SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
2 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
3 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
4 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
5 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
6 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
7 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
8 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
9 HOORAY CAPITAL LIMITED 1 0 1 0.00
10 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
11 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
12 Redford Asset Management Limited 1 0 1 0.00
13 SANSTON FINANCIAL GROUP LIMITED 1 0 1 0.00 2007-06-12
14 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
15 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
16 AASTOCKS.COM LIMITED 2 0 2 0.00
17 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
18 ACM ASIA LIMITED 2 0 2 0.00
19 ADM SECURITIES LIMITED 2 0 2 0.00
20 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
21 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
22 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
23 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
24 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
25 Apus Investments Limited 2 0 2 0.00 2008-09-04
26 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
27 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
28 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
29 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
30 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
31 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
32 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
33 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
34 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
35 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
36 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
37 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
38 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
39 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
40 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
41 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
42 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
43 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
44 CBRE Investment Management (Asia) Limited 0 2 2 100.00
45 CERES CAPITAL LIMITED 2 0 2 0.00
46 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
47 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
48 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
49 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
50 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
51 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
52 China Access Advisors Limited 2 0 2 0.00 2005-10-21
53 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
54 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
55 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
56 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
57 COMMENCE COMPANY LIMITED 2 0 2 0.00
58 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
59 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
60 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
61 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
62 D.J. SECURITIES LIMITED 2 0 2 0.00
63 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
64 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
65 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
66 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
67 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
68 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
69 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
70 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
71 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
72 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
73 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
74 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
75 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
76 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
77 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
78 FULLJET SECURITIES LIMITED 2 0 2 0.00
79 GET NICE CAPITAL LIMITED 2 0 2 0.00
80 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
81 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
82 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
83 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
84 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
85 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
86 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
87 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
88 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
89 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
90 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
91 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
92 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
93 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
94 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
95 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
96 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
97 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
98 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
99 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
100 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
101 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
102 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
103 Instinet Alpha Trading Limited 2 0 2 0.00
104 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
105 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
106 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
107 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
108 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
109 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
110 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
111 JOINCAP CAPITAL LIMITED 2 0 2 0.00
112 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
113 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
114 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
115 KARFORD SECURITIES LIMITED 2 0 2 0.00
116 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
117 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
118 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
119 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
120 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
121 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
122 LAU & COMPANY LIMITED 2 0 2 0.00
123 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
124 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
125 Lombard Investments (HK) Limited 2 0 2 0.00
126 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
127 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
128 MANDARIN VP (HK) LIMITED 2 0 2 0.00
129 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
130 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
131 Marbury Investment Limited 2 0 2 0.00 2007-04-13
132 MARC FABER LIMITED 2 0 2 0.00
133 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
134 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
135 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
136 Milma & Co. Limited 2 0 2 0.00 2008-09-24
137 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
138 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
139 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
140 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
141 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
142 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
143 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
144 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
145 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
146 Open Asset Management Limited 2 0 2 0.00
147 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
148 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
149 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
150 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
151 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
152 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
153 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
154 PANURGY LIMITED 1 1 2 50.00
155 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
156 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
157 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
158 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
159 Polen Capital HK Limited 2 0 2 0.00
160 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
161 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
162 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
163 Proton Capital Limited 2 0 2 0.00 2007-10-16
164 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
165 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
166 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
167 Rifa Futures Limited 2 0 2 0.00 2008-12-01
168 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
169 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
170 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
171 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
172 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
173 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
174 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
175 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
176 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
177 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
178 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
179 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
180 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
181 STI Asset Management Limited 2 0 2 0.00 2008-10-22
182 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
183 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
184 T. M. MANAGEMENT LIMITED 2 0 2 0.00
185 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
186 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
187 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
188 TR Advisors Limited 2 0 2 0.00 2008-12-02
189 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
190 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
