SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Apus Investments Limited 1 0 1 0.00 2008-09-04
2 Carret Private Capital Limited 1 0 1 0.00 2007-05-28
3 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
4 CMB International Insurance Consultancy Co., Limited 1 0 1 0.00 2010-11-01
5 CMT ADVISORS ASIA LIMITED 1 0 1 0.00 2006-03-31
6 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
7 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
8 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
9 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
10 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
11 Kilometre Capital Management Limited 0 1 1 100.00 2010-06-01
12 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
13 MANDARIN VP (HK) LIMITED 1 0 1 0.00
14 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0.00 2007-06-12
15 Myo Capital Advisers Limited 1 0 1 0.00 2007-11-16
16 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
17 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
18 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0.00
19 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
20 SHUN LOONG FUTURES LIMITED 1 0 1 0.00
21 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
22 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-07-22
23 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
24 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
25 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
26 AASTOCKS.COM LIMITED 2 0 2 0.00
27 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
28 ACM ASIA LIMITED 2 0 2 0.00
29 ADM SECURITIES LIMITED 2 0 2 0.00
30 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
31 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
32 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0.00
33 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
34 AIU International Securities Limited 2 0 2 0.00 2011-12-28
35 Alpha Nova Capital Management Limited 2 0 2 0.00
36 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
37 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
38 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
39 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
40 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
41 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
42 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
43 ARISAIG PARTNERS (HK) LIMITED 2 0 2 0.00 2006-01-20
44 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
45 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
46 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
47 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
48 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
49 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
50 ASM ADVISORY LIMITED 1 1 2 50.00 2009-11-30
51 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
52 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
53 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
54 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
55 Axis Capital Management Limited 2 0 2 0.00
56 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
57 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
58 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
59 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
60 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
61 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
62 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
63 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
64 Broadway Wealth Management Limited 2 0 2 0.00
65 BROOKE CAPITAL LIMITED 2 0 2 0.00
66 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
67 Capital Instinct Limited 2 0 2 0.00 2011-05-25
68 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
69 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
70 CCTIC International Limited 1 1 2 50.00 2010-06-28
71 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
72 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
73 CERES CAPITAL LIMITED 2 0 2 0.00
74 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
75 Changjiang Asset Management (HK) Limited 2 0 2 0.00 2011-12-16
76 Changjiang Securities Brokerage (HK) Limited 2 0 2 0.00 2011-12-13
77 ChapmanCraig Limited 2 0 2 0.00
78 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
79 CHARLESWIN BULLION LIMITED 2 0 2 0.00 2011-11-07
80 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
81 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
82 China Finance Holdings Limited 2 0 2 0.00
83 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
84 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
85 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
86 CHN International Group Limited 2 0 2 0.00 2010-02-22
87 COMMENCE COMPANY LIMITED 2 0 2 0.00
88 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
89 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
90 CSC ASIA LIMITED 2 0 2 0.00
91 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
92 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
93 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
94 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
95 Dymon Asia Capital (HK) Limited 2 0 2 0.00 2011-08-31
96 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
97 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
98 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
99 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
100 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
101 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
102 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
103 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
104 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
105 F&C Asset Management Asia Limited 1 1 2 50.00 2008-10-15
106 FACTORIAL MANAGEMENT LIMITED 2 0 2 0.00 2011-12-30
107 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
108 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
109 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
110 FULL WIN SECURITIES LIMITED 2 0 2 0.00
111 FULLJET SECURITIES LIMITED 2 0 2 0.00
112 Future Growth Asset Management Limited 2 0 2 0.00 2010-05-11
113 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
114 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
115 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
116 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
117 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
118 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
119 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
120 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
121 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
122 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
123 Hana Asia Limited 2 0 2 0.00 2010-03-25
124 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
125 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
126 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
127 HGNH International Asset Management Co., Limited 2 0 2 0.00 2011-10-24
128 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
129 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
130 Hillhouse Investment Management Limited 2 0 2 0.00 2011-01-24
131 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
132 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
133 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
134 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
135 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
136 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
137 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
138 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
139 JOINCAP CAPITAL LIMITED 2 0 2 0.00
140 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
141 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
142 JVSakk Asia Limited 2 0 2 0.00
143 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
144 KARFORD SECURITIES LIMITED 2 0 2 0.00
145 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
146 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
147 King Wai Asset Management Company Limited 2 0 2 0.00 2011-09-05
148 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
149 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
150 Knight Capital Asia Limited 2 0 2 0.00 2008-10-23
151 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
152 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
153 LAU & COMPANY LIMITED 2 0 2 0.00
154 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
155 LEGENDS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-23
156 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
157 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-02-17
158 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
159 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
160 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
161 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
162 MARC FABER LIMITED 2 0 2 0.00
163 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
164 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
165 NEW TREND FUTURES LIMITED 2 0 2 0.00
166 New Vision Asset Management Limited 2 0 2 0.00 2011-12-01
