SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
2 Citigroup Global Markets Asia Limited 19 415 434 95.62
3 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
4 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
5 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
6 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
7 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
8 Morgan Stanley Asia Limited 14 586 600 97.67
9 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
10 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
11 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
12 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
13 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
14 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
15 Merrill Lynch Far East Limited 11 163 174 93.68
16 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
17 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
18 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
19 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
20 CSI Corporate Finance (HK) Limited 9 17 26 65.38
21 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
22 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
23 KGI ASIA LIMITED 9 200 209 95.69
24 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
25 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
26 BOCI ASIA LIMITED 8 23 31 74.19
27 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
28 INVESCO HONG KONG LIMITED 8 36 44 81.82
29 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
30 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
31 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
32 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
33 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
34 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
35 BKHK Limited 7 1 8 12.50
36 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
37 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
38 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
39 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
40 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
41 CLSA LIMITED 7 73 80 91.25
42 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
43 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
44 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
45 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
46 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
47 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
48 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
49 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
50 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
51 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
52 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
53 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
54 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
55 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
56 Amundi Hong Kong Limited 6 20 26 76.92
57 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
58 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
59 CES Commodities (HK) Limited 6 246 252 97.62
60 China International Capital Corporation (International) Limited 6 53 59 89.83
61 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
62 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
63 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
64 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
65 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
66 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
67 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
68 FIL Investment Advisors 6 62 68 91.18
69 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
70 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
71 GET NICE SECURITIES LIMITED 6 88 94 93.62
72 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
73 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
74 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
75 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
76 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
77 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
78 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
79 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
80 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
81 RBS Asia Corporate Finance Limited 6 26 32 81.25
82 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
83 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
84 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
85 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
86 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
87 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
88 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
89 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
90 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
91 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
92 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
93 China Tonghai (IA) Limited 5 9 14 64.29
94 CHONG HING SECURITIES LIMITED 5 18 23 78.26
95 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
96 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
97 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
98 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
99 CITIC Securities Futures (HK) Limited 5 94 99 94.95
100 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
101 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
102 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
103 DWS Investments Hong Kong Limited 5 15 20 75.00
104 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
105 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
106 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
107 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
108 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
109 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
110 Fosun International Securities Limited 5 25 30 83.33
111 FT Securities Limited 5 63 68 92.65 2005-09-22
112 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
113 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
114 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
115 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
116 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
117 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
118 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
119 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
120 HPEF Capital Partners Limited 5 21 26 80.77
121 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
122 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
123 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
124 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
125 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
126 JPMorgan Funds (Asia) Limited 5 49 54 90.74
127 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
128 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
129 Mason Securities Limited 5 33 38 86.84
130 Matrix Securities Limited 5 2 7 28.57
131 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
132 Metaverse Securities Limited (HK) 5 1 6 16.67
133 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
134 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
135 MUSHK Limited 5 4 9 44.44
136 Newedge Broker Limited 5 27 32 84.38
137 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
138 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
139 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
140 Prime Cdex Securities Limited 5 27 32 84.38
141 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
142 SANFULL SECURITIES LIMITED 5 48 53 90.57
143 SBI China Capital Securities Limited 5 27 32 84.38
144 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
145 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
146 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
147 SPS SECURITIES LIMITED 5 13 18 72.22
148 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
149 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
150 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
151 WOCOM SECURITIES LIMITED 5 30 35 85.71
152 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
153 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
154 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
155 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
156 AIF CAPITAL LIMITED 4 6 10 60.00
157 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
158 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
159 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