191 TVC MANAGEMENT LIMITED 2 0 2 0.00
192 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
193 VBG Capital Limited 2 0 2 0.00 2008-11-11
194 VERCAP Financial Services Limited 2 0 2 0.00
195 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
196 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
197 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
198 WELLAM INVESTMENT LIMITED 2 0 2 0.00
199 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
200 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
201 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
202 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
203 313 Capital Management Limited 1 2 3 66.67
204 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
205 Absolute Investment Management (HK) Limited 2 1 3 33.33
206 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
207 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
208 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
209 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
210 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
211 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
212 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
213 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
214 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
215 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
216 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
217 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
218 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
219 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
220 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
221 BALI SECURITIES CO. LIMITED 3 0 3 0.00
222 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
223 Bentley Capital Limited (HK) 3 0 3 0.00
224 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
225 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
226 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
227 BROOKE CAPITAL LIMITED 2 1 3 33.33
228 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
229 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
230 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
231 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
232 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
233 ChapmanCraig Limited 2 1 3 33.33
234 CHEETAH ADVISORS LIMITED 2 1 3 33.33
235 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
236 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
237 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
238 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
239 China Integrity Investment Limited 2 1 3 33.33
240 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
241 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
242 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
243 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
244 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
245 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
246 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
247 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
248 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
249 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
250 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
251 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
252 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
253 EAA SECURITIES LIMITED 2 1 3 33.33
254 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
255 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
256 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
257 ENZARD LIMITED 2 1 3 33.33 2004-05-21
258 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
259 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
260 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
261 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
262 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
263 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
264 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
265 Fubon Capital (HK) Limited 1 2 3 66.67
266 FULL WIN SECURITIES LIMITED 2 1 3 33.33
267 Funderstone Asset Management (HK) Limited 2 1 3 33.33
268 GCIS LIMITED 3 0 3 0.00 2007-05-16
269 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
270 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
271 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
272 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
273 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
274 HOORAY SECURITIES LIMITED 2 1 3 33.33
275 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
276 HSZ (HONG KONG) LIMITED 2 1 3 33.33
277 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
278 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
279 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
280 IMARKETS LIMITED 2 1 3 33.33
281 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
282 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
283 iVenture Investment Management Limited 2 1 3 33.33
284 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
285 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
286 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
287 JVSakk Asia Limited 2 1 3 33.33
288 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
289 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
290 KGI Asset Management Limited 2 1 3 33.33
291 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
292 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
293 LBN Advisers Limited 3 0 3 0.00 2007-09-13
294 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
295 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
296 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
297 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
298 Lynx Portfolio Limited 2 1 3 33.33
299 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
300 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
301 MESSIS CAPITAL LIMITED 2 1 3 33.33
302 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
303 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
304 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
305 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
306 Oshidori Corporate Finance Limited 2 1 3 33.33
307 Pacific Sun Advisors Limited 3 0 3 0.00
308 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
309 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
310 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
311 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
312 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
313 PRIVATE CAPITAL LIMITED 2 1 3 33.33
314 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
315 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
316 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
317 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
318 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
319 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
320 ROCIM Limited 3 0 3 0.00 2007-06-29
321 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
322 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
323 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
324 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
325 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
326 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
327 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
328 Silk Road International Capital Limited 3 0 3 0.00
329 Sinofortune Financial Capital Limited 2 1 3 33.33
330 SKY WARD ASIA LIMITED 2 1 3 33.33
331 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
332 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
333 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
334 SPDB International Holdings Limited 3 0 3 0.00
335 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
336 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
337 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
338 T & F Equities Limited 2 1 3 33.33 2005-11-23
339 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
340 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
341 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
342 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
343 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
344 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
345 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
346 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
347 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
348 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
349 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
350 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
351 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
352 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
353 VMS Securities Limited 3 0 3 0.00
354 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
355 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
356 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
357 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
358 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
359 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
360 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
361 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
362 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
363 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
364 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
365 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
366 Arta Global Futures Limited 2 2 4 50.00
367 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
368 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
369 Avia Asset Management Limited 1 3 4 75.00
370 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
371 Axis Capital Management Limited 2 2 4 50.00
372 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
373 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
374 BLOOMYEARS LIMITED 2 2 4 50.00
375 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
376 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
377 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
378 Celera Markets Limited 2 2 4 50.00 2008-08-12
379 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
380 China Enterprise Securities Company Limited 2 2 4 50.00
381 China Finance Holdings Limited 2 2 4 50.00
