SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 1 0 1 0.00
2 AASTOCKS.COM LIMITED 1 0 1 0.00
3 AMPLE CAPITAL LIMITED 1 0 1 0.00
4 AMRI ADVISORY LIMITED 1 0 1 0.00
5 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
6 ASG CORPORATE FINANCE LIMITED 1 0 1 0.00
7 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
8 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
9 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
10 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
11 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
12 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
13 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
14 Axis Capital Management Limited 1 0 1 0.00
15 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0.00
16 BARBER ASIA LIMITED 1 0 1 0.00
17 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
18 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
19 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0.00
20 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
21 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
22 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
23 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
24 CBRE Investment Management (Asia) Limited 1 0 1 0.00
25 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0.00
26 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
27 CEIM (HK) LIMITED 1 0 1 0.00
28 CHEETAH ADVISORS LIMITED 1 0 1 0.00
29 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
30 China Finance Holdings Limited 1 0 1 0.00
31 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
32 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
33 COMMENCE COMPANY LIMITED 1 0 1 0.00
34 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0.00
35 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
36 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
37 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
38 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
39 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
40 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0.00
41 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
42 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0.00
43 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
44 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
45 EEERATE ADVISORY LIMITED 1 0 1 0.00
46 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
47 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
48 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
49 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
50 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
51 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
52 EYREMOUNT LIMITED 1 0 1 0.00
53 F & M Investment Advisor 1 0 1 0.00
54 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
55 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
56 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
57 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
58 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
59 Fubon Fund Management (Hong Kong) Limited 1 0 1 0.00
60 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
61 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
62 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
63 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
64 GRAND DYNASTY CAPITAL LIMITED 1 0 1 0.00
65 Greentech Technology Asset Management Company Limited 1 0 1 0.00
66 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
67 H & A Investment Company 1 0 1 0.00
68 HAMON CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00
69 HENDALE GROUP LIMITED 1 0 1 0.00
70 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
71 Hon Hoi Suen, John 1 0 1 0.00
72 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
73 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
74 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
75 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 0.00
76 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
77 INTERNATIONAL CAPITAL NETWORK LIMITED 1 0 1 0.00
78 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
79 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
80 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
81 JOINCAP CAPITAL LIMITED 1 0 1 0.00
82 Joseph Cheung & Associates 1 0 1 0.00
83 JPMorgan Asset Management (Japan) Limited 1 0 1 0.00
84 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
85 K.K. Wong & Company 1 0 1 0.00
86 Ka Yue Investment Company 1 0 1 0.00
87 Kan Fung Securities Co. 1 0 1 0.00
88 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
89 KHG Lam 1 0 1 0.00
90 King Wai Company 1 0 1 0.00
91 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
92 KWK ASIA MANAGEMENT LIMITED 1 0 1 0.00
93 Kwok Chung Chun Securities Company 1 0 1 0.00
94 Lawsons Securities Company 1 0 1 0.00
95 LINDEMAN ASIA LIMITED 1 0 1 0.00
96 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0.00
97 Lombard Investments (HK) Limited 1 0 1 0.00
98 Longitude Asia Limited 1 0 1 0.00
99 M-TRADE ASIA LIMITED 1 0 1 0.00
100 MANDARIN VP (HK) LIMITED 1 0 1 0.00
101 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
102 MARC FABER LIMITED 1 0 1 0.00
103 Maurice Lee Investment Advisor Company 1 0 1 0.00
104 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
105 MCP Holdings Limited (HK) 1 0 1 0.00
106 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
107 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
108 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
109 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
110 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
111 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
112 NUADA CAPITAL LIMITED 1 0 1 0.00
113 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
114 Offshore Financial Consultants 1 0 1 0.00
115 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
116 Open Asset Management Limited 1 0 1 0.00
117 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
118 PACIFIC GROUP LIMITED (THE) 1 0 1 0.00
119 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
120 Pacific Sun Advisors Limited 1 0 1 0.00
121 PANURGY LIMITED 1 0 1 0.00
122 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0.00
123 Paul Fan & Company 1 0 1 0.00
124 Prashant K. Trivedi 1 0 1 0.00
125 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
126 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
127 PRIVATE CAPITAL LIMITED 1 0 1 0.00
128 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
129 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 0.00
130 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
131 SA Capital Limited (HK) 1 0 1 0.00
132 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
133 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
134 Silk Road International Capital Limited 1 0 1 0.00
135 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
136 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
137 SKY WARD ASIA LIMITED 1 0 1 0.00
138 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 0.00
139 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
140 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
141 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
142 Success Power Investment Advisory Limited 1 0 1 0.00
143 SUN RAISE CAPITAL LIMITED 1 0 1 0.00
144 T G SECURITIES LIMITED 1 0 1 0.00
145 T Y International 1 0 1 0.00
146 T. M. MANAGEMENT LIMITED 1 0 1 0.00
147 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
148 TCW ASIA LIMITED 1 0 1 0.00
149 Teil Stock Investment Company 1 0 1 0.00
150 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
151 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
152 Tokio Marine Investment Services, Limited 0 1 1 100.00
153 Trinity Financial Group Limited 1 0 1 0.00
154 TVC MANAGEMENT LIMITED 1 0 1 0.00
155 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
156 UNI-CROWN INVESTMENT LIMITED 1 0 1 0.00
157 UNITED CAPITAL LIMITED 1 0 1 0.00
158 Value Partners Private Equity Limited 1 0 1 0.00
159 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
160 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
161 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
162 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
163 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
164 WIGRAM CAPITAL LIMITED 1 0 1 0.00
165 WILLIAMS SECURITIES LIMITED 1 0 1 0.00
166 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
167 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
168 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
169 Y. S. Law & Co. 1 0 1 0.00
170 Ying Kit Stock Company 1 0 1 0.00
171 Yuanta Securities (Hong Kong) Company Limited 1 0 1 0.00
172 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 50.00
173 ACM ASIA LIMITED 2 0 2 0.00
174 AGIFEL INTERNATIONAL LIMITED 0 2 2 100.00
