SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
2 WM (HK) Limited 2 1161 1163 99.83
3 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
4 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
5 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
6 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
7 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
9 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
10 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
11 Sun Life Hong Kong Limited 3 470 473 99.37
12 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
13 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
14 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
15 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
16 CES Commodities (HK) Limited 8 401 409 98.04
17 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
18 KGI ASIA LIMITED 16 353 369 95.66
19 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
20 Merrill Lynch Far East Limited 13 350 363 96.42
21 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
22 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
23 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
24 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
25 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
26 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
27 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
28 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
29 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
30 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
31 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
33 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
34 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
36 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
37 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
38 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
39 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
40 CES Forex (HK) Limited 4 174 178 97.75
41 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
42 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
43 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
44 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
45 CLSA LIMITED 7 154 161 95.65
46 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
47 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
48 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
49 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
50 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
51 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
52 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
53 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
54 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
55 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
56 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
57 YF Life Investors Limited 3 132 135 97.78 2004-08-30
58 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
59 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
60 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
61 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
62 CLSA RESEARCH LIMITED 2 116 118 98.31
63 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
64 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
65 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
66 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
67 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
68 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
69 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
70 EMPEROR FUTURES LIMITED 4 104 108 96.30
71 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
72 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
73 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
74 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
75 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
76 CITIC Securities Futures (HK) Limited 8 93 101 92.08
77 GET NICE SECURITIES LIMITED 5 94 99 94.95
78 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
79 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
80 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
81 Newedge Broker Limited 5 90 95 94.74
82 FT Securities Limited 5 89 94 94.68 2005-09-22
83 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
84 JPMorgan Funds (Asia) Limited 8 85 93 91.40
85 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
86 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
87 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
88 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
89 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
90 CORPORATE BROKERS LIMITED 4 82 86 95.35
91 FIL Investment Advisors 8 78 86 90.70
92 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
93 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
94 FWD Financial Planning Limited (HK) 3 76 79 96.20
95 Quam Securities Limited 7 72 79 91.14 2004-10-15
96 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
97 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
98 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
99 T G HOLBORN (HK) LIMITED 3 72 75 96.00
100 VC BROKERAGE LIMITED 4 71 75 94.67
101 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
102 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
103 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
104 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
105 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
106 BOCI ASIA LIMITED 14 56 70 80.00
107 iBest Consultants Limited 4 66 70 94.29 2008-04-15
108 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
109 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
110 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
111 SANFULL SECURITIES LIMITED 6 62 68 91.18
112 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
113 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
114 RBS Asia Corporate Finance Limited 7 57 64 89.06
115 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
116 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
117 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
118 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
119 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
120 CHONG HING SECURITIES LIMITED 4 58 62 93.55
121 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
122 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
123 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
124 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
125 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
126 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
127 CASH Wealth Management Limited 3 55 58 94.83
128 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
129 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
130 INVESCO HONG KONG LIMITED 7 49 56 87.50
131 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
132 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
133 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
134 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
135 DWS Investments Hong Kong Limited 5 50 55 90.91
136 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
137 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
138 KINGSTON SECURITIES LIMITED 4 50 54 92.59
139 MUSHK Limited 8 46 54 85.19
140 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
141 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
142 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
143 Citadel Asia Limited 2 49 51 96.08 2005-10-21
144 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
145 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
146 Mason Securities Limited 6 43 49 87.76
147 Rakuten Securities Hong Kong Limited 3 46 49 93.88
148 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
149 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
150 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
151 Funderstone Securities Limited 4 44 48 91.67
152 Success Securities Limited 3 45 48 93.75
153 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
154 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
155 Rich Union Securities (H.K.) Limited 5 41 46 89.13
156 VC FUTURES LIMITED 4 42 46 91.30
157 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
158 orientiert XYZ Securities Limited 2 43 45 95.56 2004-12-03
159 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
160 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
161 Funderstone Futures Limited 3 41 44 93.18
162 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
163 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
164 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
165 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
166 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
167 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
168 Taiping Securities (HK) Co Limited 5 38 43 88.37
169 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
170 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
171 BOCI RESEARCH LIMITED 4 38 42 90.48
172 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
173 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
174 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
175 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
176 Beevest Securities Limited 4 37 41 90.24 2005-03-07
177 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
178 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
179 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
180 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
181 WOCOM SECURITIES LIMITED 5 36 41 87.80
182 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
183 WIN WONG SECURITIES LIMITED 2 38 40 95.00
184 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
185 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
186 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
187 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
188 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
189 PineBridge Investments Asia Limited 3 36 39 92.31
190 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
191 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
192 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
193 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
194 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
