SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
2 Citigroup Global Markets Asia Limited 23 574 597 96.15
3 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
4 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
5 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
6 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
7 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
8 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
9 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
10 Merrill Lynch Far East Limited 15 346 361 95.84
11 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
12 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
13 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
14 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
15 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
16 BOCI ASIA LIMITED 11 43 54 79.63
17 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
18 KGI ASIA LIMITED 11 283 294 96.26
19 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
20 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
21 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
22 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
23 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
24 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
25 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
26 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
27 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
28 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
29 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
30 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
31 China International Capital Corporation (International) Limited 9 88 97 90.72
32 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
33 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
34 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
35 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
36 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
37 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
38 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
39 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
40 Beevest Securities Limited 8 34 42 80.95 2005-03-07
41 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
42 CES Commodities (HK) Limited 8 345 353 97.73
43 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
44 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
45 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
46 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
47 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
48 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
49 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
50 INVESCO HONG KONG LIMITED 8 42 50 84.00
51 JPMorgan Funds (Asia) Limited 8 84 92 91.30
52 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
53 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
54 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
55 MUSHK Limited 8 39 47 82.98
56 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
57 RBS Asia Corporate Finance Limited 8 37 45 82.22
58 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
59 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
60 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
61 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
62 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
63 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
64 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
65 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
66 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
67 CITIC Securities Futures (HK) Limited 7 100 107 93.46
68 CLSA LIMITED 7 123 130 94.62
69 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
70 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
71 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
72 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
73 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
74 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
75 ICEA CAPITAL LIMITED 7 30 37 81.08
76 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
77 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
78 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
79 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
80 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
81 Polaris Capital (Asia) Limited 7 13 20 65.00
82 Quam Securities Limited 7 53 60 88.33 2004-10-15
83 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
84 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
85 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
86 AIF CAPITAL LIMITED 6 7 13 53.85
87 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
88 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
89 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
90 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
91 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
92 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
93 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
94 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
95 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
96 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
97 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
98 FIL Investment Advisors 6 85 91 93.41
99 GET NICE SECURITIES LIMITED 6 94 100 94.00
100 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
101 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
102 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
103 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
104 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
105 LIM ADVISORS LIMITED 6 8 14 57.14
106 Lion Global Financial Limited 6 99 105 94.29
107 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
108 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
109 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
110 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
111 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
112 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
113 SANFULL SECURITIES LIMITED 6 54 60 90.00
114 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
115 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
116 Shang International Finance Limited 6 15 21 71.43
117 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
118 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
119 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
120 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
121 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
122 VALUE PARTNERS LIMITED 6 31 37 83.78
123 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
124 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
125 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
126 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
127 Amundi Hong Kong Limited 5 27 32 84.38
128 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
129 BOWEN ASIA LIMITED 5 1 6 16.67
130 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
131 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
132 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
133 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
134 CGS International Securities Hong Kong Limited 5 29 34 85.29
135 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
136 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
137 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
138 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
139 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
140 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
141 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
142 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
143 CMB International Global Markets Limited 5 13 18 72.22
144 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
145 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
146 CTBC Asia Limited 5 15 20 75.00 2004-01-14
147 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
148 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
149 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
150 DWS Investments Hong Kong Limited 5 33 38 86.84
151 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
152 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
153 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
154 Fosun International Securities Limited 5 21 26 80.77
155 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
156 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
157 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
158 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
159 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
160 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
161 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
162 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
163 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
164 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
165 HANG SENG SECURITIES LIMITED 5 21 26 80.77
166 HPEF Capital Partners Limited 5 20 25 80.00
167 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
168 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
169 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
170 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
171 INSTINET PACIFIC LIMITED 5 24 29 82.76
172 Joy Silver Limited 5 7 12 58.33
173 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
174 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
175 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