382 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
383 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
384 CHUANGS & CO. LIMITED 3 1 4 25.00
385 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
386 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
387 COL Securities (HK) Limited 2 2 4 50.00
388 COMGEST FAR EAST LIMITED 2 2 4 50.00
389 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
390 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
391 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
392 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
393 CUPOLA CAPITAL LIMITED 3 1 4 25.00
394 Delta Asia Wealth Management Limited 2 2 4 50.00
395 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
396 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
397 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
398 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
399 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
400 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
401 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
402 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
403 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
404 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
405 GCAM Limited 2 2 4 50.00 2004-10-19
406 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
407 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
408 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
409 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
410 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
411 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
412 Grit Securities Limited 2 2 4 50.00
413 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
414 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
415 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
416 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
417 HIP HING SECURITIES LIMITED 2 2 4 50.00
418 HOI SANG SECURITIES LIMITED 2 2 4 50.00
419 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
420 HOU TAK SECURITIES LIMITED 2 2 4 50.00
421 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
422 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
423 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
424 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
425 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
426 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
427 INTERCHINA FUTURES LIMITED 2 2 4 50.00
428 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
429 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
430 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
431 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
432 Kaiser KT Capital Limited 3 1 4 25.00
433 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
434 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
435 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
436 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
437 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
438 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
439 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
440 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
441 Merdeka Securities Limited 3 1 4 25.00
442 MING HON SECURITIES LIMITED 3 1 4 25.00
443 MLI LIMITED (d2018-03-29) 2 2 4 50.00
444 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
445 Nittan Securities Asia Limited 2 2 4 50.00
446 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
447 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
448 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
449 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
450 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
451 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
452 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
453 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
454 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
455 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
456 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
457 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
458 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
459 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
460 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
461 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
462 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
463 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
464 STANDARD & POOR'S, LLC 2 2 4 50.00
465 Stellar Securities Limited 3 1 4 25.00
466 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
467 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
468 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
469 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
470 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
471 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
472 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
473 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
474 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
475 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
476 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
477 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
478 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
479 Vantum Futures Limited 2 2 4 50.00
480 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
481 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
482 WAI FAT SECURITIES LIMITED 2 2 4 50.00
483 WILBY SECURITIES LIMITED 2 2 4 50.00
484 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
485 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
486 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
487 Zhongrong International Futures Co., Limited 3 1 4 25.00
488 Zijing Capital Limited 2 2 4 50.00 2003-05-07
489 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
490 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
491 Alpha Nova Capital Management Limited 4 1 5 20.00
492 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
493 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
494 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
495 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
496 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
497 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
498 BEAR BRIGHT LIMITED 3 2 5 40.00
499 Black Marble Securities Limited 2 3 5 60.00
500 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
501 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
502 CCB Securities Limited 2 3 5 60.00
503 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
504 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
505 Chanceton Capital Partners Limited 3 2 5 40.00
506 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
507 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
508 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
509 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
510 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
511 CSC ASIA LIMITED 2 3 5 60.00
512 CTW SECURITIES LIMITED 2 3 5 60.00
513 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
514 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
515 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
516 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
517 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
518 F. R. ZIMMERN LIMITED 2 3 5 60.00
519 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
520 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
521 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
522 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
523 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
524 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
525 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
526 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
527 Goldbridge Securities Limited 3 2 5 40.00
528 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
529 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
530 Goldin Equities Limited 2 3 5 60.00 2008-12-17
531 Grand Cartel Securities Company Limited 2 3 5 60.00
532 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
533 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
534 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
535 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
536 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
537 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
538 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
539 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
540 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
541 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
542 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
543 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
544 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
545 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
546 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
547 Kam Wah Investments Limited 2 3 5 60.00
548 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
549 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
550 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
551 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
552 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
553 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
554 MAGUSTA FUTURES LIMITED 2 3 5 60.00
555 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
556 MEAG Hong Kong Limited 2 3 5 60.00
557 MEGABASE SECURITIES LIMITED 2 3 5 60.00
558 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
559 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
560 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
561 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
562 MORTON SECURITIES LIMITED 2 3 5 60.00
563 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
564 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
565 Nuada Limited 2 3 5 60.00 2004-01-15
566 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
567 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
568 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
569 Permira Advisers Limited 2 3 5 60.00 2008-08-19
570 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
571 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
572 PO LEE SECURITIES LIMITED 2 3 5 60.00