195 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
196 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
197 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
198 Amundi Hong Kong Limited 6 30 36 83.33
199 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
200 CGS International Securities Hong Kong Limited 6 30 36 83.33
201 INSTINET PACIFIC LIMITED 5 31 36 86.11
202 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
203 VALUE PARTNERS LIMITED 5 31 36 86.11
204 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
205 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
206 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
207 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
208 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
209 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
210 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
211 WOCOM LIMITED (HK) 5 30 35 85.71
212 CVP Securities Limited 2 32 34 94.12 2004-07-09
213 HANG SENG SECURITIES LIMITED 5 29 34 85.29
214 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
215 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
216 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
217 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
218 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
219 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
220 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
221 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
222 TSE'S SECURITIES LIMITED 2 31 33 93.94
223 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
224 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
225 ICEA CAPITAL LIMITED 8 24 32 75.00
226 Mason Futures Limited (HK) 5 27 32 84.38
227 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
228 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
229 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
230 CSC FUTURES (HK) LIMITED 4 27 31 87.10
231 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
232 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
233 OnePlatform Securities Limited 2 29 31 93.55
234 SBI China Capital Securities Limited 5 26 31 83.87
235 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
236 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
237 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
238 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
239 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
240 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
241 Prime Cdex Securities Limited 3 27 30 90.00
242 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
243 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
244 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
245 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
246 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
247 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
248 LEHIN SECURITIES LIMITED 3 26 29 89.66
249 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
250 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
251 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
252 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
253 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
254 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
255 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
256 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
257 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
258 BEA Union Investment Management Limited 4 23 27 85.19
259 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
260 EWARTON SECURITIES LIMITED 4 23 27 85.19
261 HPEF Capital Partners Limited 5 22 27 81.48
262 KAISER FUTURES LIMITED 3 24 27 88.89
263 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
264 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
265 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
266 ADMIS Hong Kong Limited 2 24 26 92.31
267 GAM HONG KONG LIMITED 4 22 26 84.62
268 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
269 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
270 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
271 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
272 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
273 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
274 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
275 CAIIS Limited 2 23 25 92.00 2006-05-23
276 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
277 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
278 KAISER SECURITIES LIMITED 2 23 25 92.00
279 PEACE TOWN FOREX LIMITED 4 21 25 84.00
280 Shang International Finance Limited 8 17 25 68.00
281 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
282 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
283 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
284 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
285 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
286 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
287 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
288 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
289 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
290 Glory Sun Securities Limited 4 19 23 82.61
291 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
292 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
293 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
294 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
295 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
296 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
297 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
298 BERICH BROKERAGE LIMITED 4 18 22 81.82
299 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
300 CBH Asia Limited 4 18 22 81.82
301 CC Finance Limited 3 19 22 86.36 2006-04-20
302 DL BROKERAGE LIMITED 3 19 22 86.36
303 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
304 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
305 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
306 Open Securities Limited 3 19 22 86.36
307 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
308 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
309 PineBridge Investments Hong Kong Limited 4 18 22 81.82
310 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
311 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
312 Well Link International Securities Limited 2 20 22 90.91
313 WINFULL SECURITIES LIMITED 3 19 22 86.36
314 YICKO SECURITIES LIMITED 4 18 22 81.82
315 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
316 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
317 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
318 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
319 GAOYU SECURITIES LIMITED 4 17 21 80.95
320 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
321 HENYEP SECURITIES LIMITED 3 18 21 85.71
322 HUNG SING SECURITIES LIMITED 2 19 21 90.48
323 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
324 Polaris Capital (Asia) Limited 7 14 21 66.67
325 SBI China Capital Commodities Limited 4 17 21 80.95
326 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
327 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
328 SPS SECURITIES LIMITED 5 16 21 76.19
329 St. James's Place (Hong Kong) Limited 3 18 21 85.71
330 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
331 Virtu ITG Hong Kong Limited 5 16 21 76.19
332 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
333 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
334 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
335 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
336 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
337 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
338 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
339 Planetree Securities Limited 4 16 20 80.00
340 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
341 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
342 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
343 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
344 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
345 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
346 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
347 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
348 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
349 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
350 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
351 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
352 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
353 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 15 19 78.95
354 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
355 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
356 MTF SECURITIES LIMITED 2 17 19 89.47
357 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
358 Optima Capital Limited 7 12 19 63.16 2007-10-25
359 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
360 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
361 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
362 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
363 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
364 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
365 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
366 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
367 BUSINESS SECURITIES LIMITED 2 16 18 88.89
368 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
369 CMB International Global Markets Limited 5 13 18 72.22
370 ELSTONE SECURITIES LIMITED 4 14 18 77.78
371 Essence International Financial Holdings Limited 2 16 18 88.89
372 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
373 GAYANG SECURITIES LIMITED 2 16 18 88.89
374 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
375 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
376 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
377 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
378 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
379 Rifa Securities Limited 3 15 18 83.33
380 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
381 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
382 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
383 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
384 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