176 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
177 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
178 Mason Securities Limited 5 44 49 89.80
179 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
180 Matrix Securities Limited 5 2 7 28.57
181 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
182 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
183 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
184 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
185 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
186 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
187 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
188 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
189 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
190 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
191 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
192 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
193 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
194 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
195 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
196 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
197 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
198 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
199 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
200 SPS SECURITIES LIMITED 5 16 21 76.19
201 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
202 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
203 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
204 Virtu ITG Hong Kong Limited 5 10 15 66.67
205 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
206 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
207 WOCOM SECURITIES LIMITED 5 36 41 87.80
208 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
209 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
210 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
211 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
212 abrdn Hong Kong Limited 4 3 7 42.86
213 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
214 AIF Securities Limited 4 5 9 55.56 2004-11-02
215 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
216 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
217 Allard Partners Limited 4 4 8 50.00
218 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
219 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
220 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
221 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
222 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
223 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
224 BEA Union Investment Management Limited 4 12 16 75.00
225 BERICH BROKERAGE LIMITED 4 14 18 77.78
226 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
227 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
228 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
229 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
230 CASH Wealth Management Limited 4 53 57 92.98
231 CBH Asia Limited 4 17 21 80.95
232 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
233 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
234 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
235 CES Forex (HK) Limited 4 146 150 97.33
236 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
237 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
238 China Finance KAB Limited 4 8 12 66.67 2004-12-23
239 China Reserve Securities Limited 4 3 7 42.86
240 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
241 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
242 CHONG HING SECURITIES LIMITED 4 54 58 93.10
243 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
244 CLSA FUTURES LIMITED 4 18 22 81.82
245 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
246 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
247 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
248 CORPORATE BROKERS LIMITED 4 81 85 95.29
249 CS Wealth Securities Limited 4 3 7 42.86
250 CSC ASIA LIMITED 4 7 11 63.64
251 CUPOLA CAPITAL LIMITED 4 1 5 20.00
252 CVC Asia Pacific Limited 4 6 10 60.00
253 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
254 DNB Asset Management (Asia) Limited 4 3 7 42.86
255 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
256 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
257 ELSTONE SECURITIES LIMITED 4 13 17 76.47
258 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
259 EMPEROR FUTURES LIMITED 4 66 70 94.29
260 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
261 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
262 FDB Financial Group Limited 4 3 7 42.86
263 FE SECURITIES LIMITED 4 6 10 60.00
264 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
265 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
266 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
267 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
268 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
269 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
270 GAM HONG KONG LIMITED 4 27 31 87.10
271 GAOYU SECURITIES LIMITED 4 14 18 77.78
272 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
273 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
274 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
275 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
276 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
277 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
278 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
279 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
280 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
281 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
282 HPEF Venture Partners Limited 4 5 9 55.56
283 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
284 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
285 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
286 Huajin Corporate Finance (International) Limited 4 9 13 69.23
287 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
288 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
289 Income Partners Asset Management (HK) Limited 4 9 13 69.23
290 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
291 Instinet Alpha Trading Limited 4 2 6 33.33
292 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
293 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
294 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
295 JK Capital Management Limited 4 1 5 20.00
296 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
297 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
298 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
299 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
300 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
301 LUEN SING SECURITIES LIMITED 4 9 13 69.23
302 Mason Futures Limited (HK) 4 27 31 87.10
303 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
304 NEW TREND FUTURES LIMITED 4 6 10 60.00
305 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
306 Newedge Broker Limited 4 66 70 94.29
307 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
308 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
309 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
310 Open Securities Limited 4 11 15 73.33
311 Optima Capital Limited 4 10 14 71.43 2007-10-25
312 PANURGY LIMITED 4 1 5 20.00
313 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
314 PEACE TOWN FOREX LIMITED 4 21 25 84.00
315 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
316 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
317 PineBridge Investments Hong Kong Limited 4 16 20 80.00
318 Planetree Futures Limited 4 6 10 60.00
319 Planetree Securities Limited 4 16 20 80.00
320 Prime Cdex Securities Limited 4 25 29 86.21
321 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
322 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
323 Rich Union Securities (H.K.) Limited 4 43 47 91.49
324 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
325 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
326 RPS INVESTMENT LIMITED 4 10 14 71.43
327 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
328 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
329 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
330 SBI China Capital Commodities Limited 4 14 18 77.78
331 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
332 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
333 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
334 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
335 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
336 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
337 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
338 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
339 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
340 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
341 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
342 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
343 T G HOLBORN (HK) LIMITED 4 57 61 93.44
344 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
345 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
346 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
347 Taiping Securities (HK) Co Limited 4 40 44 90.91
348 Templewater Hong Kong Limited 4 6 10 60.00
349 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
350 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
351 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
352 TRUTH SECURITIES LIMITED 4 2 6 33.33
353 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
