SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 35 907 942 96.28 2006-04-07
2 OnePlatform Asset Management Limited 21 904 925 97.73 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 48 781 829 94.21
4 KGI ASIA LIMITED 19 753 772 97.54
5 Citigroup Global Markets Asia Limited 24 553 577 95.84 2008-03-31
6 Merrill Lynch (Asia Pacific) Limited 42 522 564 92.55
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED 18 520 538 96.65
8 Credit Suisse (Hong Kong) Limited 49 452 501 90.22 2008-11-04
9 PHILLIP SECURITIES (HONG KONG) LIMITED 6 486 492 98.78
10 KGI FUTURES (HONG KONG) LIMITED 13 469 482 97.30
11 Merrill Lynch Far East Limited 39 438 477 91.82 2010-08-20
12 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 441 472 93.43 2008-08-20
13 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 19 407 426 95.54 2003-09-30
14 Manulife Investment Management (Hong Kong) Limited 30 389 419 92.84 2015-03-17
15 BOCI SECURITIES LIMITED 20 398 418 95.22 2004-03-01
16 Everbright Securities Investment Services (HK) Limited 12 403 415 97.11
17 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 18 396 414 95.65 2016-10-11
18 UBS SECURITIES ASIA LIMITED 15 351 366 95.90
19 Morgan Stanley Hong Kong Securities Limited 15 334 349 95.70 2010-11-30
20 PHILLIP COMMODITIES (H.K.) LIMITED 4 315 319 98.75 2003-12-09
21 UBS SECURITIES HONG KONG LIMITED 22 289 311 92.93 2016-12-19
22 CLSA LIMITED 22 264 286 92.31 2013-07-09
23 HAITONG INTERNATIONAL FUTURES LIMITED 8 275 283 97.17
24 CES Commodities (HK) Limited 4 267 271 98.52
25 FULBRIGHT SECURITIES LIMITED 7 255 262 97.33 2010-05-18
26 UOB KAY HIAN (HONG KONG) LIMITED 4 258 262 98.47
27 DEUTSCHE SECURITIES ASIA LIMITED 23 230 253 90.91 2004-01-08
28 CITIC Securities Brokerage (HK) Limited 12 228 240 95.00
29 SG SECURITIES (HK) LIMITED 42 192 234 82.05 2003-12-16
30 BNP PARIBAS SECURITIES (ASIA) LIMITED 10 223 233 95.71 2011-09-06
31 BOCOM International Securities Limited 15 217 232 93.53 2007-09-10
32 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 206 231 89.18 2005-02-15
33 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 223 231 96.54
34 MACQUARIE CAPITAL LIMITED 18 200 218 91.74 2013-07-09
35 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 12 198 210 94.29
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 198 206 96.12 2016-07-01
37 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 187 202 92.57 2003-12-02
38 Quam Securities Limited 12 185 197 93.91 2004-10-15
39 CELESTIAL SECURITIES LIMITED 6 189 195 96.92
40 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
41 BlackRock Asset Management North Asia Limited 10 179 189 94.71 2003-12-16
42 Tung Shing Securities (Brokers) Limited 9 174 183 95.08 2012-03-15
43 China Galaxy International Securities (Hong Kong) Co., Limited 15 161 176 91.48 2011-09-12
44 EMPEROR SECURITIES LIMITED 9 164 173 94.80
45 Yuanta Securities (Hong Kong) Company Limited 20 153 173 88.44 2006-07-08
46 MIZUHO SECURITIES ASIA LIMITED 13 155 168 92.26
47 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 158 165 95.76
48 CHIEF SECURITIES LIMITED 8 156 164 95.12 2006-04-20
49 GF Securities (Hong Kong) Brokerage Limited 11 152 163 93.25 2007-01-31
50 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 153 161 95.03
51 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 157 161 97.52
52 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 150 155 96.77 2009-10-05
53 CES Forex (HK) Limited 3 151 154 98.05
54 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 141 148 95.27
55 BARCLAYS CAPITAL ASIA LIMITED 16 130 146 89.04 2005-01-12
56 PRUDENTIAL BROKERAGE LIMITED 4 138 142 97.18
57 JPMorgan Asset Management (Asia Pacific) Limited 15 123 138 89.13 2006-02-16
58 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
59 Jefferies Hong Kong Limited 12 123 135 91.11 2010-01-04
60 JPMorgan Funds (Asia) Limited 8 124 132 93.94
61 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 6 124 130 95.38 2011-02-15
62 HSBC Global Asset Management (Hong Kong) Limited 9 121 130 93.08 2006-03-29
63 RHB SECURITIES HONG KONG LIMITED 9 115 124 92.74 2006-11-17
64 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 10 112 122 91.80 2012-01-06
65 DBS VICKERS (HONG KONG) LIMITED 5 116 121 95.87 2003-10-14
66 CELESTIAL COMMODITIES LIMITED 6 113 119 94.96
67 CITIC Securities Futures (HK) Limited 7 112 119 94.12
68 HSBC Corporate Finance (Hong Kong) Limited 8 111 119 93.28 2012-03-09
69 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 115 118 97.46
70 FWD Financial Planning Limited (HK) 3 113 116 97.41 2011-01-25
71 Credit Suisse Securities (Hong Kong) Limited 11 104 115 90.43 2013-07-30
72 HSBC BROKING SECURITIES (ASIA) LIMITED 8 105 113 92.92 2015-01-19
73 SOUTH CHINA SECURITIES LIMITED 6 106 112 94.64
74 BOCI ASIA LIMITED 19 92 111 82.88
75 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 102 110 92.73 2007-07-04
76 Moody's Investors Service Hong Kong Limited 4 105 109 96.33 2011-06-01
77 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
78 FIL Investment Advisors 6 101 107 94.39
79 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 22 85 107 79.44 2007-04-04
80 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 98 105 93.33
81 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 94 103 91.26
82 SINOPAC SECURITIES (ASIA) LIMITED 10 93 103 90.29 2012-04-23
83 HSBC BROKING FUTURES (ASIA) LIMITED 4 98 102 96.08
84 Soochow Securities International Brokerage Limited 6 96 102 94.12 2012-01-12
85 LUK FOOK SECURITIES (HK) LIMITED 6 95 101 94.06 2012-06-25
86 China Galaxy International Futures (Hong Kong) Co., Limited 4 95 99 95.96 2011-12-14
87 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 8 91 99 91.92 2012-11-13
88 INVESCO HONG KONG LIMITED 6 92 98 93.88
89 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 91 96 94.79
90 CCB INTERNATIONAL CAPITAL LIMITED 13 82 95 86.32 2004-05-27
91 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
92 FULBRIGHT FUTURES LIMITED 4 91 95 95.79 2005-12-05
93 EMPEROR FUTURES LIMITED 4 90 94 95.74
94 FITCH (HONG KONG) LIMITED 4 90 94 95.74 2011-06-01
95 Nerico Brothers Limited (HK) 10 84 94 89.36 2004-11-30
96 CINDA INTERNATIONAL SECURITIES LIMITED 4 89 93 95.70
97 HSBC BROKING FOREX (ASIA) LIMITED 4 89 93 95.70
98 MIB SECURITIES (HONG KONG) LIMITED 13 80 93 86.02 2012-05-21
99 China Securities (International) Brokerage Company Limited 10 81 91 89.01 2013-04-24
100 Essence International Securities (Hong Kong) Limited 9 80 89 89.89 2010-05-18
101 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 81 89 91.01
102 GET NICE SECURITIES LIMITED 6 81 87 93.10
103 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 83 87 95.40 2010-11-26
104 NATIXIS ASIA LIMITED 3 83 86 96.51 2004-10-19
105 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 9 76 85 89.41 2015-06-01
106 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 15 70 85 82.35 2005-11-29
107 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 81 85 95.29 2007-01-30
108 VALUE PARTNERS HONG KONG LIMITED 5 80 85 94.12 2007-11-19
109 VALUE PARTNERS LIMITED 5 80 85 94.12
110 CHIEF COMMODITIES LIMITED 4 80 84 95.24 2006-05-17
111 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 80 84 95.24
112 UBS Asset Management (Hong Kong) Limited 10 74 84 88.10 2012-09-12
113 CCB INTERNATIONAL SECURITIES LIMITED 21 62 83 74.70 2005-08-19
114 Tung Shing Futures (Brokers) Limited 6 76 82 92.68
115 HSBC SECURITIES BROKERS (ASIA) LIMITED 9 69 78 88.46 2011-03-04
116 S&P Global Ratings Hong Kong Limited 3 74 77 96.10 2011-06-01
117 SANFULL SECURITIES LIMITED 5 71 76 93.42
118 FIRST SHANGHAI SECURITIES LIMITED 9 66 75 88.00
119 BCT Financial Limited 3 71 74 95.95 2010-11-24
120 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
121 Success Securities Limited 4 68 72 94.44
122 CITIC Securities (Hong Kong) Limited 11 60 71 84.51
123 ABCI Securities Company Limited 9 61 70 87.14 2005-11-15
124 EAST ASIA SECURITIES COMPANY LIMITED 4 66 70 94.29
125 CHONG HING SECURITIES LIMITED 3 65 68 95.59
126 ORIENT SECURITIES (HONG KONG) LIMITED 9 58 67 86.57 2010-07-21
127 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 62 67 92.54 2004-10-14
128 Bright Fund Management Limited 3 63 66 95.45
129 CORPORATE BROKERS LIMITED 4 62 66 93.94
130 ICBC INTERNATIONAL CAPITAL LIMITED 5 61 66 92.42 2008-05-27
131 YUE XIU SECURITIES COMPANY LIMITED 6 60 66 90.91 2013-12-02
132 ICBC INTERNATIONAL SECURITIES LIMITED 14 50 64 78.13 2008-11-14
133 CENTALINE WEALTH MANAGEMENT LIMITED 5 58 63 92.06 2004-04-02
134 CMB International Securities Limited 9 54 63 85.71 2010-06-15
135 GUOYUAN FUTURES (HONG KONG) LIMITED 5 58 63 92.06 2007-11-29
136 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 11 52 63 82.54
137 Macquarie Corporate (Hong Kong) Limited 7 56 63 88.89
138 CGS-CIMB Securities (Hong Kong) Limited 11 50 61 81.97
139 Huarong International Securities Limited 6 55 61 90.16 2004-10-25
140 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 57 60 95.00
141 Soochow Securities International Futures Limited 5 55 60 91.67 2012-08-27
142 Guosen Securities (HK) Brokerage Company, Limited 4 55 59 93.22 2010-02-26
143 KINGSTON SECURITIES LIMITED 5 54 59 91.53
144 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 11 48 59 81.36 2004-05-31
145 JF INTERNATIONAL MANAGEMENT INC. 5 53 58 91.38
146 Mason Securities Limited 12 46 58 79.31 2016-09-02
147 T. Rowe Price Hong Kong Limited 6 52 58 89.66 2010-12-21
148 Fidelity Management & Research (Hong Kong) Limited 10 47 57 82.46 2008-09-04
149 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 51 57 89.47
150 RHB FUTURES HONG KONG LIMITED 4 53 57 92.98 2005-09-28
151 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 49 57 85.96 2010-02-23
152 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 50 56 89.29 2012-07-13
153 BLACKSTONE GROUP (HK) LIMITED (THE) 5 50 55 90.91 2008-10-14
154 MUFG Securities Asia Limited 9 46 55 83.64 2010-12-31
155 Sanford C. Bernstein (Hong Kong) Limited 10 45 55 81.82 2011-09-28
156 China Securities (International) Corporate Finance Company Limited 6 48 54 88.89 2013-04-08
157 CMB International Capital Limited 8 46 54 85.19 2010-09-07
158 Goldman Sachs Asset Management (Hong Kong) Limited 7 47 54 87.04 2016-06-24
159 Interactive Brokers Hong Kong Limited 5 49 54 90.74 2004-01-07
160 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 48 54 88.89 2007-04-26
161 Point72 Hong Kong Limited 5 48 53 90.57 2006-11-14
162 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
163 STOCKWELL SECURITIES LIMITED 3 49 52 94.23
164 CENTALINE SECURITIES LIMITED 3 47 50 94.00 2011-10-07
165 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 44 50 88.00
166 Principal Investment & Retirement Services Limited 2 48 50 96.00 2011-08-17
167 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
168 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 45 50 90.00 2012-12-07
169 ATHENA WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2008-04-25
170 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
171 GUOTAI JUNAN CAPITAL LIMITED 10 39 49 79.59
172 HAITONG INTERNATIONAL CAPITAL LIMITED 10 39 49 79.59
173 MIB FUTURES (HONG KONG) LIMITED 3 46 49 93.88 2011-03-25
174 LUK FOOK FUTURES (HK) LIMITED 5 43 48 89.58 2011-12-05
175 VC BROKERAGE LIMITED 4 44 48 91.67
176 HARVEST GLOBAL INVESTMENTS LIMITED 5 42 47 89.36 2009-02-16
177 Taiping Securities (HK) Co Limited 3 44 47 93.62
178 ZHONGRONG PT SECURITIES LIMITED 5 42 47 89.36 2010-07-30
179 BOCOM International (Asia) Limited 7 39 46 84.78 2007-09-21
180 St. James's Place (Hong Kong) Limited 3 43 46 93.48 2012-02-14
181 VICTORY SECURITIES COMPANY LIMITED 3 43 46 93.48 2007-02-16
182 AllianceBernstein Hong Kong Limited 6 39 45 86.67 2006-10-05
183 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 8 37 45 82.22
184 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 40 44 90.91 2011-04-26
185 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
186 Rich Union Securities (H.K.) Limited 6 38 44 86.36
187 Capital International, Inc. 4 39 43 90.70 2007-07-03
188 CINDA INTERNATIONAL FUTURES LIMITED 4 39 43 90.70
189 CSOP Asset Management Limited 5 38 43 88.37 2008-09-29
190 EVER-LONG SECURITIES COMPANY LIMITED 11 32 43 74.42
191 FIRST SECURITIES (HK) LIMITED 7 36 43 83.72 2009-08-03
192 LUEN FAT SECURITIES COMPANY LIMITED 5 38 43 88.37
193 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 12 31 43 72.09 2008-02-21
194 Wellington Management Hong Kong Limited (b2003-01-02) 8 35 43 81.40 2003-09-18
195 Wells Fargo Securities Asia Limited 7 36 43 83.72 2008-04-25
196 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 37 42 88.10 2012-08-01
197 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
198 GF FUTURES (HONG KONG) CO., LIMITED 3 39 42 92.86 2007-02-16
199 HGNH International Futures Co., Limited 5 37 42 88.10 2007-06-26
200 PineBridge Investments Asia Limited 5 37 42 88.10 2009-04-02
201 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
202 Mason Futures Limited (HK) 3 38 41 92.68
203 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 33 40 82.50 2009-01-02
204 HAITONG INTERNATIONAL RESEARCH LIMITED 3 37 40 92.50
205 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
206 Rifa Securities Limited 6 34 40 85.00
207 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 34 40 85.00 2009-06-02
208 AMPLE CAPITAL LIMITED 10 29 39 74.36 2007-01-02
209 Amundi Hong Kong Limited 7 32 39 82.05
210 BOCI RESEARCH LIMITED 4 35 39 89.74
211 FIRST SHANGHAI FUTURES LIMITED 4 35 39 89.74
212 HARRIS FRASER (INTERNATIONAL) LIMITED 4 35 39 89.74
213 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 5 34 39 87.18 2007-01-09
214 Yunfeng Financial Markets Limited 13 26 39 66.67
215 China Asset Management (Hong Kong) Limited 3 35 38 92.11 2008-12-10
216 CSC SECURITIES (HK) LIMITED 7 31 38 81.58 2003-12-29
217 DWS Investments Hong Kong Limited 10 28 38 73.68 2016-03-18
218 GET NICE FUTURES COMPANY LIMITED 3 35 38 92.11
219 GF Capital (Hong Kong) Limited 6 32 38 84.21 2007-01-31
220 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
221 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
222 NOAH HOLDINGS (HONG KONG) LIMITED 5 33 38 86.84 2012-01-04
223 Standard Chartered Securities (Hong Kong) Limited 11 27 38 71.05 2012-12-17
224 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 94.59 2004-01-20
225 FORTUNE (HK) SECURITIES LIMITED 2 35 37 94.59
226 Glory Sun Securities Limited 7 30 37 81.08 2012-09-18
227 ICAP Securities Hong Kong Limited 3 34 37 91.89 2005-10-06
228 SMBC Nikko Securities (Hong Kong) Limited 11 26 37 70.27 2012-07-20
229 CAIIS Limited 4 32 36 88.89 2006-05-23
230 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 31 36 86.11 2015-07-02
231 T.F.S. Derivatives HK Limited 6 30 36 83.33 2009-04-03
232 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 29 36 80.56 2008-08-07
233 YUE XIU FUTURES COMPANY LIMITED 4 32 36 88.89
234 ABCI CAPITAL LIMITED 7 28 35 80.00 2011-03-17
235 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 26 35 74.29 2003-08-29
236 Changjiang Securities Brokerage (HK) Limited 6 29 35 82.86 2011-12-13
237 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 33 35 94.29 2008-12-17
238 KARL-THOMSON SECURITIES COMPANY LIMITED 3 32 35 91.43
239 orientiert XYZ Securities Limited 7 28 35 80.00 2004-12-03
240 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
241 ASSET MANAGEMENT GROUP LIMITED 3 31 34 91.18 2006-01-17
242 CAPITAL GLOBAL MANAGEMENT LIMITED 3 31 34 91.18 2005-09-17
243 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
244 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 29 34 85.29
245 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
246 HGNH International Securities Co., Limited 3 31 34 91.18 2014-01-08
247 JVSakk Asset Management Limited 6 28 34 82.35 2008-08-28
248 Rothschild & Co Hong Kong Limited 5 29 34 85.29 2005-04-27
249 Vantage Capital Markets HK Limited 5 29 34 85.29 2008-10-02
250 CSC FUTURES (HK) LIMITED 5 28 33 84.85 2015-03-09
251 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 29 33 87.88
252 SINCERE SECURITIES LIMITED 3 30 33 90.91
253 First Sentier Investors (Hong Kong) Limited 4 28 32 87.50
254 iBest Consultants Limited 4 28 32 87.50 2008-04-15
255 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 25 32 78.13 2009-07-30
256 Sunrise Brokers (Hong Kong) Limited 3 29 32 90.63 2009-12-09
257 WING FUNG SECURITIES LIMITED 4 28 32 87.50
258 Dongxing Securities (Hong Kong) Company Limited 5 26 31 83.87 2013-12-23
259 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 27 31 87.10 2010-04-27
260 BOCHK Asset Management Limited 4 26 30 86.67 2010-12-15
261 China Renaissance Securities (Hong Kong) Limited 10 20 30 66.67 2012-10-24
262 CMBC SECURITIES COMPANY LIMITED 7 23 30 76.67 2008-01-24
263 CORPORATE COMMODITIES LIMITED 4 26 30 86.67
264 Fosun International Securities Limited 6 24 30 80.00 2008-06-23
265 GEO Securities Limited 2 28 30 93.33 2013-05-03
266 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 26 30 86.67 2005-11-15
267 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
268 Northern Trust Company of Hong Kong Limited (The) 11 19 30 63.33 2011-09-05
269 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 4 26 30 86.67 2007-03-09
270 VC FUTURES LIMITED 4 26 30 86.67
271 WIN WONG SECURITIES LIMITED 5 25 30 83.33
272 BGC SECURITIES (HONG KONG) LLC 2 27 29 93.10 2008-06-25
273 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 9 20 29 68.97 2007-08-23
274 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 5 24 29 82.76 2016-06-15
275 I-ACCESS INVESTORS LIMITED 5 24 29 82.76 2005-07-13
276 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 23 29 79.31 2005-07-05
277 ONE CHINA SECURITIES LIMITED 3 26 29 89.66 2004-03-01
278 PRESIDENT SECURITIES (HONG KONG) LIMITED 10 19 29 65.52 2007-06-20
279 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
280 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 23 29 79.31