160 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
161 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
162 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
163 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
164 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
165 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
166 Beevest Securities Limited 4 27 31 87.10 2005-03-07
167 Bentley Capital Limited (HK) 4 0 4 0.00
168 BERICH BROKERAGE LIMITED 4 16 20 80.00
169 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
170 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
171 BOWEN ASIA LIMITED 4 2 6 33.33
172 CASH Wealth Management Limited 4 30 34 88.24
173 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
174 CES Forex (HK) Limited 4 104 108 96.30
175 CGS International Securities Hong Kong Limited 4 20 24 83.33
176 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
177 CHIEF COMMODITIES LIMITED 4 31 35 88.57
178 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
179 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
180 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
181 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
182 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
183 CITIC Securities CLSA Capital Partners (HK) Limited 4 10 14 71.43
184 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
185 CLSA FUTURES LIMITED 4 18 22 81.82
186 CS Wealth Securities Limited 4 3 7 42.86
187 CSC FUTURES (HK) LIMITED 4 14 18 77.78
188 CTBC Asia Limited 4 7 11 63.64 2004-01-14
189 CVC Asia Pacific Limited 4 7 11 63.64
190 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
191 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
192 ELSTONE SECURITIES LIMITED 4 14 18 77.78
193 EMPEROR FUTURES LIMITED 4 54 58 93.10
194 EMPEROR SECURITIES LIMITED (HK) 4 58 62 93.55
195 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
196 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
197 FE SECURITIES LIMITED 4 6 10 60.00
198 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
199 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
200 Fubon Capital (HK) Limited 4 3 7 42.86
201 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
202 Funderstone Securities Limited 4 50 54 92.59
203 GAM HONG KONG LIMITED 4 20 24 83.33
204 GAOYU SECURITIES LIMITED 4 13 17 76.47
205 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
206 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
207 HANG SENG SECURITIES LIMITED 4 15 19 78.95
208 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
209 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
210 HPEF Venture Partners Limited 4 5 9 55.56
211 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
212 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
213 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
214 Income Partners Asset Management (HK) Limited 4 6 10 60.00
215 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
216 Joy Silver Limited 4 3 7 42.86
217 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
218 KAISER SECURITIES LIMITED 4 27 31 87.10
219 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
220 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
221 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
222 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
223 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
224 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
225 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
226 LIM ADVISORS LIMITED 4 5 9 55.56
227 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
228 LUEN SING SECURITIES LIMITED 4 10 14 71.43
229 MANGO FINANCIAL LIMITED 4 11 15 73.33
230 MCP Holdings Limited (HK) 4 2 6 33.33
231 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
232 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
233 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
234 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
235 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
236 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
237 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
238 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
239 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
240 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
241 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
242 PEACE TOWN FOREX LIMITED 4 31 35 88.57
243 PineBridge Investments Hong Kong Limited 4 9 13 69.23
244 Planetree Futures Limited 4 8 12 66.67
245 Planetree Securities Limited 4 17 21 80.95
246 Polaris Capital (Asia) Limited 4 8 12 66.67
247 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
248 Quam Securities Limited 4 80 84 95.24 2004-10-15
249 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
250 Rich Union Securities (H.K.) Limited 4 6 10 60.00
251 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
252 RPS INVESTMENT LIMITED 4 9 13 69.23
253 SBI China Capital Commodities Limited 4 16 20 80.00
254 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
255 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
256 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
257 Shang International Finance Limited 4 11 15 73.33
258 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
259 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
260 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
261 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
262 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
263 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
264 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
265 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
266 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
267 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
268 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
269 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
270 SUN'S FUTURE LIMITED 4 4 8 50.00
271 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
272 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
273 Taiping Securities (HK) Co Limited 4 31 35 88.57
274 TRUTH SECURITIES LIMITED 4 1 5 20.00
275 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
276 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
277 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
278 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
279 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
280 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
281 VALUE PARTNERS LIMITED 4 17 21 80.95
282 VC CAPITAL LIMITED 4 6 10 60.00
283 VC FUTURES LIMITED 4 45 49 91.84
284 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
285 Virtu ITG Hong Kong Limited 4 7 11 63.64
286 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
287 Well Link International Securities Limited 4 23 27 85.19
288 Win Securities Limited 4 3 7 42.86
289 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
290 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
291 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
292 WOCOM LIMITED (HK) 4 23 27 85.19
293 YF Life Investors Limited 4 41 45 91.11 2004-08-30
294 YICKO SECURITIES LIMITED 4 19 23 82.61
295 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
296 3V Capital Limited 3 4 7 57.14 2005-07-18
297 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
298 abrdn Hong Kong Limited 3 2 5 40.00
299 Absolute Investment Management (HK) Limited 3 4 7 57.14
300 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
301 ACM ASIA LIMITED 3 1 4 25.00
302 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
303 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
304 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
305 AIF Securities Limited 3 1 4 25.00 2004-11-02
306 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
307 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
308 AllianceBernstein Hong Kong Limited 3 18 21 85.71
309 Alpha Nova Capital Management Limited 3 3 6 50.00
310 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
311 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
312 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
313 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
314 Anuenue Securities Limited 3 5 8 62.50
315 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
316 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
317 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
318 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
319 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
320 Axis Capital Management Limited 3 1 4 25.00
321 BALI SECURITIES CO. LIMITED 3 0 3 0.00
322 Beijing Securities Limited 3 15 18 83.33
323 Belvest Investment Services Limited 3 12 15 80.00