354 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
355 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
356 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
357 Value Partners Private Equity Limited 4 4 8 50.00
358 VC CAPITAL LIMITED 4 5 9 55.56
359 VC FUTURES LIMITED 4 44 48 91.67
360 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
361 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
362 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
363 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
364 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
365 WINTECH SECURITIES LIMITED 4 10 14 71.43
366 WOCOM LIMITED (HK) 4 26 30 86.67
367 YICKO SECURITIES LIMITED 4 17 21 80.95
368 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
369 3V Capital Limited 3 3 6 50.00 2005-07-18
370 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
371 Absolute Investment Management (HK) Limited 3 1 4 25.00
372 ACM ASIA LIMITED 3 0 3 0.00
373 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
374 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
375 ADMIS Hong Kong Limited 3 17 20 85.00
376 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
377 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
378 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
379 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
380 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
381 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
382 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
383 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
384 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
385 ALTUS CAPITAL LIMITED 3 1 4 25.00
386 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
387 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
388 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
389 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
390 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
391 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
392 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
393 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
394 Axis Capital Management Limited 3 0 3 0.00
395 BALI SECURITIES CO. LIMITED 3 0 3 0.00
396 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
397 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
398 Belvest Investment Services Limited 3 14 17 82.35
399 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
400 Bentley Capital Limited (HK) 3 0 3 0.00
401 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
402 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
403 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
404 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
405 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
406 BOCI RESEARCH LIMITED 3 31 34 91.18
407 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
408 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
409 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
410 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
411 Bradbury Securities Limited 3 7 10 70.00
412 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
413 Bright Fund Management Limited 3 11 14 78.57
414 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
415 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
416 CAIIS Limited 3 20 23 86.96 2006-05-23
417 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
418 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
419 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
420 CC Finance Limited 3 13 16 81.25 2006-04-20
421 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
422 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
423 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
424 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
425 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
426 CERES CAPITAL LIMITED 3 0 3 0.00
427 CES International Commodities (HK) Limited 3 7 10 70.00
428 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
429 Chanceton Capital Partners Limited 3 0 3 0.00
430 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
431 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
432 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
433 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
434 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
435 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
436 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
437 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
438 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
439 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
440 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
441 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
442 China Tonghai (IA) Limited 3 9 12 75.00
443 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
444 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
445 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
446 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
447 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
448 CHUANGS & CO. LIMITED 3 1 4 25.00
449 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
450 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
451 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
452 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
453 Citadel Asia Limited 3 41 44 93.18 2005-10-21
454 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
455 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
456 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
457 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
458 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
459 COL Securities (HK) Limited 3 1 4 25.00
460 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
461 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
462 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
463 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
464 CSC FUTURES (HK) LIMITED 3 22 25 88.00
465 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
466 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
467 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
468 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
469 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
470 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
471 DL BROKERAGE LIMITED 3 18 21 85.71
472 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
473 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
474 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
475 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
476 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
477 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
478 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
479 Everbright Securities Global (HK) Limited 3 8 11 72.73
480 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
481 EVERHOT SECURITIES LIMITED 3 8 11 72.73
482 EWARTON SECURITIES LIMITED 3 17 20 85.00
483 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
484 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
485 Finet Securities Limited 3 4 7 57.14
486 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
487 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
488 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
489 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
490 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
491 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
492 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
493 FT Securities Limited 3 77 80 96.25 2005-09-22
494 Fubon Capital (HK) Limited 3 3 6 50.00
495 Funderstone Securities Limited 3 45 48 93.75
496 FWD Financial Planning Limited (HK) 3 66 69 95.65
497 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
498 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
499 GCAM Limited 3 1 4 25.00 2004-10-19
500 GCIS LIMITED 3 0 3 0.00 2007-05-16
501 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
502 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
503 GET NICE CAPITAL LIMITED 3 0 3 0.00
504 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
505 GIGA (HONG KONG) LIMITED 3 7 10 70.00
506 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
507 Glory Sun Securities Limited 3 20 23 86.96
508 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
509 Goldbridge Securities Limited 3 3 6 50.00
510 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
511 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
512 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
513 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
514 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
515 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
516 Hao Tian International Securities Limited 3 7 10 70.00
517 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
518 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
519 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
520 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
521 HENYEP SECURITIES LIMITED 3 18 21 85.71
522 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
523 HING WONG SECURITIES LIMITED 3 13 16 81.25
524 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
525 HOI SANG SECURITIES LIMITED 3 2 5 40.00
526 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
527 Hong Kong Stock Link Securities Limited 3 7 10 70.00
528 HOORAY SECURITIES LIMITED 3 1 4 25.00
529 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
530 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
531 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