167 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
168 NEXT MILE INVESTMENT LIMITED 2 0 2 0.00 2011-07-22
169 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
170 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
171 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
172 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
173 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
174 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
175 Otkcab Limited 2 0 2 0.00 2011-10-07
176 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
177 Pacific Sun Advisors Limited 2 0 2 0.00
178 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
179 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
180 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
181 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
182 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
183 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
184 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
185 Polen Capital HK Limited 2 0 2 0.00
186 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
187 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
188 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
189 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
190 PRIVATE CAPITAL LIMITED 2 0 2 0.00
191 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
192 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
193 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
194 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
195 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
196 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
197 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
198 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 0.00 2010-08-16
199 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
200 Safari Asia Limited 1 1 2 50.00 2010-04-30
201 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
202 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
203 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
204 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
205 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
206 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
207 Silk Road International Capital Limited 2 0 2 0.00
208 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
209 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
210 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
211 Sinofortune Financial Capital Limited 1 1 2 50.00
212 SKY WARD ASIA LIMITED 2 0 2 0.00
213 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
214 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
215 SoFi Securities (Hong Kong) Limited 2 0 2 0.00 2011-12-22
216 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
217 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
218 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
219 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
220 STAND RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00 2011-11-08
221 STANHILL (HONG KONG) LIMITED 2 0 2 0.00
222 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
223 Stifel Hong Kong Limited 2 0 2 0.00 2011-10-20
224 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
225 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
226 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
227 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
228 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
229 T. M. MANAGEMENT LIMITED 2 0 2 0.00
230 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
231 TC CAPITAL MANAGEMENT LIMITED (HK) 1 1 2 50.00 2011-10-24
232 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
233 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
234 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
235 TIRESIAS CAPITAL HONG KONG LIMITED 2 0 2 0.00 2010-03-11
236 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
237 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
238 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
239 TVC MANAGEMENT LIMITED 2 0 2 0.00
240 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
241 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
242 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
243 VERCAP Financial Services Limited 2 0 2 0.00
244 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
245 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
246 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
247 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
248 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
249 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
250 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
251 WELLAM INVESTMENT LIMITED 2 0 2 0.00
252 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
253 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
254 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
255 WMG Asia Limited 2 0 2 0.00 2007-02-28
256 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
257 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
258 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
259 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
260 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
261 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
262 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-08-03
263 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
264 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
265 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
266 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
267 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
268 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
269 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
270 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
271 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
272 Brilliant Norton Securities Company Limited 2 1 3 33.33 2011-12-01
273 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
274 CAIDAO CAPITAL LIMITED 3 0 3 0.00 2008-07-15
275 Canaccord Genuity (Hong Kong) Limited 2 1 3 33.33 2011-05-04
276 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
277 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
278 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
279 Celera Markets Limited 2 1 3 33.33 2008-08-12
280 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
281 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
282 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 1 3 33.33 2011-06-24
283 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
284 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
285 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
286 China Galaxy International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2011-12-14
287 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
288 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
289 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
290 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 33.33
291 CHINA TIMES SECURITIES LIMITED 3 0 3 0.00 2011-02-21
292 China Value Investment Limited (HK) 2 1 3 33.33 2008-07-15
293 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
294 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
295 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
296 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
297 ConvergEx Asia Pacific Limited 2 1 3 33.33 2010-12-03
298 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
299 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
300 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
301 CUPOLA CAPITAL LIMITED 3 0 3 0.00
302 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
303 D.J. SECURITIES LIMITED 2 1 3 33.33
304 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 1 3 33.33 2011-09-02
305 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
306 Delta Asia Wealth Management Limited 2 1 3 33.33
307 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
308 EAA SECURITIES LIMITED 2 1 3 33.33
309 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
310 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
311 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
312 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
313 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
314 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
315 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
316 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
317 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
318 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
319 Fortune Asset Management Limited 2 1 3 33.33 2009-12-16
320 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
321 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
322 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
323 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
324 Fubon Fund Management (Hong Kong) Limited 2 1 3 33.33
325 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
326 GCAM Limited 2 1 3 33.33 2004-10-19
327 GCIS LIMITED 2 1 3 33.33 2007-05-16
328 GEOMATRIX (H.K.) LIMITED 1 2 3 66.67
329 GET NICE CAPITAL LIMITED 2 1 3 33.33
