SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
2 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
3 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
4 KGI ASIA LIMITED 14 682 696 97.99
5 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
7 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
9 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
10 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
11 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
12 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
13 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
14 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
16 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
17 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
18 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
19 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
20 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
21 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
22 CES Commodities (HK) Limited 6 288 294 97.96
23 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
24 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
25 CLSA LIMITED 15 270 285 94.74 2013-07-09
26 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
27 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
28 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
29 Quam Securities Limited 13 242 255 94.90 2004-10-15
30 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
32 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
33 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
34 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
35 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
36 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
37 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
38 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
40 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
41 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
42 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
43 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
44 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
45 EMPEROR SECURITIES LIMITED 9 163 172 94.77
46 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
47 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
48 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
49 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
50 CES Forex (HK) Limited 3 156 159 98.11
51 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
52 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
53 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
54 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
55 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
56 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
57 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
58 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
59 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
60 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
61 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
62 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
63 CITIC Securities Futures (HK) Limited 7 117 124 94.35
64 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
65 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
66 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
67 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
68 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
69 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
70 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
71 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
72 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
73 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
74 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
75 CGS-CIMB Securities (Hong Kong) Limited 18 93 111 83.78
76 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
77 JPMorgan Funds (Asia) Limited 9 101 110 91.82
78 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
79 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
80 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
81 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
82 BOCI ASIA LIMITED 12 87 99 87.88
83 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
84 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
85 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
86 FIL Investment Advisors 5 87 92 94.57
87 EMPEROR FUTURES LIMITED 4 87 91 95.60
88 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
89 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
90 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
91 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
92 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
93 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
94 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
95 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
96 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
97 GET NICE SECURITIES LIMITED 4 81 85 95.29
98 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
99 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
100 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
101 Success Securities Limited 4 81 85 95.29
102 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
103 INVESCO HONG KONG LIMITED 5 79 84 94.05
104 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
105 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
106 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
107 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
108 CHONG HING SECURITIES LIMITED 3 75 78 96.15
109 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
110 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
111 GEO Securities Limited 4 73 77 94.81 2013-05-03
112 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
113 SANFULL SECURITIES LIMITED 6 70 76 92.11
114 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
115 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
116 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
117 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
118 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
119 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
120 KINGSTON SECURITIES LIMITED 7 64 71 90.14
121 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
122 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
123 CORPORATE BROKERS LIMITED 4 66 70 94.29
124 orientiert XYZ Securities Limited 4 66 70 94.29 2004-12-03
125 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
126 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
127 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
128 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
129 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
130 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
131 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
132 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
133 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
134 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
135 VALUE PARTNERS LIMITED 5 58 63 92.06
136 BCT Financial Limited 2 60 62 96.77 2010-11-24
137 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
138 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
139 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
140 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
141 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
142 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
143 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
144 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
145 Bright Fund Management Limited 3 53 56 94.64
146 iBest Consultants Limited 6 50 56 89.29 2008-04-15
147 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
148 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
149 Mason Securities Limited 6 50 56 89.29
150 VC BROKERAGE LIMITED 3 53 56 94.64
151 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
152 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
153 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
154 Taiping Securities (HK) Co Limited 6 48 54 88.89
155 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
156 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
157 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
158 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
159 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
160 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
161 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
162 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
163 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
164 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
165 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
166 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
167 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
168 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
169 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
170 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
171 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
172 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
173 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
174 Mason Futures Limited (HK) 4 41 45 91.11
175 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
176 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
177 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
178 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
179 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
180 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
181 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
182 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
183 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
184 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
185 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
186 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
187 Rich Union Securities (H.K.) Limited 6 36 42 85.71
188 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
189 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
190 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
191 SINCERE SECURITIES LIMITED 3 37 40 92.50
192 Amundi Hong Kong Limited 6 33 39 84.62
193 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
194 BOCI RESEARCH LIMITED 5 34 39 87.18
195 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
196 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
197 Yunfeng Financial Markets Limited 12 27 39 69.23
198 Capital International, Inc. 4 34 38 89.47 2007-07-03
199 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
200 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
201 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
202 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
203 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
204 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
205 VC FUTURES LIMITED 4 33 37 89.19
206 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
207 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
208 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
209 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
210 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
211 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
212 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
213 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
214 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
215 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
216 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
217 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
218 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
219 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
220 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
221 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
222 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
223 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
224 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
225 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
226 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
227 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
228 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
229 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
230 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
231 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
232 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
233 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
234 CVP Securities Limited 2 30 32 93.75 2004-07-09
235 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
236 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
237 WIN WONG SECURITIES LIMITED 4 28 32 87.50
238 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
239 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
240 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
241 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
242 Rifa Securities Limited 7 24 31 77.42
243 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
244 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
245 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
246 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
247 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
248 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
249 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
250 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
251 IPP FINANCIAL ADVISERS LIMITED 2 28 30 93.33 2006-12-21
252 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
253 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
254 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
255 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
256 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
257 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
