SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
2 313 Capital Management Limited 1 2 3 66.67
3 3V Capital Limited 3 3 6 50.00 2005-07-18
4 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
5 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
8 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
9 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
10 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
11 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
13 abrdn Hong Kong Limited 4 4 8 50.00
14 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
15 Absolute Investment Management (HK) Limited 2 1 3 33.33
16 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
17 ACM ASIA LIMITED 2 0 2 0.00
18 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
19 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
20 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
21 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
22 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
23 ADM SECURITIES LIMITED 2 0 2 0.00
24 ADMIS Hong Kong Limited 2 24 26 92.31
25 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
26 Aevitas Securities Limited 2 4 6 66.67
27 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
28 AIF CAPITAL LIMITED 4 10 14 71.43
29 AIF Securities Limited 3 5 8 62.50 2004-11-02
30 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
31 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
32 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
33 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
34 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
35 AJ Securities Limited 2 5 7 71.43
36 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
37 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
38 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
39 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
40 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
41 Allard Partners Limited 3 3 6 50.00
42 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
43 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
44 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
45 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
46 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
47 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
48 Alpha Nova Capital Management Limited 4 1 5 20.00
49 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
50 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
51 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
52 ALPS ADVISORY (HK) LIMITED 2 6 8 75.00
53 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
54 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
55 ALTUS CAPITAL LIMITED 3 3 6 50.00
56 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
57 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
58 AM Squared Limited 2 9 11 81.82 2005-06-30
59 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
60 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
61 Amundi Hong Kong Limited 6 30 36 83.33
62 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
63 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
64 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
65 ANGUS MOORE LIMITED 2 13 15 86.67
66 Anli Securities Limited 2 9 11 81.82
67 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
68 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
69 Anuenue Securities Limited 3 12 15 80.00
70 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
71 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
72 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
73 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
74 Apus Investments Limited 2 0 2 0.00 2008-09-04
75 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
76 ARA Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
77 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
78 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
79 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
80 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
81 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
82 Arta Global Futures Limited 2 2 4 50.00
83 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
84 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
85 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
86 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
87 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
88 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
89 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
90 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
91 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
92 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
93 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
94 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
95 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
96 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
97 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
98 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
99 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
100 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
101 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
102 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
103 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
104 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
105 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
106 Averest Capital Limited 2 4 6 66.67
107 Avia Asset Management Limited 1 3 4 75.00
108 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
109 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
110 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
111 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
112 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
113 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
114 Axis Capital Management Limited 2 2 4 50.00
115 BALI SECURITIES CO. LIMITED 3 0 3 0.00
116 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
117 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
118 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
119 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
120 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
121 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
122 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
123 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
124 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
125 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
126 BEA Union Investment Management Limited 4 23 27 85.19
127 BEAR BRIGHT LIMITED 3 2 5 40.00
128 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
129 Beevest Securities Limited 4 37 41 90.24 2005-03-07
130 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
131 Beijing Securities Limited 4 2 6 33.33 2008-11-07
132 Belvest Investment Services Limited 2 12 14 85.71
133 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
134 Bentley Capital Limited (HK) 3 0 3 0.00
135 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
136 BERICH BROKERAGE LIMITED 4 18 22 81.82
137 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
138 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
139 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
140 Black Marble Securities Limited 2 3 5 60.00
141 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
142 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
143 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
144 BLOOMYEARS LIMITED 2 2 4 50.00
145 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
146 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
147 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
148 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
149 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
150 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
151 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
152 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
153 BOCI ASIA LIMITED 14 56 70 80.00
154 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
155 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
156 BOCI RESEARCH LIMITED 4 38 42 90.48
157 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
158 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
159 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
160 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
161 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
162 BOKHARY SECURITIES LIMITED 2 6 8 75.00
163 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
164 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
165 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
166 BOWEN ASIA LIMITED 5 2 7 28.57
167 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
168 Bradbury Securities Limited 2 8 10 80.00
169 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
170 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
171 Bright Fund Management Limited 3 9 12 75.00
172 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
173 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
174 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
175 Broadway Wealth Management Limited 3 10 13 76.92
176 BROOKE CAPITAL LIMITED 2 1 3 33.33
177 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
178 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
179 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
180 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
181 BULLISH SECURITIES LIMITED 2 11 13 84.62
182 BUSINESS FUTURES LIMITED 2 8 10 80.00
183 BUSINESS SECURITIES LIMITED 2 16 18 88.89
184 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
185 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
186 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
187 CAIIS Limited 2 23 25 92.00 2006-05-23
188 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
189 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
190 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
191 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
192 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
193 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
194 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
195 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
196 Capital International, Inc. 2 9 11 81.82 2007-07-03