324 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
325 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
326 BGI Capital Limited 3 1 4 25.00 2004-03-24
327 BOCI Bullion Company Limited 3 4 7 57.14
328 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
329 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
330 Bright Fund Management Limited 3 6 9 66.67
331 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
332 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
333 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
334 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
335 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
336 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
337 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
338 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
339 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
340 CES International Commodities (HK) Limited 3 3 6 50.00
341 Chanceton Capital Partners Limited 3 0 3 0.00
342 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
343 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
344 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
345 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
346 CHIEF SECURITIES LIMITED 3 61 64 95.31
347 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
348 China Finance KAB Limited 3 9 12 75.00 2004-12-23
349 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
350 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
351 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
352 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
353 China Reserve Securities Limited 3 7 10 70.00
354 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
355 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
356 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
357 CHUANGS & CO. LIMITED 3 1 4 25.00
358 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
359 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
360 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
361 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
362 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
363 CMB International Global Markets Limited 3 16 19 84.21
364 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
365 COL Securities (HK) Limited 3 1 4 25.00
366 CORPORATE BROKERS LIMITED 3 79 82 96.34
367 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
368 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
369 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
370 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
371 CSC ASIA LIMITED 3 6 9 66.67
372 CVP Securities Limited 3 29 32 90.63 2004-07-09
373 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
374 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
375 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
376 Delta Asia Wealth Management Limited 3 3 6 50.00
377 Deltroit (Hong Kong) Limited 3 2 5 40.00 2005-04-11
378 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
379 DL BROKERAGE LIMITED 3 19 22 86.36
380 DNB Asset Management (Asia) Limited 3 3 6 50.00
381 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
382 EQT Partners Asia Limited 3 3 6 50.00
383 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
384 ETRADE SECURITIES LIMITED 3 7 10 70.00
385 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
386 Everbright Securities Global (HK) Limited 3 6 9 66.67
387 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
388 EVERHOT SECURITIES LIMITED 3 8 11 72.73
389 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
390 EWARTON SECURITIES LIMITED 3 16 19 84.21
391 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
392 FDB Financial Group Limited 3 6 9 66.67
393 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
394 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
395 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
396 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
397 FWD Financial Planning Limited (HK) 3 39 42 92.86
398 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
399 GET NICE CAPITAL LIMITED 3 0 3 0.00
400 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
401 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
402 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
403 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
404 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
405 Goldman Sachs Investment Management Hong Kong Limited 3 23 26 88.46
406 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
407 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
408 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
409 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
410 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
411 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
412 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
413 HANG SENG FUTURES LIMITED 3 10 13 76.92
414 HANG TAI SECURITIES LIMITED 3 10 13 76.92
415 HENYEP SECURITIES LIMITED 3 19 22 86.36
416 HING WONG SECURITIES LIMITED 3 8 11 72.73
417 HOI SANG SECURITIES LIMITED 3 2 5 40.00
418 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
419 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
420 Hong Kong Stock Link Securities Limited 3 6 9 66.67
421 Hongkong Bay Securities Limited 3 10 13 76.92
422 HOORAY SECURITIES LIMITED 3 3 6 50.00
423 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
424 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
425 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
426 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
427 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
428 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
429 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
430 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
431 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
432 ICEA CAPITAL LIMITED 3 11 14 78.57
433 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
434 iFAST Securities (HK) Limited 3 3 6 50.00
435 Imagi Brokerage Limited 3 4 7 57.14
436 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
437 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
438 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
439 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
440 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
441 Kaiser KT Capital Limited 3 1 4 25.00
442 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
443 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
444 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
445 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
446 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
447 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
448 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
449 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
450 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
451 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
452 LAMTEX SECURITIES LIMITED 3 12 15 80.00
453 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
454 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
455 LEHIN SECURITIES LIMITED 3 22 25 88.00
456 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
457 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
458 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
459 Lion Global Financial Limited 3 65 68 95.59
460 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
461 Longitude Asia Limited 3 2 5 40.00
462 LUEN HING SECURITIES LIMITED 3 6 9 66.67
463 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
464 M&F Asset Management Limited 3 10 13 76.92
465 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
466 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
467 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
468 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
469 Mason Futures Limited (HK) 3 24 27 88.89
470 MEAG Hong Kong Limited 3 1 4 25.00
471 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
472 Merdeka Securities Limited 3 1 4 25.00
473 MESSIS CAPITAL LIMITED 3 2 5 40.00
474 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
475 Minerva Holding Financial Securities Limited 3 11 14 78.57
476 MING HON SECURITIES LIMITED 3 1 4 25.00
477 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
478 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
479 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
480 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
481 NEW TREND FUTURES LIMITED 3 18 21 85.71
482 Newedge Broker Hong Kong Limited 3 6 9 66.67
483 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
484 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