281 SynerWealth Financial Limited 3 26 29 89.66 2009-02-04
282 TC Investment Management (Asia) Limited 5 24 29 82.76 2014-03-18
283 Vanguard Investments Hong Kong Limited 5 24 29 82.76 2012-02-07
284 WING FUNG FUTURES LIMITED 3 26 29 89.66 2006-04-21
285 CHINA EVERBRIGHT CAPITAL LIMITED 4 24 28 85.71 2005-05-09
286 Morningstar Investment Management Asia Limited 5 23 28 82.14 2014-05-08
287 ORIENT FUTURES (HONG KONG) LIMITED 5 23 28 82.14 2011-02-28
288 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 25 28 89.29
289 Sino-Rich Securities & Futures Limited 4 24 28 85.71 2010-11-17
290 SOUTH CHINA RESEARCH LIMITED 4 24 28 85.71
291 Templewater Hong Kong Limited 9 19 28 67.86
292 TIAN YUAN FINANCE LIMITED 3 25 28 89.29
293 BEA Union Investment Management Limited 5 22 27 81.48
294 ENLIGHTEN SECURITIES LIMITED 3 24 27 88.89
295 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 24 27 88.89
296 IPP FINANCIAL ADVISERS LIMITED 2 25 27 92.59 2006-12-21
297 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
298 PIMCO Asia Limited 3 24 27 88.89 2006-05-17
299 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 23 27 85.19 2005-07-07
300 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 4 23 27 85.19 2014-01-07
301 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 6 20 26 76.92 2006-12-08
302 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
303 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 22 26 84.62 2008-07-03
304 HGNH International Forex Co., Limited 2 24 26 92.31 2014-04-04
305 Janus Henderson Investors Hong Kong Limited 3 23 26 88.46
306 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 4 22 26 84.62
307 Prime Cdex Securities Limited 5 21 26 80.77 2016-06-27
308 TULLETT PREBON (HONG KONG) LIMITED 5 21 26 80.77 2010-08-26
309 Yunfeng Securities Limited 9 17 26 65.38 2013-08-27
310 BOCOM International Asset Management Limited 3 22 25 88.00 2007-09-13
311 CASH Wealth Management Limited 4 21 25 84.00 2011-01-17
312 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 19 25 76.00 2007-12-07
313 Crosby Securities Limited 9 16 25 64.00 2013-03-06
314 DAEWOO SECURITIES (HONG KONG) LIMITED 5 20 25 80.00 2012-02-17
315 FOUNDER SECURITIES (HONG KONG) LIMITED 4 21 25 84.00 2014-12-19
316 KAM FAI SECURITIES CO., LIMITED 3 22 25 88.00
317 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
318 OnePlatform Securities Limited 4 21 25 84.00 2016-07-28
319 PineBridge Investments Hong Kong Limited 4 21 25 84.00
320 Segantii Capital Management Limited 3 22 25 88.00 2007-11-22
321 WOCOM SECURITIES LIMITED 4 21 25 84.00
322 YICKO SECURITIES LIMITED 4 21 25 84.00 2015-10-30
323 abrdn Hong Kong Limited 6 18 24 75.00
324 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
325 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 18 24 75.00
326 Black Marble Securities Limited 4 20 24 83.33
327 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 20 24 83.33 2011-01-04
328 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 20 24 83.33 2006-07-03
329 China Orient International Asset Management Limited 6 18 24 75.00 2012-05-15
330 CHONG HING COMMODITIES AND FUTURES LIMITED 3 21 24 87.50
331 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
332 Huarong International Asset Management Limited 4 20 24 83.33 2011-03-14
333 ICBC INTERNATIONAL FUTURES LIMITED 3 21 24 87.50 2009-05-06
334 JANE STREET HONG KONG LIMITED 3 21 24 87.50 2013-07-26
335 Samsung Asset Management (Hong Kong) Limited 3 21 24 87.50 2008-04-23
336 BNY Mellon Investment Management Hong Kong Limited 8 15 23 65.22 2008-06-06
337 BOCOM MPF & Financial Services Company Limited 4 19 23 82.61 2012-06-25
338 Bosera Asset Management (International) Co., Limited 3 20 23 86.96 2010-11-05
339 BTIG Hong Kong Limited 3 20 23 86.96 2008-04-15
340 Eclipse Options (HK) Limited 7 16 23 69.57 2007-05-31
341 Nine Masts Capital Limited 3 20 23 86.96 2010-05-11
342 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
343 SHANXI SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2015-06-10
344 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
345 STI Asset Management Limited 5 18 23 78.26 2008-10-22
346 Venture Smart Asia Limited 6 17 23 73.91 2015-12-18
347 ADMIS Hong Kong Limited 3 19 22 86.36 2010-03-10
348 Balyasny Asset Management (Hong Kong) Limited 2 20 22 90.91 2008-03-03
349 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 15 22 68.18 2004-07-15
350 Evergrande Futures (Hong Kong) Limited 3 19 22 86.36 2003-11-21
351 GFI (HK) SECURITIES L.L.C. 2 20 22 90.91 2007-06-18
352 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 18 22 81.82 2004-11-29
353 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 16 22 72.73
354 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36 2010-10-06
355 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
356 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 19 22 86.36 2008-06-30
357 Pictet Asset Management (Hong Kong) Limited 7 15 22 68.18 2006-10-26
358 SPS SECURITIES LIMITED 4 18 22 81.82
359 APG Investments Asia Limited 4 17 21 80.95 2008-11-18
360 CHRISTFUND SECURITIES LIMITED 3 18 21 85.71
361 CLSA Asset Management Limited 4 17 21 80.95 2008-08-01
362 Conning Asia Pacific Limited 4 17 21 80.95 2012-02-24
363 HANG SENG INVESTMENT SERVICES LIMITED 3 18 21 85.71
364 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
365 INSTINET PACIFIC LIMITED 5 16 21 76.19
366 Lego Corporate Finance Limited 6 15 21 71.43 2016-01-13
367 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 17 21 80.95 2003-06-06
368 LIM ADVISORS LIMITED 6 15 21 71.43
369 Somerley Capital Limited 9 12 21 57.14 2013-10-02
370 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 15 21 71.43
371 Virtu ITG Hong Kong Limited 4 17 21 80.95
372 WOCOM LIMITED (HK) 4 17 21 80.95
373 Astrum Capital Management Limited (HK) 6 14 20 70.00 2005-07-08
374 GF Asset Management (Hong Kong) Limited 4 16 20 80.00 2007-11-08
375 GRANSING SECURITIES CO., LIMITED 5 15 20 75.00
376 HANG SENG SECURITIES LIMITED 5 15 20 75.00
377 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 4 16 20 80.00 2015-08-17
378 Income Partners Asset Management (HK) Limited 5 15 20 75.00
379 KAISER FUTURES LIMITED 4 16 20 80.00
380 KAISER SECURITIES LIMITED 4 16 20 80.00
381 KGI CAPITAL ASIA LIMITED 9 11 20 55.00
382 MANGO FINANCIAL LIMITED 4 16 20 80.00
383 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
384 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 17 20 85.00
385 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 16 20 80.00 2007-03-08
386 PO SANG SECURITIES LIMITED 5 15 20 75.00 2012-03-23
387 SOUTH CHINA CAPITAL LIMITED 3 17 20 85.00
388 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 18 20 90.00 2008-04-11
389 Topaz Financial Group Limited 2 18 20 90.00 2012-10-12
390 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
391 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 17 20 85.00 2008-09-02
392 ALTUS CAPITAL LIMITED 5 14 19 73.68
393 ALTUS INVESTMENTS LIMITED (HK) 4 15 19 78.95 2005-12-14
394 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 17 19 89.47 2006-01-25
395 BMI FUNDS MANAGEMENT LIMITED 4 15 19 78.95 2010-09-10
396 BOSC International Company Limited 6 13 19 68.42 2015-01-09
397 CASH ASSET MANAGEMENT LIMITED 4 15 19 78.95 2005-03-30
398 CEB International Capital Corporation Limited 5 14 19 73.68 2015-12-22
399 Changjiang Futures (HK) Limited 2 17 19 89.47 2012-02-13
400 China Universal Asset Management (Hong Kong) Company Limited 6 13 19 68.42 2010-02-19
401 Convera Hong Kong Limited 2 17 19 89.47 2016-05-20
402 CVC Asia Pacific Limited 5 14 19 73.68 2009-11-16
403 DL BROKERAGE LIMITED 3 16 19 84.21
404 Evercore Asia Limited 5 14 19 73.68 2011-03-04
405 EWARTON SECURITIES LIMITED 4 15 19 78.95
406 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 3 16 19 84.21 2012-09-24
407 Futu Securities International (HONG KONG) Limited 4 15 19 78.95 2012-10-04
408 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 17 19 89.47 2005-02-16
409 ICBC (ASIA) SECURITIES LIMITED 4 15 19 78.95
410 ICBC INTERNATIONAL RESEARCH LIMITED 4 15 19 78.95 2009-07-10
411 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 16 19 84.21
412 KGI Asset Management Limited 5 14 19 73.68 2013-05-31
413 KINGSTON FUTURES LIMITED 2 17 19 89.47
414 KINGSWAY CAPITAL LIMITED 5 14 19 73.68 2008-08-14
415 LEHIN SECURITIES LIMITED 3 16 19 84.21
416 Leonteq Securities (Hong Kong) Limited 3 16 19 84.21 2011-04-07
417 MESSIS CAPITAL LIMITED 3 16 19 84.21 2012-12-11
418 OP INVESTMENT MANAGEMENT LIMITED 7 12 19 63.16 2004-02-18
419 ORIENT CAPITAL (HONG KONG) LIMITED 4 15 19 78.95 2014-09-18
420 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
421 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
422 VMS Securities Limited 7 12 19 63.16
423 Arta Global Markets Limited 6 12 18 66.67 2008-01-08
424 Channel 8 Wealth Management Limited 4 14 18 77.78 2010-01-27
425 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
426 China Finance KAB Limited 3 15 18 83.33 2004-12-23
427 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
428 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 13 18 72.22 2010-08-20
429 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 14 18 77.78 2009-03-31
430 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
431 Funderstone Securities Limited 4 14 18 77.78
432 GAM HONG KONG LIMITED 6 12 18 66.67
433 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
434 iFAST Financial (HK) Limited 3 15 18 83.33 2007-03-30
435 Minerva Securities Limited 3 15 18 83.33
436 MOELIS & COMPANY ASIA LIMITED 2 16 18 88.89 2009-12-11
437 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 16 18 88.89 2011-11-25
438 New China Asset Management (Hong Kong) Limited 4 14 18 77.78 2013-11-06
439 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 16 18 88.89 2012-03-30
440 Sumitomo Mitsui Trust (Hong Kong) Limited 6 12 18 66.67 2014-01-07
441 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
442 Telecom King Securities Limited 4 14 18 77.78 2007-10-17
443 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
444 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 10 17 58.82
445 BFAM Partners (Hong Kong) Limited 3 14 17 82.35 2012-03-30
446 BREVAN HOWARD (HONG KONG) LIMITED 2 15 17 88.24 2004-07-12
447 China Securities (International) Asset Management Company Limited 5 12 17 70.59 2013-02-22
448 CICC US Securities (Hong Kong) Limited 2 15 17 88.24 2011-05-25
449 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 12 17 70.59 2009-10-14
450 DBS ASIA CAPITAL LIMITED 8 9 17 52.94
451 Dymon Asia Capital (HK) Limited 4 13 17 76.47 2011-08-31
452 Funderstone Futures Limited 3 14 17 82.35
453 Future Growth Financial Services Limited 5 12 17 70.59 2010-04-08
454 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
455 HANTEC SECURITIES CO., LIMITED 2 15 17 88.24
456 HUNG SING SECURITIES LIMITED 4 13 17 76.47
457 M3 Capital Partners (HK) Limited 2 15 17 88.24 2008-10-17
458 Optima Capital Limited 3 14 17 82.35 2007-10-25
459 ORIENT SECURITIES LIMITED 2 15 17 88.24
460 Oshidori Securities Limited 6 11 17 64.71 2015-05-19
461 PACIFIC FOUNDATION SECURITIES LIMITED 5 12 17 70.59
462 Planetree Securities Limited 5 12 17 70.59
463 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
464 Rifa Futures Limited 3 14 17 82.35 2008-12-01
465 SEEKERS MARKETS LIMITED 4 13 17 76.47 2013-08-09
466 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 82.35
467 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
468 Towers Watson Investment Services Hong Kong Limited 3 14 17 82.35 2007-05-14
469 VBG Capital Limited 6 11 17 64.71 2009-04-20
470 Well Link Securities Limited 2 15 17 88.24 2005-11-11
471 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
472 Alpha Financial Group Limited 2 14 16 87.50 2005-10-31
473 Ares Management Asia (Hong Kong) Limited 3 13 16 81.25 2009-05-25
474 Caitong International Asset Management Co., Limited 3 13 16 81.25 2013-05-20
475 CES Capital International (Hong Kong) Co., Limited 6 10 16 62.50 2008-03-20
476 Changjiang Corporate Finance (HK) Limited 4 12 16 75.00 2012-06-29
477 CNI Securities Group Limited 3 13 16 81.25 2009-12-15
478 CTBC Asia Limited 4 12 16 75.00 2004-01-14
479 DAKIN CAPITAL LIMITED 6 10 16 62.50 2016-01-21
480 GF International Investment Management Limited 2 14 16 87.50 2011-09-08
481 HING WAI ALLIED SECURITIES LIMITED 3 13 16 81.25
482 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
483 Houlihan Lokey (China) Limited 2 14 16 87.50 2008-10-09
484 ICAP Equities Asia Limited 3 13 16 81.25 2008-12-22
485 JIMEI SECURITIES LIMITED 2 14 16 87.50 2008-12-09
486 Jupiter Asset Management (Asia Pacific) Limited 5 11 16 68.75 2014-12-12
487 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
488 KOALA SECURITIES LIMITED 3 13 16 81.25 2015-09-09
489 Lion Global Financial Limited 3 13 16 81.25 2008-10-10
490 MALAHON SECURITIES LIMITED 3 13 16 81.25
491 MIDLAND WEALTH MANAGEMENT LIMITED 2 14 16 87.50 2008-02-18
492 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
493 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
494 OCBC Wing Hang Shares Brokerage Co. Limited 4 12 16 75.00
495 Pinpoint Asset Management Limited 2 14 16 87.50 2010-10-25
496 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 10 16 62.50
497 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
498 Sigma Capital Management Limited 6 10 16 62.50 2008-03-12
499 SINOMAX SECURITIES LIMITED 5 11 16 68.75 2016-08-19
500 South China Forex Limited 3 13 16 81.25 2010-06-21
501 State Street Securities Hong Kong Limited 4 12 16 75.00 2013-04-22
502 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
503 WINFULL SECURITIES LIMITED 3 13 16 81.25
504 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
505 ALLY BRIDGE GROUP (HK) LIMITED 3 12 15 80.00 2015-07-09
506 BUSINESS SECURITIES LIMITED 3 12 15 80.00
507 Central China International Securities Co., Limited 4 11 15 73.33 2015-07-13
508 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67
509 CLC International Limited 6 9 15 60.00 2012-12-07
510 CLC SECURITIES LIMITED 4 11 15 73.33 2008-06-16
511 CMB International Asset Management Limited 5 10 15 66.67 2010-05-26
512 DELTA ASIA SECURITIES LIMITED 3 12 15 80.00 2011-12-23
513 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
514 Everbright Securities Digital Finance (HK) Limited 2 13 15 86.67
515 Gong Ping Futures Limited 2 13 15 86.67 2011-11-22
516 Gong Ping Securities Limited 2 13 15 86.67 2010-12-08
517 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 12 15 80.00 2008-07-24
518 HEAD & SHOULDERS SECURITIES LIMITED 4 11 15 73.33 2008-03-27
519 HGNH International Asset Management Co., Limited 3 12 15 80.00 2011-10-24
520 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 12 15 80.00 2009-12-14
521 iFAST Global Markets (HK) Limited 3 12 15 80.00 2008-02-12
522 INNOVAX CAPITAL LIMITED 8 7 15 46.67 2015-02-25
523 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 11 15 73.33 2010-09-29
524 JVSakk Asia Limited 5 10 15 66.67
525 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
526 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
527 MERCER INVESTMENTS (HK) LIMITED 2 13 15 86.67 2005-08-04
528 Ninety One Hong Kong Limited 3 12 15 80.00 2014-04-09
529 Octal Capital Limited 7 8 15 53.33 2011-06-01
530 PC SECURITIES LIMITED 2 13 15 86.67 2014-06-11
531 RRJ Management (HK) Limited 3 12 15 80.00 2013-05-31
532 SFM HK Management Limited 3 12 15 80.00 2010-11-01
533 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 12 15 80.00 2007-05-18
534 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 11 15 73.33 2008-12-18
535 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
536 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
537 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67 2013-12-19
538 Adamas Asset Management (HK) Limited 2 12 14 85.71 2013-02-20
539 AMC Wanhai Securities Limited 6 8 14 57.14 2009-07-09
540 Anbang Asset Management (Hong Kong) Co. Limited 5 9 14 64.29 2012-05-15
541 Anuenue Securities Limited 5 9 14 64.29
542 Beijing Securities Limited 5 9 14 64.29 2008-11-07
543 BLUE POOL CAPITAL LIMITED 2 12 14 85.71 2009-11-17
544 BMI Securities Limited 2 12 14 85.71 2011-03-14
545 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
546 China Everbright Investment Management Limited 2 12 14 85.71 2007-07-03
547 China Re Asset Management (Hong Kong) Company Limited 3 11 14 78.57 2015-05-14
548 China Vered Asset Management (Hong Kong) Limited 4 10 14 71.43 2012-04-17
549 ENLIGHTEN FUTURES LIMITED 3 11 14 78.57
550 FULBRIGHT ASSET MANAGEMENT LIMITED 2 12 14 85.71 2012-03-22
551 Golden Rich Securities Limited 4 10 14 71.43 2016-04-06
552 Great Wall Pan Asia Asset Management Limited 3 11 14 78.57 2014-05-13
553 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
554 HENYEP SECURITIES LIMITED 3 11 14 78.57
555 Huajin Corporate Finance (International) Limited 6 8 14 57.14
556 JANCHOR PARTNERS LIMITED 3 11 14 78.57 2009-11-06
557 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 11 14 78.57 2006-11-28
558 LAMTEX SECURITIES LIMITED 5 9 14 64.29 2016-09-02
559 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2008-09-03
560 Ontario Teachers' Pension Plan (Asia) Limited 5 9 14 64.29 2013-05-20
561 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2010-08-18
562 ORTUS CAPITAL MANAGEMENT LIMITED 3 11 14 78.57 2003-08-29
563 PEGASUS FUND MANAGERS LIMITED 3 11 14 78.57 2011-01-28
564 Polen Capital HK Limited 3 11 14 78.57 2012-09-28
565 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
566 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 10 14 71.43
567 Quam Capital Limited (b1994-08-04) 7 7 14 50.00
568 RHB CAPITAL HONG KONG LIMITED 5 9 14 64.29
569 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 10 14 71.43 2008-11-07
570 SHENG YUAN SECURITIES LIMITED 5 9 14 64.29 2010-10-27
571 SILVERHORN INVESTMENT ADVISORS LIMITED 3 11 14 78.57 2011-02-28
572 SPDB International Capital Limited 4 10 14 71.43 2015-10-13