197 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
198 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
199 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
200 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
201 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
202 CASH Wealth Management Limited 3 55 58 94.83
203 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
204 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
205 CBH Asia Limited 4 18 22 81.82
206 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
207 CBRE Investment Management (Asia) Limited 0 2 2 100.00
208 CC Finance Limited 3 19 22 86.36 2006-04-20
209 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
210 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
211 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
212 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
213 CCB Securities Limited 2 3 5 60.00
214 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
215 Celera Markets Limited 2 2 4 50.00 2008-08-12
216 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
217 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
218 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
219 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
220 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
221 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
222 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
223 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
224 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
225 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
226 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
227 CERES CAPITAL LIMITED 2 0 2 0.00
228 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
229 CES Commodities (HK) Limited 8 401 409 98.04
230 CES Forex (HK) Limited 4 174 178 97.75
231 CES International Commodities (HK) Limited 4 6 10 60.00
232 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
233 CGS International Securities Hong Kong Limited 6 30 36 83.33
234 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
235 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
236 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
237 Chanceton Capital Partners Limited 3 2 5 40.00
238 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
239 ChapmanCraig Limited 2 1 3 33.33
240 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
241 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
242 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
243 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
244 CHEETAH ADVISORS LIMITED 2 1 3 33.33
245 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
246 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
247 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
248 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
249 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
250 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
251 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
252 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
253 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
254 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
255 China Access Advisors Limited 2 0 2 0.00 2005-10-21
256 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
257 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
258 China Enterprise Securities Company Limited 2 2 4 50.00
259 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
260 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
261 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
262 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
263 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
264 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
265 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
266 China Finance Holdings Limited 2 2 4 50.00
267 China Finance KAB Limited 3 14 17 82.35 2004-12-23
268 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
269 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
270 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
271 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
272 China Integrity Investment Limited 2 1 3 33.33
273 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
274 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
275 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
276 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
277 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
278 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
279 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
280 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
281 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
282 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
283 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
284 China Reserve Securities Limited 4 2 6 33.33
285 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
286 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
287 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
288 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
289 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
290 China Tonghai (IA) Limited 3 11 14 78.57
291 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
292 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
293 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
294 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
295 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
296 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
297 CHONG HING SECURITIES LIMITED 4 58 62 93.55
298 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
299 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
300 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
301 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
302 CHUANGS & CO. LIMITED 3 1 4 25.00
303 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
304 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
305 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
306 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
307 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
308 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
309 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
310 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
311 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
312 Citadel Asia Limited 2 49 51 96.08 2005-10-21
313 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
314 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
315 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
316 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
317 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
318 CITIC Securities Futures (HK) Limited 8 93 101 92.08
319 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
320 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
321 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
322 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
323 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
324 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
325 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
326 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
327 CLSA FUTURES LIMITED 3 13 16 81.25
328 CLSA LIMITED 7 154 161 95.65
329 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
330 CLSA RESEARCH LIMITED 2 116 118 98.31
331 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
332 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
333 CMB International Global Markets Limited 5 13 18 72.22
334 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
335 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
336 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
337 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
338 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
339 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
340 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
341 COL Securities (HK) Limited 2 2 4 50.00
342 COMGEST FAR EAST LIMITED 2 2 4 50.00
343 COMMENCE COMPANY LIMITED 2 0 2 0.00
344 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
345 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
346 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
347 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
348 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
349 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
350 CORPORATE BROKERS LIMITED 4 82 86 95.35
351 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
352 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
353 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
354 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
355 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
356 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
357 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
358 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
359 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
360 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
361 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
362 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
363 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
364 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
365 CS Wealth Securities Limited 4 4 8 50.00
366 CSC ASIA LIMITED 2 3 5 60.00
367 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
368 CSC FUTURES (HK) LIMITED 4 27 31 87.10
369 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
370 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
371 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
372 CTBC Asia Limited 5 10 15 66.67 2004-01-14
373 CTW SECURITIES LIMITED 2 3 5 60.00
374 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
375 CUPOLA CAPITAL LIMITED 3 1 4 25.00
376 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
377 CVC Asia Pacific Limited 4 10 14 71.43
378 CVP Securities Limited 2 32 34 94.12 2004-07-09
379 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
380 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
381 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
382 D.J. SECURITIES LIMITED 2 0 2 0.00
383 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
384 DAH SING SECURITIES LIMITED 2 9 11 81.82
385 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