330 GF International Investment Management Limited 3 0 3 0.00 2011-09-08
331 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
332 Goldyard Capital Limited 2 1 3 33.33
333 Greater China Securities Limited (b1999-04-26) 2 1 3 33.33
334 Grit Securities Limited 2 1 3 33.33
335 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
336 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
337 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
338 HOORAY CAPITAL LIMITED 2 1 3 33.33
339 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
340 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
341 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
342 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
343 Hui Xian Asset Management Limited 3 0 3 0.00 2011-04-08
344 ICBC Credit Suisse Asset Management (International) Company Limited 3 0 3 0.00 2011-11-18
345 IMARKETS LIMITED 2 1 3 33.33
346 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
347 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
348 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
349 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
350 Innoform-Ashfield Capital Limited 2 1 3 33.33 2007-08-07
351 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
352 INTERCHINA FUTURES LIMITED 2 1 3 33.33
353 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
354 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
355 iVenture Investment Management Limited 2 1 3 33.33
356 JW Capital Limited (HK) 3 0 3 0.00 2011-12-19
357 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
358 Kaiser KT Capital Limited 3 0 3 0.00
359 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
360 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
361 KGI Asset Management Limited 2 1 3 33.33
362 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
363 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
364 Kirin Asset Management Limited 1 2 3 66.67 2007-06-12
365 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2011-10-31
366 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
367 Lexicon Partners (Asia) Limited 2 1 3 33.33 2007-03-21
368 LINZ GLOBAL (HK) LIMITED 3 0 3 0.00 2010-09-28
369 Liquid Capital Markets Hong Kong Limited 2 1 3 33.33 2009-10-29
370 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
371 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
372 MIGHTY BROKERAGE (ASIA) LIMITED 2 1 3 33.33 2011-11-22
373 Milma & Co. Limited 2 1 3 33.33 2008-09-24
374 MLI LIMITED (d2018-03-29) 2 1 3 33.33
375 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
376 NAN FUNG INVESTMENT ADVISER LIMITED 2 1 3 33.33 2011-10-19
377 NEW GALA SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-02-02
378 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
379 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
380 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
381 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
382 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
383 Oracle Capital Limited 2 1 3 33.33 2009-08-17
384 Pacific Advantage Capital Limited 3 0 3 0.00 2010-10-25
385 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
386 Pamirs Capital (H.K.) Limited 2 1 3 33.33 2010-09-10
387 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
388 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
389 Partners Capital Asia Limited 3 0 3 0.00 2011-08-04
390 Paulson Asia Limited 2 1 3 33.33 2011-02-21
391 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
392 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
393 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
394 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
395 Ping An of China Capital (Hong Kong) Company Limited 2 1 3 33.33 2010-12-07
396 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
397 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
398 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
399 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
400 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
401 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
402 ROCIM Limited 3 0 3 0.00 2007-06-29
403 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
404 Ruffer (Asia) Limited 2 1 3 33.33 2008-06-05
405 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
406 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
407 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
408 Select Investment Services Limited (HK) 3 0 3 0.00 2011-09-16
409 SEQUENCE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-09-01
410 SHACOM FUTURES LIMITED 2 1 3 33.33
411 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
412 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-06-14
413 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
414 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
415 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
416 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
417 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
418 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
419 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
420 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
421 STI Asset Management Limited 3 0 3 0.00 2008-10-22
422 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
423 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
424 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
425 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
426 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
427 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
428 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
429 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
430 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
431 Trafalgar Capital Management (HK) Limited 3 0 3 0.00 2010-02-01
432 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
433 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
434 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
435 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
436 Two Fish Capital HK Limited 2 1 3 33.33 2010-08-17
437 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
438 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
439 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
440 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
441 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
442 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
443 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
444 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
445 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
446 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
447 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
448 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
449 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
450 3V Capital Limited 3 1 4 25.00 2005-07-18
451 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
452 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
453 ALETHEIA TECHNOLOGIES LIMITED 3 1 4 25.00 2010-07-30
454 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
455 AM Squared Limited 2 2 4 50.00 2005-06-30
456 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
457 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
458 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
459 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
460 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
461 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
462 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
463 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
464 Avia Asset Management Limited 2 2 4 50.00
465 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
466 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
467 BEAR BRIGHT LIMITED 2 2 4 50.00
468 Bentley Capital Limited (HK) 4 0 4 0.00
469 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
470 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
471 BETA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
472 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2009-09-28
473 BLOOMYEARS LIMITED 2 2 4 50.00
474 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
475 BOWEN ASIA LIMITED 3 1 4 25.00
476 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 2 2 4 50.00 2007-01-18
477 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
478 CBRE Investment Management (Asia) Limited 2 2 4 50.00
479 CENTALINE SECURITIES LIMITED 4 0 4 0.00 2011-10-07
480 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
481 CHEETAH ADVISORS LIMITED 2 2 4 50.00
482 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
483 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
484 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
485 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
486 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
487 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
488 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
489 CHUANGS & CO. LIMITED 3 1 4 25.00
490 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
491 COL Securities (HK) Limited 3 1 4 25.00
492 Complus Asset Management Limited 2 2 4 50.00 2011-05-25
