SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
2 313 Capital Management Limited 1 2 3 66.67
3 3V Capital Limited 3 3 6 50.00 2005-07-18
4 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
5 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
8 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
9 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
10 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
11 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
13 abrdn Hong Kong Limited 4 3 7 42.86
14 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
15 Absolute Investment Management (HK) Limited 3 1 4 25.00
16 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
17 ACM ASIA LIMITED 3 0 3 0.00
18 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
19 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
20 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
21 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
22 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
23 ADM SECURITIES LIMITED 2 0 2 0.00
24 ADMIS Hong Kong Limited 3 17 20 85.00
25 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
26 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
27 Aevitas Securities Limited 2 4 6 66.67
28 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
29 AIF CAPITAL LIMITED 6 7 13 53.85
30 AIF Securities Limited 4 5 9 55.56 2004-11-02
31 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
32 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
33 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
34 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
35 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
36 AJ Securities Limited 2 6 8 75.00
37 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
38 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
39 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
40 Allard Partners Limited 4 4 8 50.00
41 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
42 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
43 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
44 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
45 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
46 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
47 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
48 Alpha Nova Capital Management Limited 2 1 3 33.33
49 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
50 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
51 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
52 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
53 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
54 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
55 ALTUS CAPITAL LIMITED 3 1 4 25.00
56 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
57 AM Squared Limited 2 10 12 83.33 2005-06-30
58 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
59 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
60 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
61 Amundi Hong Kong Limited 5 27 32 84.38
62 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
63 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
64 ANGUS MOORE LIMITED 2 17 19 89.47
65 Anli Securities Limited 2 7 9 77.78
66 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
67 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
68 Anuenue Securities Limited 2 5 7 71.43
69 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
70 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
71 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
72 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
73 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
74 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
75 Arta Global Futures Limited 2 2 4 50.00
76 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
77 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
78 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
79 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
80 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
81 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
82 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
83 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
84 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
85 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
86 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
87 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
88 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
89 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
90 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
91 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
92 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
93 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
94 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
95 Averest Capital Limited 2 3 5 60.00
96 Avia Asset Management Limited 2 1 3 33.33
97 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
98 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
99 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
100 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
101 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
102 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
103 Axis Capital Management Limited 3 0 3 0.00
104 BALI SECURITIES CO. LIMITED 3 0 3 0.00
105 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
106 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
107 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
108 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
109 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
110 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
111 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
112 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
113 BEA Union Investment Management Limited 4 12 16 75.00
114 BEAR BRIGHT LIMITED 2 3 5 60.00
115 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
116 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
117 Beevest Securities Limited 8 34 42 80.95 2005-03-07
118 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
119 Beijing Securities Limited 1 0 1 0.00
120 Belvest Investment Services Limited 3 14 17 82.35
121 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
122 Bentley Capital Limited (HK) 3 0 3 0.00
123 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
124 BERICH BROKERAGE LIMITED 4 14 18 77.78
125 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
126 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
127 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
128 Black Marble Securities Limited 2 3 5 60.00
129 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
130 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
131 BLOOMYEARS LIMITED 2 3 5 60.00
132 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
133 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
134 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
135 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
136 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
137 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
138 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
139 BOCI ASIA LIMITED 11 43 54 79.63
140 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
141 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
142 BOCI RESEARCH LIMITED 3 31 34 91.18
143 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
144 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
145 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
146 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
147 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
148 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
149 BOKHARY SECURITIES LIMITED 2 6 8 75.00
150 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
151 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
152 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
153 BOWEN ASIA LIMITED 5 1 6 16.67
154 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
155 Bradbury Securities Limited 3 7 10 70.00
156 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
157 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
158 Bright Fund Management Limited 3 11 14 78.57
159 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
160 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
161 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
162 Broadway Wealth Management Limited 2 4 6 66.67
163 BROOKE CAPITAL LIMITED 2 1 3 33.33
164 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
165 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
166 BULLISH SECURITIES LIMITED 2 10 12 83.33
167 BUSINESS FUTURES LIMITED 2 8 10 80.00
168 BUSINESS SECURITIES LIMITED 2 17 19 89.47
169 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
170 CAIIS Limited 3 20 23 86.96 2006-05-23
171 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
172 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
173 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
174 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
175 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
176 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
177 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
178 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
179 Capital International, Inc. 2 8 10 80.00 2007-07-03
180 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
181 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
182 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