386 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
387 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
388 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
389 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
390 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
391 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
392 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
393 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
394 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
395 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
396 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
397 Delta Asia Wealth Management Limited 2 2 4 50.00
398 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
399 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
400 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
401 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
402 DL BROKERAGE LIMITED 3 19 22 86.36
403 DNB Asset Management (Asia) Limited 4 3 7 42.86
404 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
405 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
406 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
407 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
408 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
409 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
410 DWS Investments Hong Kong Limited 5 50 55 90.91
411 EAA SECURITIES LIMITED 2 1 3 33.33
412 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
413 EAST ASIA FUTURES LIMITED 2 11 13 84.62
414 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
415 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
416 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
417 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
418 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
419 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
420 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
421 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
422 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
423 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
424 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
425 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
426 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
427 ELSTONE SECURITIES LIMITED 4 14 18 77.78
428 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
429 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
430 EMPEROR FUTURES LIMITED 4 104 108 96.30
431 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
432 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
433 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
434 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
435 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
436 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
437 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
438 ENZARD LIMITED 2 1 3 33.33 2004-05-21
439 EQT Partners Asia Limited 3 4 7 57.14
440 Essence International Financial Holdings Limited 2 16 18 88.89
441 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
442 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
443 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
444 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
445 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
446 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
447 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
448 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
449 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
450 Everbright Securities Global (HK) Limited 3 8 11 72.73
451 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
452 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
453 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
454 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
455 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
456 EVERHOT SECURITIES LIMITED 3 7 10 70.00
457 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
458 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
459 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
460 EWARTON SECURITIES LIMITED 4 23 27 85.19
461 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
462 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
463 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
464 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
465 F. R. ZIMMERN LIMITED 2 3 5 60.00
466 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
467 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
468 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
469 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
470 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
471 FAIRWIN BROKING LIMITED 2 5 7 71.43
472 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
473 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
474 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
475 FDB Financial Group Limited 5 3 8 37.50
476 FE SECURITIES LIMITED 4 6 10 60.00
477 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
478 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
479 FIL Investment Advisors 8 78 86 90.70
480 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
481 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
482 Finet Securities Limited 4 5 9 55.56
483 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
484 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
485 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
486 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
487 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
488 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
489 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
490 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
491 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
492 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
493 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
494 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
495 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
496 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
497 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
498 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
499 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
500 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
501 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
502 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
503 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
504 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
505 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
506 FT Securities Limited 5 89 94 94.68 2005-09-22
507 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
508 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
509 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
510 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
511 Fubon Capital (HK) Limited 1 2 3 66.67
512 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
513 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
514 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
515 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
516 FULL WIN SECURITIES LIMITED 2 1 3 33.33
517 FULLJET SECURITIES LIMITED 2 0 2 0.00
518 Funderstone Asset Management (HK) Limited 2 1 3 33.33
519 Funderstone Futures Limited 3 41 44 93.18
520 Funderstone Securities Limited 4 44 48 91.67
521 FWD Financial Planning Limited (HK) 3 76 79 96.20
522 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
523 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
524 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
525 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
526 GAM HONG KONG LIMITED 4 22 26 84.62
527 GAOYU SECURITIES LIMITED 4 17 21 80.95
528 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
529 GAYANG SECURITIES LIMITED 2 16 18 88.89
530 GCAM Limited 2 2 4 50.00 2004-10-19
531 GCIS LIMITED 3 0 3 0.00 2007-05-16
532 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
533 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
534 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
535 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
536 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
537 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
538 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
539 GET NICE CAPITAL LIMITED 2 0 2 0.00
540 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
541 GET NICE SECURITIES LIMITED 5 94 99 94.95
542 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
543 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
544 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
545 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
546 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
547 GIGA (HONG KONG) LIMITED 3 8 11 72.73
548 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
549 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
550 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
551 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
552 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
553 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
554 Glory Sun Securities Limited 4 19 23 82.61
555 GLS SECURITIES LIMITED 3 4 7 57.14
556 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
557 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
558 Goldbridge Securities Limited 3 2 5 40.00
559 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
560 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
561 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
562 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
563 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
564 Goldin Equities Limited 2 3 5 60.00 2008-12-17
565 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
566 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
567 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
568 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
569 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
570 Goldyard Capital Limited 2 6 8 75.00
571 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
572 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
573 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
574 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
575 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