532 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
533 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
534 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
535 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
536 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
537 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
538 HSZ (HONG KONG) LIMITED 3 2 5 40.00
539 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
540 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
541 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
542 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
543 iBest Securities Company Limited 3 7 10 70.00
544 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
545 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
546 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
547 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
548 iFAST Securities (HK) Limited 3 3 6 50.00
549 Imagi Brokerage Limited 3 5 8 62.50
550 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
551 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
552 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
553 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
554 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
555 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
556 iTTa Capital Limited 3 2 5 40.00 2003-05-29
557 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
558 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
559 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
560 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
561 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
562 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
563 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
564 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
565 KAISER FUTURES LIMITED 3 26 29 89.66
566 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
567 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
568 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
569 KB Securities Hong Kong Limited 3 5 8 62.50
570 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
571 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
572 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
573 KINGSTON SECURITIES LIMITED 3 49 52 94.23
574 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
575 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
576 LAMTEX SECURITIES LIMITED 3 10 13 76.92
577 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
578 LBN Advisers Limited 3 0 3 0.00 2007-09-13
579 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
580 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
581 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
582 LEHIN SECURITIES LIMITED 3 24 27 88.89
583 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
584 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
585 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
586 LUEN HING SECURITIES LIMITED 3 7 10 70.00
587 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
588 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
589 M&F Asset Management Limited 3 10 13 76.92
590 Mackenzie Investments Asia Limited 3 3 6 50.00
591 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
592 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
593 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
594 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
595 MANGO FINANCIAL LIMITED 3 12 15 80.00
596 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
597 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
598 MCP Holdings Limited (HK) 3 7 10 70.00
599 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
600 Merdeka Securities Limited 3 2 5 40.00
601 Metaverse Securities Limited (HK) 3 3 6 50.00
602 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
603 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
604 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
605 Minerva Holding Financial Securities Limited 3 9 12 75.00
606 MING HON SECURITIES LIMITED 3 1 4 25.00
607 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
608 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
609 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
610 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
611 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
612 Neutral Financial Holding Company Limited 3 6 9 66.67
613 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
614 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
615 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
616 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
617 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
618 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
619 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
620 Nuada Limited 3 1 4 25.00 2004-01-15
621 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
622 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
623 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
624 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
625 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
626 ONSHINE SECURITIES LIMITED 3 11 14 78.57
627 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
628 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
629 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
630 Pacific Sun Advisors Limited 3 0 3 0.00
631 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
632 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
633 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
634 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
635 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
636 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
637 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
638 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
639 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
640 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
641 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
642 PineBridge Investments Asia Limited 3 35 38 92.11
643 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
644 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
645 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
646 PO SANG SECURITIES LIMITED 3 12 15 80.00
647 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
648 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
649 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
650 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
651 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
652 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
653 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
654 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
655 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
656 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
657 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
658 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
659 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
660 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
661 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
662 Rifa Securities Limited 3 7 10 70.00
663 ROCIM Limited 3 0 3 0.00 2007-06-29
664 ROOFER SECURITIES LIMITED 3 9 12 75.00
665 ROSA SECURITIES LIMITED 3 4 7 57.14
666 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
667 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
668 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
669 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
670 SBI China Capital Securities Limited 3 31 34 91.18
671 SDHG International Securities Limited 3 7 10 70.00
672 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
673 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
674 SHACOM FUTURES LIMITED 3 2 5 40.00
675 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
676 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
677 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
678 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
679 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
680 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
681 Silk Road International Capital Limited 3 1 4 25.00
682 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
683 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
684 Sinofortune Financial Capital Limited 3 1 4 25.00
685 Sinofortune Securities Limited 3 7 10 70.00
686 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
687 SJS Markets Limited 3 6 9 66.67 2005-03-02
688 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
689 SOLID KING SECURITIES LIMITED 3 7 10 70.00
690 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
691 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
692 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
693 SPDB International Holdings Limited 3 0 3 0.00
694 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
695 St. James's Place (Hong Kong) Limited 3 10 13 76.92
696 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
697 Standard Commodities (Asia) Limited 3 4 7 57.14
698 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
699 Stellar Securities Limited 3 1 4 25.00
700 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
701 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
702 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
703 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
704 SUN'S FUTURE LIMITED 3 3 6 50.00
705 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
706 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