573 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
574 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
575 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
576 RBS Asia Futures Limited 2 3 5 60.00
577 Redwood Peak Limited 2 3 5 60.00 2007-10-05
578 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
579 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
580 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
581 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
582 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
583 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
584 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
585 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
586 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
587 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
588 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
589 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
590 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
591 TAIFAIR FUTURES LIMITED 2 3 5 60.00
592 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
593 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
594 United Securities Limited 2 3 5 60.00
595 VC International Asset Management Limited 3 2 5 40.00
596 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
597 WAH THAI SECURITIES LIMITED 3 2 5 40.00
598 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
599 Waton Securities International Limited 2 3 5 60.00
600 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
601 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
602 YARDLEY SECURITIES LIMITED 2 3 5 60.00
603 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
604 3V Capital Limited 3 3 6 50.00 2005-07-18
605 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
606 Aevitas Securities Limited 2 4 6 66.67
607 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
608 Allard Partners Limited 3 3 6 50.00
609 ALTUS CAPITAL LIMITED 3 3 6 50.00
610 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
611 ARA Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
612 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
613 Averest Capital Limited 2 4 6 66.67
614 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
615 Beijing Securities Limited 4 2 6 33.33 2008-11-07
616 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
617 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
618 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
619 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
620 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
621 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
622 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
623 China Reserve Securities Limited 4 2 6 33.33
624 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
625 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
626 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
627 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
628 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
629 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
630 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
631 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
632 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
633 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
634 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
635 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
636 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
637 HUNG SING FUTURES LIMITED 2 4 6 66.67
638 iFAST Securities (HK) Limited 3 3 6 50.00
639 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
640 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
641 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
642 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
643 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
644 Longitude Asia Limited 3 3 6 50.00
645 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
646 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
647 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
648 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
649 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
650 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
651 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
652 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
653 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
654 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
655 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
656 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
657 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
658 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
659 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
660 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
661 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
662 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
663 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
664 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
665 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
666 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
667 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
668 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
669 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
670 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
671 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
672 SHACOM FUTURES LIMITED 3 3 6 50.00
673 SIU ON SECURITIES LIMITED 2 4 6 66.67
674 SUN'S FUTURE LIMITED 3 3 6 50.00
675 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
676 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
677 TANG KEE SECURITIES LIMITED 3 3 6 50.00
678 Tensant Securities Limited 2 4 6 66.67 2004-08-25
679 Tokio Marine Investment Services, Limited 4 2 6 33.33
680 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
681 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
682 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
683 WAH SANG SECURITIES LIMITED 2 4 6 66.67
684 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
685 YF FUTURES COMPANY LIMITED 2 4 6 66.67
686 Yunfeng Financial Markets Limited 3 3 6 50.00
687 AJ Securities Limited 2 5 7 71.43
688 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
689 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
690 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
691 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
692 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
693 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
694 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
695 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
696 BOWEN ASIA LIMITED 5 2 7 28.57
697 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
698 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
699 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
700 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
701 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
702 DNB Asset Management (Asia) Limited 4 3 7 42.86
703 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
704 EQT Partners Asia Limited 3 4 7 57.14
705 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
706 FAIRWIN BROKING LIMITED 2 5 7 71.43
707 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
708 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
709 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
710 GLS SECURITIES LIMITED 3 4 7 57.14
711 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
712 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
713 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
714 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
715 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
716 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
717 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
718 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
719 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
720 iTTa Capital Limited 3 4 7 57.14 2003-05-29
721 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
722 JK Capital Management Limited 4 3 7 42.86
723 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
724 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
725 Matrix Securities Limited 5 2 7 28.57
726 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
727 Metaverse Securities Limited (HK) 4 3 7 42.86
728 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
729 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
730 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
731 Oreana Financial Services Limited 2 5 7 71.43
732 PGIM (Hong Kong) Limited 2 5 7 71.43
733 Public Securities Limited 2 5 7 71.43
734 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
735 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
736 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
737 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
738 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
739 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
740 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
741 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
742 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
743 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
744 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
745 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
746 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
747 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
748 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
749 TRUTH SECURITIES LIMITED 4 3 7 42.86
750 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
751 Value Partners Private Equity Limited 2 5 7 71.43
752 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
753 Wanhai Securities (HK) Limited 3 4 7 57.14
754 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
755 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
756 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
757 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
758 WMG Asia Limited 2 5 7 71.43 2007-02-28
759 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
760 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
761 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
762 abrdn Hong Kong Limited 4 4 8 50.00
763 AIF Securities Limited 3 5 8 62.50 2004-11-02