576 Grand Cartel Securities Company Limited 2 3 5 60.00
577 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
578 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
579 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
580 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
581 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
582 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
583 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
584 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
585 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
586 Grit Securities Limited 2 2 4 50.00
587 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
588 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
589 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
590 GT CAPITAL LIMITED 2 8 10 80.00
591 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
592 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
593 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
594 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
595 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
596 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
597 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
598 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
599 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
600 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
601 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
602 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
603 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
604 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
605 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
606 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
607 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
608 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
609 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
610 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
611 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
612 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
613 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
614 HANG SENG FUTURES LIMITED 2 9 11 81.82
615 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
616 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
617 HANG SENG SECURITIES LIMITED 5 29 34 85.29
618 HANG TAI SECURITIES LIMITED 3 12 15 80.00
619 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
620 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
621 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
622 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
623 Hao Tian International Securities Limited 3 8 11 72.73
624 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
625 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
626 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
627 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
628 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
629 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
630 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
631 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
632 HENIK SECURITIES LIMITED 2 10 12 83.33
633 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
634 HENYEP SECURITIES LIMITED 3 18 21 85.71
635 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
636 HERMES SECURITIES LIMITED 2 8 10 80.00
637 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
638 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
639 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
640 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
641 HING WONG SECURITIES LIMITED 3 10 13 76.92
642 HIP HING SECURITIES LIMITED 2 2 4 50.00
643 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
644 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
645 HOI SANG SECURITIES LIMITED 2 2 4 50.00
646 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
647 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
648 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
649 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
650 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 15 19 78.95
651 Hong Kong Stock Link Securities Limited 3 7 10 70.00
652 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
653 Hongkong Bay Securities Limited 2 7 9 77.78
654 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
655 HOORAY CAPITAL LIMITED 1 0 1 0.00
656 HOORAY SECURITIES LIMITED 2 1 3 33.33
657 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
658 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
659 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
660 HOU TAK SECURITIES LIMITED 2 2 4 50.00
661 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
662 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
663 HPEF Capital Partners Limited 5 22 27 81.48
664 HPEF Venture Partners Limited 4 5 9 55.56
665 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
666 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
667 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
668 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
669 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
670 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
671 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
672 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
673 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
674 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
675 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
676 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
677 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
678 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
679 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
680 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
681 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
682 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
683 HSZ (HONG KONG) LIMITED 2 1 3 33.33
684 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
685 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
686 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
687 Huajin Corporate Finance (International) Limited 4 7 11 63.64
688 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
689 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
690 Huayu Securities Limited 2 7 9 77.78
691 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
692 HUNG SING FUTURES LIMITED 2 4 6 66.67
693 HUNG SING SECURITIES LIMITED 2 19 21 90.48
694 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
695 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
696 iBest Consultants Limited 4 66 70 94.29 2008-04-15
697 iBest Securities Company Limited 3 6 9 66.67
698 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
699 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
700 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
701 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
702 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
703 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
704 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
705 ICEA CAPITAL LIMITED 8 24 32 75.00
706 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
707 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
708 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
709 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
710 iFAST Securities (HK) Limited 3 3 6 50.00
711 Imagi Brokerage Limited 3 5 8 62.50
712 IMARKETS LIMITED 2 1 3 33.33
713 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
714 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
715 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
716 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
717 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
718 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
719 Income Partners Asset Management (HK) Limited 4 9 13 69.23
720 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
721 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
722 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
723 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
724 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
725 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
726 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
727 Instinet Alpha Trading Limited 2 0 2 0.00
728 INSTINET PACIFIC LIMITED 5 31 36 86.11
729 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
730 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
731 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
732 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
733 INTERCHINA FUTURES LIMITED 2 2 4 50.00
734 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
735 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
736 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
737 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
738 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
739 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
740 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
741 INVESCO HONG KONG LIMITED 7 49 56 87.50
742 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
743 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
744 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
745 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
746 iTTa Capital Limited 3 4 7 57.14 2003-05-29
747 iVenture Investment Management Limited 2 1 3 33.33
748 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
749 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
750 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
751 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
752 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
753 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
754 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
755 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
756 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
757 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
758 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
759 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
760 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
761 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
762 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
763 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