175 AISNA CONSULTANTS LIMITED 1 1 2 50.00
176 Allard Partners Limited 2 0 2 0.00
177 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
178 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
179 ALPHA CORPORATE ADVISORS LIMITED 2 0 2 0.00
180 ALTA FINANCE LIMITED 1 1 2 50.00
181 Anuenue Limited 2 0 2 0.00
182 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
183 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 50.00
184 Avia Asset Management Limited 2 0 2 0.00
185 AXA Investment Managers Asia Limited 2 0 2 0.00
186 BALI SECURITIES CO. LIMITED 2 0 2 0.00
187 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
188 BEAF LIMITED (d2009-01-30) 1 1 2 50.00
189 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
190 Bold Win Securities Co. 1 1 2 50.00
191 BPI INTERNATIONAL FINANCE LIMITED 1 1 2 50.00
192 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
193 Bright Securities Company (The) 1 1 2 50.00
194 BROOKE CAPITAL LIMITED 1 1 2 50.00
195 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
196 CES Wealth Management (HK) Limited 2 0 2 0.00
197 Chanceton Capital Partners Limited 2 0 2 0.00
198 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
199 ChapmanCraig Limited 2 0 2 0.00
200 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
201 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
202 China Enterprise Securities Company Limited 1 1 2 50.00
203 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
204 China Gather Wealth Financial Company Limited 1 1 2 50.00
205 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
206 Ching Yick Company 1 1 2 50.00
207 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
208 COL Securities (HK) Limited 1 1 2 50.00
209 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
210 CUPOLA CAPITAL LIMITED 2 0 2 0.00
211 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
212 DASHIN SECURITIES LIMITED 1 1 2 50.00
213 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
214 EQ INVESTOR SERVICES LIMITED 2 0 2 0.00
215 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
216 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
217 EVA ASSET MANAGEMENT LIMITED 1 1 2 50.00
218 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
219 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 1 2 50.00
220 First China e-Safety Technology Limited 2 0 2 0.00
221 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
222 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 50.00
223 FULLJET SECURITIES LIMITED 2 0 2 0.00
224 Funderstone Asset Management (HK) Limited 2 0 2 0.00
225 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
226 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
227 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
228 GLOBAL FUTURE COMPANY LIMITED 1 1 2 50.00
229 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
230 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
231 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 2 2 100.00
232 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 1 2 50.00
233 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 0.00
234 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
235 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 50.00
236 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
237 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
238 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
239 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 50.00
240 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0.00
241 Huajin Corporate Finance (International) Limited 2 0 2 0.00
242 ICEA CAPITAL ASIA LIMITED 0 2 2 100.00
243 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 50.00
244 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
245 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 50.00
246 iVenture Investment Management Limited 2 0 2 0.00
247 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
248 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
249 KARFORD SECURITIES LIMITED 2 0 2 0.00
250 KGI Asset Management Limited 2 0 2 0.00
251 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 50.00
252 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
253 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0.00
254 Ko Kun Stock Company 1 1 2 50.00
255 LAU & COMPANY LIMITED 2 0 2 0.00
256 LEHMAN BROTHERS FUTURES ASIA LIMITED 1 1 2 50.00
257 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
258 Lynx Portfolio Limited 2 0 2 0.00
259 Mainland Securities Co. 1 1 2 50.00
260 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
261 MEAG Hong Kong Limited 1 1 2 50.00
262 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
263 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
264 Melbourne Investment Company 1 1 2 50.00
265 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 50.00
266 Mercer (Hong Kong) Limited 1 1 2 50.00
267 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
268 On Hing Securities Company 1 1 2 50.00
269 Oshidori Corporate Finance Limited 2 0 2 0.00
270 OVERLOOK INVESTMENTS LIMITED 1 1 2 50.00
271 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0.00
272 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
273 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
274 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
275 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
276 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
277 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 50.00
278 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 1 2 50.00
279 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 100.00
280 PRUDENCE FUTURES LIMITED 2 0 2 0.00
281 Public Pacific Securities Limited 1 1 2 50.00
282 REGENT FINANCIAL SERVICES LIMITED 1 1 2 50.00
283 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 1 2 50.00
284 REXCAPITAL ONLINE LIMITED 1 1 2 50.00
285 RIMC ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
286 RL360 SERVICES LIMITED 1 1 2 50.00
287 Robert Kai Leung Lo 1 1 2 50.00
288 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
289 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 100.00
290 San Wan Yuan & Company 1 1 2 50.00
291 SHUN LOONG CAPITAL LIMITED 1 1 2 50.00
292 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00
293 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
294 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 0.00
295 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
296 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 50.00
297 SPS RESEARCH LIMITED 1 1 2 50.00
298 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
299 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
300 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
301 Sun Life Financial Asia Services Limited 1 1 2 50.00
302 Sun Life Pension Trust Limited 0 2 2 100.00
303 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
304 T & F RESEARCH LIMITED 1 1 2 50.00
305 T. W. SABNANI SECURITIES LIMITED 1 1 2 50.00
306 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00
307 Tai Chuen Securities Co. 1 1 2 50.00
308 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
309 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
310 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0.00
311 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 50.00
312 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
313 TUNG WUI SECURITIES CO., LIMITED 1 1 2 50.00
314 Union Securities Co 1 1 2 50.00
315 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
316 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
317 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
318 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
319 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
320 WELLAM INVESTMENT LIMITED 2 0 2 0.00
321 WING TAK SECURITIES LIMITED 1 1 2 50.00
322 Winning & Company 1 1 2 50.00
323 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
324 WORLDVEST CAPITAL LIMITED 2 0 2 0.00
325 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
326 ZURICH CAPITAL MARKETS HONG KONG LIMITED 2 0 2 0.00
327 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 50.00
328 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
329 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 0.00
330 ADM SECURITIES LIMITED 2 1 3 33.33
331 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
332 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
333 Alpha Nova Capital Management Limited 2 1 3 33.33
334 ALPS ADVISORY (HK) LIMITED 1 2 3 66.67
335 Anuenue Advisors Limited 2 1 3 33.33
336 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
337 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 66.67
338 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
339 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
340 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