183 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
184 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
185 CASH Wealth Management Limited 4 53 57 92.98
186 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
187 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
188 CBH Asia Limited 4 17 21 80.95
189 CBRE Investment Management (Asia) Limited 1 4 5 80.00
190 CC Finance Limited 3 13 16 81.25 2006-04-20
191 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
192 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
193 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
194 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
195 CCB Securities Limited 2 4 6 66.67
196 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
197 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
198 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
199 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
200 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
201 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
202 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
203 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
204 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
205 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
206 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
207 CERES CAPITAL LIMITED 3 0 3 0.00
208 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
209 CES Commodities (HK) Limited 8 345 353 97.73
210 CES Forex (HK) Limited 4 146 150 97.33
211 CES International Commodities (HK) Limited 3 7 10 70.00
212 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
213 CGS International Securities Hong Kong Limited 5 29 34 85.29
214 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
215 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
216 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
217 Chanceton Capital Partners Limited 3 0 3 0.00
218 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
219 ChapmanCraig Limited 2 2 4 50.00
220 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
221 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
222 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
223 CHEETAH ADVISORS LIMITED 2 0 2 0.00
224 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
225 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
226 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
227 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
228 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
229 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
230 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
231 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
232 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
233 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
234 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
235 China Access Advisors Limited 2 0 2 0.00 2005-10-21
236 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
237 China Enterprise Securities Company Limited 2 1 3 33.33
238 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
239 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
240 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
241 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
242 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
243 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
244 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
245 China Finance Holdings Limited 2 1 3 33.33
246 China Finance KAB Limited 4 8 12 66.67 2004-12-23
247 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
248 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
249 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
250 China Integrity Investment Limited 2 3 5 60.00
251 China International Capital Corporation (International) Limited 9 88 97 90.72
252 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
253 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
254 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
255 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
256 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
257 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
258 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
259 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
260 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
261 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
262 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
263 China Reserve Securities Limited 4 3 7 42.86
264 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
265 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
266 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
267 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
268 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
269 China Tonghai (IA) Limited 3 9 12 75.00
270 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
271 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
272 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
273 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
274 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
275 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
276 CHONG HING SECURITIES LIMITED 4 54 58 93.10
277 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
278 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
279 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
280 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
281 CHUANGS & CO. LIMITED 3 1 4 25.00
282 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
283 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
284 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
285 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
286 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
287 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
288 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
289 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
290 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
291 Citadel Asia Limited 3 41 44 93.18 2005-10-21
292 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
293 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
294 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
295 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
296 CITIC Securities Futures (HK) Limited 7 100 107 93.46
297 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
298 Citigroup Global Markets Asia Limited 23 574 597 96.15
299 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
300 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
301 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
302 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
303 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
304 CLSA FUTURES LIMITED 4 18 22 81.82
305 CLSA LIMITED 7 123 130 94.62
306 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
307 CLSA RESEARCH LIMITED 2 104 106 98.11
308 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
309 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
310 CMB International Global Markets Limited 5 13 18 72.22
311 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
312 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
313 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
314 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
315 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
316 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
317 COL Securities (HK) Limited 3 1 4 25.00
318 COMGEST FAR EAST LIMITED 2 2 4 50.00
319 COMMENCE COMPANY LIMITED 2 0 2 0.00
320 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
321 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
322 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
323 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
324 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
325 CORPORATE BROKERS LIMITED 4 81 85 95.29
326 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
327 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
328 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
329 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
330 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
331 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
332 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
333 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
334 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
335 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
336 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
337 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
338 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
339 CS Wealth Securities Limited 4 3 7 42.86
340 CSC ASIA LIMITED 4 7 11 63.64
341 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
342 CSC FUTURES (HK) LIMITED 3 22 25 88.00
343 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
344 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
345 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
346 CTBC Asia Limited 5 15 20 75.00 2004-01-14
347 CTW SECURITIES LIMITED 2 3 5 60.00
348 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
349 CUPOLA CAPITAL LIMITED 4 1 5 20.00
350 CVC Asia Pacific Limited 4 6 10 60.00
351 CVP Securities Limited 2 40 42 95.24 2004-07-09
352 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
353 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
354 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
355 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
356 D.J. SECURITIES LIMITED 2 0 2 0.00
357 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