493 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
494 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
495 CPIC Investment Management (H.K.) Company Limited 2 2 4 50.00 2011-02-07
496 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
497 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
498 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
499 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
500 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
501 EFG Asset Management (HK) Limited 2 2 4 50.00 2008-06-06
502 Elements Advisors Limited 2 2 4 50.00 2010-06-08
503 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
504 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
505 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
506 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
507 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
508 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
509 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
510 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
511 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
512 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 1 4 25.00
513 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
514 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
515 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
516 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
517 HIP HING SECURITIES LIMITED 2 2 4 50.00
518 HKFAEx Group Limited 2 2 4 50.00 2007-02-15
519 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
520 Hong Kong Securities (International) Company Limited 2 2 4 50.00 2009-07-23
521 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
522 HOU TAK SECURITIES LIMITED 2 2 4 50.00
523 HSZ (HONG KONG) LIMITED 2 2 4 50.00
524 HuaAn Asset Management (Hong Kong) Limited 2 2 4 50.00 2010-12-01
525 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
526 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
527 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
528 INV Partners Limited 3 1 4 25.00 2009-11-24
529 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 2 4 50.00
530 KCG FUND MANAGEMENT LIMITED 3 1 4 25.00 2007-05-04
531 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
532 KINGDOM INVESTMENT MANAGERS LIMITED 4 0 4 0.00 2008-12-02
533 Kriya Capital Limited 3 1 4 25.00 2010-01-08
534 LBN Advisers Limited 3 1 4 25.00 2007-09-13
535 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
536 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
537 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
538 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
539 MAGUSTA FUTURES LIMITED 2 2 4 50.00
540 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
541 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
542 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
543 MING HON SECURITIES LIMITED 3 1 4 25.00
544 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
545 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
546 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
547 Nittan Securities Asia Limited 2 2 4 50.00
548 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
549 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
550 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
551 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
552 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
553 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
554 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
555 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
556 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2007-05-02
557 PRIME COURAGE SECURITIES COMPANY LIMITED 2 2 4 50.00 2011-09-19
558 Prince Capital Management Limited 2 2 4 50.00 2008-04-28
559 Proton Capital Limited 3 1 4 25.00 2007-10-16
560 R.J. O'Brien & Associates HK Limited 2 2 4 50.00 2007-10-29
561 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
562 Ruisen Port Securities Limited 4 0 4 0.00 2011-01-05
563 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
564 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
565 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
566 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
567 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
568 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
569 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
570 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
571 SOUTH CHINA CAPITAL LIMITED 2 2 4 50.00
572 South West Capital Limited (d2013-12-11) 3 1 4 25.00 2011-06-30
573 SPDB International Holdings Limited 4 0 4 0.00
574 Springboard Capital Limited 2 2 4 50.00 2010-07-02
575 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
576 Stellar Securities Limited 2 2 4 50.00
577 Sucden Financial (HK) Limited 2 2 4 50.00 2009-04-28
578 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
579 Synergy Fund Management Group Limited 2 2 4 50.00 2010-05-26
580 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
581 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-10-27
582 Tokio Marine Investment Services, Limited 4 0 4 0.00
583 TR Advisors Limited 2 2 4 50.00 2008-12-02
584 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
585 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
586 United Securities Limited (HK) 2 2 4 50.00
587 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
588 Vantum Futures Limited 2 2 4 50.00
589 VBG Capital Limited 3 1 4 25.00 2008-11-11
590 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
591 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
592 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
593 VTB Capital Hong Kong Limited 3 1 4 25.00 2011-06-30
594 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
595 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
596 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
597 WORLDWIDE BROKERAGE LIMITED 3 1 4 25.00
598 YUE XIU ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-04-12
599 Absolute Investment Management (HK) Limited 3 2 5 40.00
600 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
601 Aliantis Capital Limited 2 3 5 60.00 2007-10-10
602 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
603 Altis Partners (Asia) Limited 3 2 5 40.00 2010-10-22
604 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
605 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
606 Arta Global Futures Limited 3 2 5 40.00
607 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
608 BALI SECURITIES CO. LIMITED 4 1 5 20.00
609 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
610 Black Marble Securities Limited 2 3 5 60.00
611 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
612 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
613 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
614 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
615 CCB Securities Limited 2 3 5 60.00
616 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2008-10-31
617 CES International Commodities (HK) Limited 2 3 5 60.00
618 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
619 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
620 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
621 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
622 CIFM Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-07-20
623 CINDA INTERNATIONAL RESEARCH LIMITED 3 2 5 40.00 2010-07-26
624 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
625 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
626 CTW SECURITIES LIMITED 2 3 5 60.00
627 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
628 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
629 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
630 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
631 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
632 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
633 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
634 ENZARD LIMITED 2 3 5 60.00 2004-05-21
635 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
636 F. R. ZIMMERN LIMITED 2 3 5 60.00
637 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
638 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-11-15
639 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
640 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
641 GIGA (HONG KONG) LIMITED 2 3 5 60.00
642 Goldbridge Securities Limited 2 3 5 60.00
643 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
644 Goldin Financial Limited 2 3 5 60.00 2009-06-01
645 Gottex Fund Management (Hong Kong) Limited 3 2 5 40.00 2005-11-04
646 Grand Cartel Securities Company Limited 2 3 5 60.00
647 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
648 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
649 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
650 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
651 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
652 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
653 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
654 HOI SANG SECURITIES LIMITED 2 3 5 60.00
655 HOORAY SECURITIES LIMITED 3 2 5 40.00