341 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
342 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
343 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
344 CASH Mobile Financial Services Limited 1 2 3 66.67
345 CASH Wealth Management Limited 2 1 3 33.33
346 Champion & Co. 1 2 3 66.67
347 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
348 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
349 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 0 3 0.00
350 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
351 China Integrity Investment Limited 2 1 3 33.33
352 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
353 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
354 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 66.67
355 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
356 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
357 Cowen and Company (Asia) Limited 1 2 3 66.67
358 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
359 D.J. SECURITIES LIMITED 2 1 3 33.33
360 DAH SING SECURITIES LIMITED 1 2 3 66.67
361 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
362 Delta Asia Wealth Management Limited 2 1 3 33.33
363 DORIC CAPITAL CORPORATION 2 1 3 33.33
364 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
365 EQT Partners Hong Kong Limited 1 2 3 66.67
366 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
367 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 33.33
368 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33
369 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
370 GIGA (HONG KONG) LIMITED 1 2 3 66.67
371 Giny Securities Company 1 2 3 66.67
372 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 3 0 3 0.00
373 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
374 HOI SANG SECURITIES LIMITED 1 2 3 66.67
375 HSZ (HONG KONG) LIMITED 1 2 3 66.67
376 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
377 HUNG SING FUTURES LIMITED 1 2 3 66.67
378 IMARKETS LIMITED 1 2 3 66.67
379 Interactive Brokers LLC 1 2 3 66.67
380 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 1 2 3 66.67
381 INTERNATIONAL COMMERCE CORPORATION 1 2 3 66.67
382 JS SECURITIES LIMITED (HK) 1 2 3 66.67
383 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
384 LAZARD ASIA (HONG KONG) LIMITED 1 2 3 66.67
385 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
386 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
387 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
388 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
389 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
390 MESSIS CAPITAL LIMITED 2 1 3 33.33
391 Nan Lee Investment Co. 1 2 3 66.67
392 NAPA GLOBAL LIMITED 2 1 3 33.33
393 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
394 Oriental Stocks & Shares (Investment) Co. 1 2 3 66.67
395 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
396 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
397 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
398 PO LEE SECURITIES LIMITED 1 2 3 66.67
399 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
400 Rakuten Securities Hong Kong Limited 2 1 3 33.33
401 Redford Asset Management Limited 1 2 3 66.67
402 RESIDENTS SECURITIES LIMITED 1 2 3 66.67
403 Rich Union Securities (H.K.) Limited 1 2 3 66.67
404 Salisbury Securities 1 2 3 66.67
405 SCM CHINA LIMITED 2 1 3 33.33
406 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
407 Seaga International 1 2 3 66.67
408 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
409 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33
410 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 0.00
411 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 66.67
412 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
413 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33
414 Sinofortune Financial Capital Limited 2 1 3 33.33
415 Soo Pui Chen & Company 1 2 3 66.67
416 SPDB International Holdings Limited 3 0 3 0.00
417 STANDARD & POOR'S, LLC 2 1 3 33.33
418 Standard Commodities (Asia) Limited 1 2 3 66.67
419 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
420 Stellar Securities Limited 1 2 3 66.67
421 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
422 Sunline Prosticks Financial Solutions Limited 3 0 3 0.00
423 Superfund Financial (Hong Kong) Limited 1 2 3 66.67
424 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
425 VC International Asset Management Limited 1 2 3 66.67
426 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
427 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
428 WORLDSEC INTERNATIONAL LIMITED 3 0 3 0.00
429 WORLDTOP SECURITIES LIMITED 1 2 3 66.67
430 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
431 YARDLEY FINANCE LIMITED 2 1 3 33.33
432 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 33.33
433 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
434 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
435 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
436 ANGUS MOORE LIMITED 2 2 4 50.00
437 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
438 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 75.00
439 Asian Pacific Investment Company 1 3 4 75.00
440 AXA Financial Planning (Hong Kong) Limited 0 4 4 100.00
441 Bentley Capital Limited (HK) 4 0 4 0.00
442 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 25.00
443 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
444 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 75.00
445 CCB Securities Limited 2 2 4 50.00
446 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 2 2 4 50.00
447 CERES CAPITAL LIMITED 2 2 4 50.00
448 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
449 CF GLOBAL (HK) LIMITED 1 3 4 75.00
450 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 25.00
451 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 50.00
452 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
453 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
454 CHUANGS & CO. LIMITED 1 3 4 75.00
455 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
456 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
457 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
458 COMGEST FAR EAST LIMITED 2 2 4 50.00
459 CTW SECURITIES LIMITED 1 3 4 75.00
460 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
461 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
462 Finet Securities Limited 2 2 4 50.00
463 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
464 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 2 4 50.00
465 Freddy Company 1 3 4 75.00
466 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 25.00
467 FUHWA SECURITIES (HONG KONG) CO., LIMITED 4 0 4 0.00
468 FULL WIN SECURITIES LIMITED 2 2 4 50.00
469 GFI (HK) SECURITIES L.L.C. 0 4 4 100.00
470 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 3 4 75.00
471 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
472 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
473 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
474 Goodcape Investment Company 1 3 4 75.00
475 Grit Securities Limited 2 2 4 50.00
476 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 50.00
477 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
478 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
479 HIP HING SECURITIES LIMITED 2 2 4 50.00
480 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 75.00
481 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
482 HPEF Venture Partners Limited 4 0 4 0.00
483 HSBC GUYERZELLER FAR EAST LIMITED 3 1 4 25.00
484 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
485 ICBC Asset Management (Global) Company Limited 2 2 4 50.00
486 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
487 Interactive Brokers Hong Kong Limited 2 2 4 50.00
488 Intercontinent Securities Company 1 3 4 75.00
489 Investec Asia Limited 3 1 4 25.00
490 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
491 JEFFERIES PACIFIC LIMITED 2 2 4 50.00
492 JIMEI WEALTH MANAGEMENT LIMITED 1 3 4 75.00
493 JK Capital Management Limited 3 1 4 25.00
494 KAM LUEN SECURITIES LIMITED 1 3 4 75.00
495 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
496 Katherine Ip & Company 1 3 4 75.00
497 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
498 Kin Fung Stock Company 1 3 4 75.00
499 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
500 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
501 M & A SECURITIES (HK) LIMITED 1 3 4 75.00
502 Mackenzie Investments Asia Limited 3 1 4 25.00
503 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
504 MAN WO INVESTMENT CO., LIMITED 2 2 4 50.00
505 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 50.00
506 Merdeka Securities Limited 3 1 4 25.00
507 Metaverse Securities Limited (HK) 4 0 4 0.00
508 MING HON SECURITIES LIMITED 3 1 4 25.00
509 MORTON SECURITIES LIMITED 2 2 4 50.00