358 DAH SING SECURITIES LIMITED 2 2 4 50.00
359 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
360 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
361 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
362 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
363 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
364 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
365 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
366 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
367 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
368 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
369 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
370 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
371 Delta Asia Wealth Management Limited 2 1 3 33.33
372 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
373 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
374 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
375 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
376 DL BROKERAGE LIMITED 3 18 21 85.71
377 DNB Asset Management (Asia) Limited 4 3 7 42.86
378 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
379 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
380 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
381 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
382 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
383 DWS Investments Hong Kong Limited 5 33 38 86.84
384 EAA SECURITIES LIMITED 2 2 4 50.00
385 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
386 EAST ASIA FUTURES LIMITED 2 11 13 84.62
387 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
388 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
389 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
390 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
391 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
392 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
393 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
394 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
395 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
396 ELSTONE SECURITIES LIMITED 4 13 17 76.47
397 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
398 EMPEROR FUTURES LIMITED 4 66 70 94.29
399 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
400 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
401 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
402 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
403 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
404 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
405 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
406 ENZARD LIMITED 2 0 2 0.00 2004-05-21
407 EQT Partners Asia Limited 2 3 5 60.00
408 Essence International Financial Holdings Limited 2 19 21 90.48
409 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
410 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
411 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
412 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
413 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
414 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
415 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
416 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
417 Everbright Securities Global (HK) Limited 3 8 11 72.73
418 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
419 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
420 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
421 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
422 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
423 EVERHOT SECURITIES LIMITED 3 8 11 72.73
424 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
425 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
426 EWARTON SECURITIES LIMITED 3 17 20 85.00
427 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
428 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
429 F. R. ZIMMERN LIMITED 2 3 5 60.00
430 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
431 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
432 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
433 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
434 FAIRWIN BROKING LIMITED 2 5 7 71.43
435 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
436 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
437 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
438 FDB Financial Group Limited 4 3 7 42.86
439 FE SECURITIES LIMITED 4 6 10 60.00
440 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
441 FIL Investment Advisors 6 85 91 93.41
442 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
443 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
444 Finet Securities Limited 3 4 7 57.14
445 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
446 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
447 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
448 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
449 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
450 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
451 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
452 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
453 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
454 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
455 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
456 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
457 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
458 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
459 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
460 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
461 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
462 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
463 Fosun International Securities Limited 5 21 26 80.77
464 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
465 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
466 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
467 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
468 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
469 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
470 FT Securities Limited 3 77 80 96.25 2005-09-22
471 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
472 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
473 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
474 Fubon Capital (HK) Limited 3 3 6 50.00
475 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
476 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
477 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
478 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
479 FULL WIN SECURITIES LIMITED 2 1 3 33.33
480 FULLJET SECURITIES LIMITED 2 0 2 0.00
481 Funderstone Asset Management (HK) Limited 1 1 2 50.00
482 Funderstone Futures Limited 2 40 42 95.24
483 Funderstone Securities Limited 3 45 48 93.75
484 FWD Financial Planning Limited (HK) 3 66 69 95.65
485 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
486 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
487 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
488 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
489 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
490 GAM HONG KONG LIMITED 4 27 31 87.10
491 GAOYU SECURITIES LIMITED 4 14 18 77.78
492 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
493 GAYANG SECURITIES LIMITED 2 21 23 91.30
494 GCAM Limited 3 1 4 25.00 2004-10-19
495 GCIS LIMITED 3 0 3 0.00 2007-05-16
496 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
497 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
498 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
499 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
500 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
501 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
502 GET NICE CAPITAL LIMITED 3 0 3 0.00
503 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
504 GET NICE SECURITIES LIMITED 6 94 100 94.00
505 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
506 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
507 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
508 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
509 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
510 GIGA (HONG KONG) LIMITED 3 7 10 70.00
511 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
512 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
513 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
514 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
515 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
516 Glory Sun Securities Limited 3 20 23 86.96
517 GLS SECURITIES LIMITED 2 5 7 71.43
518 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
519 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
520 Goldbridge Securities Limited 3 3 6 50.00
521 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
522 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
523 Goldin Equities Limited 2 1 3 33.33
524 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
525 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
526 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
527 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
528 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
529 Goldyard Capital Limited 2 6 8 75.00
530 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
531 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
532 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
533 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