656 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
657 HUNG SING FUTURES LIMITED 2 3 5 60.00
658 iBest Securities Company Limited 2 3 5 60.00
659 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
660 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 2 5 40.00
661 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
662 JEFFERIES BACHE (HONG KONG) LIMITED 2 3 5 60.00
663 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
664 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
665 Kam Wah Investments Limited 2 3 5 60.00
666 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
667 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
668 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
669 Liquidnet Asia Limited 3 2 5 40.00 2007-08-15
670 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
671 M3 Capital Partners (HK) Limited 2 3 5 60.00 2008-10-17
672 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
673 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
674 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
675 MEGABASE SECURITIES LIMITED 2 3 5 60.00
676 MORTON SECURITIES LIMITED 3 2 5 40.00
677 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-09-06
678 Nuada Limited 4 1 5 20.00 2004-01-15
679 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
680 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
681 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
682 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
683 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
684 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
685 RHB ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-05-08
686 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
687 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
688 Riverwest Advisors Limited 3 2 5 40.00 2009-07-02
689 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
690 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
691 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
692 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
693 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
694 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
695 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 60.00 2011-02-28
696 SILVERSTONE INVESTMENTS LIMITED (HK) 3 2 5 40.00
697 STARLING GROUP FUTURES LIMITED 2 3 5 60.00 2008-11-05
698 SUN'S FUTURE LIMITED 2 3 5 60.00
699 TAIFAIR FUTURES LIMITED 3 2 5 40.00
700 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
701 Tenacity Partners Limited 2 3 5 60.00 2010-08-13
702 TFI Asset Management Limited 2 3 5 60.00 2009-06-18
703 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
704 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
705 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
706 UPBEST ASSETS MANAGEMENT LIMITED 2 3 5 60.00
707 Value Partners Private Equity Limited 2 3 5 60.00
708 VC International Asset Management Limited 3 2 5 40.00
709 Viking Global Hong Kong Limited 4 1 5 20.00 2010-09-17
710 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
711 WAH SANG SECURITIES LIMITED 3 2 5 40.00
712 WAH THAI SECURITIES LIMITED 3 2 5 40.00
713 WAI FAT SECURITIES LIMITED 2 3 5 60.00
714 Waton Securities International Limited 2 3 5 60.00
715 WILBY SECURITIES LIMITED 2 3 5 60.00
716 YARDLEY SECURITIES LIMITED 2 3 5 60.00
717 Aevitas Securities Limited 2 4 6 66.67
718 Aletheia Analyst Network Limited 2 4 6 66.67 2008-06-03
719 AMBITION SECURITIES CO. LIMITED 2 4 6 66.67 2010-12-28
720 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
721 Arta Asset Management Limited 3 3 6 50.00 2008-07-10
722 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
723 Asset Management One Hong Kong Limited 2 4 6 66.67 2010-03-10
724 Averest Capital Limited 3 3 6 50.00
725 Belvest Investment Services Limited 2 4 6 66.67
726 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
727 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2004-11-10
728 BMI Securities Limited 2 4 6 66.67 2011-03-14
729 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
730 BNY Mellon Investment Management Hong Kong Limited 3 3 6 50.00 2008-06-06
731 BOCHK Asset Management Limited 4 2 6 33.33 2010-12-15
732 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
733 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
734 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
735 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-08-23
736 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
737 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
738 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
739 China Alpha Fund Management (HK) Limited 4 2 6 33.33 2010-05-31
740 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-07-06
741 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
742 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
743 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
744 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
745 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2004-07-28
746 CTRISKS RATING LIMITED 3 3 6 50.00 2011-06-01
747 Daishin Securities Asia Limited 4 2 6 33.33 2008-11-24
748 Davidson Kempner Asia Limited 3 3 6 50.00 2010-05-04
749 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
750 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
751 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
752 Emperor Asset Management Limited 2 4 6 66.67 2009-11-03
753 Encap (Global) Asset Management Limited 2 4 6 66.67 2009-03-30
754 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
755 EXS Capital Asia Limited 2 4 6 66.67 2008-06-12
756 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
757 FB SECURITIES (HONG KONG) LIMITED 1 5 6 83.33
758 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
759 FE SECURITIES LIMITED 2 4 6 66.67
760 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
761 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
762 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 66.67 2008-05-14
763 Funderstone Asset Management (HK) Limited 3 3 6 50.00
764 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
765 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
766 GLG Partners Hong Kong Limited 2 4 6 66.67 2010-11-30
767 GLS SECURITIES LIMITED 3 3 6 50.00
768 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 2 6 33.33 2008-12-02
769 Gong Ping Futures Limited 2 4 6 66.67 2011-11-22
770 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
771 Guo Tong Capital Management Company Limited 2 4 6 66.67 2010-05-24
772 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2007-09-21
773 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 2 6 33.33 2009-11-16
774 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
775 iFAST Securities (HK) Limited 3 3 6 50.00
776 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
777 INTERCHINA SECURITIES LIMITED 2 4 6 66.67
778 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
779 JT CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2010-10-13
780 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
781 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
782 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 66.67 2008-07-02
783 LCA Solutions Limited 2 4 6 66.67 2010-07-30
784 Lighthorse Asset Management (HK) Limited 2 4 6 66.67 2009-09-04
785 Longitude Asia Limited 2 4 6 66.67
786 LT Securities Limited 3 3 6 50.00 2011-04-01
787 M SECURITIES LIMITED (HK) 2 4 6 66.67 2006-02-23
788 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
789 Matrix Securities Limited 4 2 6 33.33
790 MEAG Hong Kong Limited 5 1 6 16.67
791 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 3 6 50.00 2007-05-11
792 Merdeka Securities Limited 3 3 6 50.00
793 Metaverse Securities Limited (HK) 3 3 6 50.00 2010-12-17
794 Nikko Asset Management Hong Kong Limited 3 3 6 50.00
795 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
796 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2010-08-18
797 orientiert International Markets Limited 2 4 6 66.67 2005-01-11
798 ORION INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2009-11-06
799 Oshidori Corporate Finance Limited 2 4 6 66.67
800 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
801 PacBridge Capital Partners (HK) Limited 2 4 6 66.67 2009-03-17
802 Parry International Trading Limited 3 3 6 50.00 2010-08-26
803 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
804 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 2 6 33.33 2008-03-12
805 Principal Investment & Retirement Services Limited 2 4 6 66.67 2011-08-17
806 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
807 QMIS Asset Management Limited 5 1 6 16.67 2009-08-13
808 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
809 RAYS Capital Partners Limited 3 3 6 50.00 2011-05-19
810 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 50.00
811 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
812 Saxo Capital Markets HK Limited 3 3 6 50.00 2011-01-19
813 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
814 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
815 SELINA & CO. LIMITED (HK) 2 4 6 66.67
816 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-01-18
817 SINO CAPITAL SECURITIES LIMITED 2 4 6 66.67