764 JK Capital Management Limited 4 3 7 42.86
765 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
766 JOINCAP CAPITAL LIMITED 2 0 2 0.00
767 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
768 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
769 Joy Silver Limited 4 11 15 73.33
770 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
771 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
772 JPMorgan Funds (Asia) Limited 8 85 93 91.40
773 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
774 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
775 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
776 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
777 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
778 JVSakk Asia Limited 2 1 3 33.33
779 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
780 K.K.M. SECURITIES LIMITED 2 6 8 75.00
781 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
782 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
783 KAISER FUTURES LIMITED 3 24 27 88.89
784 Kaiser KT Capital Limited 3 1 4 25.00
785 KAISER SECURITIES LIMITED 2 23 25 92.00
786 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
787 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
788 Kam Wah Investments Limited 2 3 5 60.00
789 KARFORD SECURITIES LIMITED 2 0 2 0.00
790 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
791 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
792 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
793 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
794 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
795 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
796 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
797 KB Securities Hong Kong Limited 2 6 8 75.00
798 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
799 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
800 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
801 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
802 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
803 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
804 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
805 KGI ASIA LIMITED 16 353 369 95.66
806 KGI Asset Management Limited 2 1 3 33.33
807 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
808 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
809 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
810 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
811 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
812 KILMOREY SECURITIES LIMITED 3 5 8 62.50
813 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
814 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
815 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
816 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
817 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
818 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
819 KINGSTON FUTURES LIMITED 2 15 17 88.24
820 KINGSTON SECURITIES LIMITED 4 50 54 92.59
821 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
822 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
823 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
824 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
825 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
826 KMT SECURITIES LIMITED 2 8 10 80.00
827 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
828 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
829 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
830 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
831 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
832 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
833 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
834 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
835 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
836 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
837 KWOK HING SECURITIES LIMITED 2 7 9 77.78
838 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
839 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
840 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
841 LAMTEX SECURITIES LIMITED 2 12 14 85.71
842 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
843 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
844 LAU & COMPANY LIMITED 2 0 2 0.00
845 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
846 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
847 LBN Advisers Limited 3 0 3 0.00 2007-09-13
848 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
849 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
850 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
851 LEHIN SECURITIES LIMITED 3 26 29 89.66
852 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
853 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
854 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
855 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
856 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
857 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
858 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
859 LIM ADVISORS LIMITED 6 10 16 62.50
860 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
861 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
862 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
863 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
864 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
865 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
866 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
867 Lombard Investments (HK) Limited 2 0 2 0.00
868 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
869 Longitude Asia Limited 3 3 6 50.00
870 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
871 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
872 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
873 LUEN HING SECURITIES LIMITED 2 7 9 77.78
874 LUEN SING SECURITIES LIMITED 4 10 14 71.43
875 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
876 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
877 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
878 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
879 Lynx Portfolio Limited 2 1 3 33.33
880 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
881 M&F Asset Management Limited 3 10 13 76.92
882 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
883 Mackenzie Investments Asia Limited 4 4 8 50.00
884 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
885 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
886 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
887 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
888 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
889 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
890 MAGUSTA FUTURES LIMITED 2 3 5 60.00
891 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
892 MALAHON SECURITIES LIMITED 2 12 14 85.71
893 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
894 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
895 MANDARIN VP (HK) LIMITED 2 0 2 0.00
896 MANGO FINANCIAL LIMITED 3 13 16 81.25
897 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
898 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
899 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
900 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
901 Marbury Investment Limited 2 0 2 0.00 2007-04-13
902 MARC FABER LIMITED 2 0 2 0.00
903 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
904 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
905 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
906 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
907 Mason Futures Limited (HK) 5 27 32 84.38
908 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
909 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
910 Mason Securities Limited 6 43 49 87.76
911 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
912 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
913 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
914 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
915 Matrix Securities Limited 5 2 7 28.57
916 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
917 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
918 MCP Holdings Limited (HK) 2 7 9 77.78
919 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
920 MEAG Hong Kong Limited 2 3 5 60.00
921 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
922 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
923 MEGABASE SECURITIES LIMITED 2 3 5 60.00
924 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
925 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
926 Merdeka Securities Limited 3 1 4 25.00
927 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
928 Merrill Lynch Far East Limited 13 350 363 96.42
929 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
930 MESSIS CAPITAL LIMITED 2 1 3 33.33
931 Metaverse Securities Limited (HK) 4 3 7 42.86
932 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
933 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
934 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
935 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
936 MFG Limited (HK) 3 6 9 66.67 2006-07-17
937 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
938 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
939 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
940 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
941 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
942 Milma & Co. Limited 2 0 2 0.00 2008-09-24
943 Minerva Holding Financial Securities Limited 2 9 11 81.82
944 MING HON SECURITIES LIMITED 3 1 4 25.00
945 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
946 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
947 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
948 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
949 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
950 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
951 MLI LIMITED (d2018-03-29) 2 2 4 50.00
952 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
953 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
954 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
955 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
956 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