385 China Finance KAB Limited 3 14 17 82.35 2004-12-23
386 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
387 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
388 KINGSTON FUTURES LIMITED 2 15 17 88.24
389 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
390 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
391 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
392 RPS INVESTMENT LIMITED 4 13 17 76.47
393 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
394 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
395 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
396 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
397 CLSA FUTURES LIMITED 3 13 16 81.25
398 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
399 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
400 LIM ADVISORS LIMITED 6 10 16 62.50
401 MANGO FINANCIAL LIMITED 3 13 16 81.25
402 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
403 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
404 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
405 Shacom Securities Limited 2 14 16 87.50
406 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
407 WINTECH SECURITIES LIMITED 4 12 16 75.00
408 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
409 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
410 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
411 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
412 ANGUS MOORE LIMITED 2 13 15 86.67
413 Anuenue Securities Limited 3 12 15 80.00
414 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
415 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
416 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
417 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
418 CTBC Asia Limited 5 10 15 66.67 2004-01-14
419 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
420 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
421 HANG TAI SECURITIES LIMITED 3 12 15 80.00
422 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
423 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
424 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
425 Joy Silver Limited 4 11 15 73.33
426 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
427 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
428 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
429 ORIENT SECURITIES LIMITED 2 13 15 86.67
430 PO SANG SECURITIES LIMITED 3 12 15 80.00
431 Public Financial Securities Limited 3 12 15 80.00
432 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
433 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
434 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
435 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
436 AIF CAPITAL LIMITED 4 10 14 71.43
437 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
438 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
439 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
440 Belvest Investment Services Limited 2 12 14 85.71
441 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
442 China Tonghai (IA) Limited 3 11 14 78.57
443 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
444 CVC Asia Pacific Limited 4 10 14 71.43
445 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
446 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
447 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
448 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
449 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
450 LAMTEX SECURITIES LIMITED 2 12 14 85.71
451 LUEN SING SECURITIES LIMITED 4 10 14 71.43
452 MALAHON SECURITIES LIMITED 2 12 14 85.71
453 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
454 ONSHINE SECURITIES LIMITED 3 11 14 78.57
455 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
456 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
457 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
458 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
459 Sinofortune Securities Limited 4 10 14 71.43
460 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
461 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
462 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
463 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
464 Well Link Securities Limited 2 12 14 85.71 2005-11-11
465 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
466 WING FUNG SECURITIES LIMITED 3 11 14 78.57
467 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
468 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
469 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
470 Broadway Wealth Management Limited 3 10 13 76.92
471 BULLISH SECURITIES LIMITED 2 11 13 84.62
472 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
473 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
474 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
475 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
476 EAST ASIA FUTURES LIMITED 2 11 13 84.62
477 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
478 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
479 HING WONG SECURITIES LIMITED 3 10 13 76.92
480 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
481 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
482 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
483 Income Partners Asset Management (HK) Limited 4 9 13 69.23
484 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
485 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
486 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
487 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
488 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
489 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
490 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
491 M&F Asset Management Limited 3 10 13 76.92
492 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
493 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
494 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
495 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
496 Prime Cdex Futures Limited 2 11 13 84.62
497 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
498 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
499 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
500 Templewater Hong Kong Limited 4 9 13 69.23
501 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
502 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
503 Tyche Group Limited 2 11 13 84.62
504 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
505 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
506 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
507 Bright Fund Management Limited 3 9 12 75.00
508 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
509 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
510 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
511 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
512 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
513 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
514 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
515 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
516 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
517 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
518 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
519 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
520 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
521 HENIK SECURITIES LIMITED 2 10 12 83.33
522 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
523 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
524 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
525 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
526 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
527 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
528 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
529 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
530 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
531 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
532 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
533 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
534 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
535 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
536 WING FAT SECURITIES LIMITED 3 9 12 75.00
537 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
538 Wisetrade Securities Limited 3 9 12 75.00
539 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
540 AM Squared Limited 2 9 11 81.82 2005-06-30
541 Anli Securities Limited 2 9 11 81.82
542 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
543 Capital International, Inc. 2 9 11 81.82 2007-07-03
544 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
545 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
546 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
547 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
548 DAH SING SECURITIES LIMITED 2 9 11 81.82
549 Everbright Securities Global (HK) Limited 3 8 11 72.73
550 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
551 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
552 GIGA (HONG KONG) LIMITED 3 8 11 72.73
553 HANG SENG FUTURES LIMITED 2 9 11 81.82
554 Hao Tian International Securities Limited 3 8 11 72.73
555 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
556 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
557 Huajin Corporate Finance (International) Limited 4 7 11 63.64
558 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
559 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
560 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
561 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
562 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
563 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
564 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
565 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
566 Minerva Holding Financial Securities Limited 2 9 11 81.82
567 NEW TREND FUTURES LIMITED 4 7 11 63.64
568 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
569 Planetree Futures Limited 4 7 11 63.64
570 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
571 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
572 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
573 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
574 ROOFER SECURITIES LIMITED 3 8 11 72.73
575 SEEKERS MARKETS LIMITED 2 9 11 81.82