534 Grand Cartel Securities Company Limited 2 3 5 60.00
535 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
536 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
537 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
538 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
539 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
540 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
541 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
542 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
543 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
544 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
545 Grit Securities Limited 2 2 4 50.00
546 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
547 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
548 GT CAPITAL LIMITED 2 6 8 75.00
549 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
550 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
551 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
552 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
553 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
554 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
555 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
556 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
557 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
558 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
559 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
560 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
561 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
562 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
563 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
564 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
565 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
566 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
567 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
568 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
569 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
570 HANG SENG FUTURES LIMITED 2 6 8 75.00
571 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
572 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
573 HANG SENG SECURITIES LIMITED 5 21 26 80.77
574 HANG TAI SECURITIES LIMITED 2 13 15 86.67
575 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
576 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
577 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
578 Hao Tian International Securities Limited 3 7 10 70.00
579 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
580 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
581 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
582 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
583 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
584 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
585 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
586 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
587 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
588 HENIK SECURITIES LIMITED 2 10 12 83.33
589 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
590 HENYEP SECURITIES LIMITED 3 18 21 85.71
591 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
592 HERMES SECURITIES LIMITED 2 7 9 77.78
593 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
594 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
595 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
596 HING WONG SECURITIES LIMITED 3 13 16 81.25
597 HIP HING SECURITIES LIMITED 2 2 4 50.00
598 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
599 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
600 HOI SANG SECURITIES LIMITED 3 2 5 40.00
601 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
602 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
603 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
604 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
605 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
606 Hong Kong Stock Link Securities Limited 3 7 10 70.00
607 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
608 Hongkong Bay Securities Limited 2 7 9 77.78
609 HOORAY CAPITAL LIMITED 2 0 2 0.00
610 HOORAY SECURITIES LIMITED 3 1 4 25.00
611 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
612 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
613 HOU TAK SECURITIES LIMITED 2 2 4 50.00
614 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
615 HPEF Capital Partners Limited 5 20 25 80.00
616 HPEF Venture Partners Limited 4 5 9 55.56
617 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
618 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
619 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
620 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
621 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
622 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
623 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
624 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
625 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
626 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
627 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
628 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
629 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
630 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
631 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
632 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
633 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
634 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
635 HSZ (HONG KONG) LIMITED 3 2 5 40.00
636 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
637 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
638 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
639 Huajin Corporate Finance (International) Limited 4 9 13 69.23
640 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
641 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
642 Huayu Securities Limited 2 7 9 77.78
643 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
644 HUNG SING FUTURES LIMITED 2 3 5 60.00
645 HUNG SING SECURITIES LIMITED 2 18 20 90.00
646 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
647 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
648 iBest Consultants Limited 2 61 63 96.83
649 iBest Securities Company Limited 3 7 10 70.00
650 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
651 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
652 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
653 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
654 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
655 ICEA CAPITAL LIMITED 7 30 37 81.08
656 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
657 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
658 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
659 iFAST Securities (HK) Limited 3 3 6 50.00
660 Imagi Brokerage Limited 3 5 8 62.50
661 IMARKETS LIMITED 2 1 3 33.33
662 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
663 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
664 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
665 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
666 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
667 Income Partners Asset Management (HK) Limited 4 9 13 69.23
668 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
669 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
670 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
671 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
672 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
673 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
674 Instinet Alpha Trading Limited 4 2 6 33.33
675 INSTINET PACIFIC LIMITED 5 24 29 82.76
676 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
677 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
678 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
679 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
680 INTERCHINA FUTURES LIMITED 2 2 4 50.00
681 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
682 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
683 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
684 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
685 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
686 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
687 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
688 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
689 INVESCO HONG KONG LIMITED 8 42 50 84.00
690 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
691 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
692 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
693 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
694 iTTa Capital Limited 3 2 5 40.00 2003-05-29
695 iVenture Investment Management Limited 2 1 3 33.33
696 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
697 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
698 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
699 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
700 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
701 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
702 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
703 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
704 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
705 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
706 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
707 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
708 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