957 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
958 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
959 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
960 MORTON SECURITIES LIMITED 2 3 5 60.00
961 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
962 MTF SECURITIES LIMITED 2 17 19 89.47
963 MUSHK Limited 8 46 54 85.19
964 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
965 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
966 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
967 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
968 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
969 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
970 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
971 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
972 Neutral Financial Holding Company Limited 2 7 9 77.78
973 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
974 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
975 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
976 NEW TREND FUTURES LIMITED 4 7 11 63.64
977 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
978 Newedge Broker Limited 5 90 95 94.74
979 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
980 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
981 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
982 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
983 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
984 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
985 Nittan Securities Asia Limited 2 2 4 50.00
986 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
987 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
988 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
989 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
990 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
991 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
992 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
993 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
994 Nuada Limited 2 3 5 60.00 2004-01-15
995 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
996 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
997 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
998 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
999 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1000 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1001 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1002 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1003 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
1004 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
1005 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
1006 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
1007 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
1008 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
1009 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
1010 OnePlatform Securities Limited 2 29 31 93.55
1011 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1012 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1013 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1014 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
1015 Open Asset Management Limited 2 0 2 0.00
1016 Open Securities Limited 3 19 22 86.36
1017 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1018 Optima Capital Limited 7 12 19 63.16 2007-10-25
1019 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
1020 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1021 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1022 Oreana Financial Services Limited 2 5 7 71.43
1023 ORIENT SECURITIES LIMITED 2 13 15 86.67
1024 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
1025 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1026 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
1027 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
1028 orientiert XYZ Securities Limited 2 43 45 95.56 2004-12-03
1029 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
1030 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1031 Oshidori Corporate Finance Limited 2 1 3 33.33
1032 Oshidori Securities Limited 3 6 9 66.67
1033 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1034 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
1035 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1036 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1037 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1038 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1039 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1040 Pacific Sun Advisors Limited 3 0 3 0.00
1041 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1042 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
1043 PANURGY LIMITED 1 1 2 50.00
1044 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1045 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
1046 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1047 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1048 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1049 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1050 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1051 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
1052 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1053 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1054 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1055 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
1056 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
1057 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
1058 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
1059 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
1060 Permira Advisers Limited 2 3 5 60.00 2008-08-19
1061 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
1062 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
1063 PGIM (Hong Kong) Limited 2 5 7 71.43
1064 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1065 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
1066 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
1067 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
1068 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1069 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
1070 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
1071 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
1072 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1073 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1074 PineBridge Investments Asia Limited 3 36 39 92.31
1075 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1076 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
1077 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1078 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
1079 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1080 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
1081 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
1082 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
1083 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
1084 Planetree Futures Limited 4 7 11 63.64
1085 Planetree Securities Limited 4 16 20 80.00
1086 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
1087 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
1088 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
1089 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1090 PO LEE SECURITIES LIMITED 2 3 5 60.00
1091 PO SANG SECURITIES LIMITED 3 12 15 80.00
1092 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
1093 Polaris Capital (Asia) Limited 7 14 21 66.67
1094 Polen Capital HK Limited 2 0 2 0.00
1095 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
1096 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1097 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
1098 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
1099 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
1100 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1101 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1102 Prime Cdex Futures Limited 2 11 13 84.62
1103 Prime Cdex Securities Limited 3 27 30 90.00
1104 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1105 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1106 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
1107 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1108 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1109 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1110 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
1111 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1112 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
1113 Proton Capital Limited 2 0 2 0.00 2007-10-16
1114 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
1115 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
1116 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
1117 Public Financial Securities Limited 3 12 15 80.00
1118 Public Securities Limited 2 5 7 71.43
1119 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1120 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
1121 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
1122 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
1123 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1124 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1125 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
1126 Quam Securities Limited 7 72 79 91.14 2004-10-15
1127 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1128 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1129 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1130 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
1131 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
1132 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
1133 Rakuten Securities Hong Kong Limited 3 46 49 93.88
1134 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
1135 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1136 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
1137 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
1138 RBS Asia Corporate Finance Limited 7 57 64 89.06
1139 RBS Asia Futures Limited 2 3 5 60.00
1140 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1141 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
1142 Redford Asset Management Limited 1 0 1 0.00
1143 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