510 New Gala Securities Company 1 3 4 75.00
511 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
512 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 75.00
513 Nittan Securities Asia Limited 2 2 4 50.00
514 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
515 Public Futures Limited 1 3 4 75.00
516 QLEAP ACCELERATORS LIMITED 2 2 4 50.00
517 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
518 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
519 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
520 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
521 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
522 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 50.00
523 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 75.00
524 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 50.00
525 SUN DELTA SECURITIES LIMITED 2 2 4 50.00
526 Szehope & Company 1 3 4 75.00
527 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
528 Tung Shun & Company 1 3 4 75.00
529 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
530 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 75.00
531 Vantum Futures Limited 2 2 4 50.00
532 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
533 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
534 WALCO SECURITIES LIMITED 1 3 4 75.00
535 Win Securities Limited 2 2 4 50.00
536 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
537 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
538 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
539 abrdn Hong Kong Limited 2 3 5 60.00
540 Absolute Investment Management (HK) Limited 4 1 5 20.00
541 Aevitas Securities Limited 1 4 5 80.00
542 ALPHA FUTURES COMPANY LIMITED 2 3 5 60.00
543 ALTUS CAPITAL LIMITED 3 2 5 40.00
544 Arta Global Futures Limited 2 3 5 60.00
545 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
546 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
547 BKHK Limited 5 0 5 0.00
548 Black Marble Securities Limited 1 4 5 80.00
549 BlackRock Asset Management North Asia Limited 1 4 5 80.00
550 BLOOMYEARS LIMITED 2 3 5 60.00
551 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 60.00
552 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
553 CES International Commodities (HK) Limited 3 2 5 40.00
554 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 80.00
555 Cheong Lee Securities Co. 1 4 5 80.00
556 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
557 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
558 China Reserve Securities Limited 3 2 5 40.00
559 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 60.00
560 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 60.00
561 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 40.00
562 EQT Partners Asia Limited 1 4 5 80.00
563 F. R. ZIMMERN LIMITED 2 3 5 60.00
564 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
565 FTLife Insurance Company Limited 1 4 5 80.00
566 Fubon Capital (HK) Limited 2 3 5 60.00
567 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
568 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
569 GET NICE ASSET MANAGEMENT LIMITED 1 4 5 80.00
570 GET NICE CAPITAL LIMITED 3 2 5 40.00
571 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
572 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
573 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 80.00
574 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
575 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
576 HENCO CAPITAL LIMITED 2 3 5 60.00
577 HFS ASSET MANAGEMENT LIMITED 1 4 5 80.00
578 HOU TAK SECURITIES LIMITED 2 3 5 60.00
579 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 5 5 100.00
580 Huayu Securities Limited 1 4 5 80.00
581 I & P SECURITIES LIMITED 2 3 5 60.00
582 Kam Wah Investments Limited 3 2 5 40.00
583 KWOK HING SECURITIES LIMITED 2 3 5 60.00
584 Lee Tat & Company 1 4 5 80.00
585 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
586 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
587 Moliyo (Hong Kong) Limited 2 3 5 60.00
588 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 80.00
589 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
590 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
591 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
592 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
593 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
594 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
595 PGIM (Hong Kong) Limited 2 3 5 60.00
596 Pictet Asset Management (Hong Kong) Limited 4 1 5 20.00
597 PineBridge Investments Hong Kong Limited 4 1 5 20.00
598 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
599 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
600 SHACOM FUTURES LIMITED 3 2 5 40.00
601 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 80.00
602 SINOMAX SECURITIES LIMITED 2 3 5 60.00
603 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
604 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
605 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 4 5 80.00
606 STAR SECURITIES LIMITED (d2009-10-02) 1 4 5 80.00
607 Success Futures and Foreign Exchange Limited 2 3 5 60.00
608 TAIFAIR FUTURES LIMITED 1 4 5 80.00
609 Ten & Ten Securities Company 1 4 5 80.00
610 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 3 2 5 40.00
611 To Hoi Hung Company 1 4 5 80.00
612 Towers Watson Hong Kong Limited 1 4 5 80.00
613 TRANSPAC CAPITAL LIMITED 1 4 5 80.00
614 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
615 VICTORFIELD SECURITIES LIMITED 2 3 5 60.00
616 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 60.00
617 WAH SANG SECURITIES LIMITED 2 3 5 60.00
618 WAH THAI SECURITIES LIMITED 3 2 5 40.00
619 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
620 Welform Investors Company 1 4 5 80.00
621 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 60.00
622 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
623 Wing Yee Company 1 4 5 80.00
624 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
625 WOCOM FOREIGN EXCHANGE CO. LIMITED 1 4 5 80.00
626 WORLDWIDE BROKERAGE LIMITED 2 3 5 60.00
627 YU ON COMMODITIES COMPANY LIMITED 2 3 5 60.00
628 ALPHA SECURITIES COMPANY LIMITED 2 4 6 66.67
629 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
630 Averest Capital Limited 2 4 6 66.67
631 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
632 BEAR BRIGHT LIMITED 2 4 6 66.67
633 BERICH FUTURES (H.K.) COMPANY LIMITED 1 5 6 83.33
634 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 83.33
635 BOWEN ASIA LIMITED 4 2 6 33.33
636 CAIIS Limited 2 4 6 66.67
637 CHALLENGE COMMODITIES LIMITED 3 3 6 50.00
638 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
639 CHEE TAK SECURITIES LIMITED 1 5 6 83.33
640 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
641 Chung Tak & Company 1 5 6 83.33
642 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
643 EUREKA SECURITIES LIMITED 1 5 6 83.33
644 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
645 Gold Centre Investment Company 1 5 6 83.33
646 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
647 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 83.33
648 HOORAY CAPITAL LIMITED 4 2 6 33.33
649 HUNG BROTHERS LIMITED 2 4 6 66.67
650 iFAST Securities (HK) Limited 3 3 6 50.00
651 Imagi Brokerage Limited 3 3 6 50.00
652 Kaiser KT Capital Limited 3 3 6 50.00
653 KB Securities Hong Kong Limited 1 5 6 83.33
654 KGI CAPITAL ASIA LIMITED 2 4 6 66.67
655 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
656 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
657 LING SECURITIES LIMITED 2 4 6 66.67
658 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
659 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
660 MEGABASE FUTURES CO. LIMITED 2 4 6 66.67
661 MEIJI YASUDA COMPANY LIMITED 1 5 6 83.33
662 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
663 Nerico Brothers Limited (HK) 3 3 6 50.00
664 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
665 OCBC Futures Investment (Hong Kong) Limited 1 5 6 83.33
666 Oreana Financial Services Limited 2 4 6 66.67
667 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 50.00
668 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 66.67
669 PPM VENTURES (ASIA) LIMITED 4 2 6 33.33
670 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 2 6 33.33
671 Public Securities Limited 2 4 6 66.67
672 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
673 RBS Securities (Far East) Limited 0 6 6 100.00
674 REALCHAMP ASSET MANAGEMENT LIMITED 1 5 6 83.33
675 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
676 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 50.00
677 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 5 6 83.33
678 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
679 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
680 SIU ON SECURITIES LIMITED 2 4 6 66.67