258 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
259 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
260 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
261 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
262 WING FUNG SECURITIES LIMITED 5 24 29 82.76
263 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
264 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
265 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
266 Citadel Asia Limited 6 22 28 78.57 2005-10-21
267 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
268 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
269 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
270 Newedge Broker Hong Kong Limited 6 22 28 78.57
271 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
272 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
273 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
274 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
275 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
276 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
277 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
278 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
279 INSTINET PACIFIC LIMITED 4 23 27 85.19
280 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
281 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
282 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
283 CMB International Securities Limited 3 23 26 88.46 2010-06-15
284 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
285 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
286 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
287 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
288 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
289 CAIIS Limited 4 21 25 84.00 2006-05-23
290 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
291 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
292 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
293 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
294 South China Asset Management Limited 2 23 25 92.00 2010-04-19
295 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
296 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
297 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
298 CSC FUTURES (HK) LIMITED 3 21 24 87.50
299 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
300 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
301 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
302 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
303 HANG SENG SECURITIES LIMITED 6 18 24 75.00
304 Income Partners Asset Management (HK) Limited 5 19 24 79.17
305 LIM ADVISORS LIMITED 6 18 24 75.00
306 OnePlatform Securities Limited 2 22 24 91.67
307 ORIENT SECURITIES LIMITED 2 22 24 91.67
308 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
309 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
310 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
311 Virtu ITG Hong Kong Limited 4 20 24 83.33
312 WOCOM SECURITIES LIMITED 5 19 24 79.17
313 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
314 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
315 BEA Union Investment Management Limited 5 18 23 78.26
316 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
317 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
318 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
319 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
320 Funderstone Securities Limited 4 19 23 82.61
321 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
322 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
323 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
324 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
325 LEHIN SECURITIES LIMITED 3 20 23 86.96
326 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
327 South China Forex Limited 3 20 23 86.96 2010-06-21
328 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
329 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
330 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
331 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
332 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
333 KINGSTON FUTURES LIMITED 3 19 22 86.36
334 MANGO FINANCIAL LIMITED 5 17 22 77.27
335 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
336 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
337 PACIFIC FOUNDATION SECURITIES LIMITED 5 17 22 77.27
338 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
339 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
340 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
341 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
342 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
343 CBH Asia Limited 4 17 21 80.95 2010-09-24
344 CLSA Asset Management Limited 6 15 21 71.43 2008-08-01
345 CLSA FUTURES LIMITED 4 17 21 80.95
346 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
347 EWARTON SECURITIES LIMITED 4 17 21 80.95
348 Funderstone Futures Limited 3 18 21 85.71
349 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
350 HPEF Capital Partners Limited 5 16 21 76.19
351 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
352 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
353 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
354 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
355 Somerley Capital Limited 9 12 21 57.14 2013-10-02
356 SPS SECURITIES LIMITED 4 17 21 80.95
357 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
358 WOCOM LIMITED (HK) 5 16 21 76.19
359 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
360 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
361 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
362 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
363 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
364 DWS Investments Hong Kong Limited 4 16 20 80.00
365 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
366 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
367 KAISER FUTURES LIMITED 4 16 20 80.00
368 KAISER SECURITIES LIMITED 4 16 20 80.00
369 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
370 Prime Cdex Securities Limited 4 16 20 80.00
371 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
372 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
373 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
374 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
375 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
376 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
377 YICKO SECURITIES LIMITED 5 15 20 75.00
378 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
379 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
380 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
381 DL BROKERAGE LIMITED 3 16 19 84.21
382 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
383 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
384 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
385 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
386 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
387 Open Securities Limited 5 14 19 73.68 2010-07-16
388 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
389 PineBridge Investments Hong Kong Limited 5 14 19 73.68
390 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
391 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
392 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
393 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
394 Templewater Hong Kong Limited 7 12 19 63.16
395 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
396 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
397 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
398 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
399 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
400 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
401 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
402 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
403 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
404 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
405 HUNG SING SECURITIES LIMITED 4 14 18 77.78
406 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
407 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
408 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
409 Planetree Securities Limited 4 14 18 77.78
410 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
411 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
412 Rifa Futures Limited 3 15 18 83.33 2008-12-01
413 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
414 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
415 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
416 VMS Securities Limited 6 12 18 66.67
417 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
418 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
419 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
420 BUSINESS SECURITIES LIMITED 3 14 17 82.35
421 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
422 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
423 CLSA Capital Partners (HK) Limited 3 14 17 82.35
424 CTBC Asia Limited 4 13 17 76.47 2004-01-14
425 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
426 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
427 GAM HONG KONG LIMITED 6 11 17 64.71
428 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
429 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
430 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
431 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
432 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
433 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
434 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
435 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
436 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
437 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
438 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
439 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
440 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
441 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
442 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
443 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
444 Well Link Securities Limited 3 14 17 82.35 2005-11-11
445 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
446 WINFULL SECURITIES LIMITED 3 14 17 82.35
447 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
448 abrdn Hong Kong Limited 6 10 16 62.50
449 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
450 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
451 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
452 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
453 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
454 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
455 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
456 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
457 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
458 CMB International Capital Limited 4 12 16 75.00 2010-09-07
459 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
460 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
461 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
462 HENYEP SECURITIES LIMITED 3 13 16 81.25
463 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
464 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
465 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
466 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
467 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
468 Neutral Financial Holding Company Limited 5 11 16 68.75
469 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
470 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
471 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
472 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
473 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
474 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
475 BERICH BROKERAGE LIMITED 3 12 15 80.00
476 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
477 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
478 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
479 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
480 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
481 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
482 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
483 Evercore Asia Limited 4 11 15 73.33 2011-03-04
484 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
485 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
486 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
487 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
488 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
489 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
490 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
491 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
492 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
493 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
494 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
495 OCBC Wing Hang Shares Brokerage Co. Limited 4 11 15 73.33
496 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
497 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
498 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
499 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
500 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
501 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
502 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
503 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
504 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
505 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
506 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
507 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
508 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