576 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
577 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
578 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
579 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
580 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
581 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
582 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
583 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
584 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
585 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
586 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
587 Bradbury Securities Limited 2 8 10 80.00
588 BUSINESS FUTURES LIMITED 2 8 10 80.00
589 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
590 CES International Commodities (HK) Limited 4 6 10 60.00
591 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
592 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
593 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
594 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
595 EVERHOT SECURITIES LIMITED 3 7 10 70.00
596 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
597 FE SECURITIES LIMITED 4 6 10 60.00
598 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
599 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
600 GT CAPITAL LIMITED 2 8 10 80.00
601 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
602 HERMES SECURITIES LIMITED 2 8 10 80.00
603 Hong Kong Stock Link Securities Limited 3 7 10 70.00
604 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
605 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
606 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
607 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
608 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
609 KMT SECURITIES LIMITED 2 8 10 80.00
610 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
611 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
612 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
613 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
614 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
615 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
616 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
617 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
618 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
619 SDHG International Securities Limited 3 7 10 70.00
620 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
621 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
622 SINOMAX SECURITIES LIMITED 2 8 10 80.00
623 SJS Markets Limited 3 7 10 70.00 2005-03-02
624 SOLID KING SECURITIES LIMITED 3 7 10 70.00
625 TANG PING KONG LIMITED 3 7 10 70.00
626 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
627 WING ON SECURITIES LIMITED 3 7 10 70.00
628 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
629 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
630 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
631 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
632 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
633 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
634 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
635 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
636 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
637 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
638 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
639 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
640 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
641 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
642 Finet Securities Limited 4 5 9 55.56
643 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
644 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
645 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
646 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
647 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
648 Hongkong Bay Securities Limited 2 7 9 77.78
649 HPEF Venture Partners Limited 4 5 9 55.56
650 Huayu Securities Limited 2 7 9 77.78
651 iBest Securities Company Limited 3 6 9 66.67
652 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
653 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
654 KWOK HING SECURITIES LIMITED 2 7 9 77.78
655 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
656 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
657 LUEN HING SECURITIES LIMITED 2 7 9 77.78
658 MCP Holdings Limited (HK) 2 7 9 77.78
659 MFG Limited (HK) 3 6 9 66.67 2006-07-17
660 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
661 Neutral Financial Holding Company Limited 2 7 9 77.78
662 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
663 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
664 Oshidori Securities Limited 3 6 9 66.67
665 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
666 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
667 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
668 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
669 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
670 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
671 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
672 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
673 SPS COMMODITIES LIMITED 2 7 9 77.78
674 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
675 THING ON SECURITIES LIMITED 2 7 9 77.78
676 VC CAPITAL LIMITED 4 5 9 55.56
677 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
678 Win Securities Limited 3 6 9 66.67
679 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
680 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
681 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
682 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
683 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
684 abrdn Hong Kong Limited 4 4 8 50.00
685 AIF Securities Limited 3 5 8 62.50 2004-11-02
686 ALPS ADVISORY (HK) LIMITED 2 6 8 75.00
687 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
688 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
689 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
690 BOKHARY SECURITIES LIMITED 2 6 8 75.00
691 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
692 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
693 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
694 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
695 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
696 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
697 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
698 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
699 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
700 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
701 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
702 CS Wealth Securities Limited 4 4 8 50.00
703 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
704 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
705 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
706 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
707 FDB Financial Group Limited 5 3 8 37.50
708 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
709 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
710 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
711 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
712 Goldyard Capital Limited 2 6 8 75.00
713 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
714 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
715 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
716 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
717 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
718 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
719 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
720 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
721 Imagi Brokerage Limited 3 5 8 62.50
722 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
723 K.K.M. SECURITIES LIMITED 2 6 8 75.00
724 KB Securities Hong Kong Limited 2 6 8 75.00
725 KILMOREY SECURITIES LIMITED 3 5 8 62.50
726 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
727 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
728 Mackenzie Investments Asia Limited 4 4 8 50.00
729 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
730 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
731 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
732 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
733 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
734 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
735 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
736 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
737 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
738 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
739 ROSA SECURITIES LIMITED 3 5 8 62.50
740 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
741 SELINA & CO. LIMITED (HK) 2 6 8 75.00
742 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
743 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
744 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
745 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
746 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
747 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
748 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
749 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
750 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
751 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
752 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
753 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
754 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
755 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
756 AJ Securities Limited 2 5 7 71.43
757 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
758 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
759 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
760 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
761 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
762 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
763 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
764 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
765 BOWEN ASIA LIMITED 5 2 7 28.57
766 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