681 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 66.67
682 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 4 6 66.67
683 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
684 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 5 6 83.33
685 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
686 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
687 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 66.67
688 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
689 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
690 TANG KEE SECURITIES LIMITED 2 4 6 66.67
691 TC Investment Management (Asia) Limited 2 4 6 66.67
692 Templewater Hong Kong Limited 2 4 6 66.67
693 TOYO SECURITIES ASIA LIMITED 2 4 6 66.67
694 TRUTH SECURITIES LIMITED 4 2 6 33.33
695 UNI-ALPHA FUTURES LIMITED 1 5 6 83.33
696 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
697 United Securities Limited (HK) 1 5 6 83.33
698 WAI FAT SECURITIES LIMITED 2 4 6 66.67
699 Wanhai Securities (HK) Limited 3 3 6 50.00
700 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
701 WILBY SECURITIES LIMITED 2 4 6 66.67
702 WING FUNG SECURITIES LIMITED 2 4 6 66.67
703 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
704 YARDLEY SECURITIES LIMITED 2 4 6 66.67
705 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 83.33
706 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
707 Ziar & Company 1 5 6 83.33
708 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43
709 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 5 7 71.43
710 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
711 AUDREY CHOW SECURITIES LIMITED 1 6 7 85.71
712 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 71.43
713 Bright Fund Management Limited 2 5 7 71.43
714 Broadway Wealth Management Limited 2 5 7 71.43
715 CAMERON BUTLER HK LIMITED 1 6 7 85.71
716 Capital International, Inc. 0 7 7 100.00
717 CELESTIAL CAPITAL LIMITED 3 4 7 57.14
718 CHARLES SCHMITT & ASSOCIATES LIMITED 4 3 7 42.86
719 Chelac Investment Company 1 6 7 85.71
720 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
721 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
722 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 57.14
723 DNB Asset Management (Asia) Limited 3 4 7 57.14
724 EAST ASIA FUTURES LIMITED 1 6 7 85.71
725 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
726 EVERHOT SECURITIES LIMITED 1 6 7 85.71
727 FAIRWIN BROKING LIMITED 2 5 7 71.43
728 FORTUNE (HK) SECURITIES LIMITED 1 6 7 85.71
729 Ge Shang Investment (Hong Kong) Limited 2 5 7 71.43
730 Goldin Equities Limited 2 5 7 71.43
731 Grand Cartel Securities Company Limited 2 5 7 71.43
732 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
733 GREEN STAR ASIA LIMITED 1 6 7 85.71
734 HANG SENG FUTURES LIMITED 4 3 7 42.86
735 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 71.43
736 ICEA SECURITIES ASIA LIMITED 1 6 7 85.71
737 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
738 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 71.43
739 K.L. Securities Company 1 6 7 85.71
740 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
741 KMT SECURITIES LIMITED 2 5 7 71.43
742 LIM ADVISORS LIMITED 3 4 7 57.14
743 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 4 7 57.14
744 MEGABASE SECURITIES LIMITED 2 5 7 71.43
745 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
746 MIS SERVICES LIMITED (d2019-06-01) 4 3 7 42.86
747 MLI LIMITED (d2018-03-29) 1 6 7 85.71
748 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
749 NOUVELLE CAYENNA INNOVATION LIMITED 2 5 7 71.43
750 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 57.14
751 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
752 RBS Asia Futures Limited 2 5 7 71.43
753 Regal Jewellery & Goldsmith Co., Limited 1 6 7 85.71
754 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
755 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 57.14
756 SPS INVESTMENT SERVICES LIMITED 1 6 7 85.71
757 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
758 T. ROWE PRICE INTERNATIONAL, INC. 1 6 7 85.71
759 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
760 TAI WAH SECURITIES LIMITED 1 6 7 85.71
761 TARTAN SECURITIES (ASIA) LIMITED 2 5 7 71.43
762 UBS Asset Management (Hong Kong) Limited 2 5 7 71.43
763 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
764 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
765 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
766 Virtu ITG Hong Kong Limited 1 6 7 85.71
767 Virtu ITG Securities (Asia) Limited 1 6 7 85.71
768 YF FUTURES COMPANY LIMITED 3 4 7 57.14
769 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
770 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 75.00
771 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 3 8 37.50
772 Anuenue Securities Limited 3 5 8 62.50
773 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00
774 Bradbury Securities Limited 2 6 8 75.00
775 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
776 CHIEF COMMODITIES LIMITED 2 6 8 75.00
777 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 50.00
778 CS Wealth Securities Limited 4 4 8 50.00
779 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 7 8 87.50
780 DRAKE & MORGAN LIMITED (HK) 1 7 8 87.50
781 Eastspring Investments (Hong Kong) Limited 2 6 8 75.00
782 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
783 FDB Financial Group Limited 2 6 8 75.00
784 Fu Yip Securities & Investment Co. 2 6 8 75.00
785 GLS SECURITIES LIMITED 2 6 8 75.00
786 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
787 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
788 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00
789 HENIK SECURITIES LIMITED 1 7 8 87.50
790 HOENIG (FAR EAST) LIMITED 3 5 8 62.50
791 Income Partners Asset Management (HK) Limited 3 5 8 62.50
792 Instinet Alpha Trading Limited 4 4 8 50.00
793 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 75.00
794 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
795 KOFFMAN INVESTMENT LIMITED 1 7 8 87.50
796 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
797 MAGUSTA FUTURES LIMITED 2 6 8 75.00
798 MANBLE SECURITIES LIMITED 1 7 8 87.50
799 Matrix Securities Limited 5 3 8 37.50
800 MEIJI YASUDA ASIA LIMITED 1 7 8 87.50
801 Monex Boom Securities (H.K.) Limited 2 6 8 75.00
802 Neutral Financial Holding Company Limited 2 6 8 75.00
803 NORTH SEA SECURITIES LIMITED 2 6 8 75.00
804 Northern Trust Company of Hong Kong Limited (The) 4 4 8 50.00
805 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
806 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50
807 Public Financial Securities Limited 1 7 8 87.50
808 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
809 Rifa Securities Limited 1 7 8 87.50
810 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
811 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
812 RPS INVESTMENT LIMITED 4 4 8 50.00
813 SDHG International Securities Limited 3 5 8 62.50
814 SELINA & CO. LIMITED (HK) 1 7 8 87.50
815 Shacom Securities Limited 2 6 8 75.00
816 SHUN HENG SECURITIES LIMITED 1 7 8 87.50
817 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
818 SIU YIP COMMODITY LIMITED 4 4 8 50.00
819 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 75.00
820 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 100.00
821 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
822 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
823 YING WAH SECURITIES COMPANY LIMITED 2 6 8 75.00
824 A ONE INVESTMENT COMPANY LIMITED 6 3 9 33.33
825 ABN AMRO (HONG KONG) LIMITED 0 9 9 100.00
826 AJ Securities Limited 1 8 9 88.89
827 Anli Securities Limited 1 8 9 88.89
828 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
829 BOKHARY SECURITIES LIMITED 2 7 9 77.78
830 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
831 CBH Asia Limited 2 7 9 77.78
832 China Tonghai (IA) Limited 3 6 9 66.67
833 CVC Asia Pacific Limited 1 8 9 88.89
834 DEBTTRADERS, LIMITED 1 8 9 88.89
835 ENLIGHTEN FUTURES LIMITED 3 6 9 66.67
836 FIRST ASIA FINANCE GROUP LIMITED 2 7 9 77.78
837 FIRST STATE (HONG KONG) LLC 3 6 9 66.67
838 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 77.78
839 GT CAPITAL LIMITED 2 7 9 77.78
840 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
841 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
842 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67
843 IREALITY INVESTMENTS LIMITED 5 4 9 44.44
844 Joy Silver Limited 6 3 9 33.33
845 JVSakk Asia Limited 2 7 9 77.78
846 Lees Securities Co. 1 8 9 88.89
847 LUEN HING SECURITIES LIMITED 3 6 9 66.67
848 Macquarie Corporate (Hong Kong) Limited 1 8 9 88.89
849 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
850 Optima Capital Limited 3 6 9 66.67
851 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 66.67
852 Planetree Futures Limited 3 6 9 66.67
853 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 66.67