485 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
486 Nuada Limited 3 1 4 25.00 2004-01-15
487 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
488 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
489 OnePlatform Asset Management Limited 3 321 324 99.07
490 ONSHINE SECURITIES LIMITED 3 11 14 78.57
491 Open Securities Limited 3 14 17 82.35
492 Optima Capital Limited 3 1 4 25.00
493 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
494 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
495 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
496 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
497 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
498 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
499 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
500 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
501 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
502 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
503 PineBridge Investments Asia Limited 3 26 29 89.66
504 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
505 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
506 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
507 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
508 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
509 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
510 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
511 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
512 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
513 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
514 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
515 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
516 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
517 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
518 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
519 ROOFER SECURITIES LIMITED 3 9 12 75.00
520 ROSA SECURITIES LIMITED 3 3 6 50.00
521 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
522 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
523 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
524 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
525 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
526 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
527 SBI China Capital Financial Services Limited 3 11 14 78.57
528 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
529 SHACOM FUTURES LIMITED 3 2 5 40.00
530 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
531 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
532 Sinofortune Securities Limited 3 7 10 70.00
533 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
534 SIU YIP COMMODITY LIMITED 3 1 4 25.00
535 SJS Markets Limited 3 3 6 50.00 2005-03-02
536 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
537 SOLID KING SECURITIES LIMITED 3 7 10 70.00
538 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
539 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
540 SPDB International Holdings Limited 3 0 3 0.00
541 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
542 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
543 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
544 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
545 Stellar Securities Limited 3 0 3 0.00
546 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
547 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
548 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
549 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
550 T G HOLBORN (HK) LIMITED 3 58 61 95.08
551 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
552 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
553 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
554 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
555 TANG KEE SECURITIES LIMITED 3 3 6 50.00
556 TANG PING KONG LIMITED 3 10 13 76.92
557 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
558 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
559 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
560 THING ON SECURITIES LIMITED 3 3 6 50.00
561 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
562 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
563 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
564 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
565 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
566 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
567 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
568 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
569 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
570 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
571 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
572 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
573 Value Partners Private Equity Limited 3 2 5 40.00
574 VC BROKERAGE LIMITED 3 76 79 96.20
575 VC International Asset Management Limited 3 0 3 0.00
576 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
577 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
578 WAH THAI SECURITIES LIMITED 3 2 5 40.00
579 Wanhai Securities (HK) Limited 3 4 7 57.14
580 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
581 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
582 Waton Securities International Limited 3 7 10 70.00
583 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
584 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
585 WINFULL SECURITIES LIMITED 3 21 24 87.50
586 WING FAT SECURITIES LIMITED 3 9 12 75.00
587 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
588 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
589 Wisetrade Securities Limited 3 10 13 76.92
590 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
591 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
592 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
593 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
594 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
595 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
596 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
597 AASTOCKS.COM LIMITED 2 0 2 0.00
598 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
599 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
600 ADM SECURITIES LIMITED 2 0 2 0.00
601 Aevitas Securities Limited 2 4 6 66.67
602 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
603 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
604 AJ Securities Limited 2 8 10 80.00
605 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
606 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
607 Allard Partners Limited 2 3 5 60.00
608 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
609 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
610 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
611 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
612 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
613 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
614 ALTUS CAPITAL LIMITED 2 3 5 60.00
615 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
616 AM Squared Limited 2 2 4 50.00 2005-06-30
617 AMPLE CAPITAL LIMITED 2 3 5 60.00
618 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
619 ANGUS MOORE LIMITED 2 3 5 60.00
620 Anli Securities Limited 2 6 8 75.00
621 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
622 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
623 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
624 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
625 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
626 Arta Global Futures Limited 2 2 4 50.00
627 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
628 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
629 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
630 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
631 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
632 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
633 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
634 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
635 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
636 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
637 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
638 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
639 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
640 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
641 Averest Capital Limited 2 3 5 60.00
642 Avia Asset Management Limited 2 0 2 0.00
643 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
644 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