573 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 78.57 2016-12-19
574 SUN GROWTH SECURITIES LIMITED 4 10 14 71.43
575 TC Capital International Limited 5 9 14 64.29 2010-08-11
576 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
577 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
578 TPG Capital, Limited 3 11 14 78.57 2012-03-07
579 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
580 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
581 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 11 13 84.62
582 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
583 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
584 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 76.92
585 CHINA SYSTEM SECURITIES LIMITED 3 10 13 76.92 2005-07-07
586 China Vered Securities Limited 3 10 13 76.92 2013-12-03
587 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 9 13 69.23 2007-04-20
588 CLSA Capital Partners (HK) Limited 3 10 13 76.92
589 CNCB (Hong Kong) Capital Limited 4 9 13 69.23 2010-10-27
590 CreditEase Wealth Management (HK) Limited 3 10 13 76.92 2013-11-06
591 D. E. Shaw & Co. (Asia Pacific) Limited 3 10 13 76.92 2007-11-14
592 De Riva Asia Limited 3 10 13 76.92 2010-07-29
593 Ever-Long Capital Management Limited (b2014-01-15) 3 10 13 76.92 2014-11-27
594 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
595 FORTUNE FINANCIAL CAPITAL LIMITED 3 10 13 76.92 2009-03-12
596 FOUNDER FUTURES (HONG KONG) LIMITED 2 11 13 84.62 2016-06-15
597 Gain Capital - Forex.com Hong Kong Limited 3 10 13 76.92 2009-07-22
598 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
599 HALCYON SECURITIES LIMITED 4 9 13 69.23 2013-01-28
600 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
601 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
602 HOORAY SECURITIES LIMITED 2 11 13 84.62
603 ICBC Credit Suisse Asset Management (International) Company Limited 4 9 13 69.23 2011-11-18
604 KINGSTON CORPORATE FINANCE LIMITED 5 8 13 61.54
605 Monex Boom Securities (H.K.) Limited 5 8 13 61.54 2016-06-03
606 Neutral Financial Holding Company Limited 3 10 13 76.92
607 NewQuest Capital Advisors (HK) Limited 2 11 13 84.62 2012-03-08
608 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
609 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 10 13 76.92 2013-09-17
610 Open Securities Limited 6 7 13 53.85 2010-07-16
611 ORIENTAL PATRON SECURITIES LIMITED 4 9 13 69.23
612 OTCex Hong Kong Limited 3 10 13 76.92 2010-08-23
613 Rockhampton Management Limited 3 10 13 76.92 2011-01-26
614 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
615 South China Investment Management Limited 2 11 13 84.62 2016-11-09
616 StormHarbour Securities (Hong Kong) Limited 3 10 13 76.92 2010-03-18
617 UBP ASSET MANAGEMENT ASIA LIMITED 4 9 13 69.23 2007-01-11
618 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2012-04-11
619 VEDA CAPITAL LIMITED (HK) 3 10 13 76.92 2005-12-28
620 WINLAND WEALTH MANAGEMENT LIMITED 3 10 13 76.92
621 YUEXING SECURITIES COMPANY LIMITED 3 10 13 76.92
622 Aegon Asset Management (Asia) Limited 3 9 12 75.00 2012-04-30
623 Anbang Capital (Hong Kong) Co. Limited 3 9 12 75.00 2013-12-06
624 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 66.67
625 ASIA CLIMATE PARTNERS HONG KONG LIMITED 3 9 12 75.00 2016-06-30
626 BERICH BROKERAGE LIMITED 4 8 12 66.67
627 CHEONG LEE SECURITIES LIMITED 3 9 12 75.00 2005-11-24
628 CHINA DEMETER SECURITIES LIMITED 5 7 12 58.33 2010-10-18
629 Citadel Asia Limited 3 9 12 75.00 2005-10-21
630 Citadel Securities (Hong Kong) Limited 3 9 12 75.00 2009-04-09
631 CTI Capital Hong Kong Limited 5 7 12 58.33 2015-01-26
632 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 5 7 12 58.33 2011-09-02
633 Davidson Kempner Asia Limited 2 10 12 83.33 2010-05-04
634 Double Haven Capital (Hong Kong) Limited 3 9 12 75.00 2007-02-16
635 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
636 EMPEROR CORPORATE FINANCE LIMITED 5 7 12 58.33 2009-12-24
637 EQT Partners Asia Limited 5 7 12 58.33 2011-04-15
638 Essence Corporate Finance (Hong Kong) Limited 5 7 12 58.33 2010-09-01
639 GT CAPITAL LIMITED 4 8 12 66.67
640 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 7 12 58.33 2010-06-30
641 HAMON INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
642 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-05-21
643 HENIK SECURITIES LIMITED 2 10 12 83.33
644 HING WONG SECURITIES LIMITED 3 9 12 75.00
645 HONG KONG ASSET MANAGEMENT LIMITED 3 9 12 75.00 2005-11-21
646 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
647 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
648 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
649 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
650 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
651 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
652 Mayfair & Ayers Financial Group Limited 6 6 12 50.00 2006-07-17
653 MCM Asia Limited 3 9 12 75.00 2013-03-28
654 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
655 Oasis Management (Hong Kong) 3 9 12 75.00 2004-09-14
656 Ord Minnett Hong Kong Limited 3 9 12 75.00 2013-01-15
657 Planetree Futures Limited 4 8 12 66.67
658 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 8 12 66.67
659 Quam Asset Management Limited (b1983-06-28) 4 8 12 66.67
660 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
661 Shacom Securities Limited 2 10 12 83.33
662 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED 3 9 12 75.00 2016-11-01
663 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
664 Sylebra Capital Limited 2 10 12 83.33 2011-09-06
665 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
666 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED 3 9 12 75.00 2016-11-07
667 Zijing Capital Limited 3 9 12 75.00 2003-05-07
668 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
669 AM Squared Limited 2 9 11 81.82 2005-06-30
670 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
671 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
672 BFIN Private Advisors (Hong Kong) Limited 3 8 11 72.73 2014-02-21
673 BOKHARY SECURITIES LIMITED 2 9 11 81.82
674 CARDINALASIA CONSULTING LIMITED 3 8 11 72.73 2003-06-27
675 CC Finance Limited 2 9 11 81.82 2006-04-20
676 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
677 CHALLENGE CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2004-10-26
678 China Alpha Fund Management (HK) Limited 5 6 11 54.55 2010-05-31
679 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
680 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 6 11 54.55 2012-04-27
681 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64 2013-01-09
682 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
683 CITIC Futures International Company Limited 2 9 11 81.82 2015-08-31
684 CLSA Premium International (HK) Limited 3 8 11 72.73 2004-10-20
685 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
686 Complus Asset Management Limited 3 8 11 72.73 2011-05-25
687 CVP Securities Limited 5 6 11 54.55 2004-07-09
688 EAST ASIA FUTURES LIMITED 4 7 11 63.64
689 Excalibur Global Financial Group Limited 3 8 11 72.73 2012-10-04
690 Fortune Asset Management Limited 3 8 11 72.73 2009-12-16
691 FT Securities Limited 2 9 11 81.82
692 Gary Cheng Securities Limited 3 8 11 72.73 2015-12-02
693 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 9 11 81.82
694 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
695 Hafoo Securities Limited 3 8 11 72.73 2009-12-09
696 HAMON ASIAN ADVISORS LIMITED 4 7 11 63.64
697 HAMON ASSET MANAGEMENT LIMITED 4 7 11 63.64
698 Hao Tian International Securities Limited 4 7 11 63.64
699 HERMES SECURITIES LIMITED 2 9 11 81.82
700 Horizon Asset International (HK) Limited 3 8 11 72.73 2008-09-03
701 HUAJIN FUTURES (INTERNATIONAL) LIMITED 4 7 11 63.64 2015-08-17
702 IAM LEGACY LIMITED 4 7 11 63.64 2007-08-21
703 JOSPA INVESTMENT COMPANY LIMITED 3 8 11 72.73
704 KKR CAPITAL MARKETS ASIA LIMITED 2 9 11 81.82 2009-10-22
705 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 72.73 2007-03-20
706 LT Securities Limited 4 7 11 63.64 2011-04-01
707 MASTER TRADEMORE SECURITIES LIMITED 3 8 11 72.73
708 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
709 ORIENTAL PATRON ASIA LIMITED 4 7 11 63.64
710 Rakuten Securities Hong Kong Limited 4 7 11 63.64
711 REDFORD SECURITIES LIMITED 4 7 11 63.64 2005-03-31
712 ROOFER SECURITIES LIMITED 3 8 11 72.73
713 SANFULL FUTURES LIMITED 3 8 11 72.73 2007-12-21
714 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
715 VC CAPITAL LIMITED 3 8 11 72.73
716 Vontobel Wealth Management (Hong Kong) Limited 4 7 11 63.64 2013-01-14
717 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
718 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
719 About Capital Management (HK) Co., Limited 2 8 10 80.00 2013-09-24
720 Alliance Capital Partners Limited (HK) 3 7 10 70.00 2014-01-24
721 ALPS ADVISORY (HK) LIMITED 2 8 10 80.00 2013-11-20
722 Amasse Capital Limited 4 6 10 60.00 2012-07-13
723 Anli Securities Limited 3 7 10 70.00 2015-11-09
724 ASA SECURITIES LIMITED 3 7 10 70.00 2010-08-19
725 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 7 10 70.00
726 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
727 Beevest Securities Limited 3 7 10 70.00
728 BOCI COMMODITIES & FUTURES LIMITED 2 8 10 80.00 2004-11-17
729 BRIGHT SMART FOREX LIMITED 2 8 10 80.00 2013-03-11
730 BULLISH SECURITIES LIMITED 2 8 10 80.00
731 CELESTIAL CAPITAL LIMITED 2 8 10 80.00
732 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-06-22
733 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 7 10 70.00 2013-02-25
734 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
735 CIFM Asset Management (Hong Kong) Limited 4 6 10 60.00 2011-07-20
736 CLC FUTURES LIMITED 3 7 10 70.00 2014-10-29
737 CMS CAPITAL (HK) CO., LIMITED 3 7 10 70.00 2004-05-06
738 COHEN & STEERS ASIA LIMITED 6 4 10 40.00 2005-07-29
739 COMPRADOR LIMITED (HK) 3 7 10 70.00 2015-04-08
740 CONVOY CAPITAL HONG KONG LIMITED 3 7 10 70.00 2012-08-23
741 Essence Asset Management (Hong Kong) Limited 2 8 10 80.00 2010-08-19
742 F.T.M.F. DISTRIBUTION LIMITED 5 5 10 50.00 2008-08-15
743 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
744 FORMAX SECURITIES LIMITED 3 7 10 70.00 2014-09-12
745 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 6 10 60.00 2011-11-15
746 Frontpage Capital Limited 4 6 10 60.00 2015-11-10
747 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
748 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 7 10 70.00
749 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
750 HALCYON CAPITAL LIMITED (HK) 3 7 10 70.00 2012-12-06
751 Hao Tian International Futures Limited 3 7 10 70.00 2016-10-06
752 Hillhouse Investment Management Limited 2 8 10 80.00 2011-01-24
753 ICBC Asset Management (Global) Company Limited 3 7 10 70.00
754 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 6 10 60.00 2009-08-06
755 JK Capital Management Limited 6 4 10 40.00 2015-12-01
756 Keptain Securities and Asset Management Limited 3 7 10 70.00 2013-01-24
757 KILMOREY SECURITIES LIMITED 2 8 10 80.00
758 Lee Kee Store Company Limited 3 7 10 70.00 2015-02-04
759 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
760 MAPS Capital Management Limited 3 7 10 70.00 2012-11-29
761 METRO CAPITAL SECURITIES LIMITED 4 6 10 60.00
762 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
763 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
764 Nuada Limited 6 4 10 40.00 2004-01-15
765 Oppenheimer Investments Asia Limited 4 6 10 60.00 2010-02-12
766 Oreana Financial Services Limited 4 6 10 60.00 2011-07-12
767 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 70.00 2008-07-29
768 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
769 Pleiad Investment Advisors Limited 3 7 10 70.00 2014-06-13
770 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
771 PROMISING SECURITIES COMPANY LIMITED 1 9 10 90.00 2004-01-02
772 Public Securities Limited 3 7 10 70.00
773 RaffAello Capital Limited 4 6 10 60.00 2012-07-05
774 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
775 Saxo Capital Markets HK Limited 5 5 10 50.00 2011-01-19
776 Schonfeld Strategic Advisors (Hong Kong) Limited 3 7 10 70.00 2016-10-11
777 Seazen Resources Securities Limited 4 6 10 60.00 2016-01-28
778 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
779 SINO WEALTH SECURITIES LIMITED 2 8 10 80.00 2012-03-05
780 Sinofortune Securities Limited 5 5 10 50.00 2012-02-03
781 Soochow Securities International Capital Limited 4 6 10 60.00 2013-07-19
782 SUN SECURITIES LIMITED 3 7 10 70.00 2011-04-01
783 TARZAN STOCK & SHARES LIMITED 3 7 10 70.00
784 TFI Securities and Futures Limited 3 7 10 70.00 2013-05-14
785 TOPAZ CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2014-02-11
786 TOYO SECURITIES ASIA LIMITED 4 6 10 60.00
787 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
788 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 60.00 2006-11-14
789 WING FAT SECURITIES LIMITED 3 7 10 70.00
790 WINTECH SECURITIES LIMITED 4 6 10 60.00
791 Wisetrade Securities Limited 1 9 10 90.00
792 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
793 YING WAH SECURITIES COMPANY LIMITED 3 7 10 70.00
794 Zhongrong International Securities Company Limited 2 8 10 80.00 2015-08-12
795 Allard Partners Limited 3 6 9 66.67
796 ARISTO SECURITIES LIMITED 3 6 9 66.67 2014-08-06
797 AVALOK CAPITAL LIMITED 3 6 9 66.67 2012-05-31
798 Avenue Asset Management Limited (HK) 2 7 9 77.78 2015-08-27
799 Barings Investment Advisers (Hong Kong) Limited 4 5 9 55.56 2009-05-08
800 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 4 9 44.44 2010-11-03
801 Bradbury Securities Limited 2 7 9 77.78
802 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 77.78 2007-11-27
803 CBH Asia Limited 4 5 9 55.56 2010-09-24
804 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
805 Chanceton Capital Partners Limited 5 4 9 44.44
806 China Enterprise Securities Company Limited 3 6 9 66.67 2011-01-27
807 CHINA GLORY SECURITIES COMPANY LIMITED 2 7 9 77.78 2013-07-09
808 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-08-28
809 China Sunrise Securities (International) Limited 3 6 9 66.67 2015-11-27
810 DAH SING SECURITIES LIMITED 2 7 9 77.78
811 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
812 Enhanced Securities Limited 4 5 9 55.56 2011-08-02
813 Eton Park Asia Limited 3 6 9 66.67 2006-11-13
814 EVENSTAR ADVISORS LIMITED 5 4 9 44.44 2007-04-19
815 FDB Financial Group Limited 3 6 9 66.67
816 FIRST SHANGHAI CAPITAL LIMITED 3 6 9 66.67
817 FORMAX ASSET MANAGEMENT LIMITED 3 6 9 66.67 2014-06-10
818 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 77.78
819 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2009-03-20
820 HANG SENG FUTURES LIMITED 3 6 9 66.67
821 HONFIRST INVESTMENT LIMITED 3 6 9 66.67
822 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
823 Huabang Securities Limited 2 7 9 77.78
824 IDS FOREX HK LIMITED 3 6 9 66.67 2014-09-17
825 Ion Pacific Limited 4 5 9 55.56 2015-12-17
826 IP Investment Management (HK) Limited 2 7 9 77.78 2015-12-21
827 Kaisa Financial Group Company Limited 2 7 9 77.78 2008-06-16
828 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
829 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
830 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
831 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
832 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
833 Liquid Capital Markets Hong Kong Limited 2 7 9 77.78 2009-10-29
834 LMR Partners Limited 2 7 9 77.78 2012-07-17
835 LT Finance Management Limited 3 6 9 66.67 2012-12-10
836 LY CAPITAL LIMITED 4 5 9 55.56 2013-12-11
837 Mackenzie Investments Asia Limited 5 4 9 44.44
838 MAN INVESTMENTS (HONG KONG) LIMITED 5 4 9 44.44 2005-07-28
839 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
840 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 6 9 66.67 2004-09-22
841 Minerva Asset Global Investment Capital Limited 4 5 9 55.56 2016-03-22
842 MVision Private Equity Advisers Asia Limited 2 7 9 77.78 2012-03-29
843 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
844 NINE RIVERS CAPITAL PARTNERS LIMITED 2 7 9 77.78 2015-09-25
845 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
846 Oshidori Corporate Finance Limited 2 7 9 77.78
847 Oxbow Capital Management (HK) Limited 2 7 9 77.78 2015-06-02
848 PARAMETRICA MANAGEMENT LIMITED 3 6 9 66.67 2012-08-03
849 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
850 PICO ZEMAN SECURITIES (HK) LIMITED 4 5 9 55.56 2010-07-12
851 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 7 9 77.78 2007-03-01
852 PJT Partners (HK) Limited 2 7 9 77.78 2015-10-06
853 QL Asset Management Company Limited 4 5 9 55.56 2014-10-06
854 QUAD CAPITAL MANAGEMENT LIMITED 3 6 9 66.67 2014-08-04
855 R.J. O'Brien & Associates HK Limited 3 6 9 66.67 2007-10-29
856 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
857 SAMSUNG SECURITIES (ASIA) LIMITED 4 5 9 55.56
858 SDHG International Securities Limited 4 5 9 55.56
859 SEEKERS ADVISORS H.K. LIMITED 4 5 9 55.56 2012-03-23
860 SHENG YUAN ASSET MANAGEMENT LIMITED 2 7 9 77.78 2011-06-14
861 Shinhan Investment Asia Limited 3 6 9 66.67 2007-10-15
862 SUPREME CHINA SECURITIES LIMITED 2 7 9 77.78 2014-10-10
863 Swiss-Asia Asset Management (HK) Limited 2 7 9 77.78 2010-06-02
864 TAI YIP STOCK COMPANY LIMITED 3 6 9 66.67
865 TITAN FINANCIAL SERVICES LIMITED 3 6 9 66.67 2015-09-16
866 Tor Investment Management (Hong Kong) Limited 3 6 9 66.67 2012-12-12
867 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
868 Tybourne Capital Management (HK) Limited 4 5 9 55.56 2012-03-15
869 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
870 Vegasoul Capital Management (Asia) Limited 3 6 9 66.67 2010-01-29
871 VISION FINANCE (SECURITIES) LIMITED 4 5 9 55.56 2007-05-08
872 WING YEE SECURITIES COMPANY LIMITED 4 5 9 55.56
873 WINTONE SECURITIES LIMITED 3 6 9 66.67 2004-02-16
874 Wolver Hill Asset Management Asia Limited 3 6 9 66.67 2009-03-10