707 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
708 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
709 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
710 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
711 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
712 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
713 TANG KEE SECURITIES LIMITED 3 3 6 50.00
714 TANG PING KONG LIMITED 3 7 10 70.00
715 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
716 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
717 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
718 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
719 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
720 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
721 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
722 Tokio Marine Investment Services, Limited 3 3 6 50.00
723 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
724 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
725 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
726 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
727 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
728 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
729 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
730 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
731 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
732 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
733 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
734 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
735 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
736 VC BROKERAGE LIMITED 3 73 76 96.05
737 VC International Asset Management Limited 3 2 5 40.00
738 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
739 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
740 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
741 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
742 WAH THAI SECURITIES LIMITED 3 2 5 40.00
743 Wanhai Securities (HK) Limited 3 5 8 62.50
744 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
745 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
746 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
747 Win Securities Limited 3 4 7 57.14
748 WINFULL SECURITIES LIMITED 3 20 23 86.96
749 WING FAT SECURITIES LIMITED 3 9 12 75.00
750 WING FUNG SECURITIES LIMITED 3 11 14 78.57
751 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
752 Wisetrade Securities Limited 3 10 13 76.92
753 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
754 YF Life Investors Limited 3 96 99 96.97 2004-08-30
755 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
756 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
757 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
758 Yunfeng Financial Markets Limited 3 4 7 57.14
759 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
760 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
761 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
762 AASTOCKS.COM LIMITED 2 0 2 0.00
763 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
764 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
765 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
766 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
767 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
768 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
769 ADM SECURITIES LIMITED 2 0 2 0.00
770 Aevitas Securities Limited 2 4 6 66.67
771 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
772 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
773 AJ Securities Limited 2 6 8 75.00
774 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
775 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
776 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
777 Alpha Nova Capital Management Limited 2 1 3 33.33
778 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
779 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
780 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
781 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
782 AM Squared Limited 2 10 12 83.33 2005-06-30
783 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
784 ANGUS MOORE LIMITED 2 17 19 89.47
785 Anli Securities Limited 2 7 9 77.78
786 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
787 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
788 Anuenue Securities Limited 2 5 7 71.43
789 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
790 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
791 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
792 Arta Global Futures Limited 2 2 4 50.00
793 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
794 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
795 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
796 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
797 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
798 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
799 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
800 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
801 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
802 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
803 Averest Capital Limited 2 3 5 60.00
804 Avia Asset Management Limited 2 1 3 33.33
805 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
806 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
807 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
808 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
809 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
810 BEAR BRIGHT LIMITED 2 3 5 60.00
811 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
812 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
813 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
814 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
815 Black Marble Securities Limited 2 3 5 60.00
816 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
817 BLOOMYEARS LIMITED 2 3 5 60.00
818 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
819 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
820 BOKHARY SECURITIES LIMITED 2 6 8 75.00
821 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
822 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
823 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
824 Broadway Wealth Management Limited 2 4 6 66.67
825 BROOKE CAPITAL LIMITED 2 1 3 33.33
826 BULLISH SECURITIES LIMITED 2 10 12 83.33
827 BUSINESS FUTURES LIMITED 2 8 10 80.00
828 BUSINESS SECURITIES LIMITED 2 17 19 89.47
829 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
830 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
831 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
832 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
833 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
834 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
835 Capital International, Inc. 2 8 10 80.00 2007-07-03
836 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
837 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
838 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
839 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
840 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
841 CCB Securities Limited 2 4 6 66.67
842 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
843 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
844 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
845 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
846 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
847 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
848 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
849 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
850 ChapmanCraig Limited 2 2 4 50.00
851 CHEETAH ADVISORS LIMITED 2 0 2 0.00
852 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
853 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
854 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
855 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
856 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
857 China Access Advisors Limited 2 0 2 0.00 2005-10-21
858 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
859 China Enterprise Securities Company Limited 2 1 3 33.33
860 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
861 China Finance Holdings Limited 2 1 3 33.33
862 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
863 China Integrity Investment Limited 2 3 5 60.00
864 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
865 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
866 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
867 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
868 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
869 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
870 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
871 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
872 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
873 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
874 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
875 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
876 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
877 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
878 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
879 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
880 CLSA RESEARCH LIMITED 2 104 106 98.11
881 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
882 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
883 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