709 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
710 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
711 JK Capital Management Limited 4 1 5 20.00
712 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
713 JOINCAP CAPITAL LIMITED 2 0 2 0.00
714 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
715 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
716 Joy Silver Limited 5 7 12 58.33
717 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
718 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
719 JPMorgan Funds (Asia) Limited 8 84 92 91.30
720 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
721 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
722 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
723 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
724 JVSakk Asia Limited 2 1 3 33.33
725 K.K.M. SECURITIES LIMITED 2 7 9 77.78
726 KAISER FUTURES LIMITED 3 26 29 89.66
727 Kaiser KT Capital Limited 2 1 3 33.33
728 KAISER SECURITIES LIMITED 2 21 23 91.30
729 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
730 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
731 Kam Wah Investments Limited 2 3 5 60.00
732 KARFORD SECURITIES LIMITED 2 0 2 0.00
733 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
734 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
735 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
736 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
737 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
738 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
739 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
740 KB Securities Hong Kong Limited 3 5 8 62.50
741 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
742 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
743 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
744 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
745 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
746 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
747 KGI ASIA LIMITED 11 283 294 96.26
748 KGI Asset Management Limited 2 1 3 33.33
749 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
750 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
751 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
752 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
753 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
754 KILMOREY SECURITIES LIMITED 2 5 7 71.43
755 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
756 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
757 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
758 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
759 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
760 KINGSTON FUTURES LIMITED 2 15 17 88.24
761 KINGSTON SECURITIES LIMITED 3 49 52 94.23
762 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
763 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
764 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
765 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
766 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
767 KMT SECURITIES LIMITED 2 7 9 77.78
768 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
769 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
770 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
771 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
772 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
773 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
774 KWOK HING SECURITIES LIMITED 2 4 6 66.67
775 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
776 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
777 LAMTEX SECURITIES LIMITED 3 10 13 76.92
778 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
779 LAU & COMPANY LIMITED 2 0 2 0.00
780 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
781 LBN Advisers Limited 3 0 3 0.00 2007-09-13
782 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
783 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
784 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
785 LEHIN SECURITIES LIMITED 3 24 27 88.89
786 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
787 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
788 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
789 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
790 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
791 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
792 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
793 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
794 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
795 LIM ADVISORS LIMITED 6 8 14 57.14
796 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
797 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
798 Lion Global Financial Limited 6 99 105 94.29
799 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
800 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
801 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
802 Lombard Investments (HK) Limited 2 0 2 0.00
803 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
804 Longitude Asia Limited 2 4 6 66.67
805 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
806 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
807 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
808 LUEN HING SECURITIES LIMITED 3 7 10 70.00
809 LUEN SING SECURITIES LIMITED 4 9 13 69.23
810 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
811 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
812 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
813 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
814 Lynx Portfolio Limited 2 1 3 33.33
815 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
816 M&F Asset Management Limited 3 10 13 76.92
817 Mackenzie Investments Asia Limited 3 3 6 50.00
818 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
819 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
820 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
821 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
822 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
823 MAGUSTA FUTURES LIMITED 2 3 5 60.00
824 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
825 MALAHON SECURITIES LIMITED 2 12 14 85.71
826 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
827 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
828 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
829 MANDARIN VP (HK) LIMITED 2 0 2 0.00
830 MANGO FINANCIAL LIMITED 3 12 15 80.00
831 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
832 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
833 Marbury Investment Limited 2 0 2 0.00 2007-04-13
834 MARC FABER LIMITED 2 0 2 0.00
835 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
836 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
837 Mason Futures Limited (HK) 4 27 31 87.10
838 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
839 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
840 Mason Securities Limited 5 44 49 89.80
841 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
842 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
843 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
844 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
845 Matrix Securities Limited 5 2 7 28.57
846 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
847 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
848 MCP Holdings Limited (HK) 3 7 10 70.00
849 MEAG Hong Kong Limited 2 3 5 60.00
850 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
851 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
852 MEGABASE SECURITIES LIMITED 2 3 5 60.00
853 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
854 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
855 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
856 Merdeka Securities Limited 3 2 5 40.00
857 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
858 Merrill Lynch Far East Limited 15 346 361 95.84
859 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
860 MESSIS CAPITAL LIMITED 2 1 3 33.33
861 Metaverse Securities Limited (HK) 3 3 6 50.00
862 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
863 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
864 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
865 MFG Limited (HK) 2 1 3 33.33 2006-07-17
866 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
867 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
868 Minerva Holding Financial Securities Limited 3 9 12 75.00
869 MING HON SECURITIES LIMITED 3 1 4 25.00
870 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
871 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
872 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
873 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
874 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
875 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
876 MLI LIMITED (d2018-03-29) 2 2 4 50.00
877 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
878 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
879 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
880 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
881 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
882 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
883 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
884 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
885 MORTON SECURITIES LIMITED 2 3 5 60.00
886 MTF SECURITIES LIMITED 2 18 20 90.00
887 MUSHK Limited 8 39 47 82.98
888 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