875 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 7 9 77.78
876 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
877 YF SECURITIES COMPANY LIMITED 2 7 9 77.78
878 Yi Shun Da Capital Limited 4 5 9 55.56 2015-11-04
879 Yunfeng Asset Management Limited 2 7 9 77.78 2011-05-18
880 ABCI ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-10-18
881 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
882 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
883 ALBOURNE PARTNERS (ASIA) LIMITED 2 6 8 75.00 2004-09-07
884 Arta Global Futures Limited 5 3 8 37.50
885 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 5 3 8 37.50
886 AUDREY CHOW SECURITIES LIMITED 2 6 8 75.00
887 BDA PARTNERS (HK) LIMITED 4 4 8 50.00 2016-02-03
888 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
889 Bonus Eventus Securities Limited 2 6 8 75.00 2015-11-03
890 CCB Securities Limited 4 4 8 50.00 2016-06-20
891 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
892 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
893 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
894 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
895 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
896 CHINA SKY SECURITIES LIMITED 2 6 8 75.00
897 CITY CREDIT CAPITAL (HK) LIMITED 3 5 8 62.50 2012-10-16
898 CRIC Securities Company Limited 4 4 8 50.00 2013-02-21
899 DAYOU FUTURES (HK) COMPANY LIMITED 2 6 8 75.00 2016-09-08
900 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
901 DONVEX CAPITAL LIMITED 2 6 8 75.00 2009-01-29
902 EIP Alpha Limited 3 5 8 62.50 2014-02-12
903 EVERHOT SECURITIES LIMITED 3 5 8 62.50
904 FAIRWIN BROKING LIMITED 3 5 8 62.50
905 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
906 FUBON SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2012-05-18
907 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
908 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
909 Greater China Securities Limited (b1999-04-26) 2 6 8 75.00
910 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2007-11-28
911 Haitong Futures Hong Kong Limited 2 6 8 75.00 2016-07-07
912 HANG TAI SECURITIES LIMITED 4 4 8 50.00
913 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 62.50 2010-10-27
914 Holly International Financial Holdings Limited 3 5 8 62.50 2012-06-29
915 Huayu Securities Limited 2 6 8 75.00
916 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
917 JS CRESVALE CAPITAL LIMITED 4 4 8 50.00
918 KARST PEAK CAPITAL LIMITED 3 5 8 62.50 2012-03-16
919 KINGKEY SECURITIES GROUP LIMITED 2 6 8 75.00 2011-07-27
920 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50 2014-04-11
921 KWOK HING SECURITIES LIMITED 2 6 8 75.00
922 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
923 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
924 MEAG Hong Kong Limited 5 3 8 37.50
925 MIRABAUD (ASIA) LIMITED 2 6 8 75.00 2003-05-13
926 North Beta International Securities Limited 2 6 8 75.00 2009-07-17
927 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
928 ONSHINE SECURITIES LIMITED 3 5 8 62.50
929 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2004-04-07
930 PARTNERS CAPITAL SECURITIES LIMITED 3 5 8 62.50
931 Pedder Street Investment Management Limited 4 4 8 50.00 2014-06-03
932 PO LEE SECURITIES LIMITED 3 5 8 62.50
933 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
934 PRIME COURAGE SECURITIES COMPANY LIMITED 3 5 8 62.50 2011-09-19
935 Prudence Investment Management (Hong Kong) Limited 4 4 8 50.00 2009-06-08
936 Rencent International Asset Management Company Limited 2 6 8 75.00 2013-10-10
937 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
938 RONGTONG GLOBAL INVESTMENT LIMITED 2 6 8 75.00 2013-12-30
939 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
940 Rui Da International Finance Holding Limited 1 7 8 87.50 2012-03-30
941 SAIL ADVISORS LIMITED 3 5 8 62.50 2004-05-17
942 SBI FX Co., Limited 4 4 8 50.00 2016-07-21
943 SEI INVESTMENTS (ASIA) LIMITED 3 5 8 62.50 2005-03-02
944 SHACOM FUTURES LIMITED 2 6 8 75.00
945 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2015-03-06
946 SOLID KING SECURITIES LIMITED 3 5 8 62.50
947 SP Securities Limited 4 4 8 50.00 2016-03-11
948 SPARX Asia Investment Advisors Limited 4 4 8 50.00 2004-04-20
949 SPS COMMODITIES LIMITED 2 6 8 75.00
950 Standard Advisory Asia Limited 3 5 8 62.50 2014-12-01
951 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
952 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
953 TENGARD FUND MANAGEMENT LIMITED 2 6 8 75.00 2012-04-03
954 THING ON SECURITIES LIMITED 3 5 8 62.50
955 TIAN YUAN FINANCE (INDEX TRADING) LIMITED 3 5 8 62.50 2016-10-12
956 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
957 Torq Capital Management (HK) Limited 2 6 8 75.00 2016-10-04
958 TRANSASIA PRIVATE CAPITAL LIMITED 3 5 8 62.50 2013-03-19
959 TREE LINE ADVISORS (HONG KONG) LIMITED 2 6 8 75.00 2006-06-30
960 Value Partners Private Equity Limited 3 5 8 62.50
961 VERCAP Financial Services Limited 3 5 8 62.50
962 VTB Capital Hong Kong Limited 4 4 8 50.00 2011-06-30
963 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
964 Win Securities Limited 4 4 8 50.00
965 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
966 YUE XIU ASSET MANAGEMENT LIMITED 4 4 8 50.00 2011-04-12
967 Zhongrong International Futures Co., Limited 2 6 8 75.00
968 Acion Partners Limited 3 4 7 57.14 2015-02-09
969 AIF Securities Limited 4 3 7 42.86 2004-11-02
970 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
971 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43 2011-08-03
972 AP Capital Management (Hong Kong) Limited 3 4 7 57.14 2015-08-04
973 ARA Asset Management (Prosperity) Limited 3 4 7 57.14 2005-11-30
974 ARCH Capital Management Co. Limited 3 4 7 57.14 2009-02-19
975 ARCH Capital Property Advisors Co. Limited 3 4 7 57.14 2016-09-23
976 Argonaut Securities (Asia) Limited 4 3 7 42.86 2011-09-08
977 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
978 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
979 Asia Pacific Financial Investment Services Co., Limited 2 5 7 71.43 2014-07-22
980 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
981 Baillie Gifford Asia (Hong Kong) Limited 3 4 7 57.14 2015-12-16
982 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
983 Bauhinia Capital Partners Limited 2 5 7 71.43 2012-01-09
984 Blackwell Global Futures Limited 3 4 7 57.14 2016-11-07
985 BLUESTONE SECURITIES (HK) CO., LIMITED 3 4 7 57.14 2015-04-24
986 Brilliant Norton Securities Company Limited 3 4 7 57.14 2011-12-01
987 BUSINESS FUTURES LIMITED 3 4 7 57.14
988 CACHET ASSET MANAGEMENT LIMITED 2 5 7 71.43 2015-01-13
989 Carlyle Global Credit (Asia) Limited 2 5 7 71.43 2015-04-02
990 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
991 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
992 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
993 Central Universe Futures Limited 3 4 7 57.14 2013-10-28
994 CG Partners Asset Management Co., Limited 3 4 7 57.14 2015-09-01
995 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 5 7 71.43
996 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
997 CHELSEA SECURITIES LIMITED 3 4 7 57.14
998 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-01-07
999 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
1000 China Reserve Securities Limited 3 4 7 57.14
1001 China Silver Asset Management (Hong Kong) Limited 2 5 7 71.43 2009-12-02
1002 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-02-22
1003 CMBC International Securities Limited 4 3 7 42.86 2016-11-30
1004 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1005 CQS (HONG KONG) LIMITED 2 5 7 71.43 2005-04-11
1006 CS Wealth Securities Limited 2 5 7 71.43
1007 CUPOLA CAPITAL LIMITED 4 3 7 42.86
1008 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 57.14
1009 Deepwater Capital Limited 3 4 7 57.14 2015-05-19
1010 Donghai International Asset Management (Hong Kong) Limited 2 5 7 71.43 2016-06-02
1011 Donghai International Futures (Hong Kong) Limited 2 5 7 71.43 2016-07-22
1012 Donghai International Securities (Hong Kong) Limited 2 5 7 71.43 2016-07-27
1013 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
1014 ENHANCED INVESTMENT PRODUCTS LIMITED 3 4 7 57.14 2012-01-06
1015 EUTO CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-04-28
1016 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1017 Evo Capital Management Asia Limited 2 5 7 71.43 2007-08-22
1018 Forebright Capital Management Limited 3 4 7 57.14 2014-11-25
1019 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1020 Golden Hen Securities and Futures Limited 3 4 7 57.14 2010-05-13
1021 Goldin Equities Limited 3 4 7 57.14 2008-12-17
1022 Gram Capital Limited 4 3 7 42.86 2014-03-12
1023 Grand China Securities Limited 2 5 7 71.43 2012-05-03
1024 Guard Capital Management Limited 2 5 7 71.43 2014-07-07
1025 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
1026 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2014-10-30
1027 Hang Tang International Capital Management Limited 2 5 7 71.43 2016-05-23
1028 HK NOBLE SKY TREASURE SECURITIES LIMITED 3 4 7 57.14 2013-02-28
1029 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
1030 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1031 HOORAY CAPITAL LIMITED 2 5 7 71.43
1032 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1033 HUAJIN RESEARCH (INTERNATIONAL) LIMITED 3 4 7 57.14 2016-01-20
1034 Huarong International Capital Limited (HK) 3 4 7 57.14 2016-06-10
1035 Imagi Brokerage Limited 3 4 7 57.14
1036 INCU CORPORATE FINANCE LIMITED 2 5 7 71.43
1037 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 5 7 71.43
1038 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1039 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1040 JW Capital Limited (HK) 3 4 7 57.14 2011-12-19
1041 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1042 Kadensa Capital Limited 2 5 7 71.43 2016-09-02
1043 Kirin Asset Management Limited 2 5 7 71.43 2007-06-12
1044 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1045 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1046 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1047 LMAX Hong Kong Limited 3 4 7 57.14 2015-01-06
1048 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1049 M&F Asset Management Limited 4 3 7 42.86
1050 Marex HK Asia Limited 3 4 7 57.14 2013-08-23
1051 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1052 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1053 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 57.14 2007-12-21
1054 Moore Capital Asia Limited 2 5 7 71.43 2010-06-11
1055 Natixis Investment Managers Hong Kong Limited 2 5 7 71.43 2012-10-16
1056 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1057 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2009-04-09
1058 OCP Asia (Hong Kong) Limited 3 4 7 57.14 2004-09-03
1059 OVERLOOK INVESTMENTS LIMITED 2 5 7 71.43
1060 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1061 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1062 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1063 PICC Asset Management (Hong Kong) Company Limited 5 2 7 28.57 2015-04-16
1064 Public Financial Securities Limited 2 5 7 71.43
1065 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2015-10-19
1066 QUINTAR CAPITAL LIMITED 3 4 7 57.14 2016-03-21
1067 REALINK FINANCIAL TRADE LIMITED 3 4 7 57.14 2003-09-25
1068 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1069 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1070 ROC Partners (HK) Limited 2 5 7 71.43 2015-02-03
1071 SCOTIATRUST (ASIA) LIMITED 3 4 7 57.14 2011-09-07
1072 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
1073 Shinhan Asset Management (Hong Kong) Limited 2 5 7 71.43 2011-01-27
1074 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1075 SIU ON SECURITIES LIMITED 3 4 7 57.14
1076 SPDB International Investment Management Limited 3 4 7 57.14 2015-10-13
1077 Strategic Vision Investment Limited 2 5 7 71.43 2014-08-14
1078 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
1079 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43 2007-05-08
1080 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
1081 Superactive Financial Group Company Limited 4 3 7 42.86 2015-06-12
1082 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1083 Swissquote Asia Limited 4 3 7 42.86 2013-02-25
1084 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
1085 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1086 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1087 TBP Investment Advisory (HK) Limited 2 5 7 71.43 2013-06-19
1088 THREE STONES CAPITAL LIMITED 2 5 7 71.43 2015-11-11
1089 Tora Trading Services Limited (HK) 4 3 7 42.86 2008-11-14
1090 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1091 TRUTH SECURITIES LIMITED 4 3 7 42.86
1092 United Securities Limited 5 2 7 28.57
1093 UPBEST COMMODITIES COMPANY LIMITED 2 5 7 71.43
1094 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1095 WING ON SECURITIES LIMITED 2 5 7 71.43
1096 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1097 WOCOM FOREIGN EXCHANGE CO. LIMITED 3 4 7 57.14
1098 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1099 Yuanta Asia Investment (Hong Kong) Limited 3 4 7 57.14 2003-08-13
1100 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1101 Zhongcai Securities Limited 3 4 7 57.14 2014-12-19
1102 Zhongrong International Capital Management Limited 2 5 7 71.43 2015-05-22
1103 Aevitas Securities Limited 2 4 6 66.67
1104 AJ Securities Limited 2 4 6 66.67
1105 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1106 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1107 Asiya Investments Hong Kong Limited 2 4 6 66.67 2012-07-06
1108 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1109 Athos Capital Limited 2 4 6 66.67 2012-03-20
1110 BANDS Financial Limited 3 3 6 50.00 2015-10-13
1111 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1112 BC Global Asset Management Limited 4 2 6 33.33 2015-11-03
1113 Blackwell Global Securities Limited 2 4 6 66.67 2016-11-07
1114 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
1115 Boyu Capital Investment Management Co., Limited 2 4 6 66.67 2014-11-28
1116 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 3 3 6 50.00 2013-09-06
1117 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
1118 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1119 Capstone Financial (HK) Limited 4 2 6 33.33 2010-03-12
1120 Carnegie Hill Capital Partners Limited 2 4 6 66.67 2015-11-25
1121 CASH Algo Finance Group Limited 3 3 6 50.00 2016-06-08
1122 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1123 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 4 6 66.67 2015-06-11
1124 CHARLESWIN BULLION LIMITED 2 4 6 66.67 2011-11-07
1125 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1126 China Chengtong (Hong Kong) Asset Management Company Limited 3 3 6 50.00 2016-07-06
1127 China Sunrise Asset Management Limited 2 4 6 66.67 2014-10-09
1128 China Sunrise Capital Limited 2 4 6 66.67 2016-10-25
1129 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
1130 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
1131 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1132 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
1133 CN FIRST INTERNATIONAL FUTURES LIMITED 2 4 6 66.67 2013-09-25
1134 COMGEST FAR EAST LIMITED 4 2 6 33.33 2014-11-03
1135 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
1136 Composite Capital Management (HK) Limited 3 3 6 50.00 2016-06-17
1137 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1138 Credit Agricole Securities (Asia) Limited 2 4 6 66.67
1139 Delta Asia Wealth Management Limited 2 4 6 66.67
1140 DL Family Office (HK) Limited 3 3 6 50.00 2015-07-23
1141 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2008-01-28
1142 DST Investment Management Limited 2 4 6 66.67 2012-04-23
1143 EASY SECURITIES LIMITED 2 4 6 66.67 2011-01-05
1144 eFusion Capital Limited 2 4 6 66.67 2014-06-06
1145 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00 2015-12-22
1146 Everbright Securities Global (HK) Limited 3 3 6 50.00
1147 FACTORIAL MANAGEMENT LIMITED 3 3 6 50.00 2011-12-30
1148 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1149 FE SECURITIES LIMITED 2 4 6 66.67
1150 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
1151 FORTHRIGHT SECURITIES COMPANY LIMITED 3 3 6 50.00 2016-05-12
1152 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1153 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
1154 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 4 6 66.67
1155 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1156 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1157 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1158 GLS SECURITIES LIMITED 3 3 6 50.00
1159 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 3 6 50.00
1160 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 3 6 50.00 2012-03-30
1161 GPB Financial Services Hong Kong Limited 2 4 6 66.67 2015-12-15
1162 Grace Financial Limited (HK) 4 2 6 33.33 2008-02-13
1163 Grand Cartel Securities Company Limited 4 2 6 33.33
1164 Grand Moore Capital Limited 3 3 6 50.00 2015-12-22
1165 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1166 Gulf Line Capital Advisors Limited 2 4 6 66.67 2015-08-27
1167 Hang Tai Futures Limited 2 4 6 66.67
1168 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
1169 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1170 HONOR ASSET MANAGEMENT LIMITED 2 4 6 66.67 2016-02-15
1171 HPEF Capital Partners Limited 2 4 6 66.67
1172 HUA YU INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1173 Hywin Asset Management (Hong Kong) Limited 4 2 6 33.33 2013-07-05
1174 iFAST Securities (HK) Limited 3 3 6 50.00
1175 Imperium International Asset Management Limited 5 1 6 16.67 2008-12-02
1176 INNOVATION SECURITIES CO., LIMITED 2 4 6 66.67 2016-02-16
1177 INTEGRITY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2005-05-09