884 COMGEST FAR EAST LIMITED 2 2 4 50.00
885 COMMENCE COMPANY LIMITED 2 0 2 0.00
886 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
887 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
888 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
889 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
890 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
891 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
892 CTW SECURITIES LIMITED 2 3 5 60.00
893 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
894 CVP Securities Limited 2 40 42 95.24 2004-07-09
895 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
896 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
897 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
898 D.J. SECURITIES LIMITED 2 0 2 0.00
899 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
900 DAH SING SECURITIES LIMITED 2 2 4 50.00
901 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
902 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
903 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
904 Delta Asia Wealth Management Limited 2 1 3 33.33
905 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
906 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
907 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
908 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
909 EAA SECURITIES LIMITED 2 2 4 50.00
910 EAST ASIA FUTURES LIMITED 2 11 13 84.62
911 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
912 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
913 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
914 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
915 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
916 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
917 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
918 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
919 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
920 ENZARD LIMITED 2 0 2 0.00 2004-05-21
921 EQT Partners Asia Limited 2 3 5 60.00
922 Essence International Financial Holdings Limited 2 19 21 90.48
923 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
924 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
925 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
926 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
927 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
928 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
929 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
930 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
931 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
932 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
933 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
934 F. R. ZIMMERN LIMITED 2 3 5 60.00
935 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
936 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
937 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
938 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
939 FAIRWIN BROKING LIMITED 2 5 7 71.43
940 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
941 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
942 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
943 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
944 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
945 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
946 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
947 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
948 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
949 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
950 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
951 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
952 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
953 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
954 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
955 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
956 FULL WIN SECURITIES LIMITED 2 1 3 33.33
957 FULLJET SECURITIES LIMITED 2 0 2 0.00
958 Funderstone Futures Limited 2 40 42 95.24
959 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
960 GAYANG SECURITIES LIMITED 2 21 23 91.30
961 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
962 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
963 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
964 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
965 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
966 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
967 GLS SECURITIES LIMITED 2 5 7 71.43
968 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
969 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
970 Goldin Equities Limited 2 1 3 33.33
971 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
972 Goldyard Capital Limited 2 6 8 75.00
973 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
974 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
975 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
976 Grand Cartel Securities Company Limited 2 3 5 60.00
977 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
978 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
979 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
980 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
981 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
982 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
983 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
984 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
985 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
986 Grit Securities Limited 2 2 4 50.00
987 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
988 GT CAPITAL LIMITED 2 6 8 75.00
989 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
990 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
991 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
992 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
993 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
994 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
995 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
996 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
997 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
998 HANG SENG FUTURES LIMITED 2 6 8 75.00
999 HANG TAI SECURITIES LIMITED 2 13 15 86.67
1000 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
1001 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1002 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1003 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1004 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1005 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1006 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1007 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
1008 HENIK SECURITIES LIMITED 2 10 12 83.33
1009 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
1010 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1011 HERMES SECURITIES LIMITED 2 7 9 77.78
1012 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
1013 HIP HING SECURITIES LIMITED 2 2 4 50.00
1014 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
1015 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1016 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
1017 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1018 Hongkong Bay Securities Limited 2 7 9 77.78
1019 HOORAY CAPITAL LIMITED 2 0 2 0.00
1020 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1021 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1022 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
1023 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
1024 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
1025 Huayu Securities Limited 2 7 9 77.78
1026 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1027 HUNG SING FUTURES LIMITED 2 3 5 60.00
1028 HUNG SING SECURITIES LIMITED 2 18 20 90.00
1029 iBest Consultants Limited 2 61 63 96.83
1030 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
1031 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
1032 IMARKETS LIMITED 2 1 3 33.33
1033 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1034 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
1035 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1036 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1037 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1038 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1039 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
1040 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
1041 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1042 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
1043 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
1044 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1045 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
1046 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1047 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1048 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1049 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1050 iVenture Investment Management Limited 2 1 3 33.33
1051 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
1052 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
1053 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1054 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
1055 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1056 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1057 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1058 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