509 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
510 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
511 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
512 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
513 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
514 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
515 Optima Capital Limited 4 10 14 71.43 2007-10-25
516 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
517 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
518 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
519 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
520 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
521 TC Capital International Limited 4 10 14 71.43 2010-08-11
522 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
523 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
524 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
525 AIF Securities Limited 6 7 13 53.85 2004-11-02
526 ALTUS CAPITAL LIMITED 4 9 13 69.23
527 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
528 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
529 China Finance KAB Limited 3 10 13 76.92 2004-12-23
530 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
531 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
532 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
533 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
534 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
535 EAST ASIA FUTURES LIMITED 4 9 13 69.23
536 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
537 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
538 HENIK SECURITIES LIMITED 2 11 13 84.62
539 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
540 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
541 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
542 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
543 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
544 MALAHON SECURITIES LIMITED 3 10 13 76.92
545 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
546 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
547 Mayfair & Ayers Financial Group Limited 5 8 13 61.54 2006-07-17
548 MCM Asia Limited 5 8 13 61.54 2013-03-28
549 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
550 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
551 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
552 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
553 Rakuten Securities Hong Kong Limited 2 11 13 84.62
554 SFM HK Management Limited 2 11 13 84.62 2010-11-01
555 Shacom Securities Limited 3 10 13 76.92
556 Shang International Finance Limited 4 9 13 69.23
557 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
558 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
559 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
560 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
561 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
562 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
563 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
564 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
565 AMC Wanhai Securities Limited 6 6 12 50.00 2009-07-09
566 Anuenue Securities Limited 2 10 12 83.33
567 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
568 Beijing Securities Limited 4 8 12 66.67 2008-11-07
569 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
570 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
571 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
572 CLC International Limited 4 8 12 66.67 2012-12-07
573 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
574 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
575 Excalibur Global Financial Group Limited 3 9 12 75.00 2012-10-04
576 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
577 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
578 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
579 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
580 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
581 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
582 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
583 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
584 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
585 HING WONG SECURITIES LIMITED 3 9 12 75.00
586 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
587 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
588 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
589 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
590 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
591 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
592 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
593 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
594 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
595 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
596 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
597 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
598 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
599 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
600 Octal Capital Limited 5 7 12 58.33 2011-06-01
601 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
602 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
603 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
604 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
605 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
606 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
607 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
608 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
609 SINOMAX SECURITIES LIMITED 3 9 12 75.00
610 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
611 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
612 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
613 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
614 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
615 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
616 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
617 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
618 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
619 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
620 CC Finance Limited 2 9 11 81.82 2006-04-20
621 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
622 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
623 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
624 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
625 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
626 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
627 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
628 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
629 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
630 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
631 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
632 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
633 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
634 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
635 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
636 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
637 Planetree Futures Limited 4 7 11 63.64
638 Public Securities Limited 2 9 11 81.82
639 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
640 ROOFER SECURITIES LIMITED 2 9 11 81.82
641 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
642 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
643 STI Asset Management Limited 4 7 11 63.64 2008-10-22
644 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
645 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
646 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
647 TANG PING KONG LIMITED 3 8 11 72.73
648 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
649 WINTECH SECURITIES LIMITED 4 7 11 63.64
650 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
651 Wisetrade Securities Limited 2 9 11 81.82
652 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
653 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
654 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
655 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
656 BOKHARY SECURITIES LIMITED 2 8 10 80.00
657 Bradbury Securities Limited 2 8 10 80.00
658 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
659 BULLISH SECURITIES LIMITED 2 8 10 80.00
660 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
661 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
662 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
663 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
664 CMB International Global Markets Limited 3 7 10 70.00
665 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
666 DAH SING SECURITIES LIMITED 3 7 10 70.00
667 De Riva Asia Limited 3 7 10 70.00 2010-07-29
668 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
669 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
670 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
671 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
672 FT Securities Limited 2 8 10 80.00
673 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
674 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
675 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
676 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
677 Hao Tian International Securities Limited 4 6 10 60.00
678 HERMES SECURITIES LIMITED 2 8 10 80.00
679 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
680 Huajin Corporate Finance (International) Limited 5 5 10 50.00
681 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
682 JVSakk Asia Limited 3 7 10 70.00
683 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
684 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
685 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
686 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
687 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
688 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
689 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
690 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
691 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
692 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
693 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
694 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
695 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
696 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
697 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
698 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
699 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
700 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
701 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
702 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
703 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
704 TPG Capital, Limited 2 8 10 80.00 2012-03-07
705 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
706 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
707 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
708 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
709 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
710 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
711 WING FAT SECURITIES LIMITED 3 7 10 70.00
712 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
713 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
714 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
715 Zhongrong International Futures Co., Limited 2 8 10 80.00 2012-02-22
716 Zijing Capital Limited 3 7 10 70.00 2003-05-07
717 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
718 Aletheia Capital (Hong Kong) Limited 2 7 9 77.78 2010-07-30
719 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
720 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
721 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
722 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
723 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
724 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
725 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
726 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
727 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
728 China Reserve Securities Limited 4 5 9 55.56
729 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
730 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
731 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
732 CQS (HONG KONG) LIMITED 2 7 9 77.78 2005-04-11
733 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
734 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
735 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
736 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
737 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
738 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
739 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
740 FDB Financial Group Limited 2 7 9 77.78
741 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
742 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
743 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
744 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
745 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
746 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
747 GLOBAL GROUP SECURITIES LIMITED 3 6 9 66.67 2012-08-03
748 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
749 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
750 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
751 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
752 HANG SENG FUTURES LIMITED 2 7 9 77.78
753 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
754 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
755 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
756 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
757 KILMOREY SECURITIES LIMITED 2 7 9 77.78
758 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
