2 3 5 60.00
763 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
764 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
765 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
766 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
767 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
768 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
769 Goldbridge Securities Limited 2 3 5 60.00
770 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
771 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
772 Grand Cartel Securities Company Limited 2 3 5 60.00
773 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
774 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
775 HOI SANG SECURITIES LIMITED 3 2 5 40.00
776 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
777 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
778 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
779 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
780 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
781 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
782 JVSakk Asia Limited 2 3 5 60.00
783 Kam Wah Investments Limited 2 3 5 60.00
784 KB Securities Hong Kong Limited 2 3 5 60.00
785 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
786 Longitude Asia Limited 3 2 5 40.00
787 Mackenzie Investments Asia Limited 2 3 5 60.00
788 MAGUSTA FUTURES LIMITED 2 3 5 60.00
789 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
790 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
791 MEGABASE SECURITIES LIMITED 2 3 5 60.00
792 MESSIS CAPITAL LIMITED 3 2 5 40.00
793 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
794 MORTON SECURITIES LIMITED 2 3 5 60.00
795 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
796 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
797 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
798 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
799 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
800 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
801 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
802 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
803 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
804 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
805 PO LEE SECURITIES LIMITED 2 3 5 60.00
806 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
807 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
808 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
809 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
810 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
811 SHACOM FUTURES LIMITED 3 2 5 40.00
812 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
813 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
814 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
815 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
816 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
817 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
818 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
819 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
820 TAIFAIR FUTURES LIMITED 2 3 5 60.00
821 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
822 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
823 TRUTH SECURITIES LIMITED 4 1 5 20.00
824 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
825 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
826 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
827 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
828 Value Partners Private Equity Limited 3 2 5 40.00
829 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
830 VMS Securities Limited 2 3 5 60.00
831 WAH SANG SECURITIES LIMITED 2 3 5 60.00
832 WAH THAI SECURITIES LIMITED 3 2 5 40.00
833 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
834 WILBY SECURITIES LIMITED 2 3 5 60.00
835 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
836 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
837 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
838 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
839 YARDLEY SECURITIES LIMITED 2 3 5 60.00
840 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
841 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
842 Zhongrong International Futures Co., Limited 2 3 5 60.00
843 Zijing Capital Limited 2 3 5 60.00 2003-05-07
844 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
845 ACM ASIA LIMITED 3 1 4 25.00
846 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
847 AIF Securities Limited 3 1 4 25.00 2004-11-02
848 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
849 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
850 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
851 AM Squared Limited 2 2 4 50.00 2005-06-30
852 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
853 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
854 Arta Global Futures Limited 2 2 4 50.00
855 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
856 Axis Capital Management Limited 3 1 4 25.00
857 BEAR BRIGHT LIMITED 2 2 4 50.00
858 Bentley Capital Limited (HK) 4 0 4 0.00
859 BGI Capital Limited 3 1 4 25.00 2004-03-24
860 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
861 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
862 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
863 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
864 CHUANGS & CO. LIMITED 3 1 4 25.00
865 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
866 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
867 COL Securities (HK) Limited 3 1 4 25.00
868 COMGEST FAR EAST LIMITED 2 2 4 50.00
869 CTW SECURITIES LIMITED 2 2 4 50.00
870 CUPOLA CAPITAL LIMITED 2 2 4 50.00
871 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
872 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
873 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
874 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
875 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
876 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
877 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
878 FULL WIN SECURITIES LIMITED 2 2 4 50.00
879 GCAM Limited 2 2 4 50.00 2004-10-19
880 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
881 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
882 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
883 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
884 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
885 Hang Tai Futures Limited 2 2 4 50.00
886 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
887 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
888 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
889 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
890 HIP HING SECURITIES LIMITED 2 2 4 50.00
891 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
892 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
893 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
894 HSZ (HONG KONG) LIMITED 2 2 4 50.00
895 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
896 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
897 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
898 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
899 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
900 JK Capital Management Limited 2 2 4 50.00
901 JOINCAP SECURITIES LIMITED 2 2 4 50.00
902 JS SECURITIES LIMITED 2 2 4 50.00
903 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
904 Kaiser KT Capital Limited 3 1 4 25.00
905 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
906 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
907 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
908 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
909 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
910 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
911 Lombard Investments (HK) Limited 2 2 4 50.00
912 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
913 MEAG Hong Kong Limited 3 1 4 25.00
914 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
915 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
916 Merdeka Securities Limited 3 1 4 25.00
917 MING HON SECURITIES LIMITED 3 1 4 25.00
918 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
919 MLI LIMITED (d2018-03-29) 2 2 4 50.00
920 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
921 Nittan Securities Asia Limited 2 2 4 50.00
922 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
923 Nuada Limited 3 1 4 25.00 2004-01-15
924 Optima Capital Limited 3 1 4 25.00
925 Oreana Financial Services Limited 2 2 4 50.00
926 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
927 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
928 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
929 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
930 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
931 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
932 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
933 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
934 PRIVATE CAPITAL LIMITED 2 2 4 50.00
935 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
936 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
937 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
938 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
939 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
940 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