1059 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1060 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
1061 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1062 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1063 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1064 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
1065 JVSakk Asia Limited 2 1 3 33.33
1066 K.K.M. SECURITIES LIMITED 2 7 9 77.78
1067 Kaiser KT Capital Limited 2 1 3 33.33
1068 KAISER SECURITIES LIMITED 2 21 23 91.30
1069 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
1070 Kam Wah Investments Limited 2 3 5 60.00
1071 KARFORD SECURITIES LIMITED 2 0 2 0.00
1072 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
1073 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1074 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
1075 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1076 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
1077 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1078 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1079 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
1080 KGI Asset Management Limited 2 1 3 33.33
1081 KILMOREY SECURITIES LIMITED 2 5 7 71.43
1082 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1083 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1084 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
1085 KINGSTON FUTURES LIMITED 2 15 17 88.24
1086 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
1087 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
1088 KMT SECURITIES LIMITED 2 7 9 77.78
1089 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1090 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1091 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1092 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1093 KWOK HING SECURITIES LIMITED 2 4 6 66.67
1094 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1095 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
1096 LAU & COMPANY LIMITED 2 0 2 0.00
1097 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
1098 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
1099 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1100 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
1101 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1102 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1103 Lombard Investments (HK) Limited 2 0 2 0.00
1104 Longitude Asia Limited 2 4 6 66.67
1105 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
1106 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
1107 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1108 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1109 Lynx Portfolio Limited 2 1 3 33.33
1110 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1111 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1112 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1113 MALAHON SECURITIES LIMITED 2 12 14 85.71
1114 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1115 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1116 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1117 MARC FABER LIMITED 2 0 2 0.00
1118 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
1119 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1120 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
1121 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1122 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1123 MEAG Hong Kong Limited 2 3 5 60.00
1124 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1125 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1126 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
1127 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1128 MESSIS CAPITAL LIMITED 2 1 3 33.33
1129 MFG Limited (HK) 2 1 3 33.33 2006-07-17
1130 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
1131 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1132 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
1133 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1134 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
1135 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1136 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
1137 MORTON SECURITIES LIMITED 2 3 5 60.00
1138 MTF SECURITIES LIMITED 2 18 20 90.00
1139 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1140 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
1141 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1142 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
1143 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1144 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1145 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
1146 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1147 Nittan Securities Asia Limited 2 3 5 60.00
1148 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1149 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1150 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1151 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1152 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
1153 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
1154 OnePlatform Securities Limited 2 29 31 93.55
1155 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1156 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
1157 Open Asset Management Limited 2 0 2 0.00
1158 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1159 Oreana Financial Services Limited 2 4 6 66.67
1160 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
1161 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
1162 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
1163 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
1164 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1165 Oshidori Corporate Finance Limited 2 1 3 33.33
1166 Oshidori Securities Limited 2 6 8 75.00
1167 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1168 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
1169 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1170 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1171 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1172 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1173 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
1174 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1175 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1176 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1177 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1178 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1179 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
1180 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
1181 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
1182 PGIM (Hong Kong) Limited 2 0 2 0.00
1183 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
1184 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
1185 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1186 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1187 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
1188 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
1189 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
1190 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
1191 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
1192 PO LEE SECURITIES LIMITED 2 3 5 60.00
1193 Polen Capital HK Limited 2 0 2 0.00
1194 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
1195 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1196 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1197 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
1198 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1199 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
1200 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1201 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1202 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
1203 Proton Capital Limited 2 0 2 0.00 2007-10-16
1204 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1205 Public Financial Securities Limited 2 8 10 80.00
1206 Public Securities Limited 2 4 6 66.67
1207 QUAM FUTURES LIMITED 2 0 2 0.00
1208 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1209 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1210 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1211 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
1212 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1213 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1214 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1215 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1216 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1217 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1218 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
1219 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
1220 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1221 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1222 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1223 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
1224 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1225 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1226 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1227 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1228 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
1229 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
1230 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1231 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1232 SBI China Capital Financial Services Limited 2 13 15 86.67
1233 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