764 ALPS ADVISORY (HK) LIMITED 2 6 8 75.00
765 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
766 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
767 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
768 BOKHARY SECURITIES LIMITED 2 6 8 75.00
769 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
770 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
771 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
772 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
773 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
774 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
775 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
776 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
777 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
778 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
779 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
780 CS Wealth Securities Limited 4 4 8 50.00
781 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
782 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
783 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
784 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
785 FDB Financial Group Limited 5 3 8 37.50
786 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
787 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
788 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
789 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
790 Goldyard Capital Limited 2 6 8 75.00
791 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
792 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
793 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
794 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
795 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
796 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
797 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
798 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
799 Imagi Brokerage Limited 3 5 8 62.50
800 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
801 K.K.M. SECURITIES LIMITED 2 6 8 75.00
802 KB Securities Hong Kong Limited 2 6 8 75.00
803 KILMOREY SECURITIES LIMITED 3 5 8 62.50
804 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
805 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
806 Mackenzie Investments Asia Limited 4 4 8 50.00
807 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
808 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
809 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
810 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
811 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
812 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
813 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
814 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
815 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
816 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
817 ROSA SECURITIES LIMITED 3 5 8 62.50
818 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
819 SELINA & CO. LIMITED (HK) 2 6 8 75.00
820 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
821 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
822 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
823 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
824 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
825 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
826 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
827 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
828 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
829 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
830 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
831 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
832 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
833 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
834 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
835 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
836 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
837 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
838 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
839 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
840 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
841 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
842 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
843 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
844 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
845 Finet Securities Limited 4 5 9 55.56
846 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
847 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
848 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
849 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
850 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
851 Hongkong Bay Securities Limited 2 7 9 77.78
852 HPEF Venture Partners Limited 4 5 9 55.56
853 Huayu Securities Limited 2 7 9 77.78
854 iBest Securities Company Limited 3 6 9 66.67
855 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
856 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
857 KWOK HING SECURITIES LIMITED 2 7 9 77.78
858 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
859 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
860 LUEN HING SECURITIES LIMITED 2 7 9 77.78
861 MCP Holdings Limited (HK) 2 7 9 77.78
862 MFG Limited (HK) 3 6 9 66.67 2006-07-17
863 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
864 Neutral Financial Holding Company Limited 2 7 9 77.78
865 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
866 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
867 Oshidori Securities Limited 3 6 9 66.67
868 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
869 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
870 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
871 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
872 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
873 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
874 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
875 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
876 SPS COMMODITIES LIMITED 2 7 9 77.78
877 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
878 THING ON SECURITIES LIMITED 2 7 9 77.78
879 VC CAPITAL LIMITED 4 5 9 55.56
880 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
881 Win Securities Limited 3 6 9 66.67
882 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
883 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
884 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
885 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
886 Bradbury Securities Limited 2 8 10 80.00
887 BUSINESS FUTURES LIMITED 2 8 10 80.00
888 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
889 CES International Commodities (HK) Limited 4 6 10 60.00
890 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
891 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
892 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
893 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
894 EVERHOT SECURITIES LIMITED 3 7 10 70.00
895 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
896 FE SECURITIES LIMITED 4 6 10 60.00
897 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
898 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
899 GT CAPITAL LIMITED 2 8 10 80.00
900 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
901 HERMES SECURITIES LIMITED 2 8 10 80.00
902 Hong Kong Stock Link Securities Limited 3 7 10 70.00
903 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
904 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
905 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
906 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
907 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
908 KMT SECURITIES LIMITED 2 8 10 80.00
909 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
910 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
911 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
912 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
913 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
914 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
915 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
916 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
917 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
918 SDHG International Securities Limited 3 7 10 70.00
919 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
920 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
921 SINOMAX SECURITIES LIMITED 2 8 10 80.00
922 SJS Markets Limited 3 7 10 70.00 2005-03-02
923 SOLID KING SECURITIES LIMITED 3 7 10 70.00
924 TANG PING KONG LIMITED 3 7 10 70.00
925 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
926 WING ON SECURITIES LIMITED 3 7 10 70.00
927 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
928 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
929 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
930 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
931 AM Squared Limited 2 9 11 81.82 2005-06-30
932 Anli Securities Limited 2 9 11 81.82
933 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
934 Capital International, Inc. 2 9 11 81.82 2007-07-03
935 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
936 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
937 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
938 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
939 DAH SING SECURITIES LIMITED 2 9 11 81.82
940 Everbright Securities Global (HK) Limited 3 8 11 72.73
941 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
942 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
943 GIGA (HONG KONG) LIMITED 3 8 11 72.73
944 HANG SENG FUTURES LIMITED 2 9 11 81.82
945 Hao Tian International Securities Limited 3 8 11 72.73
946 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
947 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
948 Huajin Corporate Finance (International) Limited 4 7 11 63.64
949 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
950 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
951 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
952 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
953 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
954 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
955 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