759 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
760 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
761 KWOK HING SECURITIES LIMITED 2 7 9 77.78
762 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
763 Mackenzie Investments Asia Limited 4 5 9 55.56
764 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
765 Minerva Securities Limited 4 5 9 55.56
766 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
767 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
768 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
769 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
770 Nuada Limited 6 3 9 33.33 2004-01-15
771 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
772 ONSHINE SECURITIES LIMITED 3 6 9 66.67
773 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
774 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
775 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
776 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
777 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
778 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
779 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
780 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
781 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
782 Public Financial Securities Limited 2 7 9 77.78
783 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
784 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
785 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
786 SHACOM FUTURES LIMITED 2 7 9 77.78
787 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
788 SOLID KING SECURITIES LIMITED 3 6 9 66.67
789 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
790 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
791 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
792 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
793 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
794 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
795 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
796 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
797 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
798 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
799 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
800 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
801 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
802 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
803 Allard Partners Limited 4 4 8 50.00
804 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
805 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
806 Beevest Securities Limited 2 6 8 75.00
807 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
808 BMI Securities Limited 2 6 8 75.00 2011-03-14
809 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
810 BUSINESS FUTURES LIMITED 3 5 8 62.50
811 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
812 Chanceton Capital Partners Limited 3 5 8 62.50
813 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
814 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
815 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
816 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
817 Delta Asia Wealth Management Limited 2 6 8 75.00
818 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
819 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
820 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
821 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
822 EVERHOT SECURITIES LIMITED 3 5 8 62.50
823 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
824 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
825 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
826 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
827 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
828 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
829 Grey Investment Limited 2 6 8 75.00 2012-02-21
830 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
831 HANG TAI SECURITIES LIMITED 4 4 8 50.00
832 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
833 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
834 HONFIRST INVESTMENT LIMITED 2 6 8 75.00
835 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
836 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
837 Huayu Securities Limited 2 6 8 75.00
838 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
839 JK Capital Management Limited 4 4 8 50.00
840 JS SECURITIES LIMITED 3 5 8 62.50 2011-01-20
841 KMT SECURITIES LIMITED 2 6 8 75.00
842 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
843 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
844 LAMTEX SECURITIES LIMITED 3 5 8 62.50
845 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
846 LBN Advisers Limited 2 6 8 75.00 2007-09-13
847 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
848 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
849 LT Securities Limited 3 5 8 62.50 2011-04-01
850 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
851 MAPS Capital Management Limited 3 5 8 62.50 2012-11-29
852 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
853 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
854 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
855 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
856 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
857 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
858 Oshidori Securities Limited 3 5 8 62.50
859 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
860 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
861 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
862 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
863 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
864 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
865 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
866 SDHG International Securities Limited 3 5 8 62.50
867 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
868 Silver Tree Hong Kong Limited 2 6 8 75.00 2010-09-08
869 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
870 SPS COMMODITIES LIMITED 2 6 8 75.00
871 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
872 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
873 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
874 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
875 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
876 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
877 THING ON SECURITIES LIMITED 3 5 8 62.50
878 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
879 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
880 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
881 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
882 VBG Capital Limited 3 5 8 62.50 2009-04-20
883 VC CAPITAL LIMITED 4 4 8 50.00
884 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
885 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
886 Win Securities Limited 3 5 8 62.50
887 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
888 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
889 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
890 YF FUTURES COMPANY LIMITED 2 6 8 75.00
891 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
892 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
893 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
894 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
895 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
896 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
897 AM Squared Limited 2 5 7 71.43 2005-06-30
898 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
899 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
900 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
901 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
902 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
903 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
904 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
905 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
906 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
907 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
908 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
909 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
910 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
911 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
912 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
913 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
914 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
915 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
916 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
917 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
918 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
919 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
920 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
921 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
922 Crosby Securities Limited 5 2 7 28.57 2013-03-06
923 CS Wealth Securities Limited 4 3 7 42.86
924 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
925 EASY SECURITIES LIMITED 3 4 7 57.14 2011-01-05
926 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
927 eFusion Capital Limited 2 5 7 71.43 2014-06-06
928 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
929 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
930 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
931 FAIRWIN BROKING LIMITED 3 4 7 57.14
932 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
933 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
934 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
935 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
936 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
937 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
938 Goldin Equities Limited 2 5 7 71.43 2008-12-17
939 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
940 Gram Capital Limited 4 3 7 42.86 2014-03-12
941 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
942 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
943 GT CAPITAL LIMITED 2 5 7 71.43
944 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
945 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
946 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
947 Huabang Securities Limited 2 5 7 71.43
948 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
949 Imagi Brokerage Limited 3 4 7 57.14
950 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
951 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
952 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
953 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
954 K.K.M. SECURITIES LIMITED 2 5 7 71.43
955 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
956 Kriya Capital Limited 3 4 7 57.14 2010-01-08
957 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
958 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
959 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
960 LT Finance Management Limited 3 4 7 57.14 2012-12-10
961 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
962 MEAG Hong Kong Limited 5 2 7 28.57
963 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
964 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
965 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
966 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
967 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
968 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
969 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
970 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
971 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
972 Permira Advisers Limited 2 5 7 71.43 2008-08-19
973 PO LEE SECURITIES LIMITED 2 5 7 71.43
974 QMIS Securities Limited 2 5 7 71.43 2009-07-24
975 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
976 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
977 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
978 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
979 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
980 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
981 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
982 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
983 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
984 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
985 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
986 SIU ON SECURITIES LIMITED 3 4 7 57.14
987 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
988 Springboard Capital Limited 3 4 7 57.14 2010-07-02
989 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
990 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
991 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
992 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
993 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
994 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
995 TRUTH SECURITIES LIMITED 3 4 7 57.14
996 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
997 Value Partners Private Equity Limited 3 4 7 57.14
998 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
999 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1000 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1001 WING ON SECURITIES LIMITED 2 5 7 71.43
1002 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1003 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1004 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
1005 Aevitas Securities Limited 2 4 6 66.67
1006 AIF CAPITAL LIMITED 3 3 6 50.00
1007 AJ Securities Limited 2 4 6 66.67
1008 Amasse Capital Limited 2 4 6 66.67 2012-07-13
1009 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1010 Anli Securities Limited 3 3 6 50.00
1011 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
1012 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1013 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1014 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1015 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1016 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1017 Athos Capital Limited 2 4 6 66.67 2012-03-20