767 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
768 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
769 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
770 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
771 DNB Asset Management (Asia) Limited 4 3 7 42.86
772 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
773 EQT Partners Asia Limited 3 4 7 57.14
774 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
775 FAIRWIN BROKING LIMITED 2 5 7 71.43
776 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
777 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
778 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
779 GLS SECURITIES LIMITED 3 4 7 57.14
780 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
781 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
782 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
783 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
784 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
785 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
786 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
787 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
788 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
789 iTTa Capital Limited 3 4 7 57.14 2003-05-29
790 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
791 JK Capital Management Limited 4 3 7 42.86
792 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
793 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
794 Matrix Securities Limited 5 2 7 28.57
795 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
796 Metaverse Securities Limited (HK) 4 3 7 42.86
797 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
798 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
799 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
800 Oreana Financial Services Limited 2 5 7 71.43
801 PGIM (Hong Kong) Limited 2 5 7 71.43
802 Public Securities Limited 2 5 7 71.43
803 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
804 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
805 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
806 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
807 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
808 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
809 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
810 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
811 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
812 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
813 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
814 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
815 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
816 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
817 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
818 TRUTH SECURITIES LIMITED 4 3 7 42.86
819 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
820 Value Partners Private Equity Limited 2 5 7 71.43
821 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
822 Wanhai Securities (HK) Limited 3 4 7 57.14
823 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
824 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
825 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
826 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
827 WMG Asia Limited 2 5 7 71.43 2007-02-28
828 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
829 3V Capital Limited 3 3 6 50.00 2005-07-18
830 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
831 Aevitas Securities Limited 2 4 6 66.67
832 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
833 Allard Partners Limited 3 3 6 50.00
834 ALTUS CAPITAL LIMITED 3 3 6 50.00
835 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
836 ARA Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
837 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
838 Averest Capital Limited 2 4 6 66.67
839 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
840 Beijing Securities Limited 4 2 6 33.33 2008-11-07
841 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
842 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
843 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
844 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
845 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
846 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
847 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
848 China Reserve Securities Limited 4 2 6 33.33
849 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
850 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
851 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
852 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
853 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
854 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
855 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
856 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
857 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
858 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
859 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
860 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
861 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
862 HUNG SING FUTURES LIMITED 2 4 6 66.67
863 iFAST Securities (HK) Limited 3 3 6 50.00
864 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
865 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
866 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
867 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
868 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
869 Longitude Asia Limited 3 3 6 50.00
870 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
871 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
872 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
873 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
874 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
875 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
876 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
877 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
878 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
879 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
880 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
881 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
882 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
883 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
884 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
885 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
886 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
887 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
888 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
889 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
890 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
891 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
892 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
893 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
894 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
895 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
896 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
897 SHACOM FUTURES LIMITED 3 3 6 50.00
898 SIU ON SECURITIES LIMITED 2 4 6 66.67
899 SUN'S FUTURE LIMITED 3 3 6 50.00
900 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
901 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
902 TANG KEE SECURITIES LIMITED 3 3 6 50.00
903 Tensant Securities Limited 2 4 6 66.67 2004-08-25
904 Tokio Marine Investment Services, Limited 4 2 6 33.33
905 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
906 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
907 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
908 WAH SANG SECURITIES LIMITED 2 4 6 66.67
909 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
910 YF FUTURES COMPANY LIMITED 2 4 6 66.67
911 Yunfeng Financial Markets Limited 3 3 6 50.00
912 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
913 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
914 Alpha Nova Capital Management Limited 4 1 5 20.00
915 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
916 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
917 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
918 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
919 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
920 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
921 BEAR BRIGHT LIMITED 3 2 5 40.00
922 Black Marble Securities Limited 2 3 5 60.00
923 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
924 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
925 CCB Securities Limited 2 3 5 60.00
926 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
927 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
928 Chanceton Capital Partners Limited 3 2 5 40.00
929 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
930 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
931 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
932 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
933 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
934 CSC ASIA LIMITED 2 3 5 60.00
935 CTW SECURITIES LIMITED 2 3 5 60.00
936 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
937 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
938 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
939 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
940 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
941 F. R. ZIMMERN LIMITED 2 3 5 60.00
942 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
943 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
944 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
945 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
946 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
947 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
948 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
949 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
950 Goldbridge Securities Limited 3 2 5 40.00
951 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
952 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
953 Goldin Equities Limited 2 3 5 60.00 2008-12-17
954 Grand Cartel Securities Company Limited 2 3 5 60.00
955 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
956 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