1144 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1145 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1146 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1147 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1148 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
1149 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1150 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
1151 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
1152 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
1153 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
1154 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
1155 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
1156 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1157 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1158 Rich Union Securities (H.K.) Limited 5 41 46 89.13
1159 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
1160 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
1161 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1162 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1163 Rifa Futures Limited 2 0 2 0.00 2008-12-01
1164 Rifa Securities Limited 3 15 18 83.33
1165 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
1166 ROCIM Limited 3 0 3 0.00 2007-06-29
1167 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
1168 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1169 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1170 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1171 ROOFER SECURITIES LIMITED 3 8 11 72.73
1172 ROSA SECURITIES LIMITED 3 5 8 62.50
1173 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
1174 RPS INVESTMENT LIMITED 4 13 17 76.47
1175 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
1176 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1177 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1178 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
1179 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1180 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
1181 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
1182 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
1183 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
1184 SANFULL SECURITIES LIMITED 6 62 68 91.18
1185 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1186 SANSTON FINANCIAL GROUP LIMITED 1 0 1 0.00 2007-06-12
1187 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
1188 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1189 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1190 SBI China Capital Commodities Limited 4 17 21 80.95
1191 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
1192 SBI China Capital Securities Limited 5 26 31 83.87
1193 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
1194 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1195 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
1196 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
1197 SDHG International Securities Limited 3 7 10 70.00
1198 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1199 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1200 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1201 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1202 SEEKERS MARKETS LIMITED 2 9 11 81.82
1203 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
1204 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
1205 SELINA & CO. LIMITED (HK) 2 6 8 75.00
1206 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
1207 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
1208 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
1209 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
1210 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
1211 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
1212 SHACOM FUTURES LIMITED 3 3 6 50.00
1213 Shacom Securities Limited 2 14 16 87.50
1214 Shang International Finance Limited 8 17 25 68.00
1215 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1216 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1217 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
1218 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1219 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
1220 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
1221 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
1222 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
1223 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
1224 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
1225 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1226 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
1227 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
1228 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
1229 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
1230 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
1231 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
1232 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
1233 Silk Road International Capital Limited 3 0 3 0.00
1234 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1235 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1236 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1237 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
1238 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
1239 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1240 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
1241 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1242 Sinofortune Financial Capital Limited 2 1 3 33.33
1243 Sinofortune Securities Limited 4 10 14 71.43
1244 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
1245 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1246 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
1247 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
1248 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
1249 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
1250 SIU ON SECURITIES LIMITED 2 4 6 66.67
1251 SJS Markets Limited 3 7 10 70.00 2005-03-02
1252 SKY WARD ASIA LIMITED 2 1 3 33.33
1253 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1254 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
1255 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1256 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1257 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1258 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1259 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
1260 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1261 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1262 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
1263 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
1264 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
1265 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1266 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
1267 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
1268 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1269 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
1270 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
1271 SPDB International Holdings Limited 3 0 3 0.00
1272 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1273 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1274 SPS COMMODITIES LIMITED 2 7 9 77.78
1275 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1276 SPS SECURITIES LIMITED 5 16 21 76.19
1277 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1278 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1279 St. James's Place (Hong Kong) Limited 3 18 21 85.71
1280 STANDARD & POOR'S, LLC 2 2 4 50.00
1281 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
1282 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
1283 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1284 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
1285 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
1286 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
1287 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
1288 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
1289 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
1290 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
1291 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
1292 Stellar Securities Limited 3 1 4 25.00
1293 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1294 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1295 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
1296 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
1297 Success Securities Limited 3 45 48 93.75
1298 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
1299 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
1300 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1301 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1302 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1303 Sun Life Hong Kong Limited 3 470 473 99.37
1304 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
1305 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1306 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1307 SUN'S FUTURE LIMITED 3 3 6 50.00
1308 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1309 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1310 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
1311 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
1312 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1313 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
1314 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1315 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1316 T & F Equities Limited 2 1 3 33.33 2005-11-23
1317 T G HOLBORN (HK) LIMITED 3 72 75 96.00
1318 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
1319 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1320 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1321 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1322 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1323 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1324 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1325 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1326 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1327 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1328 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1329 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1330 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1331 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