1018 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
1019 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
1020 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1021 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1022 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1023 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
1024 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
1025 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
1026 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
1027 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
1028 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
1029 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
1030 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1031 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1032 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1033 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1034 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1035 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
1036 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1037 CHALLENGE CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2004-10-26
1038 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
1039 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1040 CHELSEA SECURITIES LIMITED 3 3 6 50.00
1041 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
1042 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1043 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
1044 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
1045 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1046 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1047 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1048 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1049 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
1050 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1051 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
1052 DNB Asset Management (Asia) Limited 4 2 6 33.33
1053 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1054 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
1055 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
1056 Everbright Securities Global (HK) Limited 3 3 6 50.00
1057 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1058 FE SECURITIES LIMITED 2 4 6 66.67
1059 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1060 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1061 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1062 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1063 GLS SECURITIES LIMITED 3 3 6 50.00
1064 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1065 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1066 Hang Tai Futures Limited 2 4 6 66.67
1067 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1068 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1069 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
1070 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1071 HOORAY SECURITIES LIMITED 2 4 6 66.67
1072 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1073 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
1074 HUNG SING FUTURES LIMITED 2 4 6 66.67
1075 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1076 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1077 INV Partners Limited 4 2 6 33.33 2009-11-24
1078 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1079 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1080 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1081 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
1082 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1083 KB Securities Hong Kong Limited 2 4 6 66.67
1084 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1085 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1086 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1087 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1088 LIPPO INVESTMENTS MANAGEMENT LIMITED 4 2 6 33.33
1089 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1090 M&F Asset Management Limited 5 1 6 16.67
1091 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1092 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1093 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1094 Merdeka Securities Limited 3 3 6 50.00
1095 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1096 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1097 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1098 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1099 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1100 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1101 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1102 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1103 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1104 PGIM (Hong Kong) Limited 3 3 6 50.00
1105 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1106 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1107 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1108 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1109 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1110 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1111 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
1112 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1113 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1114 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1115 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1116 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1117 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1118 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
1119 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1120 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1121 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1122 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1123 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1124 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1125 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1126 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1127 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1128 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1129 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1130 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1131 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1132 TR Advisors Limited 3 3 6 50.00 2008-12-02
1133 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1134 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1135 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1136 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1137 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1138 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1139 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1140 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1141 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1142 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1143 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1144 Waton Securities International Limited 2 4 6 66.67
1145 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1146 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1147 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1148 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1149 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1150 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1151 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1152 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1153 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1154 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
1155 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1156 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1157 Averest Capital Limited 3 2 5 40.00
1158 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
1159 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1160 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
1161 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1162 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1163 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1164 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1165 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1166 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1167 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
1168 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1169 CCB Securities Limited 2 3 5 60.00
1170 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1171 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1172 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1173 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
1174 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
1175 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
1176 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
1177 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1178 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1179 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
1180 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1181 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
1182 CTW SECURITIES LIMITED 3 2 5 40.00
1183 Direxion Asia Limited 3 2 5 40.00 2013-06-13
1184 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
1185 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1186 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1187 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1188 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1189 F. R. ZIMMERN LIMITED 2 3 5 60.00
1190 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1191 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1192 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1193 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1194 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
1195 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1196 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1197 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1198 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
1199 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1200 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1201 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1202 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1203 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1204 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1205 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1206 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1207 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1208 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1209 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1210 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1211 HPEF Venture Partners Limited 2 3 5 60.00
1212 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1213 iFAST Securities (HK) Limited 2 3 5 60.00
1214 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1215 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1216 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1217 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1218 Kaiser KT Capital Limited 2 3 5 60.00
1219 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1220 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1221 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1222 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1223 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1224 LMR Partners Limited 2 3 5 60.00 2012-07-17
1225 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1226 LynxCap Investments Asia Limited 4 1 5 20.00 2005-11-11
1227 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1228 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1229 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1230 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1231 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1232 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1233 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1234 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1235 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
1236 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1237 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1238 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1239 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1240 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1241 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1242 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1243 Oshidori Corporate Finance Limited 2 3 5 60.00
1244 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1245 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1246 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1247 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1248 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1249 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1250 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1251 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1252 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1253 Proton Capital Limited 3 2 5 40.00 2007-10-16
1254 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1255 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1256 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1257 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1258 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1259 ROSA SECURITIES LIMITED 3 2 5 40.00