1178 INVESTPORT (H.K.) LIMITED 4 2 6 33.33 2016-08-29
1179 IRIDIUM CAPITAL LIMITED (HK) 2 4 6 66.67 2015-01-29
1180 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1181 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1182 Jupiter Asset Management (Hong Kong) Limited 3 3 6 50.00 2013-04-10
1183 KCG SECURITIES ASIA LIMITED 3 3 6 50.00 2004-11-25
1184 KEYSTONE CAPITAL LIMITED (HK) 2 4 6 66.67 2016-06-17
1185 KMT SECURITIES LIMITED 2 4 6 66.67
1186 Kriya Capital Limited 3 3 6 50.00 2010-01-08
1187 Legal & General Investment Management Asia Limited 3 3 6 50.00 2013-07-22
1188 Light & Salt Capital Management Limited 2 4 6 66.67 2014-09-10
1189 LIPPO INVESTMENTS MANAGEMENT LIMITED 5 1 6 16.67
1190 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1191 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 3 6 50.00 2007-02-14
1192 M SECURITIES LIMITED (HK) 3 3 6 50.00 2006-02-23
1193 Matrix Securities Limited 3 3 6 50.00
1194 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1195 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1196 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 3 6 50.00 2010-11-03
1197 MLB Asset Management Limited 3 3 6 50.00 2015-10-30
1198 Modus Asset Management Limited 2 4 6 66.67 2015-09-10
1199 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 66.67 2011-04-14
1200 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1201 NIVALIS PARTNERS LIMITED 3 3 6 50.00 2013-09-04
1202 Optimas Capital Limited 3 3 6 50.00 2016-07-14
1203 OPTIVER TRADING HONG KONG LIMITED 2 4 6 66.67 2007-12-03
1204 Orchard Wealth Management Limited 4 2 6 33.33 2008-11-05
1205 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1206 PGIM (Hong Kong) Limited 3 3 6 50.00
1207 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1208 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1209 Prior Securities Limited 3 3 6 50.00 2016-02-29
1210 PSI Capital Asia Limited 2 4 6 66.67 2012-10-12
1211 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1212 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1213 RAM Investment Advisors Limited 2 4 6 66.67 2016-01-14
1214 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1215 Religare Capital Markets (Hong Kong) Limited 2 4 6 66.67 2008-07-24
1216 Ruffer (Asia) Limited 2 4 6 66.67 2008-06-05
1217 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1218 Samena Capital Hong Kong Limited 3 3 6 50.00 2009-09-01
1219 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1220 SINO-CEEF Capital Management Company Limited 6 0 6 0.00 2008-04-17
1221 Sinostar Asset Management Limited 3 3 6 50.00 2013-08-16
1222 SKYBOUND CAPITAL (HK) LIMITED 2 4 6 66.67 2011-10-07
1223 SORRENTO SECURITIES LIMITED 2 4 6 66.67 2016-07-13
1224 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1225 Springs Capital (Hong Kong) Limited 2 4 6 66.67 2011-04-14
1226 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1227 Stellar Securities Limited 3 3 6 50.00
1228 Sun Life Asset Management (HK) Limited 4 2 6 33.33 2014-05-23
1229 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1230 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1231 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1232 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1233 TANG PING KONG LIMITED 3 3 6 50.00
1234 TIANDA SECURITIES LIMITED 2 4 6 66.67 2011-01-18
1235 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1236 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1237 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1238 UNION GAMING SECURITIES ASIA LIMITED 5 1 6 16.67 2015-03-26
1239 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1240 VL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-04-15
1241 Vontobel Asset Management Asia Pacific Limited 2 4 6 66.67 2008-11-27
1242 VP Wealth Management (Hong Kong) Limited 2 4 6 66.67 2007-09-11
1243 W. Falcon Asset Management (Asia) Limited 2 4 6 66.67 2014-07-17
1244 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1245 WILSON SECURITIES LIMITED 2 4 6 66.67 2010-02-25
1246 Xinhu International Futures (Hong Kong) Co., Limited 3 3 6 50.00 2012-05-22
1247 Zaaba Capital Limited 3 3 6 50.00 2015-12-16
1248 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1249 Zentrum Capital Advisors Limited 2 4 6 66.67 2014-06-03
1250 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 2 4 6 66.67 2016-03-09
1251 Zhongrong International Asset Management Company Limited 2 4 6 66.67 2016-04-11
1252 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1253 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
1254 AIF CAPITAL LIMITED 3 2 5 40.00
1255 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-05-08
1256 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2015-06-12
1257 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1258 Apollo Asset Management Limited (HK) 3 2 5 40.00 2010-09-16
1259 Asia Lion Capital (Hong Kong) Limited 3 2 5 40.00 2016-01-27
1260 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1261 Atlantic Asset Management Limited 3 2 5 40.00 2013-11-06
1262 Austin Asia Securities Limited 3 2 5 40.00 2012-11-14
1263 Averest Capital Limited 3 2 5 40.00
1264 Avia Asset Management Limited 3 2 5 40.00
1265 Azentus Capital Management Limited 3 2 5 40.00 2011-02-21
1266 Azurewing Limited (HK) 3 2 5 40.00 2011-10-25
1267 BC Assets Management (HK) Limited 3 2 5 40.00
1268 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
1269 Belvest Investment Services Limited 3 2 5 40.00 2014-06-23
1270 BLOOMYEARS LIMITED 3 2 5 40.00
1271 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1272 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 2 5 40.00 2013-11-29
1273 Bradesco Securities Hong Kong Limited 2 3 5 60.00 2012-03-05
1274 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2015-08-28
1275 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1276 C.M. Capital Advisors (HK) Limited 5 0 5 0.00 2016-07-06
1277 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 40.00 2010-09-13
1278 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2007-08-24
1279 Carret Private Capital Limited 3 2 5 40.00 2007-05-28
1280 Celera Markets Limited 2 3 5 60.00 2008-08-12
1281 CF GLOBAL (HK) LIMITED 3 2 5 40.00 2006-11-22
1282 CF SECURITIES LIMITED 2 3 5 60.00 2016-01-05
1283 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1284 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
1285 ChaoShang Securities Limited 2 3 5 60.00 2016-05-12
1286 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
1287 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
1288 China AF Corporate Finance Limited 3 2 5 40.00 2016-02-01
1289 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1290 China Innovation Capital Limited 2 3 5 60.00 2014-07-17
1291 CHINA QIANHAI ZHONGJIN SECURITIES LIMITED 2 3 5 60.00 2016-11-03
1292 China-Hong Kong Link Securities Company Limited 2 3 5 60.00 2015-09-30
1293 CHRISTFUND FUTURES LIMITED 3 2 5 40.00
1294 CN CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-06-01
1295 COFCO Asset Management (International) Company Limited 3 2 5 40.00 2013-02-05
1296 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
1297 Constellar Capital Partners Hong Kong Limited 3 2 5 40.00 2015-11-09
1298 Coordinates Capital Management Limited 3 2 5 40.00 2016-08-19
1299 CORNERSTONE SECURITIES LIMITED 3 2 5 40.00 2016-06-13
1300 Cornucopiae Asset Management Limited 2 3 5 60.00 2011-08-02
1301 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2008-07-09
1302 CSI Partners HK Limited 2 3 5 60.00 2015-11-06
1303 CVP Capital Limited (HK) 3 2 5 40.00 2014-10-22
1304 DAKIN SECURITIES LIMITED 2 3 5 60.00 2016-04-12
1305 DIGNARI CAPITAL PARTNERS (HK) LIMITED 4 1 5 20.00 2014-06-30
1306 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1307 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1308 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
1309 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
1310 EFM ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-11-04
1311 EIG Global Energy (Asia) Limited 3 2 5 40.00 2012-02-08
1312 Emperor Asset Management Limited 3 2 5 40.00 2009-11-03
1313 F. R. ZIMMERN LIMITED 2 3 5 60.00
1314 F.E. Corporate Finance Advisory Limited 3 2 5 40.00 2012-08-03
1315 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1316 First Fidelity Capital (International) Limited 3 2 5 40.00 2006-04-19
1317 Fosun Asset Management Limited 3 2 5 40.00 2016-03-03
1318 Fountainhead Partners Company Limited 4 1 5 20.00 2015-10-12
1319 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1320 Global Prime Partners (Asia) Limited 2 3 5 60.00 2015-08-05
1321 GOLDLINK SECURITIES LIMITED 3 2 5 40.00 2016-08-15
1322 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1323 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED 2 3 5 60.00 2016-08-18
1324 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
1325 Hamilton Asset Management Limited (HK) 4 1 5 20.00 2016-05-31
1326 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1327 Harvest Global Capital Investments Limited 2 3 5 60.00 2016-10-28
1328 Hedgestone Capital Group (H.K.) Co., Limited 2 3 5 60.00 2015-05-12
1329 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1330 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1331 Hodes Weill Asia Limited 2 3 5 60.00 2012-08-31
1332 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1333 Hongkong Bay Asset Management Limited 4 1 5 20.00 2012-03-08
1334 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1335 Huatai (Hong Kong) Futures Limited 2 3 5 60.00 2016-09-14
1336 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1337 Huizhi International Capital Holdings Co., Limited 4 1 5 20.00
1338 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1339 Integrity Capital Management (HK) Limited 3 2 5 40.00 2013-03-05
1340 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1341 JS SECURITIES LIMITED 2 3 5 60.00 2011-01-20
1342 Kaiser KT Capital Limited 3 2 5 40.00
1343 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 60.00
1344 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 60.00
1345 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1346 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1347 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2008-11-20
1348 LBN Advisers Limited 2 3 5 60.00 2007-09-13
1349 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1350 LFM Global Investment (Hong Kong) Company, Limited 3 2 5 40.00 2012-12-06
1351 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1352 LST CAPITAL PARTNERS LIMITED 3 2 5 40.00 2014-07-25
1353 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1354 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1355 Major Domus Limited 2 3 5 60.00 2016-04-20
1356 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1357 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1358 MASON INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1359 Matrix Asset Management Limited 2 3 5 60.00 2014-06-05
1360 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1361 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1362 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1363 Mirae Asset Securities (HK) Limited 4 1 5 20.00 2007-01-11
1364 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1365 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1366 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
1367 NEW REGION SECURITIES COMPANY LIMITED 2 3 5 60.00
1368 NEW SPRING CAPITAL LIMITED 3 2 5 40.00 2011-06-17
1369 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1370 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1371 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1372 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1373 Opus Capital Management Limited 3 2 5 40.00 2015-03-31
1374 ORCHID TREE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2015-06-02
1375 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1376 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1377 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
1378 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1379 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1380 Pinxin (Hong Kong) Asset Management Co. Limited 2 3 5 60.00 2014-11-13
1381 Pittodrie Finance Limited 5 0 5 0.00 2012-04-02
1382 Planetree Asset Management Limited (HK) 3 2 5 40.00 2012-09-20
1383 PRESTIGE SECURITIES LIMITED (HK) 2 3 5 60.00 2015-09-15
1384 PRINCE FUND MANAGEMENT LIMITED 3 2 5 40.00 2013-10-11
1385 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1386 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1387 Proton Capital Limited 3 2 5 40.00 2007-10-16
1388 PV Capital (HK) Limited 2 3 5 60.00 2013-04-18
1389 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1390 RED CLIFF ASSET MANAGEMENT LIMITED 2 3 5 60.00 2012-08-15
1391 Redbridge Capital Management Limited 4 1 5 20.00 2014-06-09
1392 Redford Asset Management Limited 3 2 5 40.00 2010-03-09
1393 RICHE BRIGHT SECURITIES LIMITED 2 3 5 60.00 2008-01-04
1394 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1395 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1396 ROSA SECURITIES LIMITED 3 2 5 40.00
1397 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1398 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1399 SDG Asset Management (HK) Limited 3 2 5 40.00 2016-10-12
1400 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1401 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1402 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1403 Seres Asset Management Limited 3 2 5 40.00 2010-04-14
1404 SEYON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2016-08-15
1405 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1406 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-06-19
1407 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2011-12-05
1408 SITCOAM (Hong Kong) Holdings Limited 2 3 5 60.00 2016-09-01
1409 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1410 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1411 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1412 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1413 SPQ Asia Capital Limited 3 2 5 40.00 2013-04-02
1414 Sprout Asset Management (Asia) Limited 3 2 5 40.00 2014-12-08
1415 Sunfund Capital Limited 2 3 5 60.00 2015-10-27
1416 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1417 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1418 TFI Asset Management Limited 4 1 5 20.00 2009-06-18
1419 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 4 1 5 20.00
1420 Tongfang Securities Limited 2 3 5 60.00 2015-07-17
1421 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2013-11-29
1422 TR Advisors Limited 3 2 5 40.00 2008-12-02
1423 TRADING CENTRAL ASIA LIMITED 2 3 5 60.00 2011-03-08
1424 TRG MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2008-01-07
1425 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1426 Trinity Corporate Finance Limited (VG) 2 3 5 60.00 2016-01-04
1427 TRIVEST ADVISORS LIMITED 3 2 5 40.00 2010-04-08
1428 Two Sigma Asia Pacific, Limited 3 2 5 40.00 2014-04-08
1429 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1430 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1431 VC ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-06-25
1432 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
1433 VisionGain Capital Limited 3 2 5 40.00 2007-11-14
1434 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1435 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2013-07-03
1436 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1437 Win Harvest Asset Management Limited 2 3 5 60.00 2015-10-28
1438 WING ON CHEONG SECURITIES COMPANY LIMITED 2 3 5 60.00
1439 WINGS SECURITIES (HK) LIMITED 2 3 5 60.00
1440 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1441 WINSOME CAPITAL LIMITED 2 3 5 60.00 2016-10-31
1442 Yahao Capital Limited 2 3 5 60.00 2016-08-05
1443 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1444 Yellow River Global Capital Limited 2 3 5 60.00 2016-04-21
1445 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1446 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-10-24
1447 3W Fund Management Limited 3 1 4 25.00 2012-11-16
1448 Absolute Investment Management (HK) Limited 2 2 4 50.00
1449 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
1450 ACU SECURITIES LIMITED 2 2 4 50.00 2016-02-18
1451 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
1452 AISANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-06-16
1453 Aletheia Capital (Hong Kong) Limited 2 2 4 50.00 2010-07-30
1454 Aliantis Capital Limited 2 2 4 50.00 2007-10-10
1455 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1456 Alpha International Securities (HONG KONG) Limited 2 2 4 50.00 2010-08-23
1457 ALPHA SECURITIES COMPANY LIMITED 3 1 4 25.00
1458 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
1459 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
1460 Alvarium Investment Advisors (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1461 Anatole Investment Management Limited 2 2 4 50.00 2016-05-24
1462 Anchor Equity Partners (Asia) Limited 3 1 4 25.00 2014-10-14
1463 Anuenue Capital International Limited 2 2 4 50.00 2005-08-30
1464 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
1465 ARCHITECH CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2016-09-08
1466 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
1467 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1468 Arta Asset Management Limited 3 1 4 25.00 2008-07-10
1469 Artephius Partners Limited 2 2 4 50.00 2013-08-01
1470 Ascalon Capital Limited 3 1 4 25.00 2012-04-11
1471 Ascender Capital Limited 2 2 4 50.00 2012-12-07
1472 Ascent Capital Advisors Limited 2 2 4 50.00 2013-11-08
1473 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1474 ASIA PACIFIC CAPITAL (HK) LIMITED 3 1 4 25.00 2004-01-02
1475 Aspenwood Capital Limited 2 2 4 50.00 2016-11-15