956 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
957 Minerva Holding Financial Securities Limited 2 9 11 81.82
958 NEW TREND FUTURES LIMITED 4 7 11 63.64
959 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
960 Planetree Futures Limited 4 7 11 63.64
961 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
962 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
963 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
964 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
965 ROOFER SECURITIES LIMITED 3 8 11 72.73
966 SEEKERS MARKETS LIMITED 2 9 11 81.82
967 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
968 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
969 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
970 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
971 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
972 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
973 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
974 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
975 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
976 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
977 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
978 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
979 Bright Fund Management Limited 3 9 12 75.00
980 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
981 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
982 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
983 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
984 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
985 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
986 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
987 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
988 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
989 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
990 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
991 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
992 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
993 HENIK SECURITIES LIMITED 2 10 12 83.33
994 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
995 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
996 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
997 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
998 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
999 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
1000 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
1001 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
1002 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
1003 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
1004 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
1005 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1006 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1007 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1008 WING FAT SECURITIES LIMITED 3 9 12 75.00
1009 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1010 Wisetrade Securities Limited 3 9 12 75.00
1011 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
1012 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
1013 Broadway Wealth Management Limited 3 10 13 76.92
1014 BULLISH SECURITIES LIMITED 2 11 13 84.62
1015 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
1016 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
1017 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
1018 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
1019 EAST ASIA FUTURES LIMITED 2 11 13 84.62
1020 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
1021 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
1022 HING WONG SECURITIES LIMITED 3 10 13 76.92
1023 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
1024 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
1025 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
1026 Income Partners Asset Management (HK) Limited 4 9 13 69.23
1027 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
1028 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1029 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
1030 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
1031 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
1032 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
1033 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
1034 M&F Asset Management Limited 3 10 13 76.92
1035 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
1036 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
1037 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
1038 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
1039 Prime Cdex Futures Limited 2 11 13 84.62
1040 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
1041 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
1042 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1043 Templewater Hong Kong Limited 4 9 13 69.23
1044 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
1045 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
1046 Tyche Group Limited 2 11 13 84.62
1047 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1048 AIF CAPITAL LIMITED 4 10 14 71.43
1049 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
1050 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
1051 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
1052 Belvest Investment Services Limited 2 12 14 85.71
1053 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
1054 China Tonghai (IA) Limited 3 11 14 78.57
1055 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
1056 CVC Asia Pacific Limited 4 10 14 71.43
1057 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
1058 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
1059 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
1060 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
1061 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
1062 LAMTEX SECURITIES LIMITED 2 12 14 85.71
1063 LUEN SING SECURITIES LIMITED 4 10 14 71.43
1064 MALAHON SECURITIES LIMITED 2 12 14 85.71
1065 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
1066 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1067 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1068 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
1069 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1070 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1071 Sinofortune Securities Limited 4 10 14 71.43
1072 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
1073 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1074 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1075 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1076 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1077 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
1078 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1079 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
1080 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
1081 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
1082 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
1083 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
1084 ANGUS MOORE LIMITED 2 13 15 86.67
1085 Anuenue Securities Limited 3 12 15 80.00
1086 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
1087 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
1088 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
1089 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
1090 CTBC Asia Limited 5 10 15 66.67 2004-01-14
1091 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
1092 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
1093 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1094 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1095 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
1096 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
1097 Joy Silver Limited 4 11 15 73.33
1098 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
1099 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1100 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
1101 ORIENT SECURITIES LIMITED 2 13 15 86.67
1102 PO SANG SECURITIES LIMITED 3 12 15 80.00
1103 Public Financial Securities Limited 3 12 15 80.00
1104 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
1105 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
1106 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
1107 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
1108 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
1109 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
1110 CLSA FUTURES LIMITED 3 13 16 81.25
1111 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
1112 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
1113 LIM ADVISORS LIMITED 6 10 16 62.50
1114 MANGO FINANCIAL LIMITED 3 13 16 81.25
1115 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
1116 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
1117 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1118 Shacom Securities Limited 2 14 16 87.50
1119 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1120 WINTECH SECURITIES LIMITED 4 12 16 75.00
1121 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
1122 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
1123 China Finance KAB Limited 3 14 17 82.35 2004-12-23
1124 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
1125 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
1126 KINGSTON FUTURES LIMITED 2 15 17 88.24
1127 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1128 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
1129 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1130 RPS INVESTMENT LIMITED 4 13 17 76.47
1131 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
1132 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1133 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
1134 BUSINESS SECURITIES LIMITED 2 16 18 88.89
1135 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
1136 CMB International Global Markets Limited 5 13 18 72.22
1137 ELSTONE SECURITIES LIMITED 4 14 18 77.78
1138 Essence International Financial Holdings Limited 2 16 18 88.89
1139 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
1140 GAYANG SECURITIES LIMITED 2 16 18 88.89
1141 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
1142 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
1143 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