941 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
942 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
943 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
944 SIU YIP COMMODITY LIMITED 3 1 4 25.00
945 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
946 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
947 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
948 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
949 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
950 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
951 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
952 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
953 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
954 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
955 WAI FAT SECURITIES LIMITED 2 2 4 50.00
956 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
957 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
958 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
959 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
960 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
961 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
962 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
963 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
964 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
965 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
966 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
967 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
968 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
969 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
970 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
971 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
972 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
973 BALI SECURITIES CO. LIMITED 3 0 3 0.00
974 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
975 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
976 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
977 BPEA EQT Limited 2 1 3 33.33
978 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
979 BROOKE CAPITAL LIMITED 2 1 3 33.33
980 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
981 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
982 CBRE Investment Management (Asia) Limited 2 1 3 33.33
983 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
984 Chanceton Capital Partners Limited 3 0 3 0.00
985 ChapmanCraig Limited 2 1 3 33.33
986 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
987 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
988 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
989 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
990 China Finance Holdings Limited 2 1 3 33.33
991 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
992 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
993 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
994 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
995 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
996 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
997 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
998 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
999 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
1000 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
1001 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
1002 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
1003 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
1004 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1005 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
1006 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1007 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
1008 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
1009 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1010 GET NICE CAPITAL LIMITED 3 0 3 0.00
1011 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
1012 Goldin Equities Limited 2 1 3 33.33
1013 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
1014 HOU TAK SECURITIES LIMITED 2 1 3 33.33
1015 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1016 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1017 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1018 IMARKETS LIMITED 2 1 3 33.33
1019 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
1020 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
1021 iTTa Capital Limited 2 1 3 33.33 2003-05-29
1022 iVenture Investment Management Limited 2 1 3 33.33
1023 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
1024 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
1025 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
1026 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1027 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1028 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1029 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1030 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1031 LIPPO INVESTMENTS MANAGEMENT LIMITED 3 0 3 0.00
1032 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
1033 Lynx Portfolio Limited 2 1 3 33.33
1034 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
1035 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
1036 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
1037 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
1038 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
1039 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
1040 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
1041 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
1042 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
1043 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
1044 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
1045 PANURGY LIMITED 2 1 3 33.33
1046 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
1047 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1048 PGIM (Hong Kong) Limited 2 1 3 33.33
1049 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
1050 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
1051 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
1052 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1053 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1054 Redford Asset Management Limited 2 1 3 33.33
1055 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1056 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1057 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
1058 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1059 SKY WARD ASIA LIMITED 2 1 3 33.33
1060 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1061 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1062 SPDB International Holdings Limited 3 0 3 0.00
1063 Stellar Securities Limited 3 0 3 0.00
1064 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1065 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1066 T & F RESEARCH LIMITED 2 1 3 33.33
1067 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1068 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1069 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
1070 Towers Watson Hong Kong Limited 2 1 3 33.33
1071 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
1072 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
1073 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1074 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1075 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1076 UKFP (Asia) HK Limited 2 1 3 33.33
1077 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1078 VC International Asset Management Limited 3 0 3 0.00
1079 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
1080 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1081 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1082 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1083 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1084 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1085 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1086 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1087 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1088 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1089 AASTOCKS.COM LIMITED 2 0 2 0.00
1090 ADM SECURITIES LIMITED 2 0 2 0.00
1091 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1092 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
1093 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1094 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1095 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1096 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
1097 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1098 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1099 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
1100 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
1101 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1102 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1103 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
1104 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
1105 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1106 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1107 Avia Asset Management Limited 2 0 2 0.00
1108 BDO FINANCIAL SERVICES LIMITED 2 0 2 0.00