1234 SCM CHINA LIMITED 2 0 2 0.00
1235 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
1236 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
1237 SEEKERS MARKETS LIMITED 2 10 12 83.33
1238 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
1239 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1240 Shacom Securities Limited 2 14 16 87.50
1241 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1242 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
1243 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1244 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1245 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
1246 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1247 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1248 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1249 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1250 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
1251 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1252 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
1253 SIU ON SECURITIES LIMITED 2 4 6 66.67
1254 SKY WARD ASIA LIMITED 2 0 2 0.00
1255 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1256 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1257 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1258 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1259 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1260 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1261 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1262 SPS COMMODITIES LIMITED 2 7 9 77.78
1263 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1264 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1265 STANDARD & POOR'S, LLC 2 2 4 50.00
1266 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1267 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
1268 Success Securities Limited 2 29 31 93.55
1269 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1270 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
1271 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
1272 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1273 Sun Life Hong Kong Limited 2 425 427 99.53
1274 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1275 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1276 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
1277 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1278 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1279 T & F Equities Limited 2 2 4 50.00 2005-11-23
1280 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1281 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
1282 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1283 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1284 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1285 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1286 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1287 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1288 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1289 TC Investment Management (Asia) Limited 2 0 2 0.00
1290 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
1291 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1292 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1293 Tensant Securities Limited 2 3 5 60.00 2004-08-25
1294 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
1295 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1296 THING ON SECURITIES LIMITED 2 6 8 75.00
1297 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1298 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1299 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
1300 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1301 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
1302 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
1303 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1304 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1305 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1306 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1307 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1308 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1309 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1310 TVC MANAGEMENT LIMITED 2 0 2 0.00
1311 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1312 Tyche Group Limited 2 8 10 80.00
1313 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1314 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1315 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1316 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1317 United Securities Limited (HK) 2 4 6 66.67
1318 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1319 Vantum Futures Limited 2 2 4 50.00
1320 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
1321 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1322 VERCAP Financial Services Limited 2 0 2 0.00
1323 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1324 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1325 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
1326 VMS Securities Limited 2 1 3 33.33
1327 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1328 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1329 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
1330 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1331 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1332 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1333 Waton Securities International Limited 2 4 6 66.67
1334 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1335 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
1336 Well Link International Securities Limited 2 18 20 90.00
1337 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1338 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1339 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1340 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1341 WILBY SECURITIES LIMITED 2 2 4 50.00
1342 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1343 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1344 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
1345 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1346 WING ON SECURITIES LIMITED 2 8 10 80.00
1347 WING TAK SECURITIES LIMITED 2 0 2 0.00
1348 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1349 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
1350 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1351 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1352 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
1353 WM (HK) Limited 2 1293 1295 99.85
1354 WMG Asia Limited 2 2 4 50.00 2007-02-28
1355 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1356 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1357 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1358 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1359 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
1360 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1361 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1362 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1363 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1364 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1365 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1366 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1367 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1368 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1369 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1370 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1371 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1372 Zhongrong International Futures Co., Limited 2 2 4 50.00
1373 Zijing Capital Limited 2 5 7 71.43 2003-05-07
1374 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1375 313 Capital Management Limited 1 2 3 66.67
1376 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
1377 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
1378 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1379 Beijing Securities Limited 1 0 1 0.00
1380 CBRE Investment Management (Asia) Limited 1 4 5 80.00
1381 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1382 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1383 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
1384 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1385 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1386 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1387 Funderstone Asset Management (HK) Limited 1 1 2 50.00
1388 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
1389 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1390 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1391 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
1392 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
1393 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
1394 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1395 ORIENT SECURITIES LIMITED 1 13 14 92.86
1396 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
1397 Redford Asset Management Limited 1 1 2 50.00
1398 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1399 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1400 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
1401 TSE'S SECURITIES LIMITED 1 28 29 96.55
1402 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
1403 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
1404 RBS Asia Futures Limited 0 3 3 100.00
1405 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
1405 Average 3.26 24.16 27.43 88.11

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