645 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
646 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
647 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
648 BEA Union Investment Management Limited 2 11 13 84.62
649 BEAR BRIGHT LIMITED 2 2 4 50.00
650 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
651 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
652 BETA INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
653 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
654 Black Marble Securities Limited 2 3 5 60.00
655 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
656 BLOOMYEARS LIMITED 2 4 6 66.67
657 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
658 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
659 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
660 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
661 BOCI RESEARCH LIMITED 2 27 29 93.10
662 BOKHARY SECURITIES LIMITED 2 7 9 77.78
663 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
664 Bradbury Securities Limited 2 6 8 75.00
665 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
666 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
667 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
668 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
669 Broadway Wealth Management Limited 2 4 6 66.67
670 BROOKE CAPITAL LIMITED 2 1 3 33.33
671 BULLISH SECURITIES LIMITED 2 9 11 81.82
672 BUSINESS FUTURES LIMITED 2 7 9 77.78
673 BUSINESS SECURITIES LIMITED 2 20 22 90.91
674 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
675 CAIIS Limited 2 11 13 84.62
676 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
677 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
678 Capital International, Inc. 2 6 8 75.00
679 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
680 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
681 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
682 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
683 CBH Asia Limited 2 12 14 85.71
684 CBRE Investment Management (Asia) Limited 2 1 3 33.33
685 CCB Securities Limited 2 3 5 60.00
686 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
687 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
688 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
689 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
690 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
691 CERES CAPITAL LIMITED 2 0 2 0.00
692 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
693 CF GLOBAL (HK) LIMITED 2 4 6 66.67
694 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
695 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
696 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
697 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
698 ChapmanCraig Limited 2 1 3 33.33
699 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
700 CHEETAH ADVISORS LIMITED 2 0 2 0.00
701 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
702 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
703 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
704 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
705 China Access Advisors Limited 2 0 2 0.00 2005-10-21
706 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
707 China Enterprise Securities Company Limited 2 0 2 0.00
708 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
709 China Finance Holdings Limited 2 1 3 33.33
710 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
711 China Integrity Investment Limited 2 0 2 0.00
712 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
713 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
714 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
715 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
716 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
717 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
718 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
719 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
720 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
721 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
722 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
723 Citadel Asia Limited 2 0 2 0.00 2005-10-21
724 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
725 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
726 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
727 CLSA RESEARCH LIMITED 2 41 43 95.35
728 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
729 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
730 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
731 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
732 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
733 COMGEST FAR EAST LIMITED 2 2 4 50.00
734 COMMENCE COMPANY LIMITED 2 0 2 0.00
735 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
736 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
737 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
738 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
739 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
740 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
741 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
742 CTW SECURITIES LIMITED 2 2 4 50.00
743 CUPOLA CAPITAL LIMITED 2 2 4 50.00
744 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
745 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
746 D.J. SECURITIES LIMITED 2 0 2 0.00
747 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
748 DAH SING SECURITIES LIMITED 2 3 5 60.00
749 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
750 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
751 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
752 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
753 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
754 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
755 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
756 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
757 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
758 EAA SECURITIES LIMITED 2 8 10 80.00
759 EAST ASIA FUTURES LIMITED 2 10 12 83.33
760 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
761 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
762 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
763 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
764 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
765 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
766 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
767 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
768 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
769 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
770 ENZARD LIMITED 2 0 2 0.00 2004-05-21
771 EQT Partners Hong Kong Limited 2 1 3 33.33
772 Essence International Financial Holdings Limited 2 25 27 92.59
773 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
774 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
775 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
776 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
777 F. R. ZIMMERN LIMITED 2 3 5 60.00
778 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
779 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
780 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
781 FAIRWIN BROKING LIMITED 2 4 6 66.67
782 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
783 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
784 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
785 Finet Securities Limited 2 8 10 80.00
786 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
787 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
788 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
789 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
790 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
791 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
792 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
793 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
794 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
795 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
796 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
797 FULL WIN SECURITIES LIMITED 2 2 4 50.00
798 FULLJET SECURITIES LIMITED 2 0 2 0.00
799 Funderstone Asset Management (HK) Limited 2 0 2 0.00
800 Funderstone Futures Limited 2 47 49 95.92
801 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
802 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
803 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
804 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
805 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