1144 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
1145 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
1146 Rifa Securities Limited 3 15 18 83.33
1147 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1148 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
1149 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1150 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
1151 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
1152 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
1153 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
1154 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
1155 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
1156 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
1157 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 15 19 78.95
1158 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
1159 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
1160 MTF SECURITIES LIMITED 2 17 19 89.47
1161 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
1162 Optima Capital Limited 7 12 19 63.16 2007-10-25
1163 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
1164 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
1165 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
1166 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
1167 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
1168 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1169 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1170 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
1171 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
1172 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
1173 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
1174 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
1175 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
1176 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
1177 Planetree Securities Limited 4 16 20 80.00
1178 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
1179 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
1180 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
1181 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1182 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
1183 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1184 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
1185 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
1186 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
1187 GAOYU SECURITIES LIMITED 4 17 21 80.95
1188 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
1189 HENYEP SECURITIES LIMITED 3 18 21 85.71
1190 HUNG SING SECURITIES LIMITED 2 19 21 90.48
1191 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
1192 Polaris Capital (Asia) Limited 7 14 21 66.67
1193 SBI China Capital Commodities Limited 4 17 21 80.95
1194 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
1195 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
1196 SPS SECURITIES LIMITED 5 16 21 76.19
1197 St. James's Place (Hong Kong) Limited 3 18 21 85.71
1198 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1199 Virtu ITG Hong Kong Limited 5 16 21 76.19
1200 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
1201 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
1202 BERICH BROKERAGE LIMITED 4 18 22 81.82
1203 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
1204 CBH Asia Limited 4 18 22 81.82
1205 CC Finance Limited 3 19 22 86.36 2006-04-20
1206 DL BROKERAGE LIMITED 3 19 22 86.36
1207 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
1208 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
1209 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
1210 Open Securities Limited 3 19 22 86.36
1211 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
1212 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
1213 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1214 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
1215 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1216 Well Link International Securities Limited 2 20 22 90.91
1217 WINFULL SECURITIES LIMITED 3 19 22 86.36
1218 YICKO SECURITIES LIMITED 4 18 22 81.82
1219 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
1220 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
1221 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
1222 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
1223 Glory Sun Securities Limited 4 19 23 82.61
1224 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
1225 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
1226 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
1227 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
1228 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
1229 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
1230 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
1231 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
1232 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
1233 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
1234 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
1235 CAIIS Limited 2 23 25 92.00 2006-05-23
1236 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
1237 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
1238 KAISER SECURITIES LIMITED 2 23 25 92.00
1239 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1240 Shang International Finance Limited 8 17 25 68.00
1241 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
1242 ADMIS Hong Kong Limited 2 24 26 92.31
1243 GAM HONG KONG LIMITED 4 22 26 84.62
1244 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
1245 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
1246 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
1247 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
1248 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
1249 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
1250 BEA Union Investment Management Limited 4 23 27 85.19
1251 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
1252 EWARTON SECURITIES LIMITED 4 23 27 85.19
1253 HPEF Capital Partners Limited 5 22 27 81.48
1254 KAISER FUTURES LIMITED 3 24 27 88.89
1255 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
1256 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
1257 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
1258 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
1259 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
1260 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
1261 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
1262 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
1263 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
1264 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
1265 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
1266 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
1267 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
1268 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
1269 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
1270 LEHIN SECURITIES LIMITED 3 26 29 89.66
1271 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
1272 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
1273 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
1274 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
1275 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
1276 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
1277 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
1278 Prime Cdex Securities Limited 3 27 30 90.00
1279 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
1280 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
1281 CSC FUTURES (HK) LIMITED 4 27 31 87.10
1282 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
1283 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
1284 OnePlatform Securities Limited 2 29 31 93.55
1285 SBI China Capital Securities Limited 5 26 31 83.87
1286 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
1287 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
1288 ICEA CAPITAL LIMITED 8 24 32 75.00
1289 Mason Futures Limited (HK) 5 27 32 84.38
1290 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
1291 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
1292 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
1293 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
1294 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
1295 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
1296 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
1297 TSE'S SECURITIES LIMITED 2 31 33 93.94
1298 CVP Securities Limited 2 32 34 94.12 2004-07-09
1299 HANG SENG SECURITIES LIMITED 5 29 34 85.29
1300 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
1301 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
1302 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
1303 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
1304 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1305 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
1306 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
1307 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
1308 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
1309 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
1310 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
1311 WOCOM LIMITED (HK) 5 30 35 85.71
1312 Amundi Hong Kong Limited 6 30 36 83.33
1313 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
1314 CGS International Securities Hong Kong Limited 6 30 36 83.33
1315 INSTINET PACIFIC LIMITED 5 31 36 86.11
1316 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
1317 VALUE PARTNERS LIMITED 5 31 36 86.11
1318 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
1319 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
1320 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
1321 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
1322 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
1323 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
1324 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
1325 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
1326 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
1327 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
1328 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
1329 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