1332 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
1333 Taiping Securities (HK) Co Limited 5 38 43 88.37
1334 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1335 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1336 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1337 TANG PING KONG LIMITED 3 7 10 70.00
1338 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1339 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
1340 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1341 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1342 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
1343 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1344 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1345 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1346 Templewater Hong Kong Limited 4 9 13 69.23
1347 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
1348 Tensant Securities Limited 2 4 6 66.67 2004-08-25
1349 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
1350 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1351 THING ON SECURITIES LIMITED 2 7 9 77.78
1352 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1353 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
1354 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
1355 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
1356 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1357 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
1358 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1359 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1360 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
1361 Tokio Marine Investment Services, Limited 4 2 6 33.33
1362 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1363 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
1364 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
1365 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
1366 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
1367 TR Advisors Limited 2 0 2 0.00 2008-12-02
1368 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1369 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
1370 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
1371 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1372 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1373 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1374 TRUTH SECURITIES LIMITED 4 3 7 42.86
1375 TSE'S SECURITIES LIMITED 2 31 33 93.94
1376 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1377 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
1378 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
1379 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
1380 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
1381 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1382 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1383 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
1384 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1385 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1386 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
1387 TVC MANAGEMENT LIMITED 2 0 2 0.00
1388 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1389 Tyche Group Limited 2 11 13 84.62
1390 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
1391 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
1392 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
1393 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1394 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
1395 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
1396 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1397 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1398 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1399 United Securities Limited 2 3 5 60.00
1400 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
1401 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1402 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
1403 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
1404 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
1405 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
1406 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1407 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1408 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
1409 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
1410 VALUE PARTNERS LIMITED 5 31 36 86.11
1411 Value Partners Private Equity Limited 2 5 7 71.43
1412 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
1413 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1414 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
1415 Vantum Futures Limited 2 2 4 50.00
1416 VBG Capital Limited 2 0 2 0.00 2008-11-11
1417 VC BROKERAGE LIMITED 4 71 75 94.67
1418 VC CAPITAL LIMITED 4 5 9 55.56
1419 VC FUTURES LIMITED 4 42 46 91.30
1420 VC International Asset Management Limited 3 2 5 40.00
1421 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
1422 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
1423 VERCAP Financial Services Limited 2 0 2 0.00
1424 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1425 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1426 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1427 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
1428 Virtu ITG Hong Kong Limited 5 16 21 76.19
1429 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
1430 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1431 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
1432 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
1433 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
1434 VMS Securities Limited 3 0 3 0.00
1435 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
1436 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1437 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1438 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1439 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
1440 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1441 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1442 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1443 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1444 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1445 Wanhai Securities (HK) Limited 3 4 7 57.14
1446 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1447 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
1448 Waton Securities International Limited 2 3 5 60.00
1449 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1450 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
1451 Well Link International Securities Limited 2 20 22 90.91
1452 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1453 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1454 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1455 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1456 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
1457 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
1458 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
1459 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
1460 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1461 WILBY SECURITIES LIMITED 2 2 4 50.00
1462 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1463 Win Securities Limited 3 6 9 66.67
1464 WIN WONG SECURITIES LIMITED 2 38 40 95.00
1465 WINFULL SECURITIES LIMITED 3 19 22 86.36
1466 WING FAT SECURITIES LIMITED 3 9 12 75.00
1467 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
1468 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1469 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1470 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1471 WING ON SECURITIES LIMITED 3 7 10 70.00
1472 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1473 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1474 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1475 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1476 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
1477 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1478 WINTECH SECURITIES LIMITED 4 12 16 75.00
1479 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
1480 Wisetrade Securities Limited 3 9 12 75.00
1481 WM (HK) Limited 2 1161 1163 99.83
1482 WMG Asia Limited 2 5 7 71.43 2007-02-28
1483 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1484 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1485 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1486 WOCOM LIMITED (HK) 5 30 35 85.71
1487 WOCOM SECURITIES LIMITED 5 36 41 87.80
1488 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1489 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
1490 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1491 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1492 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1493 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1494 YF Life Investors Limited 3 132 135 97.78 2004-08-30
1495 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1496 YICKO SECURITIES LIMITED 4 18 22 81.82
1497 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1498 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1499 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1500 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1501 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1502 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
1503 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
1504 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
1505 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
1506 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1507 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1508 Yunfeng Financial Markets Limited 3 3 6 50.00
1509 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1510 Zhongrong International Futures Co., Limited 3 1 4 25.00
1511 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
1512 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
1513 Zijing Capital Limited 2 2 4 50.00 2003-05-07
1514 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
1514 Average 3.28 24.17 27.45 88.06

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