1476 Asset Management One Hong Kong Limited 2 2 4 50.00 2013-02-21
1477 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
1478 AtomVest Limited 3 1 4 25.00 2016-04-27
1479 Aurora Borealis Investment Services Limited 2 2 4 50.00 2016-05-18
1480 AVANTA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1481 Axis Capital Management Limited 2 2 4 50.00
1482 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2004-08-13
1483 BASIC ASSET MANAGEMENT LIMITED 3 1 4 25.00 2010-08-04
1484 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
1485 BIG BAY SECURITIES (HK) LIMITED 2 2 4 50.00 2011-07-07
1486 BIN YUAN CAPITAL LIMITED 2 2 4 50.00 2012-12-17
1487 Black Dragon Asset Management Limited 2 2 4 50.00 2011-07-27
1488 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1489 BOB Scotia International Asset Management Company Limited 3 1 4 25.00 2015-07-14
1490 Bosen Asset Management Limited 3 1 4 25.00 2010-03-11
1491 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
1492 Bravia Capital Advisors (HK) Limited 2 2 4 50.00 2016-10-12
1493 Bright Smart Asset Management Limited 3 1 4 25.00 2012-03-26
1494 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
1495 BrightSphere (Asia-Pacific) Limited (b2015-12-11) 3 1 4 25.00 2016-07-29
1496 Brilliance Asset Management Limited 2 2 4 50.00 2014-03-19
1497 C.P. SECURITIES INTERNATIONAL LIMITED 2 2 4 50.00
1498 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
1499 CAPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-05-23
1500 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
1501 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 1 4 25.00 2012-04-30
1502 CBRE Investment Management (Asia) Limited 2 2 4 50.00 2016-01-05
1503 CC Real Estate Advisory Limited 2 2 4 50.00 2010-08-04
1504 CCTIC International Limited 3 1 4 25.00 2010-06-28
1505 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2016-07-11
1506 Checkmate Asset Management Limited 4 0 4 0.00 2016-01-28
1507 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
1508 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1509 CHINA HANYA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2008-04-22
1510 China Hong Kong Capital Asset Management Company Limited 3 1 4 25.00
1511 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
1512 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
1513 China Prospect Securities Limited 2 2 4 50.00 2016-01-22
1514 City Financial Investment Company (Hong Kong) Limited 3 1 4 25.00 2013-12-03
1515 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2014-11-18
1516 Continuum Capital Limited 2 2 4 50.00 2013-03-07
1517 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
1518 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
1519 D&R International Capital Management (Hong Kong) Limited 3 1 4 25.00 2015-01-30
1520 DES Asset Management Limited 3 1 4 25.00 2015-03-03
1521 Direxion Asia Limited 4 0 4 0.00 2013-06-13
1522 DSG Asset Management (HK) Company Limited 2 2 4 50.00 2015-11-18
1523 DSG Securities (Hong Kong) Limited 2 2 4 50.00 2016-07-21
1524 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
1525 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 25.00 2008-02-26
1526 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1527 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
1528 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
1529 Equities First Holdings Hong Kong Limited 2 2 4 50.00 2015-09-17
1530 Everbright Capital Management Limited 3 1 4 25.00 2007-09-24
1531 EXS Capital Asia Limited 3 1 4 25.00 2008-06-12
1532 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1533 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
1534 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1535 Foresee Global Asset Management (HK) Limited 3 1 4 25.00 2016-07-07
1536 Forwin Capital Management Limited 3 1 4 25.00 2014-06-17
1537 Forwin Securities Group Limited 2 2 4 50.00 2015-05-19
1538 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2016-05-31
1539 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
1540 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1541 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1542 G. H. Financials (Hong Kong) Limited 2 2 4 50.00 2013-12-09
1543 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
1544 GCAM Limited 2 2 4 50.00 2004-10-19
1545 Gen2 Partners Limited 3 1 4 25.00 2008-10-06
1546 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
1547 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-12-16
1548 GL Advisors Hong Kong Limited 2 2 4 50.00 2015-08-24
1549 GLG Partners Hong Kong Limited 2 2 4 50.00 2010-11-30
1550 GLOBAL GROUP SECURITIES LIMITED 2 2 4 50.00 2012-08-03
1551 Global Value Chain Investment Corporation Limited 2 2 4 50.00 2015-02-02
1552 GMT RESEARCH LIMITED (HK) 2 2 4 50.00 2014-10-10
1553 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1554 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1555 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
1556 GOLDENWAY SECURITIES COMPANY LIMITED 2 2 4 50.00
1557 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1558 Goldyard Capital Limited 2 2 4 50.00
1559 Green Capital Limited (HK) 3 1 4 25.00 2016-07-08
1560 Grey Investment Limited 2 2 4 50.00 2012-02-21
1561 GROW Asset Management (HK) Limited 2 2 4 50.00 2015-01-09
1562 GUOTAI GLOBAL INVESTMENTS LIMITED 3 1 4 25.00 2015-08-19
1563 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-05-29
1564 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1565 Harmony Advisors Limited 3 1 4 25.00 2014-01-28
1566 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
1567 Harvest International Securities Company Limited 2 2 4 50.00 2016-06-28
1568 HD Capital Limited 2 2 4 50.00 2015-12-14
1569 Heitman HK Limited 2 2 4 50.00 2012-12-05
1570 Heitman International HK Limited 2 2 4 50.00 2014-02-18
1571 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
1572 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
1573 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1574 HF Securities and Futures Limited 3 1 4 25.00 2015-10-28
1575 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1576 HIP HING SECURITIES LIMITED 2 2 4 50.00
1577 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
1578 HONOR SECURITIES (HK) LIMITED 2 2 4 50.00 2016-08-04
1579 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1580 HUABANG CORPORATE FINANCE LIMITED 3 1 4 25.00 2016-06-21
1581 Huaxin Futures Limited 2 2 4 50.00 2015-11-10
1582 Huge Asset Management Limited 2 2 4 50.00 2016-04-11
1583 HUNG SING FUTURES LIMITED 2 2 4 50.00
1584 HWA Asset Management Limited 3 1 4 25.00 2013-12-02
1585 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1586 iBest Securities Company Limited 2 2 4 50.00
1587 iFREE GROUP Securities and Futures Limited 3 1 4 25.00 2016-08-25
1588 Insight Capital Management (Hong Kong) Limited 2 2 4 50.00 2014-06-16
1589 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1590 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1591 JOINCAP CAPITAL LIMITED 4 0 4 0.00
1592 Kai Yin Securities Limited 2 2 4 50.00 2016-08-31
1593 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1594 KB Securities Hong Kong Limited 3 1 4 25.00
1595 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1596 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1597 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1598 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1599 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1600 King Wai Asset Management Company Limited 2 2 4 50.00 2011-09-05
1601 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
1602 KOG FOREX LIMITED 2 2 4 50.00 2013-01-08
1603 KVB Kunlun Securities (HK) Limited 2 2 4 50.00 2008-07-02
1604 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1605 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1606 Long Asia Asset Management (HK) Limited 3 1 4 25.00 2016-04-21
1607 Longitude Asia Limited 2 2 4 50.00
1608 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1609 Look's Securities Limited 2 2 4 50.00 2016-08-31
1610 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1611 LW Asset Management Advisors Limited 3 1 4 25.00 2013-05-08
1612 Macquarie Asia Securities Limited 2 2 4 50.00 2005-07-26
1613 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1614 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1615 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1616 Merdeka Securities Limited 1 3 4 75.00
1617 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 2 4 50.00 2013-11-26
1618 Milma & Co. Limited 2 2 4 50.00 2008-09-24
1619 MizMaa Ventures Limited 2 2 4 50.00 2015-01-15
1620 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1621 Neo-Criterion Capital Limited 3 1 4 25.00 2014-04-14
1622 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1623 ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2016-06-08
1624 Orbis Investment Management (Hong Kong) Limited 4 0 4 0.00 2014-05-14
1625 ORFI CAPITAL LIMITED 2 2 4 50.00 2013-07-31
1626 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 2 4 50.00 2015-01-15
1627 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1628 Parantoux Capital Limited 3 1 4 25.00 2016-09-01
1629 Parry International Trading Limited 1 3 4 75.00 2010-08-26
1630 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1631 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1632 Patrol Capital Management Limited 2 2 4 50.00 2015-08-24
1633 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 50.00 2006-01-13
1634 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
1635 PLATFORM ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-26
1636 Prime Cdex Futures Limited 2 2 4 50.00 2016-09-26
1637 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1638 Profound Capital Limited 2 2 4 50.00 2014-01-24
1639 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1640 PYRMONT WEALTH MANAGEMENT LIMITED 2 2 4 50.00 2006-02-24
1641 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1642 QMIS Securities Limited 2 2 4 50.00 2009-07-24
1643 QUEST STOCKBROKERS (HK) LIMITED 3 1 4 25.00
1644 Racing Capital Management (HK) Limited 4 0 4 0.00 2015-08-27
1645 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
1646 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1647 Safari Asia Limited 3 1 4 25.00 2010-04-30
1648 Sapiens Technologies Limited 2 2 4 50.00 2015-11-30
1649 SBI China Capital Asset Management Limited 2 2 4 50.00 2007-10-17
1650 Seazen Resources Asset Management Limited 3 1 4 25.00 2014-12-29
1651 SM Investment Advisors Limited 3 1 4 25.00 2014-12-03
1652 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1653 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1654 SORRENTO CAPITAL LIMITED 2 2 4 50.00 2016-03-21
1655 South China Asset Management Limited 1 3 4 75.00 2010-04-19
1656 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1657 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1658 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2015-01-16
1659 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
1660 Sun International Investment Services Limited 3 1 4 25.00 2016-11-15
1661 Suncorp Securities Limited 2 2 4 50.00 2016-01-04
1662 SUNHIGH FINANCIAL HOLDINGS LIMITED 3 1 4 25.00 2016-09-09
1663 SUSQUEHANNA HONG KONG LIMITED 3 1 4 25.00 2008-11-03
1664 Swiss International Asset Management Limited 2 2 4 50.00 2013-12-16
1665 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1666 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1667 TIANLI FINANCIAL LIMITED 2 2 4 50.00 2016-11-28
1668 Tiro Capital Limited 2 2 4 50.00 2014-08-27
1669 Trilogy Partners Limited 2 2 4 50.00 2014-07-25
1670 Trinity Financial Group Limited 2 2 4 50.00 2016-02-16
1671 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
1672 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1673 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
1674 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1675 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
1676 W2 Asset Management (HK) Limited 3 1 4 25.00 2009-06-04
1677 WAH SANG SECURITIES LIMITED 3 1 4 25.00
1678 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1679 Waton Securities International Limited 3 1 4 25.00
1680 Wealth Link Securities Limited 2 2 4 50.00 2016-06-02
1681 Wealth Management Cube Limited 2 2 4 50.00 2015-03-19
1682 Welkin Capital Management (Asia) Limited 2 2 4 50.00 2016-02-23
1683 WESHINE SECURITIES COMPANY LIMITED 2 2 4 50.00 2016-09-19
1684 WEST BULL SECURITIES LIMITED 2 2 4 50.00 2016-09-19
1685 WILBY SECURITIES LIMITED 2 2 4 50.00
1686 Willis Towers Watson Securities (Hong Kong) Limited 2 2 4 50.00 2015-06-17
1687 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1688 Wise Torch Investments Limited 4 0 4 0.00 2016-11-30
1689 Wonderland International Asset Management Limited 2 2 4 50.00 2016-07-27
1690 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1691 Xin Tian Fund Management Company Limited 3 1 4 25.00 2013-05-30
1692 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-05-03
1693 Zeta Capital (H.K.) Limited 3 1 4 25.00 2016-03-29
1694 Zheng He Capital Management Limited 2 2 4 50.00 2014-07-07
1695 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED 2 2 4 50.00 2016-11-04
1696 9M Stone Capital Limited 3 0 3 0.00 2016-05-03
1697 AAA Securities Co. Limited 2 1 3 33.33 2016-11-02
1698 ABLELINK CAPITAL LIMITED 2 1 3 33.33 2016-02-05
1699 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1700 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1701 Advantage Partners (H.K.) Limited 3 0 3 0.00 2015-11-27
1702 Affiliated Managers Group (Hong Kong) Limited 3 0 3 0.00 2010-12-07
1703 Agamemnon Capital Limited 2 1 3 33.33 2013-12-02
1704 Akron Corporate Finance Limited 2 1 3 33.33 2013-10-03
1705 Aksia Hong Kong Limited 2 1 3 33.33 2012-08-06
1706 ALL VIEW MANAGEMENT LIMITED 3 0 3 0.00 2016-03-24
1707 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1708 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
1709 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
1710 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1711 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1712 Antarctica Asset Management (Asia) Limited 3 0 3 0.00 2016-03-01
1713 AQR Capital Management (Asia) Limited 2 1 3 33.33 2016-07-07
1714 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
1715 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
1716 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
1717 ASIA WEALTH SECURITIES LIMITED 2 1 3 33.33 2016-08-09
1718 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1719 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
1720 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2013-11-22
1721 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
1722 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1723 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 1 3 33.33 2015-08-05
1724 Bach Option Limited 2 1 3 33.33 2013-06-10
1725 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1726 Bell Potter Securities (HK) Limited 3 0 3 0.00 2012-10-29
1727 Bentley Capital Limited (HK) 3 0 3 0.00
1728 BG Asset Management Limited 2 1 3 33.33 2014-05-27
1729 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1730 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
1731 Bluemount Securities Limited 3 0 3 0.00 2016-11-30
1732 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
1733 BoMan Richlink Capital Limited 3 0 3 0.00 2015-03-05
1734 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1735 Boulder Asset Management Limited 3 0 3 0.00 2010-02-22
1736 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1737 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1738 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1739 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1740 Capital Instinct Limited 3 0 3 0.00 2011-05-25
1741 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
1742 CBRE Clarion Securities HKG Limited 2 1 3 33.33 2008-01-04
1743 CENTRAL WEALTH FUTURES LIMITED 2 1 3 33.33 2016-02-25
1744 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1745 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1746 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
1747 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1748 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1749 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1750 China Post & Capital Global Asset Management Limited 2 1 3 33.33 2016-04-08
1751 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1752 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2006-05-23
1753 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1754 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
1755 Chuenman Securities Limited 2 1 3 33.33 2016-08-08
1756 CHUNG LEE SECURITIES COMPANY LIMITED 2 1 3 33.33
1757 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1758 Claren Road Asia Limited 1 2 3 66.67 2009-03-30
1759 CLC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-11-10
1760 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1761 CloudAlpha Capital Management Limited 3 0 3 0.00 2015-03-05
1762 CNI Global Assets Management Limited (HK) 2 1 3 33.33 2015-06-02
1763 COL Securities (HK) Limited 2 1 3 33.33
1764 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1765 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1766 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1767 CSI Corporate Finance (HK) Limited 2 1 3 33.33 2007-08-01
1768 CSPI Credit Ratings Company Limited 3 0 3 0.00 2012-08-10
1769 CTW SECURITIES LIMITED 3 0 3 0.00
1770 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1771 D.J. SECURITIES LIMITED 2 1 3 33.33
1772 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1773 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1774 Dawn Capital Limited 2 1 3 33.33 2016-03-07
1775 Delphinium Capital Partners Limited 2 1 3 33.33 2016-10-24