1330 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
1331 PineBridge Investments Asia Limited 3 36 39 92.31
1332 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
1333 WIN WONG SECURITIES LIMITED 2 38 40 95.00
1334 Beevest Securities Limited 4 37 41 90.24 2005-03-07
1335 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
1336 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
1337 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
1338 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
1339 WOCOM SECURITIES LIMITED 5 36 41 87.80
1340 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
1341 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
1342 BOCI RESEARCH LIMITED 4 38 42 90.48
1343 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
1344 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
1345 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
1346 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
1347 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
1348 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
1349 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
1350 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
1351 Taiping Securities (HK) Co Limited 5 38 43 88.37
1352 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
1353 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
1354 Funderstone Futures Limited 3 41 44 93.18
1355 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
1356 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
1357 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
1358 orientiert XYZ Securities Limited 2 43 45 95.56 2004-12-03
1359 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
1360 Rich Union Securities (H.K.) Limited 5 41 46 89.13
1361 VC FUTURES LIMITED 4 42 46 91.30
1362 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
1363 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
1364 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
1365 Funderstone Securities Limited 4 44 48 91.67
1366 Success Securities Limited 3 45 48 93.75
1367 Mason Securities Limited 6 43 49 87.76
1368 Rakuten Securities Hong Kong Limited 3 46 49 93.88
1369 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
1370 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
1371 Citadel Asia Limited 2 49 51 96.08 2005-10-21
1372 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
1373 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
1374 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
1375 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
1376 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
1377 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
1378 KINGSTON SECURITIES LIMITED 4 50 54 92.59
1379 MUSHK Limited 8 46 54 85.19
1380 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
1381 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
1382 DWS Investments Hong Kong Limited 5 50 55 90.91
1383 INVESCO HONG KONG LIMITED 7 49 56 87.50
1384 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
1385 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
1386 CASH Wealth Management Limited 3 55 58 94.83
1387 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
1388 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
1389 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
1390 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
1391 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
1392 CHONG HING SECURITIES LIMITED 4 58 62 93.55
1393 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
1394 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
1395 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
1396 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
1397 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
1398 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
1399 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
1400 RBS Asia Corporate Finance Limited 7 57 64 89.06
1401 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
1402 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
1403 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
1404 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
1405 SANFULL SECURITIES LIMITED 6 62 68 91.18
1406 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
1407 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
1408 BOCI ASIA LIMITED 14 56 70 80.00
1409 iBest Consultants Limited 4 66 70 94.29 2008-04-15
1410 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
1411 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
1412 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
1413 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
1414 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
1415 T G HOLBORN (HK) LIMITED 3 72 75 96.00
1416 VC BROKERAGE LIMITED 4 71 75 94.67
1417 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
1418 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
1419 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
1420 FWD Financial Planning Limited (HK) 3 76 79 96.20
1421 Quam Securities Limited 7 72 79 91.14 2004-10-15
1422 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
1423 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
1424 CORPORATE BROKERS LIMITED 4 82 86 95.35
1425 FIL Investment Advisors 8 78 86 90.70
1426 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
1427 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
1428 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
1429 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
1430 JPMorgan Funds (Asia) Limited 8 85 93 91.40
1431 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
1432 FT Securities Limited 5 89 94 94.68 2005-09-22
1433 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
1434 Newedge Broker Limited 5 90 95 94.74
1435 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
1436 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
1437 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
1438 GET NICE SECURITIES LIMITED 5 94 99 94.95
1439 CITIC Securities Futures (HK) Limited 8 93 101 92.08
1440 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
1441 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
1442 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
1443 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
1444 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
1445 EMPEROR FUTURES LIMITED 4 104 108 96.30
1446 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
1447 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1448 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
1449 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
1450 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
1451 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
1452 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
1453 CLSA RESEARCH LIMITED 2 116 118 98.31
1454 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
1455 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
1456 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
1457 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
1458 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
1459 YF Life Investors Limited 3 132 135 97.78 2004-08-30
1460 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
1461 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
1462 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
1463 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
1464 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
1465 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
1466 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
1467 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
1468 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
1469 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
1470 CLSA LIMITED 7 154 161 95.65
1471 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
1472 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
1473 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
1474 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
1475 CES Forex (HK) Limited 4 174 178 97.75
1476 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
1477 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
1478 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
1479 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
1480 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
1481 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
1482 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
1483 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
1484 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
1485 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
1486 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
1487 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
1488 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
1489 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
1490 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
1491 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
1492 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
1493 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
1494 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
1495 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
1496 Merrill Lynch Far East Limited 13 350 363 96.42
1497 KGI ASIA LIMITED 16 353 369 95.66
1498 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
1499 CES Commodities (HK) Limited 8 401 409 98.04
1500 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
1501 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
1502 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
1503 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
1504 Sun Life Hong Kong Limited 3 470 473 99.37
1505 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
1506 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
1507 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
1508 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
1509 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
1510 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
1511 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
1512 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
1513 WM (HK) Limited 2 1161 1163 99.83
1514 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
1514 Average 3.28 24.17 27.45 88.06

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