806 GAYANG SECURITIES LIMITED 2 14 16 87.50
807 GCAM Limited 2 2 4 50.00 2004-10-19
808 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
809 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
810 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
811 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
812 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
813 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
814 GIGA (HONG KONG) LIMITED 2 5 7 71.43
815 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
816 Glory Sun Securities Limited 2 14 16 87.50
817 GLS SECURITIES LIMITED 2 8 10 80.00
818 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
819 Goldbridge Securities Limited 2 3 5 60.00
820 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
821 Goldin Equities Limited 2 1 3 33.33
822 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
823 Goldyard Capital Limited 2 4 6 66.67
824 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
825 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
826 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
827 Grand Cartel Securities Company Limited 2 3 5 60.00
828 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
829 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
830 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
831 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
832 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
833 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
834 Greentech Technology Asset Management Company Limited 2 0 2 0.00
835 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
836 Grit Securities Limited 2 2 4 50.00
837 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
838 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
839 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
840 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
841 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
842 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
843 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
844 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
845 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
846 Hao Tian International Securities Limited 2 8 10 80.00
847 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
848 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
849 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
850 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
851 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
852 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
853 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
854 HENCO CAPITAL LIMITED 2 0 2 0.00
855 HENIK SECURITIES LIMITED 2 14 16 87.50
856 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
857 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
858 HERMES SECURITIES LIMITED 2 8 10 80.00
859 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
860 HIP HING SECURITIES LIMITED 2 2 4 50.00
861 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
862 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
863 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
864 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
865 HOORAY CAPITAL LIMITED 2 0 2 0.00
866 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
867 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
868 HOU TAK SECURITIES LIMITED 2 1 3 33.33
869 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
870 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
871 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
872 HSZ (HONG KONG) LIMITED 2 2 4 50.00
873 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
874 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
875 Huajin Corporate Finance (International) Limited 2 4 6 66.67
876 Huayu Securities Limited 2 8 10 80.00
877 HUNG SING FUTURES LIMITED 2 4 6 66.67
878 HUNG SING SECURITIES LIMITED 2 16 18 88.89
879 iBest Consultants Limited 2 22 24 91.67
880 iBest Securities Company Limited 2 7 9 77.78
881 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
882 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
883 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
884 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
885 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
886 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
887 IMARKETS LIMITED 2 1 3 33.33
888 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
889 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
890 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
891 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
892 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
893 Instinet Alpha Trading Limited 2 8 10 80.00
894 INSTINET PACIFIC LIMITED 2 18 20 90.00
895 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
896 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
897 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
898 Interactive Brokers LLC 2 4 6 66.67
899 INTERCHINA FUTURES LIMITED 2 6 8 75.00
900 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
901 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
902 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
903 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
904 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
905 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
906 Investec Asia Limited 2 0 2 0.00 2005-11-30
907 iTTa Capital Limited 2 1 3 33.33 2003-05-29
908 iVenture Investment Management Limited 2 1 3 33.33
909 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
910 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
911 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
912 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
913 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
914 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
915 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
916 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
917 JK Capital Management Limited 2 2 4 50.00
918 JOINCAP CAPITAL LIMITED 2 1 3 33.33
919 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
920 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
921 JS SECURITIES LIMITED (HK) 2 2 4 50.00
922 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
923 JVSakk Asia Limited 2 3 5 60.00
924 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
925 K.K.M. SECURITIES LIMITED 2 7 9 77.78
926 KAISER FUTURES LIMITED 2 34 36 94.44
927 Kam Wah Investments Limited 2 3 5 60.00
928 KARFORD SECURITIES LIMITED 2 0 2 0.00
929 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
930 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
931 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
932 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
933 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
934 KB Securities Hong Kong Limited 2 3 5 60.00
935 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
936 KGI Asset Management Limited 2 0 2 0.00
937 KILMOREY SECURITIES LIMITED 2 5 7 71.43
938 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
939 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
940 KINGSTON FUTURES LIMITED 2 15 17 88.24
941 KINGSTON SECURITIES LIMITED 2 37 39 94.87
942 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
943 KMT SECURITIES LIMITED 2 7 9 77.78
944 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
945 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
946 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
947 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
948 KWOK HING SECURITIES LIMITED 2 4 6 66.67
949 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
950 LAU & COMPANY LIMITED 2 0 2 0.00
951 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
952 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
953 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
954 Lombard Investments (HK) Limited 2 2 4 50.00
955 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
956 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
957 Lynx Portfolio Limited 2 1 3 33.33
958 Mackenzie Investments Asia Limited 2 3 5 60.00
959 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
960 MAGUSTA FUTURES LIMITED 2 3 5 60.00
961 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
962 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
963 MALAHON SECURITIES LIMITED 2 14 16 87.50
964 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
965 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
966 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
967 MANDARIN VP (HK) LIMITED 2 0 2 0.00
968 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
969 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