1260 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1261 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1262 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1263 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1264 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1265 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1266 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1267 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1268 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1269 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1270 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1271 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1272 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1273 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
1274 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1275 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1276 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1277 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1278 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1279 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1280 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1281 Vontobel Asset Management Asia Pacific Limited 2 3 5 60.00 2008-11-27
1282 W2 Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1283 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1284 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1285 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1286 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1287 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1288 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1289 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1290 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1291 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1292 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
1293 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1294 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1295 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1296 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1297 Alvarium Investment Advisors (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1298 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
1299 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1300 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1301 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1302 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1303 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1304 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1305 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1306 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1307 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1308 Avia Asset Management Limited 3 1 4 25.00
1309 Axis Capital Management Limited 2 2 4 50.00
1310 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1311 Bentley Capital Limited (HK) 4 0 4 0.00
1312 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1313 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1314 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1315 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1316 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1317 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1318 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
1319 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1320 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1321 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
1322 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
1323 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1324 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1325 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1326 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1327 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1328 CHUANGS & CO. LIMITED 3 1 4 25.00
1329 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1330 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1331 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1332 COL Securities (HK) Limited 3 1 4 25.00
1333 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
1334 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1335 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
1336 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1337 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1338 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
1339 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
1340 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1341 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1342 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
1343 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1344 EIP Alpha Limited 3 1 4 25.00 2014-02-12
1345 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1346 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1347 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1348 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1349 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
1350 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
1351 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1352 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1353 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
1354 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1355 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1356 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
1357 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1358 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1359 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1360 GCAM Limited 2 2 4 50.00 2004-10-19
1361 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1362 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1363 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1364 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1365 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1366 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1367 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1368 Grand Cartel Securities Company Limited 2 2 4 50.00
1369 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1370 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1371 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
1372 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1373 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1374 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
1375 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
1376 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1377 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1378 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1379 HIP HING SECURITIES LIMITED 2 2 4 50.00
1380 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1381 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1382 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1383 Hongkong Bay Securities Limited 2 2 4 50.00
1384 HOORAY CAPITAL LIMITED 2 2 4 50.00
1385 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1386 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
1387 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
1388 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1389 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 3 1 4 25.00 2012-11-20
1390 iBest Securities Company Limited 2 2 4 50.00
1391 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1392 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1393 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1394 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1395 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1396 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1397 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1398 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1399 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1400 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1401 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1402 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1403 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1404 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1405 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1406 Longitude Asia Limited 2 2 4 50.00
1407 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1408 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1409 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1410 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1411 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1412 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1413 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1414 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1415 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1416 Matrix Securities Limited 2 2 4 50.00
1417 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1418 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
1419 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1420 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1421 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1422 MING HON SECURITIES LIMITED 3 1 4 25.00
1423 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1424 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1425 MORTON SECURITIES LIMITED 3 1 4 25.00
1426 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1427 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1428 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1429 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1430 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1431 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1432 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1433 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1434 Pacific Sun Advisors Limited 2 2 4 50.00
1435 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1436 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1437 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1438 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1439 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1440 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1441 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1442 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1443 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1444 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1445 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1446 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1447 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1448 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1449 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1450 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1451 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1452 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1453 Safari Asia Limited 3 1 4 25.00 2010-04-30
1454 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1455 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1456 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1457 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1458 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1459 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1460 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1461 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1462 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1463 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1464 Stellar Securities Limited 2 2 4 50.00
1465 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1466 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1467 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1468 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1469 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1470 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1471 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1472 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1473 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1474 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1475 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1476 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1477 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1478 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1479 United Securities Limited 2 2 4 50.00
1480 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1481 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1482 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1483 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1484 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1485 WILBY SECURITIES LIMITED 2 2 4 50.00
1486 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1487 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1488 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1489 3W Fund Management Limited 3 0 3 0.00 2012-11-16
1490 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1491 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1492 Absolute Investment Management (HK) Limited 3 0 3 0.00
1493 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1494 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1495 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1496 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
1497 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1498 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1499 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1500 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
1501 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1502 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
1503 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1504 Arta Global Futures Limited 2 1 3 33.33