957 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
958 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
959 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
960 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
961 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
962 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
963 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
964 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
965 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
966 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
967 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
968 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
969 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
970 Kam Wah Investments Limited 2 3 5 60.00
971 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
972 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
973 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
974 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
975 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
976 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
977 MAGUSTA FUTURES LIMITED 2 3 5 60.00
978 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
979 MEAG Hong Kong Limited 2 3 5 60.00
980 MEGABASE SECURITIES LIMITED 2 3 5 60.00
981 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
982 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
983 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
984 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
985 MORTON SECURITIES LIMITED 2 3 5 60.00
986 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
987 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
988 Nuada Limited 2 3 5 60.00 2004-01-15
989 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
990 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
991 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
992 Permira Advisers Limited 2 3 5 60.00 2008-08-19
993 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
994 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
995 PO LEE SECURITIES LIMITED 2 3 5 60.00
996 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
997 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
998 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
999 RBS Asia Futures Limited 2 3 5 60.00
1000 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1001 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
1002 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1003 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1004 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1005 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
1006 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1007 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1008 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1009 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1010 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
1011 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1012 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1013 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
1014 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1015 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
1016 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1017 United Securities Limited 2 3 5 60.00
1018 VC International Asset Management Limited 3 2 5 40.00
1019 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1020 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1021 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1022 Waton Securities International Limited 2 3 5 60.00
1023 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1024 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1025 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1026 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1027 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
1028 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1029 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
1030 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1031 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1032 Arta Global Futures Limited 2 2 4 50.00
1033 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1034 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1035 Avia Asset Management Limited 1 3 4 75.00
1036 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
1037 Axis Capital Management Limited 2 2 4 50.00
1038 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
1039 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
1040 BLOOMYEARS LIMITED 2 2 4 50.00
1041 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
1042 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1043 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
1044 Celera Markets Limited 2 2 4 50.00 2008-08-12
1045 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1046 China Enterprise Securities Company Limited 2 2 4 50.00
1047 China Finance Holdings Limited 2 2 4 50.00
1048 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
1049 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
1050 CHUANGS & CO. LIMITED 3 1 4 25.00
1051 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
1052 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1053 COL Securities (HK) Limited 2 2 4 50.00
1054 COMGEST FAR EAST LIMITED 2 2 4 50.00
1055 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1056 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
1057 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
1058 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
1059 CUPOLA CAPITAL LIMITED 3 1 4 25.00
1060 Delta Asia Wealth Management Limited 2 2 4 50.00
1061 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
1062 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1063 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
1064 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
1065 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
1066 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1067 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1068 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1069 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1070 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1071 GCAM Limited 2 2 4 50.00 2004-10-19
1072 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1073 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
1074 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1075 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
1076 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1077 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1078 Grit Securities Limited 2 2 4 50.00
1079 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
1080 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1081 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1082 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1083 HIP HING SECURITIES LIMITED 2 2 4 50.00
1084 HOI SANG SECURITIES LIMITED 2 2 4 50.00
1085 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1086 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1087 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1088 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1089 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
1090 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1091 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1092 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1093 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1094 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1095 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
1096 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
1097 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1098 Kaiser KT Capital Limited 3 1 4 25.00
1099 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1100 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1101 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
1102 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
1103 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
1104 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
1105 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
1106 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1107 Merdeka Securities Limited 3 1 4 25.00
1108 MING HON SECURITIES LIMITED 3 1 4 25.00
1109 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1110 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1111 Nittan Securities Asia Limited 2 2 4 50.00
1112 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1113 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
1114 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
1115 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1116 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1117 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
1118 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1119 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1120 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1121 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
1122 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
1123 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
1124 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
1125 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1126 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1127 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1128 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1129 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1130 STANDARD & POOR'S, LLC 2 2 4 50.00
1131 Stellar Securities Limited 3 1 4 25.00
1132 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
1133 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
1134 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1135 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1136 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
1137 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1138 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1139 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1140 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
1141 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1142 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1143 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