970 MARC FABER LIMITED 2 0 2 0.00
971 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
972 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
973 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
974 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
975 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
976 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
977 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
978 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
979 MEGABASE SECURITIES LIMITED 2 3 5 60.00
980 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
981 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
982 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
983 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
984 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
985 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
986 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
987 MLI LIMITED (d2018-03-29) 2 2 4 50.00
988 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
989 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
990 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
991 MORTON SECURITIES LIMITED 2 3 5 60.00
992 MTF SECURITIES LIMITED 2 14 16 87.50
993 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
994 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
995 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
996 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
997 Network Financial Services Limited 2 29 31 93.55
998 Neutral Financial Holding Company Limited 2 6 8 75.00
999 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
1000 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
1001 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1002 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
1003 Nittan Securities Asia Limited 2 2 4 50.00
1004 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1005 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1006 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
1007 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
1008 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
1009 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
1010 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
1011 OnePlatform Securities Limited 2 31 33 93.94
1012 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1013 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1014 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
1015 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
1016 Oreana Financial Services Limited 2 2 4 50.00
1017 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
1018 ORIENT SECURITIES LIMITED 2 10 12 83.33
1019 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
1020 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
1021 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
1022 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
1023 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1024 Oshidori Corporate Finance Limited 2 0 2 0.00
1025 Oshidori Securities Limited 2 8 10 80.00
1026 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1027 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1028 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
1029 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1030 Pacific Sun Advisors Limited 2 0 2 0.00
1031 PANURGY LIMITED 2 1 3 33.33
1032 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
1033 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
1034 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1035 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
1036 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1037 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
1038 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
1039 PGIM (Hong Kong) Limited 2 1 3 33.33
1040 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
1041 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
1042 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
1043 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1044 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
1045 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
1046 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
1047 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
1048 PO LEE SECURITIES LIMITED 2 3 5 60.00
1049 PO SANG SECURITIES LIMITED 2 12 14 85.71
1050 Polen Capital HK Limited 2 0 2 0.00
1051 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1052 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
1053 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1054 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
1055 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
1056 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
1057 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1058 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
1059 Public Financial Securities Limited 2 5 7 71.43
1060 Public Securities Limited 2 4 6 66.67
1061 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1062 QUAM FUTURES LIMITED 2 18 20 90.00
1063 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1064 Rakuten Securities Hong Kong Limited 2 30 32 93.75
1065 RBS Asia Futures Limited 2 13 15 86.67
1066 Redford Asset Management Limited 2 1 3 33.33
1067 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
1068 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
1069 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1070 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1071 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1072 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
1073 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1074 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
1075 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
1076 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
1077 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1078 Rifa Securities Limited 2 6 8 75.00
1079 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1080 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
1081 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
1082 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1083 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
1084 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
1085 SA Capital Limited (HK) 2 0 2 0.00
1086 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1087 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1088 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1089 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
1090 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1091 SCM CHINA LIMITED 2 0 2 0.00
1092 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1093 SDHG International Securities Limited 2 6 8 75.00
1094 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
1095 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1096 SEEKERS MARKETS LIMITED 2 10 12 83.33
1097 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1098 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
1099 Shacom Securities Limited 2 13 15 86.67
1100 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1101 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1102 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1103 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
1104 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
1105 Silk Road International Capital Limited 2 0 2 0.00
1106 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1107 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1108 Sinofortune Financial Capital Limited 2 7 9 77.78
1109 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1110 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1111 SIU ON SECURITIES LIMITED 2 4 6 66.67
1112 SKY WARD ASIA LIMITED 2 1 3 33.33
1113 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1114 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1115 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1116 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1117 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1118 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1119 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
1120 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
1121 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
1122 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
1123 SPS COMMODITIES LIMITED 2 8 10 80.00
1124 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1125 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1126 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1127 St. James's Place (Hong Kong) Limited 2 7 9 77.78