889 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
890 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
891 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
892 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
893 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
894 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
895 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
896 Neutral Financial Holding Company Limited 3 6 9 66.67
897 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
898 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
899 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
900 NEW TREND FUTURES LIMITED 4 6 10 60.00
901 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
902 Newedge Broker Limited 4 66 70 94.29
903 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
904 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
905 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
906 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
907 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
908 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
909 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
910 Nittan Securities Asia Limited 2 3 5 60.00
911 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
912 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
913 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
914 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
915 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
916 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
917 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
918 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
919 Nuada Limited 3 1 4 25.00 2004-01-15
920 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
921 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
922 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
923 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
924 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
925 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
926 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
927 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
928 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
929 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
930 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
931 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
932 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
933 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
934 OnePlatform Securities Limited 2 29 31 93.55
935 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
936 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
937 ONSHINE SECURITIES LIMITED 3 11 14 78.57
938 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
939 Open Asset Management Limited 2 0 2 0.00
940 Open Securities Limited 4 11 15 73.33
941 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
942 Optima Capital Limited 4 10 14 71.43 2007-10-25
943 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
944 Oreana Financial Services Limited 2 4 6 66.67
945 ORIENT SECURITIES LIMITED 1 13 14 92.86
946 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
947 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
948 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
949 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
950 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
951 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
952 Oshidori Corporate Finance Limited 2 1 3 33.33
953 Oshidori Securities Limited 2 6 8 75.00
954 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
955 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
956 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
957 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
958 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
959 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
960 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
961 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
962 Pacific Sun Advisors Limited 3 0 3 0.00
963 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
964 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
965 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
966 PANURGY LIMITED 4 1 5 20.00
967 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
968 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
969 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
970 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
971 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
972 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
973 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
974 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
975 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
976 PEACE TOWN FOREX LIMITED 4 21 25 84.00
977 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
978 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
979 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
980 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
981 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
982 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
983 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
984 PGIM (Hong Kong) Limited 2 0 2 0.00
985 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
986 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
987 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
988 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
989 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
990 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
991 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
992 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
993 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
994 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
995 PineBridge Investments Asia Limited 3 35 38 92.11
996 PineBridge Investments Hong Kong Limited 4 16 20 80.00
997 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
998 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
999 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
1000 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
1001 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
1002 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
1003 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
1004 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
1005 Planetree Futures Limited 4 6 10 60.00
1006 Planetree Securities Limited 4 16 20 80.00
1007 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
1008 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
1009 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1010 PO LEE SECURITIES LIMITED 2 3 5 60.00
1011 PO SANG SECURITIES LIMITED 3 12 15 80.00
1012 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
1013 Polaris Capital (Asia) Limited 7 13 20 65.00
1014 Polen Capital HK Limited 2 0 2 0.00
1015 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
1016 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1017 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
1018 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
1019 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1020 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
1021 Prime Cdex Futures Limited 3 8 11 72.73
1022 Prime Cdex Securities Limited 4 25 29 86.21
1023 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
1024 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1025 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
1026 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1027 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1028 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
1029 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1030 Proton Capital Limited 2 0 2 0.00 2007-10-16
1031 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
1032 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
1033 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1034 Public Financial Securities Limited 2 8 10 80.00
1035 Public Securities Limited 2 4 6 66.67
1036 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
1037 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
1038 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
1039 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
1040 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
1041 QUAM FUTURES LIMITED 2 0 2 0.00
1042 Quam Securities Limited 7 53 60 88.33 2004-10-15
1043 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1044 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1045 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1046 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
1047 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
1048 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
1049 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1050 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
1051 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1052 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
1053 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
1054 RBS Asia Corporate Finance Limited 8 37 45 82.22
1055 RBS Asia Futures Limited 0 3 3 100.00
1056 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1057 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
1058 Redford Asset Management Limited 1 1 2 50.00
1059 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