854 Soo Pei Shao & Company 1 8 9 88.89
855 St. James's Place (Hong Kong) Limited 2 7 9 77.78
856 SUN'S FUTURE LIMITED 3 6 9 66.67
857 Sunrise Investment Company 1 8 9 88.89
858 TAHOE LIFE INSURANCE COMPANY LIMITED 1 8 9 88.89
859 VERCAP Financial Services Limited 2 7 9 77.78
860 VMS Securities Limited 1 8 9 88.89
861 YICKO FUTURES LIMITED 2 7 9 77.78
862 Youyu Credit Limited 2 7 9 77.78
863 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
864 ABN AMRO Clearing Hong Kong Limited 2 8 10 80.00
865 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 5 10 50.00
866 BaoQiao Partners Securities (HK) Limited 2 8 10 80.00
867 BEA Union Investment Management Limited 2 8 10 80.00
868 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
869 CES Private (HK) Limited 1 9 10 90.00
870 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 90.00
871 CHRISTFUND FUTURES LIMITED 1 9 10 90.00
872 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 1 9 10 90.00
873 DWS Investments Hong Kong Limited 2 8 10 80.00
874 Goldman Sachs Investment Management Hong Kong Limited 2 8 10 80.00
875 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
876 Hao Tian International Securities Limited 2 8 10 80.00
877 Hong Kong Stock Link Securities Limited 3 7 10 70.00
878 HONOUR FUTURES LIMITED 2 8 10 80.00
879 HONOUR SECURITIES COMPANY LIMITED 2 8 10 80.00
880 iBest Securities Company Limited 3 7 10 70.00
881 Janus Henderson Investors Hong Kong Limited 2 8 10 80.00
882 KILMOREY SECURITIES LIMITED 3 7 10 70.00
883 LEI SHING HONG SECURITIES LIMITED 2 8 10 80.00
884 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
885 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
886 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
887 ORIENT SECURITIES LIMITED 2 8 10 80.00
888 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
889 PARIBAS ASIA EQUITY LIMITED 2 8 10 80.00
890 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
891 PIPER JAFFRAY ASIA LIMITED 3 7 10 70.00
892 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
893 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
894 ROOFER SECURITIES LIMITED 1 9 10 90.00
895 Shang International Finance Limited 2 8 10 80.00
896 SOLID KING SECURITIES LIMITED 2 8 10 80.00
897 SPS COMMODITIES LIMITED 2 8 10 80.00
898 THING ON SECURITIES LIMITED 3 7 10 70.00
899 Tyche Group Limited 2 8 10 80.00
900 UBS DERIVATIVES HONG KONG LIMITED 2 8 10 80.00
901 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 90.00
902 VALUE PARTNERS LIMITED 3 7 10 70.00
903 WING YEE SECURITIES COMPANY LIMITED 3 7 10 70.00
904 Zhongrong International Futures Co., Limited 4 6 10 60.00
905 Belvest Investment Services Limited 4 7 11 63.64
906 China Hong Kong Capital Asset Management Company Limited 2 9 11 81.82
907 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
908 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
909 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
910 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 90.91
911 Everbright Securities Global (HK) Limited 3 8 11 72.73
912 FIRST SECURITIES (HK) LIMITED 2 9 11 81.82
913 GRAND ONWARD SECURITIES LIMITED 1 10 11 90.91
914 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 45.45
915 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
916 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 81.82
917 HERMES SECURITIES LIMITED 2 9 11 81.82
918 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 100.00
919 HSBC Private Trustee (Hong Kong) Limited 0 11 11 100.00
920 JS CRESVALE CAPITAL LIMITED 4 7 11 63.64
921 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
922 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 81.82
923 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 72.73
924 Sino-Rich Securities & Futures Limited 2 9 11 81.82
925 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 63.64
926 UFJ INVESTMENTS ASIA LIMITED 1 10 11 90.91
927 VC CAPITAL LIMITED 4 7 11 63.64
928 WING ON SECURITIES LIMITED 1 10 11 90.91
929 AllianceBernstein Hong Kong Limited 2 10 12 83.33
930 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 11 12 91.67
931 BOCI RESEARCH LIMITED 2 10 12 83.33
932 BUSINESS FUTURES LIMITED 2 10 12 83.33
933 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 83.33
934 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
935 Credit Suisse Futures (Hong Kong) Limited 2 10 12 83.33
936 CSC ASIA LIMITED 3 9 12 75.00
937 First Sentier Investors (Hong Kong) Limited 3 9 12 75.00
938 GAYANG SECURITIES LIMITED 1 11 12 91.67
939 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 75.00
940 GUOTAI JUNAN CAPITAL LIMITED 3 9 12 75.00
941 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 8 12 66.67
942 HING WONG SECURITIES LIMITED 3 9 12 75.00
943 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
944 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 8 12 66.67
945 INSTINET PACIFIC LIMITED 4 8 12 66.67
946 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
947 KINGSWAY UNIT TRUST MANAGERS LIMITED 4 8 12 66.67
948 M&F Asset Management Limited 3 9 12 75.00
949 MALAHON SECURITIES LIMITED 1 11 12 91.67
950 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 8 12 66.67
951 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
952 Open Securities Limited 2 10 12 83.33
953 Oshidori Securities Limited 3 9 12 75.00
954 Sunwah Kingsway Leasing and Finance Limited 3 9 12 75.00
955 TRANS JOY SECURITIES LIMITED 2 10 12 83.33
956 Waton Securities International Limited 2 10 12 83.33
957 WING FAT SECURITIES LIMITED 3 9 12 75.00
958 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 75.00
959 YF Life Insurance International Limited 1 11 12 91.67
960 AIF CAPITAL LIMITED 6 7 13 53.85
961 ASG FUTURES LIMITED 1 12 13 92.31
962 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
963 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
964 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 84.62
965 EAA SECURITIES LIMITED 2 11 13 84.62
966 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
967 Ho Fung Shares Investment Company 1 12 13 92.31
968 K.K.M. SECURITIES LIMITED 3 10 13 76.92
969 Minerva Holding Financial Securities Limited 2 11 13 84.62
970 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 92.31
971 ROSA SECURITIES LIMITED 3 10 13 76.92
972 SBI China Capital Financial Services Limited 3 10 13 76.92
973 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 10 13 76.92
974 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
975 TAI YIP STOCK COMPANY LIMITED 3 10 13 76.92
976 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
977 UOB ASIA (HONG KONG) LIMITED 4 9 13 69.23
978 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
979 ASG MANAGEMENT LIMITED (HK) 3 11 14 78.57
980 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
981 BULLISH SECURITIES LIMITED 2 12 14 85.71
982 CGS International Securities Hong Kong Limited 2 12 14 85.71
983 CHINA EVERBRIGHT FOREX LIMITED 3 11 14 78.57
984 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
985 Evergrande Securities (Hong Kong) Limited 2 12 14 85.71
986 FE SECURITIES LIMITED 3 11 14 78.57
987 Halbis Capital Management (Hong Kong) Limited 3 11 14 78.57
988 HANG SENG SECURITIES LIMITED 4 10 14 71.43
989 HANG TAI SECURITIES LIMITED 3 11 14 78.57
990 HUA NAN SECURITIES (HK) LIMITED 1 13 14 92.86
991 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 85.71
992 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
993 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
994 Legg Mason Asset Management Hong Kong Limited 4 10 14 71.43
995 Legg Mason International Equities (Hong Kong) Limited 4 10 14 71.43
996 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
997 MANGO FINANCIAL LIMITED 2 12 14 85.71
998 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 92.86
999 Newedge Broker Hong Kong Limited 2 12 14 85.71
1000 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1001 PO SANG SECURITIES LIMITED 2 12 14 85.71
1002 Polaris Capital (Asia) Limited 6 8 14 57.14
1003 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 8 14 57.14
1004 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 12 14 85.71
1005 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 78.57
1006 SEEKERS MARKETS LIMITED 2 12 14 85.71
1007 Sinofortune Securities Limited 5 9 14 64.29
1008 SINOPAC FUTURES (ASIA) LIMITED 2 12 14 85.71
1009 STANHILL (HONG KONG) LIMITED 4 10 14 71.43
1010 TAIFAIR SECURITIES LIMITED 3 11 14 78.57
1011 TANG PING KONG LIMITED 3 11 14 78.57
1012 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1013 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1014 Wisetrade Securities Limited 3 11 14 78.57
1015 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1016 YF SECURITIES COMPANY LIMITED 4 10 14 71.43
1017 BlackRock (Hong Kong) Limited (d2017-01-20) 2 13 15 86.67
1018 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 93.33