818 SIU ON SECURITIES LIMITED 3 3 6 50.00
819 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 50.00
820 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
821 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
822 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
823 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
824 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
825 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 2 6 33.33 2007-02-01
826 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
827 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
828 TANG KEE SECURITIES LIMITED 3 3 6 50.00
829 TC Capital International Limited 3 3 6 50.00 2010-08-11
830 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
831 Tora Trading Services Limited (HK) 3 3 6 50.00 2008-11-14
832 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-04-11
833 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
834 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
835 W2 Asset Management (HK) Limited 3 3 6 50.00 2009-06-04
836 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
837 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
838 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
839 YF FUTURES COMPANY LIMITED 2 4 6 66.67
840 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
841 Yuexiu REIT Asset Management Limited 2 4 6 66.67 2005-12-08
842 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
843 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
844 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
845 AJ Securities Limited 2 5 7 71.43
846 Allard Partners Limited 2 5 7 71.43
847 AP Asset Management (HK) Limited 3 4 7 57.14 2004-07-07
848 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
849 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
850 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
851 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
852 BaoQiao Partners Capital Limited 3 4 7 57.14 2008-03-05
853 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
854 Blossomhill Investment Limited 4 3 7 42.86 2010-03-04
855 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2006-11-01
856 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
857 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
858 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
859 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
860 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
861 China Reserve Securities Limited 4 3 7 42.86
862 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
863 COMGEST FAR EAST LIMITED 2 5 7 71.43
864 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
865 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
866 Essence Corporate Finance (Hong Kong) Limited 3 4 7 57.14 2010-09-01
867 Evercore Asia Limited 4 3 7 42.86 2011-03-04
868 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
869 FAIRWIN BROKING LIMITED 2 5 7 71.43
870 Finet Securities Limited 3 4 7 57.14
871 FORTUNE FINANCIAL CAPITAL LIMITED 2 5 7 71.43 2009-03-12
872 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
873 Gain Capital - Forex.com Hong Kong Limited 2 5 7 71.43 2009-07-22
874 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
875 Gong Ping Securities Limited 2 5 7 71.43 2010-12-08
876 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
877 GUODU SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2009-03-20
878 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
879 Horizon Asset International (HK) Limited 3 4 7 57.14 2008-09-03
880 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
881 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
882 Imagi Brokerage Limited 3 4 7 57.14
883 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 5 7 71.43 2010-10-06
884 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
885 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
886 KB Securities Hong Kong Limited 2 5 7 71.43
887 Kerogen Capital (Asia) Limited 3 4 7 57.14 2010-02-01
888 KGI CAPITAL ASIA LIMITED 6 1 7 14.29
889 KPMG CORPORATE FINANCE LIMITED 4 3 7 42.86
890 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
891 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
892 MAN HON YEUNG SECURITIES LIMITED 3 4 7 57.14
893 MEIJI YASUDA ASIA LIMITED 4 3 7 42.86
894 MESSIS CAPITAL LIMITED 5 2 7 28.57
895 MORGAN FUEL GO SECURITIES LIMITED 2 5 7 71.43
896 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
897 NEW SPRING CAPITAL LIMITED 2 5 7 71.43 2011-06-17
898 Nine Masts Capital Limited 3 4 7 57.14 2010-05-11
899 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
900 OLD PEAK LIMITED (HK) 4 3 7 42.86 2005-08-26
901 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
902 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
903 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
904 PGIM (Hong Kong) Limited 2 5 7 71.43
905 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
906 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
907 Prime Cdex Futures Limited 2 5 7 71.43
908 Quam Asset Management Limited (b1983-06-28) 4 3 7 42.86
909 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
910 ROSA SECURITIES LIMITED 3 4 7 57.14
911 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2008-11-07
912 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
913 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
914 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
915 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
916 Towers Watson Investment Services Hong Kong Limited 3 4 7 57.14 2007-05-14
917 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
918 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
919 VALUABLE CAPITAL LIMITED 2 5 7 71.43 2010-07-14
920 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 3 7 42.86 2007-11-29
921 WEALTH MANAGEMENT GROUP LIMITED 3 4 7 57.14 2007-02-02
922 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
923 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
924 Yuanta Financial (Hong Kong) Limited 4 3 7 42.86 2010-02-03
925 Zhongrong International Futures Co., Limited 3 4 7 57.14 2011-03-10
926 313 Capital Management Limited 2 6 8 75.00 2010-04-19
927 AD Capital Management (Hong Kong) Limited 2 6 8 75.00 2004-09-08
928 AKTIS CAPITAL ADVISORY LIMITED 4 4 8 50.00 2003-11-29
929 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 62.50 2004-09-07
930 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
931 ALTUS INVESTMENTS LIMITED (HK) 2 6 8 75.00 2005-12-14
932 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
933 Argonaut Securities (Asia) Limited 4 4 8 50.00 2011-09-08
934 Balyasny Asset Management (Hong Kong) Limited 2 6 8 75.00 2008-03-03
935 BOKHARY SECURITIES LIMITED 2 6 8 75.00
936 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
937 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
938 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
939 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
940 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
941 CHELSEA SECURITIES LIMITED (HK) 6 2 8 25.00
942 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 5 8 62.50
943 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 5 8 62.50 2011-04-26
944 China Jianxin Financial Services Limited 2 6 8 75.00 2009-11-17
945 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
946 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
947 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
948 CS Wealth Securities Limited 4 4 8 50.00
949 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2009-10-14
950 DNB Asset Management (Asia) Limited 4 4 8 50.00
951 Everbright Capital Management Limited 2 6 8 75.00 2007-09-24
952 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
953 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
954 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
955 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
956 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
957 Golden Hen Securities and Futures Limited 2 6 8 75.00 2010-05-13
958 Goldin Equities Limited 4 4 8 50.00 2008-12-17
959 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
960 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
961 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
962 HPEF Venture Partners Limited 4 4 8 50.00
963 Huayu Securities Limited 2 6 8 75.00
964 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
965 JANCHOR PARTNERS LIMITED 2 6 8 75.00 2009-11-06
966 JIMEI FUTURES LIMITED 2 6 8 75.00 2008-12-09
967 JVSakk Asset Management Limited 3 5 8 62.50 2008-08-28
968 K.K.M. SECURITIES LIMITED 2 6 8 75.00
969 KMT SECURITIES LIMITED 2 6 8 75.00
970 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
971 LUEN HING SECURITIES LIMITED 2 6 8 75.00
972 LUK FOOK FUTURES (HK) LIMITED 2 6 8 75.00 2011-12-05
973 MERCER INVESTMENTS (HK) LIMITED 2 6 8 75.00 2005-08-04
974 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 6 8 75.00 2011-04-14
975 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
976 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
977 Oshidori Securities Limited 3 5 8 62.50
978 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 4 8 50.00 2007-03-08
979 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