1776 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1777 DL SECURITIES (HK) LIMITED 2 1 3 33.33 2012-09-04
1778 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
1779 DRAGON INVESTMENT ADVISORY COMPANY LIMITED 3 0 3 0.00 2016-09-27
1780 EAA SECURITIES LIMITED 2 1 3 33.33
1781 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1782 Edmond de Rothschild Securities (Hong Kong) Limited 2 1 3 33.33 2011-10-20
1783 Elpis Capital Limited 2 1 3 33.33 2015-01-09
1784 ELSTONE SECURITIES LIMITED 3 0 3 0.00
1785 Encap (Global) Asset Management Limited 1 2 3 66.67 2009-03-30
1786 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1787 Epigen Group (Hong Kong) Limited 3 0 3 0.00 2014-02-05
1788 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
1789 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1790 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1791 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
1792 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
1793 EXCEL INVESTMENT (HK) LIMITED 2 1 3 33.33 2014-07-21
1794 Finet Securities Limited 3 0 3 0.00 2015-12-17
1795 First Avenue Partners (Asia) Limited 2 1 3 33.33 2016-07-11
1796 Forthright Capital Management Limited 3 0 3 0.00 2015-02-02
1797 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-11-07
1798 Forwin Futures Group Limited 2 1 3 33.33 2016-06-22
1799 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1800 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
1801 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1802 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1803 GEAR ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-02-19
1804 GEAR SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2016-12-05
1805 Genting Securities Limited 3 0 3 0.00 2012-05-18
1806 GET NICE CAPITAL LIMITED 2 1 3 33.33
1807 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1808 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
1809 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
1810 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-27
1811 GREAT BAY SECURITIES LIMITED 3 0 3 0.00
1812 Greater China Asset Management (HK) Limited (b2011-10-21) 2 1 3 33.33 2012-08-06
1813 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 0 3 0.00
1814 GREATPAGE CAPITAL COMPANY LIMITED 2 1 3 33.33 2016-05-13
1815 Guo Tong Capital Management Company Limited 2 1 3 33.33 2010-05-24
1816 Herald Energy Capital (HK) Limited 3 0 3 0.00 2016-08-19
1817 HERCULES CAPITAL LIMITED (b2002-05-21) 3 0 3 0.00
1818 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1819 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1820 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
1821 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1822 Hongkong Bay Securities Limited 2 1 3 33.33 2016-09-26
1823 HPEF Venture Partners Limited 2 1 3 33.33
1824 HPS Investment Partners (HK), Limited 2 1 3 33.33 2016-11-25
1825 HQ Capital Asia Limited 3 0 3 0.00 2016-11-03
1826 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1827 HSBC SECURITIES (ASIA) LIMITED 2 1 3 33.33
1828 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1829 HZ CAPITAL LIMITED 2 1 3 33.33 2015-03-26
1830 iBest Investment Services Limited 3 0 3 0.00 2016-12-06
1831 IBTS ASIA (HK) LIMITED 3 0 3 0.00 2005-11-17
1832 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1833 iFREE GROUP Asset Management Limited 2 1 3 33.33 2015-10-16
1834 iFREE GROUP Corporate Finance Limited 3 0 3 0.00 2015-11-17
1835 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1836 IL&FS Global Financial Services (HK) Limited 2 1 3 33.33 2013-10-11
1837 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1838 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1839 Impression Investment Limited 3 0 3 0.00 2014-04-30
1840 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
1841 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1842 INV ADVISORY LIMITED 3 0 3 0.00 2016-09-19
1843 INV Partners Limited 2 1 3 33.33 2009-11-24
1844 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1845 iVenture Investment Management Limited 2 1 3 33.33
1846 IVORY CAPITAL PRIVATE LIMITED 2 1 3 33.33 2007-03-21
1847 J Capital Research Limited 2 1 3 33.33 2012-03-01
1848 JOINCAP SECURITIES LIMITED 2 1 3 33.33
1849 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1850 JOYFUL CAPITAL HK LIMITED 3 0 3 0.00 2015-02-05
1851 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1852 Kaifeng Investment Management (Hong Kong) Limited 2 1 3 33.33 2016-11-04
1853 Kylin International (HK) Co., Limited 3 0 3 0.00 2014-04-04
1854 Lakefront Asset Management (HK) Co., Limited 3 0 3 0.00 2016-11-08
1855 Lakeville Capital Management Limited 2 1 3 33.33 2016-09-07
1856 LOGOS TECHNOLOGIES (HK) LIMITED 3 0 3 0.00 2016-09-22
1857 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1858 LYNX INVESTMENT PARTNERS LIMITED 2 1 3 33.33 2016-04-06
1859 LynxCap Investments Asia Limited 3 0 3 0.00 2005-11-11
1860 MAX GIANT LIMITED 2 1 3 33.33 2014-06-09
1861 METRO CAPITAL FUTURES LIMITED 3 0 3 0.00
1862 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1863 MING HON SECURITIES LIMITED 2 1 3 33.33
1864 MIS SERVICES LIMITED (d2019-06-01) 3 0 3 0.00
1865 Monmonkey Group Securities Limited 3 0 3 0.00 2016-11-10
1866 MORGAN FUEL GO SECURITIES LIMITED 3 0 3 0.00 2016-11-15
1867 MORTON SECURITIES LIMITED 2 1 3 33.33
1868 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1869 MOUNT LOGAN CAPITAL LIMITED 2 1 3 33.33 2016-08-01
1870 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1871 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1872 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1873 Nan Guo International Asset Management Limited 2 1 3 33.33 2014-10-03
1874 Neo Risk Investment Advisors Limited 2 1 3 33.33 2015-02-05
1875 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1876 Nova Spectrum Capital Management Limited 2 1 3 33.33 2016-03-30
1877 NT Securities Asia Limited 1 2 3 66.67 2014-06-03
1878 NTF Asset Management Limited 2 1 3 33.33 2016-06-23
1879 NUOXIN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2006-08-24
1880 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1881 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1882 Ocean Blue Economic Asset Management Company Limited 3 0 3 0.00 2014-12-30
1883 Octal Capital Asset Management Limited 2 1 3 33.33 2016-09-02
1884 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1885 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1886 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1887 Original Group Securities Limited 3 0 3 0.00 2016-12-15
1888 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1889 PACAT Capital Management Limited 3 0 3 0.00 2010-07-12
1890 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1891 Pacific Sun Advisors Limited 2 1 3 33.33
1892 PANOPTIC EUROPE LIMITED 2 1 3 33.33 2015-05-04
1893 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1894 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1895 Pearl Street Advisors Limited 2 1 3 33.33 2013-09-09
1896 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1897 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1898 PINERION ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-19
1899 Pinnacle Investment Management Limited 2 1 3 33.33 2016-06-29
1900 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1901 Platina Capital Management Limited (HK) 2 1 3 33.33 2016-06-20
1902 Prime China Securities Limited 3 0 3 0.00 2016-09-02
1903 Prior Asset Management Limited 2 1 3 33.33 2016-09-14
1904 Privium Fund Management (HK) Limited 2 1 3 33.33 2016-05-24
1905 Providence Equity Asia Limited 2 1 3 33.33 2007-08-23
1906 QH Asset Management Company Limited 3 0 3 0.00 2014-07-03
1907 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1908 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2016-05-11
1909 QMIS Asset Management Limited 2 1 3 33.33 2009-08-13
1910 Quantbot Technologies (HK), Limited 2 1 3 33.33 2016-05-24
1911 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1912 RAMON INVESTMENT COMPANY LIMITED 2 1 3 33.33
1913 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1914 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1915 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1916 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1917 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1918 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1919 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1920 Rosefinch Global Asset Management (HK) Limited 2 1 3 33.33 2015-06-15
1921 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1922 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1923 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1924 SECURIS CAPITAL LIMITED 3 0 3 0.00 2005-08-29
1925 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1926 Shang International Finance Limited 1 2 3 66.67
1927 Shinco Capital Limited 2 1 3 33.33 2016-01-21
1928 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-01-18
1929 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1930 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1931 Silk Road International Capital Limited 3 0 3 0.00
1932 Silver Grant International Capital Management Limited 3 0 3 0.00 2015-04-30
1933 Silver Tree Hong Kong Limited 2 1 3 33.33 2010-09-08
1934 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 3 0 3 0.00 2014-04-01
1935 Sinofortune Asset Management Limited 2 1 3 33.33 2010-05-20
1936 Sinofortune Financial Capital Limited 2 1 3 33.33
1937 Sinostar Securities Limited 3 0 3 0.00 2014-08-18
1938 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1939 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1940 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1941 Solaris Capital Advisors (HK) Limited 3 0 3 0.00 2015-04-14
1942 Solitude Limited (HK) 3 0 3 0.00 2015-10-20
1943 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1944 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1945 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1946 SPS INVESTMENT SERVICES LIMITED 2 1 3 33.33
1947 SR Wealth Securities Limited 2 1 3 33.33 2016-08-25
1948 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2012-03-30
1949 StoneX Financial (HK) Limited 2 1 3 33.33 2014-07-03
1950 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
1951 SUCCESS ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-29
1952 Sumo Asset Management Limited 2 1 3 33.33 2010-07-07
1953 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1954 SunAsia Investment Management Limited 2 1 3 33.33 2010-12-30
1955 Superfund Financial (Hong Kong) Limited 2 1 3 33.33
1956 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1957 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
1958 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1959 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1960 Tang Yin International Futures Company Limited 3 0 3 0.00 2016-11-15
1961 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
1962 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1963 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1964 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1965 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
1966 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1967 TradeMaster Securities (Hong Kong) Limited 2 1 3 33.33 2016-08-18
1968 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1969 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1970 TRINITY SECURITIES CO. LIMITED 3 0 3 0.00 2012-08-08
1971 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1972 TVC MANAGEMENT LIMITED 3 0 3 0.00
1973 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1974 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1975 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1976 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
1977 VC International Asset Management Limited 3 0 3 0.00
1978 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1979 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1980 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1981 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1982 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1983 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1984 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
1985 Well Link Asset Management Limited 2 1 3 33.33 2014-01-02
1986 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
1987 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1988 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 3 0 3 0.00 2015-09-17
1989 YF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-04-16
1990 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1991 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1992 ZACD Financial Group Limited 3 0 3 0.00 2016-12-02
1993 Zenas Capital Management Limited 3 0 3 0.00 2013-09-12
1994 Zhong Yang Securities Limited 2 1 3 33.33 2016-03-04
1995 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1996 3 Capital Partners Limited 2 0 2 0.00 2016-09-14
1997 987654 Limited 2 0 2 0.00 2015-11-09
1998 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1999 A.C Asset Management Limited 2 0 2 0.00 2016-12-15
2000 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
2001 AASTOCKS.COM LIMITED 2 0 2 0.00
2002 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00 2013-12-11
2003 ACM ASIA LIMITED 2 0 2 0.00
2004 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
2005 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
2006 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
2007 AIU International Securities Limited 2 0 2 0.00 2011-12-28
2008 Alliance Asset Management Limited (HK) 2 0 2 0.00 2014-12-23
2009 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
2010 ALTAIR CAPITAL LIMITED (HK) 2 0 2 0.00 2016-11-03
2011 Amber Hill Asset Management Limited 2 0 2 0.00 2011-07-13
2012 Amital Asset Management Limited 2 0 2 0.00 2013-01-23
2013 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
2014 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
2015 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
2016 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
2017 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
2018 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
2019 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
2020 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
2021 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
2022 Asia Joyful Limited 2 0 2 0.00 2016-09-20
2023 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
2024 AsiaVest Partners Limited (HK) 2 0 2 0.00 2016-12-16
2025 ASPIRE Multi-Family Office Limited 2 0 2 0.00 2016-11-08
2026 ASSET DYNAMIC MANAGEMENT LIMITED 1 1 2 50.00
2027 Asymmetrics Capital Management Limited 2 0 2 0.00 2016-05-27
2028 Atta Capital Limited 2 0 2 0.00 2016-10-11
2029 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
2030 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
2031 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2032 BAIYI CAPITAL (ASIA) LIMITED 2 0 2 0.00 2016-11-30
2033 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
2034 Beagle Asset Management Company Limited 2 0 2 0.00 2016-04-19
2035 Beevest Fortune Asset Management Limited 2 0 2 0.00 2012-08-15
2036 BEI ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2016-09-20
2037 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
2038 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
2039 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
2040 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
2041 Big Bay Asset Management (HK) Limited 2 0 2 0.00 2013-09-19
2042 Blue Lotus Capital Advisors Limited 2 0 2 0.00 2015-10-12
2043 Bluemount Asset Management Limited 2 0 2 0.00 2016-11-22
2044 BOA Global Asset Management Limited 2 0 2 0.00 2016-07-13
2045 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
2046 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
2047 BROOKE CAPITAL LIMITED 2 0 2 0.00
2048 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
2049 Carrington Asset Management Limited 2 0 2 0.00 2016-12-01
2050 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
2051 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
2052 CEB International Asset Management Corporation Limited 2 0 2 0.00 2016-12-21
2053 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
2054 CENTURION CORPORATE FINANCE LIMITED 2 0 2 0.00
2055 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
2056 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
2057 CERES CAPITAL LIMITED 2 0 2 0.00
2058 CF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-10-20
2059 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
2060 ChapmanCraig Limited 2 0 2 0.00
2061 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2014-02-07
2062 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
2063 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
2064 China Daisy Asset Management Limited 2 0 2 0.00 2015-09-24
2065 China International Securities Limited 2 0 2 0.00 2016-12-01
2066 China Transfer Capital Investment Limited 2 0 2 0.00 2016-11-24
2067 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
2068 Chung Sun Asset Management Limited 2 0 2 0.00 2016-11-18
2069 Circle Six Capital (Hong Kong) Limited 2 0 2 0.00 2016-09-21
2070 Cithara Investment International Limited 2 0 2 0.00 2016-07-18
2071 CMB International Global Markets Limited 2 0 2 0.00
2072 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
2073 Cofes China Limited 2 0 2 0.00 2016-04-29
2074 COMMENCE COMPANY LIMITED 2 0 2 0.00
2075 Constance Capital Limited (HK) 2 0 2 0.00 2016-12-19
2076 Core Capital Securities Limited 2 0 2 0.00 2016-06-21
2077 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
2078 CR Wealth and Asset Management Limited 2 0 2 0.00 2016-02-03
2079 Critica Capital Management Limited 2 0 2 0.00 2016-05-12