1505 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1506 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1507 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1508 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1509 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1510 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1511 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1512 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1513 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1514 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1515 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1516 Bach Option Limited 2 1 3 33.33 2013-06-10
1517 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1518 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1519 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1520 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1521 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1522 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1523 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1524 BLOOMYEARS LIMITED 2 1 3 33.33
1525 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1526 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1527 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1528 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1529 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
1530 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1531 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1532 CCTIC International Limited 2 1 3 33.33 2010-06-28
1533 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1534 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1535 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1536 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1537 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1538 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1539 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1540 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1541 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1542 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1543 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1544 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1545 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1546 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1547 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1548 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1549 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
1550 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1551 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1552 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1553 CRIC Securities Company Limited 3 0 3 0.00 2013-02-21
1554 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1555 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1556 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1557 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1558 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1559 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1560 EAA SECURITIES LIMITED 2 1 3 33.33
1561 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1562 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1563 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1564 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1565 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1566 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1567 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1568 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1569 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
1570 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1571 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1572 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
1573 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1574 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
1575 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1576 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1577 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1578 Genting Securities Limited 2 1 3 33.33 2012-05-18
1579 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
1580 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1581 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
1582 Goldyard Capital Limited 2 1 3 33.33
1583 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1584 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
1585 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1586 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1587 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1588 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1589 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1590 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1591 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1592 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1593 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
1594 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1595 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1596 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1597 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1598 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1599 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1600 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1601 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1602 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1603 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
1604 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1605 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1606 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1607 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1608 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1609 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1610 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1611 J Capital Research Limited 3 0 3 0.00 2012-03-01
1612 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1613 JOINCAP SECURITIES LIMITED 2 1 3 33.33
1614 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1615 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1616 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1617 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1618 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1619 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1620 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1621 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1622 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1623 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1624 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1625 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1626 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1627 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1628 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1629 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1630 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1631 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1632 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1633 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1634 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1635 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1636 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1637 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1638 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1639 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1640 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1641 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1642 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1643 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1644 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1645 Prive Financial Limited 3 0 3 0.00 2012-12-06
1646 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1647 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1648 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1649 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1650 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1651 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1652 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1653 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1654 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1655 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1656 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1657 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1658 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1659 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1660 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1661 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1662 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1663 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1664 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1665 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1666 Sinofortune Financial Capital Limited 2 1 3 33.33
1667 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1668 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1669 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1670 SPDB International Holdings Limited 3 0 3 0.00
1671 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1672 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1673 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1674 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1675 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1676 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1677 T & F Equities Limited 2 1 3 33.33 2012-12-11
1678 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1679 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1680 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1681 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1682 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1683 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1684 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1685 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1686 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1687 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1688 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1689 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1690 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1691 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1692 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1693 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1694 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1695 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1696 TVC MANAGEMENT LIMITED 3 0 3 0.00
1697 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1698 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1699 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1700 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1701 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1702 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1703 VC International Asset Management Limited 2 1 3 33.33
1704 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1705 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1706 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1707 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1708 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1709 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1710 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1711 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1712 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1713 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1714 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1715 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1716 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1717 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1718 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1719 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1720 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1721 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1722 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1723 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
1724 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1725 AASTOCKS.COM LIMITED 2 0 2 0.00
1726 ACM ASIA LIMITED 2 0 2 0.00
1727 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1728 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1729 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1730 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1731 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1732 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1733 Alpha International Securities (HONG KONG) Limited 2 0 2 0.00 2010-08-23
1734 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1735 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1736 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1737 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1738 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1739 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1740 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1741 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1742 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1743 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1744 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1745 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1746 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1747 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1748 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1749 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1750 Avista Capital Limited 2 0 2 0.00 2013-08-09
1751 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1752 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1753 BC Assets Management (HK) Limited 2 0 2 0.00