980 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
981 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2004-09-15
982 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
983 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
984 Prudence Investment Management (Hong Kong) Limited 3 5 8 62.50 2009-06-08
985 QMIS Securities Limited 3 5 8 62.50 2009-07-24
986 Realord Asia Pacific Securities Limited 3 5 8 62.50 2010-11-24
987 Redwood Peak Limited 2 6 8 75.00 2007-10-05
988 RHB CAPITAL HONG KONG LIMITED 4 4 8 50.00
989 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
990 Sensible Asset Management Limited 3 5 8 62.50 2005-06-18
991 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
992 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
993 SPS COMMODITIES LIMITED 2 6 8 75.00
994 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
995 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
996 T G SECURITIES LIMITED 3 5 8 62.50 2005-12-19
997 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
998 Tensant Securities Limited 2 6 8 75.00 2004-08-25
999 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 5 8 62.50 2008-04-11
1000 TIANDA SECURITIES LIMITED 2 6 8 75.00 2011-01-18
1001 TRUTH SECURITIES LIMITED 4 4 8 50.00
1002 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1003 UIC FINANCIAL ADVISORS LIMITED 4 4 8 50.00 2010-04-13
1004 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
1005 Wanhai Securities (HK) Limited 3 5 8 62.50
1006 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1007 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1008 WING ON SECURITIES LIMITED 2 6 8 75.00
1009 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 77.78
1010 ALTUS CAPITAL LIMITED 3 6 9 66.67
1011 Anli Securities Limited 2 7 9 77.78
1012 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
1013 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
1014 Beijing Securities Limited 3 6 9 66.67 2008-11-07
1015 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 55.56 2004-11-17
1016 BUSINESS FUTURES LIMITED 2 7 9 77.78
1017 Capital International, Inc. 2 7 9 77.78 2007-07-03
1018 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
1019 Chanceton Capital Partners Limited 4 5 9 55.56
1020 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1021 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1022 CNCB (Hong Kong) Capital Limited 6 3 9 33.33 2010-10-27
1023 EMPEROR CORPORATE FINANCE LIMITED 4 5 9 55.56 2009-12-24
1024 EVERHOT SECURITIES LIMITED 3 6 9 66.67
1025 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
1026 GT CAPITAL LIMITED 3 6 9 66.67
1027 HANG SENG FUTURES LIMITED 2 7 9 77.78
1028 HERMES SECURITIES LIMITED 2 7 9 77.78
1029 Hong Kong Stock Link Securities Limited 2 7 9 77.78
1030 Hongkong Bay Securities Limited 2 7 9 77.78
1031 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
1032 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
1033 JK Capital Management Limited 4 5 9 55.56
1034 Joy Silver Limited 3 6 9 66.67
1035 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1036 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1037 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1038 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
1039 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1040 Leonteq Securities (Hong Kong) Limited 2 7 9 77.78 2011-04-07
1041 Mackenzie Investments Asia Limited 4 5 9 55.56
1042 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1043 METRO CAPITAL FUTURES LIMITED 3 6 9 66.67
1044 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1045 Octal Capital Limited 4 5 9 55.56 2011-06-01
1046 Open Asset Management Limited 5 4 9 44.44 2011-03-08
1047 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
1048 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1049 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
1050 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1051 PCA Investments Hong Kong, Limited 3 6 9 66.67 2011-06-16
1052 Permira Advisers Limited 2 7 9 77.78 2008-08-19
1053 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 66.67 2008-07-29
1054 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
1055 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
1056 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1057 Segantii Capital Management Limited 2 7 9 77.78 2007-11-22
1058 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1059 SOUTH CHINA RESEARCH LIMITED 3 6 9 66.67
1060 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1061 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
1062 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
1063 THING ON SECURITIES LIMITED 2 7 9 77.78
1064 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1065 TPG-AXON CAPITAL (HK), LIMITED 2 7 9 77.78 2005-05-31
1066 Tyche Group Limited 2 7 9 77.78
1067 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
1068 Vontobel (Hong Kong) Limited 3 6 9 66.67 2008-11-27
1069 WINNINGTON CAPITAL LIMITED 4 5 9 55.56
1070 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
1071 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1072 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1073 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1074 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
1075 Alpha Financial Group Limited 2 8 10 80.00 2005-10-31
1076 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 80.00 2007-05-08
1077 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1078 Bradbury Securities Limited 2 8 10 80.00
1079 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00
1080 CF GLOBAL (HK) LIMITED 3 7 10 70.00 2006-11-22
1081 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1082 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00 2007-02-16
1083 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
1084 COHEN & STEERS ASIA LIMITED 3 7 10 70.00 2005-07-29
1085 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 80.00 2009-01-02
1086 FT Securities Limited 3 7 10 70.00 2005-09-22
1087 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 80.00 2005-02-16
1088 GAVEKAL CAPITAL LIMITED 2 8 10 80.00 2003-06-09
1089 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
1090 Hamilton Lane (Hong Kong) Limited 2 8 10 80.00 2010-07-05
1091 HONG KONG INTERNATIONAL FUTURES LIMITED 4 6 10 60.00
1092 HUA NAN SECURITIES (HK) LIMITED 4 6 10 60.00 2008-04-08
1093 Huajin Corporate Finance (International) Limited 4 6 10 60.00
1094 ICBC Asset Management (Global) Company Limited 2 8 10 80.00
1095 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 6 10 60.00 2009-12-14
1096 iTTa Capital Limited 2 8 10 80.00 2003-05-29
1097 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
1098 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
1099 JS SECURITIES LIMITED (HK) 1 9 10 90.00 2011-01-20
1100 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
1101 KING FOOK SECURITIES COMPANY LIMITED 5 5 10 50.00
1102 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 6 10 60.00
1103 KVB Kunlun Securities (HK) Limited 2 8 10 80.00 2008-07-02
1104 LAMTEX SECURITIES LIMITED 3 7 10 70.00
1105 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
1106 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1107 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2008-09-03
1108 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 70.00 2007-12-21
1109 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1110 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1111 NITTAN CAPITAL ASIA LIMITED 2 8 10 80.00 2011-08-05
1112 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1113 ORIENT FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2011-02-28
1114 PineBridge Investments Hong Kong Limited 4 6 10 60.00
1115 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
1116 PO LEE SECURITIES LIMITED 3 7 10 70.00
1117 RBS Asia Futures Limited 4 6 10 60.00
1118 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1119 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
1120 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
1121 SJS Markets Limited 3 7 10 70.00 2005-03-02
1122 Templewater Hong Kong Limited 4 6 10 60.00
1123 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
1124 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1125 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 70.00
1126 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
1127 YUE XIU FUTURES COMPANY LIMITED 2 8 10 80.00
1128 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1129 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
1130 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
1131 China Finance KAB Limited 2 9 11 81.82 2004-12-23
1132 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
1133 China Tonghai (IA) Limited 3 8 11 72.73
1134 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
1135 DAH SING SECURITIES LIMITED 3 8 11 72.73
1136 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 72.73
1137 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
1138 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
1139 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 72.73
1140 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