1060 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1061 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1062 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1063 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1064 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
1065 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1066 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1067 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
1068 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
1069 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1070 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
1071 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1072 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
1073 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1074 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1075 Rifa Securities Limited 3 7 10 70.00
1076 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1077 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
1078 ROCIM Limited 3 0 3 0.00 2007-06-29
1079 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
1080 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1081 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1082 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1083 ROOFER SECURITIES LIMITED 3 9 12 75.00
1084 ROSA SECURITIES LIMITED 3 4 7 57.14
1085 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
1086 RPS INVESTMENT LIMITED 4 10 14 71.43
1087 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
1088 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1089 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
1090 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1091 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
1092 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
1093 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
1094 SANFULL SECURITIES LIMITED 6 54 60 90.00
1095 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1096 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
1097 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
1098 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1099 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1100 SBI China Capital Commodities Limited 4 14 18 77.78
1101 SBI China Capital Financial Services Limited 2 13 15 86.67
1102 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
1103 SBI China Capital Securities Limited 3 31 34 91.18
1104 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
1105 SCM CHINA LIMITED 2 0 2 0.00
1106 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
1107 SDHG International Securities Limited 3 7 10 70.00
1108 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
1109 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
1110 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
1111 SEEKERS MARKETS LIMITED 2 10 12 83.33
1112 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
1113 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
1114 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1115 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1116 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
1117 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
1118 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
1119 SHACOM FUTURES LIMITED 3 2 5 40.00
1120 Shacom Securities Limited 2 14 16 87.50
1121 Shang International Finance Limited 6 15 21 71.43
1122 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1123 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1124 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
1125 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1126 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
1127 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
1128 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
1129 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1130 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
1131 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
1132 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1133 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
1134 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1135 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
1136 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
1137 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
1138 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1139 Silk Road International Capital Limited 3 1 4 25.00
1140 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1141 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1142 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1143 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1144 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
1145 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
1146 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1147 Sinofortune Financial Capital Limited 3 1 4 25.00
1148 Sinofortune Securities Limited 3 7 10 70.00
1149 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
1150 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1151 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
1152 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
1153 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
1154 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
1155 SIU ON SECURITIES LIMITED 2 4 6 66.67
1156 SJS Markets Limited 3 6 9 66.67 2005-03-02
1157 SKY WARD ASIA LIMITED 2 0 2 0.00
1158 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1159 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
1160 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1161 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1162 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1163 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1164 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1165 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
1166 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1167 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
1168 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1169 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1170 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
1171 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
1172 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1173 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
1174 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
1175 SPDB International Holdings Limited 3 0 3 0.00
1176 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
1177 SPS COMMODITIES LIMITED 2 7 9 77.78
1178 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1179 SPS SECURITIES LIMITED 5 16 21 76.19
1180 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1181 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
1182 St. James's Place (Hong Kong) Limited 3 10 13 76.92
1183 STANDARD & POOR'S, LLC 2 2 4 50.00
1184 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
1185 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
1186 Standard Commodities (Asia) Limited 3 4 7 57.14
1187 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1188 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
1189 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
1190 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
1191 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
1192 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
1193 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1194 Stellar Securities Limited 3 1 4 25.00
1195 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1196 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
1197 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
1198 Success Securities Limited 2 29 31 93.55
1199 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1200 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
1201 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
1202 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1203 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1204 Sun Life Hong Kong Limited 2 425 427 99.53
1205 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
1206 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1207 SUN'S FUTURE LIMITED 3 3 6 50.00
1208 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1209 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1210 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
1211 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
1212 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
1213 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1214 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1215 T & F Equities Limited 2 2 4 50.00 2005-11-23
1216 T G HOLBORN (HK) LIMITED 4 57 61 93.44
1217 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
1218 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1219 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
1220 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1221 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1222 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1223 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1224 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1225 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1226 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1227 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1228 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1229 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1230 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
1231 Taiping Securities (HK) Co Limited 4 40 44 90.91
1232 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1233 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1234 TANG PING KONG LIMITED 3 7 10 70.00