1754 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1755 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1756 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1757 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1758 Black Marble Securities Limited 2 0 2 0.00
1759 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1760 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1761 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1762 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1763 Boulder Asset Management Limited 1 1 2 50.00 2010-02-22
1764 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1765 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1766 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1767 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1768 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1769 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1770 BROOKE CAPITAL LIMITED 2 0 2 0.00
1771 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1772 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1773 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1774 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1775 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1776 Celera Markets Limited 2 0 2 0.00 2008-08-12
1777 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1778 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1779 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1780 CERES CAPITAL LIMITED 2 0 2 0.00
1781 CES International Commodities (HK) Limited 2 0 2 0.00
1782 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1783 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1784 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1785 ChapmanCraig Limited 2 0 2 0.00
1786 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1787 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1788 China Finance Holdings Limited 2 0 2 0.00
1789 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1790 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1791 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1792 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1793 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1794 COMMENCE COMPANY LIMITED 2 0 2 0.00
1795 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1796 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1797 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1798 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1799 D.J. SECURITIES LIMITED 2 0 2 0.00
1800 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1801 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1802 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1803 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1804 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1805 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1806 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1807 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1808 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1809 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1810 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1811 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1812 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1813 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1814 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1815 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1816 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1817 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1818 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1819 Finet Securities Limited 2 0 2 0.00
1820 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1821 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1822 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1823 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1824 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1825 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1826 FULLJET SECURITIES LIMITED 2 0 2 0.00
1827 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1828 GCIS LIMITED 2 0 2 0.00 2007-05-16
1829 GEAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-02-19
1830 Genesis Investment Management Limited 2 0 2 0.00 2011-12-23
1831 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1832 GET NICE CAPITAL LIMITED 2 0 2 0.00
1833 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1834 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1835 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1836 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1837 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1838 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1839 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1840 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1841 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1842 Hana Asia Limited 2 0 2 0.00 2010-03-25
1843 Heitman HK Limited 2 0 2 0.00 2012-12-05
1844 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1845 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1846 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1847 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1848 IMARKETS LIMITED 2 0 2 0.00
1849 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1850 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1851 Impression Investment Limited 2 0 2 0.00 2014-04-30
1852 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1853 iVenture Investment Management Limited 2 0 2 0.00
1854 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1855 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1856 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1857 KARFORD SECURITIES LIMITED 2 0 2 0.00
1858 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1859 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1860 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1861 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1862 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1863 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1864 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1865 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1866 LAU & COMPANY LIMITED 2 0 2 0.00
1867 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1868 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1869 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1870 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1871 MARC FABER LIMITED 2 0 2 0.00
1872 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1873 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1874 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1875 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1876 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1877 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1878 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1879 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1880 MTF SECURITIES LIMITED 1 1 2 50.00
1881 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1882 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1883 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1884 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1885 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1886 OIA Asia Limited 2 0 2 0.00 2014-11-20
1887 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1888 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1889 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1890 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1891 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1892 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1893 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1894 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1895 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1896 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1897 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1898 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1899 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1900 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1901 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1902 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1903 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1904 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1905 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1906 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1907 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1908 Profound Capital Limited 2 0 2 0.00 2014-01-24
1909 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1910 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1911 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1912 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1913 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1914 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1915 ROCIM Limited 2 0 2 0.00 2007-06-29
1916 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1917 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1918 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1919 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1920 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1921 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1922 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1923 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1924 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1925 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1926 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1927 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1928 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1929 SKYBOUND CAPITAL (HK) LIMITED 2 0 2 0.00 2011-10-07
1930 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1931 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1932 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1933 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1934 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1935 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1936 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1937 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1938 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1939 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1940 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1941 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1942 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1943 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1944 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1945 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1946 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1947 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1948 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1949 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1950 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1951 VERCAP Financial Services Limited 2 0 2 0.00
1952 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1953 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1954 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1955 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1956 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1957 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1958 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1959 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1960 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1961 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1962 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1963 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1964 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1965 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1966 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1967 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1968 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1969 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1970 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1971 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1972 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
1973 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1974 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1975 China Tonghai (IA) Limited 1 0 1 0.00
1976 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1977 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1978 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1979 De Tiger Capital Limited 0 1 1 100.00 2013-01-29
1980 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1981 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1982 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1983 Goldbridge Securities Limited 1 0 1 0.00
1984 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1985 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1986 Kam Wah Investments Limited 1 0 1 0.00
1987 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1988 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1989 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
1990 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1991 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
1992 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1993 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
1994 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1995 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1996 Silk Road International Capital Limited 1 0 1 0.00
1997 SJS Markets Limited 1 0 1 0.00 2005-03-02
1998 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1999 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
2000 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2001 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
2001 Average 3.45 18.54 21.98 84.33

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