1019 DEUTSCHE FUTURES HONG KONG LIMITED 2 13 15 86.67
1020 Glory Sun Securities Limited 3 12 15 80.00
1021 Goldbridge Securities Limited 2 13 15 86.67
1022 LAMTEX SECURITIES LIMITED 3 12 15 80.00
1023 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 12 15 80.00
1024 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 66.67
1025 LOMBARD ODIER (HONG KONG) LIMITED 2 13 15 86.67
1026 LUEN SING SECURITIES LIMITED 3 12 15 80.00
1027 MANULIFE (INTERNATIONAL) LIMITED 2 13 15 86.67
1028 MIZUHO SECURITIES ASIA LIMITED 2 13 15 86.67
1029 MTF SECURITIES LIMITED 2 13 15 86.67
1030 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 93.33
1031 REALINK FINANCIAL TRADE LIMITED 2 13 15 86.67
1032 RHB SECURITIES HONG KONG LIMITED 1 14 15 93.33
1033 SOUTH CHINA CAPITAL LIMITED 4 11 15 73.33
1034 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 73.33
1035 VICTORY SECURITIES COMPANY LIMITED 2 13 15 86.67
1036 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
1037 ADMIS Hong Kong Limited 1 15 16 93.75
1038 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 75.00
1039 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 75.00
1040 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 13 16 81.25
1041 CHINA POINT STOCK BROKERS LIMITED 2 14 16 87.50
1042 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 93.75
1043 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 81.25
1044 ENLIGHTEN SECURITIES LIMITED 5 11 16 68.75
1045 FWD Financial Planning Limited (HK) 2 14 16 87.50
1046 Goldyard Capital Limited 1 15 16 93.75
1047 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 68.75
1048 HUNG SING SECURITIES LIMITED 2 14 16 87.50
1049 KPMG CORPORATE FINANCE LIMITED 4 12 16 75.00
1050 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 75.00
1051 Promising Securities Company 1 15 16 93.75
1052 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 14 16 87.50
1053 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 93.75
1054 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 68.75
1055 WING SANG SECURITIES COMPANY LIMITED 4 12 16 75.00
1056 Yunfeng Financial Markets Limited 2 14 16 87.50
1057 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 88.24
1058 BIZ CORP LIMITED 2 15 17 88.24
1059 BOCOM International Holdings Company Limited 3 14 17 82.35
1060 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
1061 EWARTON SECURITIES LIMITED 2 15 17 88.24
1062 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 82.35
1063 HAITONG INTERNATIONAL CAPITAL LIMITED 6 11 17 64.71
1064 KAM FAI SECURITIES CO., LIMITED 4 13 17 76.47
1065 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 88.24
1066 MIB FUTURES (HONG KONG) LIMITED 1 16 17 94.12
1067 MUSHK Limited 3 14 17 82.35
1068 ORIENTAL PATRON ASIA LIMITED 3 14 17 82.35
1069 SHUN LOONG FOREX COMPANY LIMITED 1 16 17 94.12
1070 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1071 TISCO SECURITIES HONG KONG LIMITED 2 15 17 88.24
1072 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
1073 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
1074 ETRADE SECURITIES LIMITED 2 16 18 88.89
1075 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 88.89
1076 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 94.44
1077 GAM HONG KONG LIMITED 4 14 18 77.78
1078 GAOYU SECURITIES LIMITED 4 14 18 77.78
1079 iBest Consultants Limited 2 16 18 88.89
1080 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 15 18 83.33
1081 Ko's Brother (Securities) Company 1 17 18 94.44
1082 LLOYDS TSB PACIFIC LIMITED 6 12 18 66.67
1083 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 88.89
1084 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
1085 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1086 TOPMORE COMMODITIES LIMITED 3 15 18 83.33
1087 BOCI ASIA LIMITED 4 15 19 78.95
1088 CMB International Global Markets Limited 3 16 19 84.21
1089 DBS ASIA CAPITAL LIMITED 5 14 19 73.68
1090 FIRST SHANGHAI FUTURES LIMITED 2 17 19 89.47
1091 FOX-PITT, KELTON (ASIA) LIMITED 5 14 19 73.68
1092 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
1093 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47
1094 HOORAY SECURITIES LIMITED 3 16 19 84.21
1095 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 89.47
1096 NATIONAL RESOURCES SECURITIES LIMITED 2 17 19 89.47
1097 Newedge Broker Limited 3 16 19 84.21
1098 QUAM FUTURES LIMITED 3 16 19 84.21
1099 SG Asset Finance (Hong Kong) Limited 4 15 19 78.95
1100 TIMES SECURITIES COMPANY LIMITED 2 17 19 89.47
1101 TIS SECURITIES (HK) LIMITED 4 15 19 78.95
1102 CHIEF SECURITIES LIMITED 1 19 20 95.00
1103 CITIC Securities Futures (HK) Limited 1 19 20 95.00
1104 DL BROKERAGE LIMITED 2 18 20 90.00
1105 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 90.00
1106 HANTEC SECURITIES CO., LIMITED 3 17 20 85.00
1107 HING WAI ALLIED SECURITIES LIMITED 4 16 20 80.00
1108 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 70.00
1109 INTERCHINA FUTURES LIMITED 2 18 20 90.00
1110 PEACE TOWN FUTURES LIMITED 5 15 20 75.00
1111 SBI China Capital Commodities Limited 3 17 20 85.00
1112 SPS SECURITIES LIMITED 4 16 20 80.00
1113 WINTECH SECURITIES LIMITED 4 16 20 80.00
1114 Amundi Hong Kong Limited 3 18 21 85.71
1115 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 90.48
1116 Beevest Securities Limited 1 20 21 95.24
1117 BOCI Bullion Company Limited 4 17 21 80.95
1118 Hongkong Bay Securities Limited 4 17 21 80.95
1119 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 90.48
1120 KINGSTON FUTURES LIMITED 2 19 21 90.48
1121 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
1122 SUN GROWTH SECURITIES LIMITED 2 19 21 90.48
1123 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
1124 YICKO SECURITIES LIMITED 3 18 21 85.71
1125 YU ON SECURITIES COMPANY LIMITED 2 19 21 90.48
1126 Yuanta Asia Investment (Hong Kong) Limited 8 13 21 61.90
1127 CSC FUTURES (HK) LIMITED 1 21 22 95.45
1128 ELSTONE SECURITIES LIMITED 3 19 22 86.36
1129 Essence International Financial Holdings Limited 1 21 22 95.45
1130 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
1131 HPEF Capital Partners Limited 6 16 22 72.73
1132 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 19 22 86.36
1133 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 95.45
1134 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 95.65
1135 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 91.30
1136 Morgan Stanley Hong Kong Securities Limited 4 19 23 82.61
1137 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 86.96
1138 ZHONGRONG PT SECURITIES LIMITED 5 18 23 78.26
1139 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 87.50
1140 CHEER UNION SECURITIES LIMITED 4 20 24 83.33
1141 CHONG HING SECURITIES LIMITED 4 20 24 83.33
1142 Fosun International Securities Limited 5 19 24 79.17
1143 LEHIN SECURITIES LIMITED 3 21 24 87.50
1144 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
1145 Planetree Securities Limited 4 20 24 83.33
1146 South China Investment Consultancy (Hong Kong) Limited 3 21 24 87.50
1147 UBS SECURITIES HONG KONG LIMITED 5 19 24 79.17
1148 BUSINESS SECURITIES LIMITED 2 23 25 92.00
1149 KINGSWAY CAPITAL LIMITED 9 16 25 64.00
1150 MIB FINANCE (HONG KONG) LIMITED 2 23 25 92.00
1151 NEW TREND FUTURES LIMITED 4 21 25 84.00
1152 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 96.00
1153 SINO CAPITAL SECURITIES LIMITED 1 24 25 96.00
1154 Beijing Securities Limited 2 24 26 92.31
1155 CSC SECURITIES (HK) LIMITED 4 22 26 84.62
1156 GET NICE FUTURES COMPANY LIMITED 1 25 26 96.15
1157 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 23 26 88.46
1158 ICEA CAPITAL LIMITED 8 18 26 69.23
1159 KWAI HUNG SECURITIES COMPANY LIMITED 1 25 26 96.15
1160 WINFULL SECURITIES LIMITED 3 23 26 88.46
1161 Allianz Global Investors Hong Kong Limited 4 23 27 85.19
1162 CLSA FUTURES LIMITED 4 23 27 85.19
1163 HENYEP SECURITIES LIMITED 2 25 27 92.59
1164 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 81.48
1165 Success Securities Limited 2 25 27 92.59
1166 ABCI Securities Company Limited 4 24 28 85.71
1167 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 26 28 92.86
1168 China International Capital Corporation (International) Limited 5 23 28 82.14
1169 KAISER SECURITIES LIMITED 1 27 28 96.43
1170 KGI SECURITIES (HONG KONG) LIMITED 3 25 28 89.29
1171 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 2 26 28 92.86
1172 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 96.55
1173 Everbright Securities Digital Finance (HK) Limited 2 27 29 93.10
1174 FWD Life Insurance Company (Bermuda) Limited 1 28 29 96.55
1175 Mason Futures Limited (HK) 3 26 29 89.66
1176 RBC FUTURES SERVICES (ASIA) LIMITED 2 27 29 93.10
1177 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
1178 CLSA RESEARCH LIMITED 2 28 30 93.33
1179 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
1180 FIRST SHANGHAI SECURITIES LIMITED 4 26 30 86.67
1181 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