1235 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1236 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
1237 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1238 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1239 TC Investment Management (Asia) Limited 2 0 2 0.00
1240 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
1241 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1242 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1243 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1244 Templewater Hong Kong Limited 4 6 10 60.00
1245 Tensant Securities Limited 2 3 5 60.00 2004-08-25
1246 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
1247 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1248 THING ON SECURITIES LIMITED 2 6 8 75.00
1249 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1250 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
1251 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
1252 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1253 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
1254 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1255 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
1256 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
1257 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1258 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1259 Tokio Marine Investment Services, Limited 3 3 6 50.00
1260 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1261 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
1262 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
1263 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
1264 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1265 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
1266 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
1267 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
1268 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1269 TRUTH SECURITIES LIMITED 4 2 6 33.33
1270 TSE'S SECURITIES LIMITED 1 28 29 96.55
1271 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1272 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
1273 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1274 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
1275 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1276 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1277 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1278 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1279 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1280 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1281 TVC MANAGEMENT LIMITED 2 0 2 0.00
1282 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1283 Tyche Group Limited 2 8 10 80.00
1284 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
1285 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
1286 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
1287 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1288 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
1289 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
1290 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1291 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1292 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1293 United Securities Limited 2 4 6 66.67
1294 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
1295 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1296 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
1297 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
1298 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
1299 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1300 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
1301 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
1302 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1303 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
1304 VALUE PARTNERS LIMITED 6 31 37 83.78
1305 Value Partners Private Equity Limited 4 4 8 50.00
1306 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1307 Vantum Futures Limited 2 2 4 50.00
1308 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
1309 VC BROKERAGE LIMITED 3 73 76 96.05
1310 VC CAPITAL LIMITED 4 5 9 55.56
1311 VC FUTURES LIMITED 4 44 48 91.67
1312 VC International Asset Management Limited 3 2 5 40.00
1313 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1314 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1315 VERCAP Financial Services Limited 2 0 2 0.00
1316 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1317 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1318 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
1319 Virtu ITG Hong Kong Limited 5 10 15 66.67
1320 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
1321 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
1322 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
1323 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
1324 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
1325 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
1326 VMS Securities Limited 2 1 3 33.33
1327 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1328 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1329 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
1330 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1331 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1332 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1333 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1334 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1335 Wanhai Securities (HK) Limited 3 5 8 62.50
1336 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1337 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
1338 Waton Securities International Limited 2 4 6 66.67
1339 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1340 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
1341 Well Link International Securities Limited 2 18 20 90.00
1342 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1343 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1344 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1345 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1346 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
1347 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
1348 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1349 WILBY SECURITIES LIMITED 2 2 4 50.00
1350 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1351 Win Securities Limited 3 4 7 57.14
1352 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1353 WINFULL SECURITIES LIMITED 3 20 23 86.96
1354 WING FAT SECURITIES LIMITED 3 9 12 75.00
1355 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
1356 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1357 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1358 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
1359 WING ON SECURITIES LIMITED 2 8 10 80.00
1360 WING TAK SECURITIES LIMITED 2 0 2 0.00
1361 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1362 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1363 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
1364 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1365 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
1366 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1367 WINTECH SECURITIES LIMITED 4 10 14 71.43
1368 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
1369 Wisetrade Securities Limited 3 10 13 76.92
1370 WM (HK) Limited 2 1293 1295 99.85
1371 WMG Asia Limited 2 2 4 50.00 2007-02-28
1372 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1373 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1374 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1375 WOCOM LIMITED (HK) 4 26 30 86.67
1376 WOCOM SECURITIES LIMITED 5 36 41 87.80
1377 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1378 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
1379 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1380 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1381 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1382 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1383 YF Life Investors Limited 3 96 99 96.97 2004-08-30
1384 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1385 YICKO SECURITIES LIMITED 4 17 21 80.95
1386 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1387 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1388 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1389 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1390 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1391 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1392 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1393 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
1394 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
1395 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1396 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1397 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1398 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1399 Yunfeng Financial Markets Limited 3 4 7 57.14
1400 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1401 Zhongrong International Futures Co., Limited 2 2 4 50.00
1402 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1403 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
1404 Zijing Capital Limited 2 5 7 71.43 2003-05-07
1405 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1405 Average 3.26 24.16 27.43 88.11

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