1144 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
1145 Vantum Futures Limited 2 2 4 50.00
1146 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1147 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
1148 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1149 WILBY SECURITIES LIMITED 2 2 4 50.00
1150 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1151 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1152 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1153 Zhongrong International Futures Co., Limited 3 1 4 25.00
1154 Zijing Capital Limited 2 2 4 50.00 2003-05-07
1155 313 Capital Management Limited 1 2 3 66.67
1156 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1157 Absolute Investment Management (HK) Limited 2 1 3 33.33
1158 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
1159 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1160 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1161 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
1162 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1163 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
1164 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1165 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
1166 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
1167 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
1168 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1169 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1170 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1171 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1172 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1173 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1174 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
1175 Bentley Capital Limited (HK) 3 0 3 0.00
1176 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1177 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1178 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1179 BROOKE CAPITAL LIMITED 2 1 3 33.33
1180 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1181 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
1182 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1183 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1184 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1185 ChapmanCraig Limited 2 1 3 33.33
1186 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1187 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1188 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
1189 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1190 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1191 China Integrity Investment Limited 2 1 3 33.33
1192 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1193 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
1194 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1195 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
1196 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1197 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1198 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
1199 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1200 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
1201 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1202 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1203 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1204 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
1205 EAA SECURITIES LIMITED 2 1 3 33.33
1206 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1207 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
1208 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1209 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1210 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
1211 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1212 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
1213 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1214 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1215 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
1216 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
1217 Fubon Capital (HK) Limited 1 2 3 66.67
1218 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1219 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1220 GCIS LIMITED 3 0 3 0.00 2007-05-16
1221 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
1222 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
1223 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1224 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1225 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1226 HOORAY SECURITIES LIMITED 2 1 3 33.33
1227 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
1228 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1229 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
1230 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
1231 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1232 IMARKETS LIMITED 2 1 3 33.33
1233 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1234 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1235 iVenture Investment Management Limited 2 1 3 33.33
1236 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
1237 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
1238 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1239 JVSakk Asia Limited 2 1 3 33.33
1240 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1241 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1242 KGI Asset Management Limited 2 1 3 33.33
1243 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1244 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1245 LBN Advisers Limited 3 0 3 0.00 2007-09-13
1246 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1247 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1248 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1249 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1250 Lynx Portfolio Limited 2 1 3 33.33
1251 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
1252 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
1253 MESSIS CAPITAL LIMITED 2 1 3 33.33
1254 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1255 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1256 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
1257 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1258 Oshidori Corporate Finance Limited 2 1 3 33.33
1259 Pacific Sun Advisors Limited 3 0 3 0.00
1260 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1261 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1262 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1263 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
1264 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1265 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1266 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1267 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1268 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1269 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1270 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1271 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1272 ROCIM Limited 3 0 3 0.00 2007-06-29
1273 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1274 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
1275 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1276 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1277 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1278 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1279 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
1280 Silk Road International Capital Limited 3 0 3 0.00
1281 Sinofortune Financial Capital Limited 2 1 3 33.33
1282 SKY WARD ASIA LIMITED 2 1 3 33.33
1283 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1284 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1285 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
1286 SPDB International Holdings Limited 3 0 3 0.00
1287 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
1288 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
1289 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1290 T & F Equities Limited 2 1 3 33.33 2005-11-23
1291 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1292 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1293 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1294 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1295 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
1296 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
1297 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1298 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1299 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1300 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1301 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1302 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1303 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1304 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1305 VMS Securities Limited 3 0 3 0.00
1306 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1307 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1308 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1309 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1310 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1311 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1312 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1313 AASTOCKS.COM LIMITED 2 0 2 0.00
1314 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1315 ACM ASIA LIMITED 2 0 2 0.00
1316 ADM SECURITIES LIMITED 2 0 2 0.00
1317 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1318 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1319 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1320 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1321 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1322 Apus Investments Limited 2 0 2 0.00 2008-09-04
1323 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1324 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1325 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1326 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1327 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1328 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
1329 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