1109 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1110 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1111 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1112 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1113 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1114 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1115 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1116 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1117 CERES CAPITAL LIMITED 2 0 2 0.00
1118 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1119 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1120 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1121 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1122 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
1123 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1124 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1125 China Enterprise Securities Company Limited 2 0 2 0.00
1126 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1127 China Integrity Investment Limited 2 0 2 0.00
1128 Citadel Asia Limited 2 0 2 0.00 2005-10-21
1129 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1130 COMMENCE COMPANY LIMITED 2 0 2 0.00
1131 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
1132 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1133 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1134 D.J. SECURITIES LIMITED 2 0 2 0.00
1135 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1136 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1137 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1138 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1139 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1140 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1141 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1142 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1143 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1144 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1145 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1146 FULLJET SECURITIES LIMITED 2 0 2 0.00
1147 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1148 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1149 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
1150 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
1151 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1152 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1153 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1154 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1155 Greentech Technology Asset Management Company Limited 2 0 2 0.00
1156 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
1157 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1158 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1159 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1160 HENCO CAPITAL LIMITED 2 0 2 0.00
1161 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
1162 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1163 HOORAY CAPITAL LIMITED 2 0 2 0.00
1164 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
1165 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
1166 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
1167 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1168 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1169 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
1170 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1171 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
1172 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1173 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1174 Investec Asia Limited 2 0 2 0.00 2005-11-30
1175 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1176 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1177 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1178 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1179 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1180 KARFORD SECURITIES LIMITED 2 0 2 0.00
1181 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1182 KGI Asset Management Limited 2 0 2 0.00
1183 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
1184 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1185 LAU & COMPANY LIMITED 2 0 2 0.00
1186 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1187 LynxCap Investments Asia Limited 2 0 2 0.00 2005-11-11
1188 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
1189 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1190 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1191 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
1192 MARC FABER LIMITED 2 0 2 0.00
1193 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1194 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1195 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1196 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
1197 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1198 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1199 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1200 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1201 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1202 Open Asset Management Limited 1 1 2 50.00
1203 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
1204 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
1205 OSCAR BENSON LIMITED 2 0 2 0.00
1206 Oshidori Corporate Finance Limited 2 0 2 0.00
1207 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1208 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1209 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1210 Pacific Sun Advisors Limited 2 0 2 0.00
1211 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
1212 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1213 Polen Capital HK Limited 2 0 2 0.00
1214 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1215 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1216 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1217 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1218 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1219 SA Capital Limited (HK) 2 0 2 0.00
1220 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1221 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1222 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1223 SCM CHINA LIMITED 2 0 2 0.00
1224 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
1225 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1226 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1227 Silk Road International Capital Limited 2 0 2 0.00
1228 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1229 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1230 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1231 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1232 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1233 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1234 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1235 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1236 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1237 T & F Equities Limited 2 0 2 0.00 2005-11-23
1238 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1239 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1240 Tensant Securities Limited 2 0 2 0.00 2004-08-25
1241 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1242 Tokio Marine Investment Services, Limited 2 0 2 0.00
1243 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
1244 TVC MANAGEMENT LIMITED 2 0 2 0.00
1245 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1246 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1247 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1248 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
1249 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1250 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
1251 VERCAP Financial Services Limited 2 0 2 0.00
1252 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1253 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
1254 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1255 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1256 WALCO SECURITIES LIMITED 1 1 2 50.00
1257 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1258 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1259 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1260 WING TAK SECURITIES LIMITED 2 0 2 0.00
1261 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1262 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1263 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
1264 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
1265 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
1266 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1267 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1268 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1269 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1270 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1271 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
1272 MANBLE SECURITIES LIMITED 1 0 1 0.00
1273 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1274 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1275 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1276 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
1277 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1278 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1279 South China Asset Management Limited 1 0 1 0.00
1280 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
1281 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1281 Average 3.01 19.28 22.29 86.48

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