1182 KAISER FUTURES LIMITED 4 26 30 86.67
1183 Lion Global Financial Limited 3 27 30 90.00
1184 PEGASUS FUND MANAGERS LIMITED 2 28 30 93.33
1185 STOCKWELL SECURITIES LIMITED 2 28 30 93.33
1186 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1187 EMPEROR FUTURES LIMITED 2 30 32 93.75
1188 Prime Cdex Securities Limited 6 26 32 81.25
1189 Quam Securities Limited 3 29 32 90.63
1190 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1191 Well Link International Securities Limited 3 29 32 90.63
1192 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 81.25
1193 CSI Corporate Finance (HK) Limited 13 20 33 60.61
1194 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 29 33 87.88
1195 Network Financial Services Limited 1 32 33 96.97
1196 OnePlatform Securities Limited 2 31 33 93.94
1197 Standard Chartered Securities (Hong Kong) Limited 7 26 33 78.79
1198 WOCOM LIMITED (HK) 3 30 33 90.91
1199 CHRISTFUND SECURITIES LIMITED 5 29 34 85.29
1200 Funderstone Futures Limited 4 30 34 88.24
1201 MACQUARIE EQUITIES (ASIA) LIMITED 3 31 34 91.18
1202 PineBridge Investments Asia Limited 3 31 34 91.18
1203 SBI China Capital Securities Limited 3 31 34 91.18
1204 Taiping Securities (HK) Co Limited 4 30 34 88.24
1205 BERICH BROKERAGE LIMITED 4 31 35 88.57
1206 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 33 35 94.29
1207 SINOPAC SECURITIES (ASIA) LIMITED 5 30 35 85.71
1208 BOCI COMMODITIES & FUTURES LIMITED 2 34 36 94.44
1209 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 33 36 91.67
1210 FIL Investment Advisors 4 32 36 88.89
1211 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
1212 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 34 37 91.89
1213 INTERCHINA SECURITIES LIMITED 2 35 37 94.59
1214 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 32 37 86.49
1215 SHUN LOONG FUTURES LIMITED 2 35 37 94.59
1216 Daiwa Capital Markets Hong Kong Limited 3 35 38 92.11
1217 FULBRIGHT SECURITIES LIMITED 4 34 38 89.47
1218 REXCAPITAL FUTURES LIMITED 2 36 38 94.74
1219 DELTA ASIA SECURITIES LIMITED 2 37 39 94.87
1220 WOCOM SECURITIES LIMITED 3 36 39 92.31
1221 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 31 40 77.50
1222 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 37 40 92.50
1223 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 90.24
1224 RBS Asia Securities (Hong Kong) Limited 5 36 41 87.80
1225 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
1226 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
1227 Huarong International Securities Limited 2 40 42 95.24
1228 KARL-THOMSON SECURITIES COMPANY LIMITED 5 37 42 88.10
1229 INVESCO HONG KONG LIMITED 9 34 43 79.07
1230 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 38 43 88.37
1231 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 37 43 86.05
1232 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 95.45
1233 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 41 44 93.18
1234 Funderstone Securities Limited 6 38 44 86.36
1235 BEAR STEARNS ASIA LIMITED 3 42 45 93.33
1236 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 38 45 84.44
1237 T G HOLBORN (HK) LIMITED 2 43 45 95.56
1238 UKFP (Asia) HK Limited 3 42 45 93.33
1239 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 9 37 46 80.43
1240 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 95.65
1241 JPMorgan Funds (Asia) Limited 2 45 47 95.74
1242 Standard Chartered Trustee (Hong Kong) Limited 0 47 47 100.00
1243 VC FUTURES LIMITED 4 43 47 91.49
1244 RBS Asia Corporate Finance Limited 4 44 48 91.67
1245 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 45 50 90.00
1246 KINGSTON SECURITIES LIMITED 3 47 50 94.00
1247 LUEN FAT SECURITIES COMPANY LIMITED 4 46 50 92.00
1248 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 86.27
1249 BARCLAYS CAPITAL ASIA LIMITED 1 52 53 98.11
1250 PEACE TOWN FOREX LIMITED 5 48 53 90.57
1251 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 50 54 92.59
1252 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 92.59
1253 Mason Securities Limited 3 51 54 94.44
1254 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
1255 WINGS SECURITIES (HK) LIMITED 2 53 55 96.36
1256 GREAT BAY SECURITIES LIMITED 5 51 56 91.07
1257 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 52 56 92.86
1258 TSE'S SECURITIES LIMITED 2 54 56 96.43
1259 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 6 50 56 89.29
1260 SANFULL SECURITIES LIMITED 5 52 57 91.23
1261 Credit Suisse (Hong Kong) Limited 0 59 59 100.00
1262 SG SECURITIES (HK) LIMITED 7 52 59 88.14
1263 OnePlatform Asset Management Limited 1 61 62 98.39
1264 EMPEROR SECURITIES LIMITED (HK) 3 60 63 95.24
1265 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
1266 MIB SECURITIES (HONG KONG) LIMITED 5 60 65 92.31
1267 GET NICE SECURITIES LIMITED 3 64 67 95.52
1268 CLSA LIMITED 7 62 69 89.86
1269 CITIC Securities Brokerage (HK) Limited 5 66 71 92.96
1270 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 94.52
1271 FIL Investment Management (Hong Kong) Limited 5 68 73 93.15
1272 EAST ASIA SECURITIES COMPANY LIMITED 2 72 74 97.30
1273 VC BROKERAGE LIMITED 2 72 74 97.30
1274 BOCI SECURITIES LIMITED 5 70 75 93.33
1275 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 94.67
1276 MACQUARIE CAPITAL LIMITED 6 69 75 92.00
1277 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 97.33
1278 Tung Shing Futures (Brokers) Limited 2 73 75 97.33
1279 SOUTH CHINA COMMODITIES LIMITED 3 74 77 96.10
1280 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 97.44
1281 HSBC SECURITIES (ASIA) LIMITED 8 71 79 89.87
1282 LEHMAN BROTHERS ASIA LIMITED 6 73 79 92.41
1283 PRUDENTIAL BROKERAGE LIMITED 2 77 79 97.47
1284 Credit Agricole Securities (Asia) Limited 7 73 80 91.25
1285 HSBC LIFE (INTERNATIONAL) LIMITED 2 79 81 97.53
1286 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 97.53
1287 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 81 86 94.19
1288 FT Securities Limited 3 83 86 96.51
1289 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 81 87 93.10
1290 HSBC BROKING FOREX (ASIA) LIMITED 2 85 87 97.70
1291 SHUN LOONG SECURITIES COMPANY LIMITED 3 84 87 96.55
1292 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 86 88 97.73
1293 CORPORATE BROKERS LIMITED 4 86 90 95.56
1294 DEUTSCHE SECURITIES ASIA LIMITED 10 81 91 89.01
1295 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 88 91 96.70
1296 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1297 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 98.06
1298 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 97.17
1299 DBS VICKERS (HONG KONG) LIMITED 4 106 110 96.36
1300 CELESTIAL FINANCE LIMITED 4 108 112 96.43
1301 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 110 113 97.35
1302 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 111 114 97.37
1303 HSBC BROKING SECURITIES (ASIA) LIMITED 12 103 115 89.57
1304 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 97.39
1305 CELESTIAL COMMODITIES LIMITED 5 113 118 95.76
1306 UOB KAY HIAN (HONG KONG) LIMITED 9 109 118 92.37
1307 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 127 129 98.45
1308 Merrill Lynch Far East Limited 9 121 130 93.08
1309 Credit Suisse Securities (Hong Kong) Limited 4 127 131 96.95
1310 ZURICH ADVISORY (HK) LIMITED 2 135 137 98.54
1311 CES Forex (HK) Limited 4 134 138 97.10
1312 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 135 142 95.07
1313 KGI FUTURES (HONG KONG) LIMITED 1 142 143 99.30
1314 CELESTIAL SECURITIES LIMITED 3 145 148 97.97
1315 Morgan Stanley Hong Kong Futures Limited 3 147 150 98.00
1316 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 151 151 100.00
1317 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 98.74
1318 KGI ASIA LIMITED 3 164 167 98.20
1319 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 168 173 97.11
1320 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 181 183 98.91
1321 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 191 199 95.98
1322 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 197 203 97.04
1323 UBS SECURITIES ASIA LIMITED 14 203 217 93.55
1324 PHILLIP SECURITIES (HONG KONG) LIMITED 5 217 222 97.75
1325 CES Commodities (HK) Limited 2 226 228 99.12
1326 Everbright Securities Investment Services (HK) Limited 7 251 258 97.29
1327 HONG KONG FOREX INVESTMENT LIMITED 4 255 259 98.46
1328 Citigroup Global Markets Asia Limited 11 283 294 96.26
1329 Merrill Lynch (Asia Pacific) Limited 11 329 340 96.76
1330 Tung Shing Securities (Brokers) Limited 4 346 350 98.86
1331 Morgan Stanley Asia Limited 7 373 380 98.16
1332 GOLDMAN SACHS (ASIA) L.L.C. 26 396 422 93.84
1333 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 436 437 99.77
1334 Sun Life Hong Kong Limited 1 493 494 99.80
1335 WM (HK) Limited 1 751 752 99.87
1336 Manulife Investment Management (Hong Kong) Limited 2 1120 1122 99.82
1336 Average 2.22 15.71 17.93 87.61

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