2080 CVP Asset Management Limited 1 1 2 50.00 2016-02-15
2081 De Tiger Capital Limited 2 0 2 0.00 2013-01-29
2082 dLab Asset Management Limited 2 0 2 0.00 2012-10-18
2083 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
2084 Dragon Financial Partners Limited 2 0 2 0.00 2016-11-28
2085 Dragonstone Capital Management Limited 2 0 2 0.00 2016-05-11
2086 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
2087 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
2088 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
2089 Eddid Securities and Futures Limited 2 0 2 0.00 2016-12-14
2090 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-12-20
2091 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
2092 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
2093 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
2094 EMP CAPITAL LIMITED 2 0 2 0.00 2016-12-02
2095 Emperio Securities And Assets Management Limited 2 0 2 0.00 2016-10-04
2096 EnTrustPermal (Hong Kong) Limited 2 0 2 0.00 2006-03-09
2097 Equant Point Asset Management Limited 2 0 2 0.00 2016-11-11
2098 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
2099 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2016-08-23
2100 Eurizon Capital Asia Limited 2 0 2 0.00 2016-10-26
2101 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
2102 Excel Shining Asia Limited 2 0 2 0.00 2016-08-01
2103 EXCELLENT TIDE SECURITIES LIMITED 2 0 2 0.00 2016-10-11
2104 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
2105 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
2106 Falcon Partners Limited 2 0 2 0.00 2016-08-31
2107 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
2108 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
2109 Ferran Securities Limited 2 0 2 0.00 2016-09-30
2110 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
2111 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
2112 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
2113 First Seafront Fund Management Limited 2 0 2 0.00 2016-11-15
2114 First Shanghai Investment Management (HK) Limited 2 0 2 0.00 2015-03-18
2115 FIVE STATES CAPITAL RESOURCES LIMITED 2 0 2 0.00 2016-11-09
2116 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
2117 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-08-24
2118 FULL WIN SECURITIES LIMITED 2 0 2 0.00
2119 FULLJET SECURITIES LIMITED 2 0 2 0.00
2120 FUND GENESIS LIMITED 2 0 2 0.00 2016-06-23
2121 FUSION WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2016-09-26
2122 GAINWELL SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-08-21
2123 Gamma Consortium Limited (The) 2 0 2 0.00 2016-10-03
2124 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
2125 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
2126 GCIS LIMITED 2 0 2 0.00 2007-05-16
2127 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 0 2 0.00 2013-12-02
2128 GFM Group Limited (HK) 2 0 2 0.00 2016-10-06
2129 GIGA (HONG KONG) LIMITED 2 0 2 0.00
2130 Ginger Capital Advisory Limited 2 0 2 0.00 2011-06-01
2131 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
2132 GLOBAL VISION CAPITAL LIMITED 2 0 2 0.00 2016-12-12
2133 GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED 2 0 2 0.00 2016-11-09
2134 Goldbridge Securities Limited 2 0 2 0.00
2135 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 1 1 2 50.00 2008-12-02
2136 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
2137 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
2138 Goldhorse Securities Limited 2 0 2 0.00 2015-10-19
2139 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 0.00 2016-11-01
2140 GRAND PARTNERS SECURITIES LIMITED 2 0 2 0.00 2016-12-29
2141 GRAND VIEW SECURITIES LIMITED 2 0 2 0.00 2016-12-16
2142 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
2143 Great Harvest Asset Management Limited 2 0 2 0.00 2015-04-24
2144 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
2145 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
2146 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
2147 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
2148 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
2149 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
2150 Hao Advisors Management Limited 2 0 2 0.00 2015-05-12
2151 Hao Tian Asset Management Limited 2 0 2 0.00 2016-12-09
2152 Harmony Capital Global Asset Management Limited 2 0 2 0.00 2016-11-16
2153 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
2154 HOI YICK INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2016-05-10
2155 Hong Kong Metasequoia Capital Management Limited 2 0 2 0.00 2016-03-21
2156 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
2157 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
2158 HUAJUN CAPITAL LIMITED 2 0 2 0.00 2016-10-13
2159 IFM Investors (HK) Limited 2 0 2 0.00 2016-09-23
2160 IMARKETS LIMITED 2 0 2 0.00
2161 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
2162 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-21
2163 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
2164 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
2165 iTrade Securities Investment Limited 2 0 2 0.00 2016-12-28
2166 Jinde Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-11-16
2167 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
2168 Kairous Capital (HK) Limited 2 0 2 0.00 2016-11-15
2169 Kaisa Asset Management Limited 1 1 2 50.00 2015-08-18
2170 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
2171 KARFORD SECURITIES LIMITED 2 0 2 0.00
2172 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
2173 KIN BRIDGE CAPITAL LIMITED 2 0 2 0.00 2016-03-04
2174 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
2175 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
2176 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
2177 KRISTAL ADVISORS (HK) LIMITED 2 0 2 0.00 2016-11-15
2178 KVB Capital Markets Limited 2 0 2 0.00 2016-12-21
2179 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
2180 LAU & COMPANY LIMITED 2 0 2 0.00
2181 Leo Capital Corp (Hong Kong) Limited 2 0 2 0.00 2016-12-15
2182 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
2183 LERTHAI Securities (Hong Kong) Limited 2 0 2 0.00 2016-07-08
2184 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
2185 Lion Futures Limited 2 0 2 0.00 2016-12-29
2186 Lion International Securities Group Limited 2 0 2 0.00 2016-12-29
2187 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
2188 Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited 2 0 2 0.00 2016-10-04
2189 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2016-12-28
2190 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
2191 Luminous Asset Management (HK) Limited 2 0 2 0.00 2016-09-20
2192 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
2193 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
2194 MARC FABER LIMITED 2 0 2 0.00
2195 MASECO Asia Limited 2 0 2 0.00 2016-10-07
2196 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
2197 MG Wealth Management Limited 2 0 2 0.00 2016-10-20
2198 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
2199 Minerva Advisory Global Capital Limited 2 0 2 0.00 2016-01-12
2200 Minerva Investments Limited (HK) 2 0 2 0.00 2016-10-25
2201 Ming Yang Capital Limited 2 0 2 0.00 2016-10-04
2202 MONEY CONCEPTS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-02-18
2203 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
2204 MTF SECURITIES LIMITED 2 0 2 0.00
2205 MTI Management (HK) Limited 2 0 2 0.00 2016-06-21
2206 Mu Investment Management (Asia) Limited 2 0 2 0.00 2014-09-29
2207 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
2208 Nan Guo International Securities Limited 2 0 2 0.00 2016-05-19
2209 Nanjia Capital Limited (HK) 2 0 2 0.00 2016-10-20
2210 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
2211 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
2212 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
2213 NORMAN KONG SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-07-15
2214 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
2215 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2216 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
2217 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
2218 OIA Asia Limited 2 0 2 0.00 2014-11-20
2219 OMNIX CAPITAL LIMITED 2 0 2 0.00 2009-03-19
2220 ONE FINANCIAL MARKETS ASIA LIMITED 2 0 2 0.00 2016-10-31
2221 Oracle Capital Limited 2 0 2 0.00 2009-08-17
2222 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
2223 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
2224 Our Nature Limited 2 0 2 0.00 2016-02-03
2225 PACIFIC GROUP LIMITED (THE) 2 0 2 0.00
2226 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
2227 Pacific International Securities Limited 2 0 2 0.00 2016-11-07
2228 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
2229 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
2230 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
2231 Phoenician Limited (HK) 1 1 2 50.00 2013-03-22
2232 Phoenix Capital (International) Limited 2 0 2 0.00 2016-11-29
2233 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
2234 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-04-29
2235 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
2236 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
2237 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
2238 PRESTIGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-11-15
2239 Prime Cdex Asset Management Limited 2 0 2 0.00 2016-12-12
2240 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 1 2 50.00
2241 Prive Financial Limited 2 0 2 0.00 2012-12-06
2242 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
2243 QUASAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-11-22
2244 Rafiki Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-11-07
2245 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
2246 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
2247 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
2248 REDFORD CORPORATE FINANCE LIMITED 1 1 2 50.00 2011-02-07
2249 Renco Investments Limited 2 0 2 0.00 2016-12-21
2250 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
2251 Righteous Capital Limited 2 0 2 0.00 2016-09-22
2252 River Capital Limited (HK) 2 0 2 0.00 2016-03-22
2253 ROCIM Limited 2 0 2 0.00 2007-06-29
2254 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
2255 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
2256 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
2257 SDHG International Asset Management Limited 2 0 2 0.00 2008-12-02
2258 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
2259 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
2260 SGI Capital Asset Management Limited 2 0 2 0.00 2016-08-30
2261 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
2262 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
2263 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
2264 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
2265 Sinovation Capital Asset Management Company Limited 2 0 2 0.00 2009-10-21
2266 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
2267 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
2268 Spruce Light Asset Management Company Limited 2 0 2 0.00 2016-05-09
2269 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
2270 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
2271 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
2272 Sun Wing International Asset Management Limited 2 0 2 0.00 2016-10-03
2273 T. M. MANAGEMENT LIMITED 2 0 2 0.00
2274 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
2275 TAP CAPITAL LIMITED 2 0 2 0.00 2016-12-05
2276 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
2277 Tenbagger Investment Management (Hong Kong) Limited 2 0 2 0.00 2015-09-11
2278 Thoth Investment Management Limited 2 0 2 0.00 2016-11-22
2279 TIANDA ASSET MANAGEMENT LIMITED 1 1 2 50.00 2013-04-24
2280 Tianhe Quant Asset Management Limited 2 0 2 0.00 2013-06-11
2281 TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-09-15
2282 Topfund Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-12-14
2283 TRADER CITY LIMITED 2 0 2 0.00 2016-04-28
2284 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
2285 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
2286 UCF Asset Management (HK) Limited 2 0 2 0.00 2012-05-04
2287 UNITED GREAT INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2016-04-22
2288 UNITED ZONE INVESTMENT LIMITED 2 0 2 0.00 2016-09-01
2289 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
2290 UPRIGHT ASSET MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 0.00 2016-11-22
2291 Vanhau Asset Management Limited 2 0 2 0.00 2016-12-19
2292 VANTAGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-07-18
2293 VARDE PARTNERS HONG KONG LIMITED 2 0 2 0.00 2016-10-03
2294 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 0 2 0.00
2295 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2296 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) 2 0 2 0.00 2016-04-26
2297 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2298 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2299 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2300 Waypointe Limited 2 0 2 0.00 2015-02-11
2301 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2302 Wealthy Global Financial Asset Management Limited 2 0 2 0.00 2016-12-23
2303 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2304 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2305 Widus Investment Limited 2 0 2 0.00 2015-10-22
2306 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2307 Wilson Asset Management Co., Limited 2 0 2 0.00 2016-10-12
2308 WINGATE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-08-31
2309 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2310 Wizardquant Capital Advisors Limited 2 0 2 0.00 2016-07-07
2311 WKA Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-08-16
2312 Wonder Capital Group Limited 2 0 2 0.00 2016-03-07
2313 XIN HUA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2016-10-18
2314 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
2315 Yango International Financial Holdings Limited 2 0 2 0.00 2016-12-14
2316 YG Capital Management Limited 2 0 2 0.00 2014-12-12
2317 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2318 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2319 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2320 YUN HAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-02
2321 Yupei Fortune Capital Limited 2 0 2 0.00 2016-11-28
2322 ZHONG JIA SECURITIES LIMITED 2 0 2 0.00 2016-11-01
2323 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2324 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
2325 Zhongrong International Investment Consulting Company Limited 1 1 2 50.00 2013-05-08
2326 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2327 Arta Corporate Advisory Limited 1 0 1 0.00 2012-09-11
2328 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2009-09-21
2329 Asia Cornerstone Asset Management Company Limited 1 0 1 0.00 2015-03-05
2330 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
2331 Austen Capital Management Limited 1 0 1 0.00 2010-06-30
2332 Bain Capital Public Equity (Asia) Limited 1 0 1 0.00 2015-09-07
2333 Brilliant Corporate Finance Limited 1 0 1 0.00 2014-10-31
2334 China Credit International Securities Co., Limited 1 0 1 0.00 2016-09-06
2335 China Finance Holdings Limited 1 0 1 0.00
2336 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
2337 CHINA POINT STOCK BROKERS LIMITED 1 0 1 0.00
2338 China Tonghai (IA) Limited 1 0 1 0.00
2339 CINDA INTERNATIONAL CAPITAL LIMITED 0 1 1 100.00
2340 CMBC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00 2015-12-11
2341 DATANG FINANCIAL HOLDING CO., LIMITED 1 0 1 0.00 2015-11-11
2342 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
2343 ETF Securities (HK) Limited 1 0 1 0.00 2012-08-02
2344 European Capital Partners (Hong Kong) Limited 1 0 1 0.00 2014-10-28
2345 FIG HK (Hong Kong) Limited 1 0 1 0.00 2014-10-08
2346 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
2347 GSI FINANCE GROUP LIMITED 1 0 1 0.00 2011-03-18
2348 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
2349 Hutchin Hill Capital HK Limited 1 0 1 0.00 2015-03-09
2350 HX Innovation Capital Management Co. Limited 1 0 1 0.00 2016-01-29
2351 i-Golden Data Capital Limited 1 0 1 0.00 2016-03-03
2352 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 1 0 1 0.00 2013-12-02
2353 Infinite Success Assets Management Limited 1 0 1 0.00 2016-06-08
2354 ITAU ASIA LIMITED 1 0 1 0.00 2006-10-31
2355 Japaninvest (Hong Kong) Limited 1 0 1 0.00 2010-10-26
2356 JNL Investments Limited (HK) 1 0 1 0.00 2011-10-21
2357 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 0.00 2008-07-04
2358 Kam Wah Investments Limited 1 0 1 0.00
2359 KELUSA ASIA FOCUS RESEARCH LIMITED 1 0 1 0.00 2014-12-24
2360 KO KUN STOCK COMPANY LIMITED 1 0 1 0.00 2005-03-18
2361 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
2362 LUEN HING SECURITIES LIMITED 1 0 1 0.00
2363 Maxcess Capital Limited 1 0 1 0.00 2016-01-14
2364 MC Asset Management Asia Limited 1 0 1 0.00 2014-03-18
2365 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
2366 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
2367 Pinyin Capital Management Hong Kong Limited 1 0 1 0.00 2015-11-02
2368 SJS Markets Limited 1 0 1 0.00 2005-03-02
2369 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
2370 Standard & Poor's Investment Advisory Services (HK) Limited 1 0 1 0.00 2010-09-21
2371 STJ Advisors (Asia) Limited 1 0 1 0.00 2011-11-17
2372 Stobene Partners (Hong Kong) Limited 1 0 1 0.00 2012-01-31
2373 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2374 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2375 Yuet Sheung International Securities Limited 1 0 1 0.00 2015-12-18
2375 Average 3.36 16.23 19.59 82.85

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