1330 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1331 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1332 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1333 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
1334 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1335 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
1336 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
1337 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1338 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
1339 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1340 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1341 CBRE Investment Management (Asia) Limited 0 2 2 100.00
1342 CERES CAPITAL LIMITED 2 0 2 0.00
1343 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1344 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1345 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1346 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1347 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
1348 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1349 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1350 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
1351 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1352 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
1353 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1354 COMMENCE COMPANY LIMITED 2 0 2 0.00
1355 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
1356 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1357 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1358 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1359 D.J. SECURITIES LIMITED 2 0 2 0.00
1360 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
1361 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
1362 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1363 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1364 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1365 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1366 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1367 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1368 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1369 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1370 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
1371 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1372 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1373 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1374 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1375 FULLJET SECURITIES LIMITED 2 0 2 0.00
1376 GET NICE CAPITAL LIMITED 2 0 2 0.00
1377 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1378 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1379 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1380 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
1381 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1382 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1383 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1384 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1385 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1386 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1387 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1388 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
1389 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
1390 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1391 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1392 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1393 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1394 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1395 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1396 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1397 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
1398 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1399 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1400 Instinet Alpha Trading Limited 2 0 2 0.00
1401 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1402 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1403 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1404 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
1405 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1406 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1407 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
1408 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1409 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1410 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1411 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1412 KARFORD SECURITIES LIMITED 2 0 2 0.00
1413 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1414 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1415 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1416 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1417 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
1418 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1419 LAU & COMPANY LIMITED 2 0 2 0.00
1420 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1421 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1422 Lombard Investments (HK) Limited 2 0 2 0.00
1423 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
1424 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1425 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1426 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1427 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1428 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1429 MARC FABER LIMITED 2 0 2 0.00
1430 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1431 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1432 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1433 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1434 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1435 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1436 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
1437 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1438 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1439 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1440 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1441 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1442 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1443 Open Asset Management Limited 2 0 2 0.00
1444 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1445 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1446 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1447 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1448 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1449 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1450 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1451 PANURGY LIMITED 1 1 2 50.00
1452 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1453 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1454 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1455 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
1456 Polen Capital HK Limited 2 0 2 0.00
1457 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1458 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1459 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
1460 Proton Capital Limited 2 0 2 0.00 2007-10-16
1461 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1462 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1463 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1464 Rifa Futures Limited 2 0 2 0.00 2008-12-01
1465 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1466 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1467 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
1468 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1469 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1470 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1471 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1472 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1473 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1474 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1475 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1476 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1477 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1478 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1479 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1480 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1481 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1482 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1483 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1484 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1485 TR Advisors Limited 2 0 2 0.00 2008-12-02
1486 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1487 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1488 TVC MANAGEMENT LIMITED 2 0 2 0.00
1489 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1490 VBG Capital Limited 2 0 2 0.00 2008-11-11
1491 VERCAP Financial Services Limited 2 0 2 0.00
1492 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
1493 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1494 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1495 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1496 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1497 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1498 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1499 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
1500 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
1501 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1502 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
1503 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1504 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1505 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
1506 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
1507 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1508 HOORAY CAPITAL LIMITED 1 0 1 0.00
1509 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
1510 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
1511 Redford Asset Management Limited 1 0 1 0.00
1512 SANSTON FINANCIAL GROUP LIMITED 1 0 1 0.00 2007-06-12
1513 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
1514 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1514 Average 3.28 24.17 27.45 88.06

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