1128 STANDARD & POOR'S, LLC 2 6 8 75.00
1129 Standard Commodities (Asia) Limited 2 4 6 66.67
1130 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1131 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
1132 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
1133 Success Securities Limited 2 20 22 90.91
1134 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1135 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1136 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
1137 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1138 Sun Life Financial Asia Services Limited 2 22 24 91.67
1139 Sun Life Hong Kong Limited 2 391 393 99.49
1140 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1141 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
1142 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1143 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
1144 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1145 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
1146 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1147 T & F Equities Limited 2 0 2 0.00 2005-11-23
1148 T & F RESEARCH LIMITED 2 1 3 33.33
1149 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
1150 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1151 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
1152 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1153 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1154 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1155 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1156 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1157 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1158 TC Investment Management (Asia) Limited 2 5 7 71.43
1159 Templewater Hong Kong Limited 2 5 7 71.43
1160 Tensant Securities Limited 2 0 2 0.00 2004-08-25
1161 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1162 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1163 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
1164 Tokio Marine Investment Services, Limited 2 0 2 0.00
1165 Towers Watson Hong Kong Limited 2 1 3 33.33
1166 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1167 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
1168 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
1169 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
1170 TSE'S SECURITIES LIMITED 2 48 50 96.00
1171 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
1172 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1173 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1174 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1175 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1176 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
1177 TVC MANAGEMENT LIMITED 2 0 2 0.00
1178 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1179 Tyche Group Limited 2 13 15 86.67
1180 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1181 UKFP (Asia) HK Limited 2 1 3 33.33
1182 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
1183 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
1184 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1185 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1186 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1187 United Securities Limited (HK) 2 4 6 66.67
1188 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1189 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
1190 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1191 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1192 Vantum Futures Limited 2 2 4 50.00
1193 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1194 VERCAP Financial Services Limited 2 0 2 0.00
1195 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1196 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1197 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
1198 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
1199 VMS Securities Limited 2 3 5 60.00
1200 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1201 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1202 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
1203 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1204 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1205 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1206 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1207 Well Link Securities Limited 2 4 6 66.67 2005-11-11
1208 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1209 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1210 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1211 WILBY SECURITIES LIMITED 2 3 5 60.00
1212 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
1213 WIN WONG SECURITIES LIMITED 2 23 25 92.00
1214 WING FUNG SECURITIES LIMITED 2 6 8 75.00
1215 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1216 WING ON SECURITIES LIMITED 2 8 10 80.00
1217 WING TAK SECURITIES LIMITED 2 0 2 0.00
1218 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1219 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
1220 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1221 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1222 WINTECH SECURITIES LIMITED 2 10 12 83.33
1223 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
1224 WM (HK) Limited 2 1178 1180 99.83
1225 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1226 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1227 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1228 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1229 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1230 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1231 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
1232 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1233 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1234 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1235 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1236 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1237 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
1238 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1239 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1240 Yunfeng Financial Markets Limited 2 6 8 75.00
1241 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1242 Zhongrong International Futures Co., Limited 2 3 5 60.00
1243 Zijing Capital Limited 2 3 5 60.00 2003-05-07
1244 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
1245 313 Capital Management Limited 1 0 1 0.00
1246 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
1247 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
1248 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
1249 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
1250 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1251 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
1252 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
1253 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
1254 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1255 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1256 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1257 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
1258 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
1259 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
1260 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1261 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
1262 MANBLE SECURITIES LIMITED 1 0 1 0.00
1263 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1264 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1265 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1266 Open Asset Management Limited 1 1 2 50.00
1267 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
1268 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
1269 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1270 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1271 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
1272 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1273 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1274 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
1275 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1276 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
1277 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
1278 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
1279 WALCO SECURITIES LIMITED 1 1 2 50.00
1280 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1281 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
1281 Average 3.01 19.28 22.29 86.48

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top