1141 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1142 FDB Financial Group Limited 3 8 11 72.73
1143 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
1144 Hao Tian International Securities Limited 4 7 11 63.64
1145 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
1146 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
1147 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1148 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
1149 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
1150 Legg Mason International Equities (Hong Kong) Limited 3 8 11 72.73
1151 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
1152 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1153 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 9 11 81.82 2009-09-04
1154 Minerva Holding Financial Securities Limited 2 9 11 81.82
1155 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73
1156 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
1157 Oaktree Capital (Hong Kong) Limited 3 8 11 72.73 2006-07-12
1158 Oreana Financial Services Limited 3 8 11 72.73 2011-07-12
1159 PHOENIX CAPITAL SECURITIES LIMITED 6 5 11 45.45 2006-07-03
1160 Planetree Futures Limited 4 7 11 63.64
1161 Samsung Asset Management (Hong Kong) Limited 2 9 11 81.82 2008-04-23
1162 SDHG International Securities Limited 3 8 11 72.73
1163 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
1164 SOLID KING SECURITIES LIMITED 3 8 11 72.73
1165 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1166 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1167 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1168 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1169 VISION FINANCE ASSET MANAGEMENT LIMITED 6 5 11 45.45 2006-11-14
1170 VMS Securities Limited 4 7 11 63.64
1171 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1172 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1173 YUE XIU SECURITIES COMPANY LIMITED 3 8 11 72.73
1174 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1175 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1176 abrdn Hong Kong Limited 4 8 12 66.67
1177 Anuenue Securities Limited 2 10 12 83.33
1178 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1179 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
1180 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
1181 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
1182 D. E. Shaw & Co. (Asia Pacific) Limited 3 9 12 75.00 2007-11-14
1183 EAST ASIA FUTURES LIMITED 3 9 12 75.00
1184 FLAG Squadron Asia Limited 6 6 12 50.00 2006-10-24
1185 Fortune Origin Securities Limited 3 9 12 75.00 2009-07-09
1186 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
1187 HENIK SECURITIES LIMITED 2 10 12 83.33
1188 HSBC BROKING (CHINA) LIMITED 3 9 12 75.00
1189 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1190 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1191 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
1192 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 75.00 2010-11-03
1193 MOELIS & COMPANY ASIA LIMITED 2 10 12 83.33 2009-12-11
1194 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1195 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 10 12 83.33 2011-11-25
1196 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
1197 ORIENTAL WEALTH SECURITIES LIMITED 3 9 12 75.00 2008-09-05
1198 PIMCO Asia Limited 3 9 12 75.00 2006-05-17
1199 Rifa Futures Limited 2 10 12 83.33 2008-12-01
1200 ROOFER SECURITIES LIMITED 3 9 12 75.00
1201 RPS INVESTMENT LIMITED 3 9 12 75.00
1202 SAIL ADVISORS LIMITED 5 7 12 58.33 2004-05-17
1203 SEEKERS MARKETS LIMITED 2 10 12 83.33
1204 SHUN HENG SECURITIES LIMITED 2 10 12 83.33
1205 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1206 STOCKWELL COMMODITIES LIMITED 3 9 12 75.00
1207 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1208 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1209 SUN SECURITIES LIMITED 2 10 12 83.33 2011-04-01
1210 TANG PING KONG LIMITED 3 9 12 75.00
1211 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1212 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 9 12 75.00
1213 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1214 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1215 Win Securities Limited 3 9 12 75.00
1216 WING FAT SECURITIES LIMITED 3 9 12 75.00
1217 Wisetrade Securities Limited 3 9 12 75.00
1218 ZMF Asset Management Limited 2 10 12 83.33 2011-01-21
1219 AIF CAPITAL LIMITED 4 9 13 69.23
1220 AIF Securities Limited 5 8 13 61.54 2004-11-02
1221 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
1222 ASA SECURITIES LIMITED 2 11 13 84.62 2010-08-19
1223 Astrum Capital Management Limited (HK) 3 10 13 76.92 2005-07-08
1224 AXA Investment Managers Asia Limited 2 11 13 84.62 2005-07-21
1225 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
1226 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 7 13 53.85 2011-01-04
1227 BULLISH SECURITIES LIMITED 2 11 13 84.62
1228 BWC FOREX LIMITED 3 10 13 76.92 2009-12-11
1229 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
1230 Citadel Asia Limited 3 10 13 76.92 2005-10-21
1231 CSOP Asset Management Limited 3 10 13 76.92 2008-09-29
1232 Eclipse Options (HK) Limited 2 11 13 84.62 2007-05-31
1233 EQT Partners Asia Limited 4 9 13 69.23 2011-04-15
1234 Essence International Financial Holdings Limited 2 11 13 84.62
1235 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1236 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 11 13 84.62
1237 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
1238 HAMON ASIAN ADVISORS LIMITED 4 9 13 69.23
1239 IBTS ASIA (HK) LIMITED 4 9 13 69.23 2005-11-17
1240 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
1241 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1242 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1243 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1244 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1245 MANGO FINANCIAL LIMITED 3 10 13 76.92
1246 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1247 Neutral Financial Holding Company Limited 4 9 13 69.23
1248 ORIENT SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2010-07-21
1249 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
1250 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
1251 Shacom Securities Limited 2 11 13 84.62
1252 SINO GRADE SECURITIES LIMITED 2 11 13 84.62
1253 SPARX Asia Investment Advisors Limited 2 11 13 84.62 2004-04-20
1254 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1255 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1256 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1257 VC CAPITAL LIMITED 5 8 13 61.54
1258 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 71.43 2008-08-08
1259 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1260 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 85.71
1261 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
1262 Bosera Asset Management (International) Co., Limited 4 10 14 71.43 2010-11-05
1263 CC Finance Limited 3 11 14 78.57 2006-04-20
1264 CINDA INTERNATIONAL CAPITAL LIMITED 6 8 14 57.14
1265 CMB International Global Markets Limited 3 11 14 78.57
1266 DAEWOO SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
1267 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1268 HAMON ASSET MANAGEMENT LIMITED 4 10 14 71.43
1269 HAMON INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43
1270 HEAD & SHOULDERS SECURITIES LIMITED 3 11 14 78.57 2008-03-27
1271 Janus Henderson Investors Hong Kong Limited 4 10 14 71.43
1272 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
1273 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1274 LIM ADVISORS LIMITED 4 10 14 71.43
1275 MALAHON SECURITIES LIMITED 2 12 14 85.71
1276 MCP Asset Management Company Limited 3 11 14 78.57 2005-08-23
1277 MFG Limited (HK) 5 9 14 64.29 2006-07-17
1278 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
1279 PRIME SECURITIES LIMITED (HK) 2 12 14 85.71
1280 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1281 Public Financial Securities Limited 3 11 14 78.57
1282 Rabo Brokerage HK Limited 3 11 14 78.57 2007-09-12
1283 Redford Asset Management Limited 4 10 14 71.43 2010-03-09
1284 Sinofortune Securities Limited 4 10 14 71.43
1285 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1286 Vision Capital Investment Management Limited 3 11 14 78.57 2003-12-17
1287 Wells Fargo Securities Asia Limited 3 11 14 78.57 2008-04-25
1288 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1289 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
1290 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1291 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 66.67
1292 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
1293 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 11 15 73.33 2010-06-29
1294 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1295 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
1296 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1297 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1298 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 73.33 2009-07-10
1299 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 73.33 2003-06-06
1300 M&F Asset Management Limited 4 11 15 73.33
1301 Nomura Asset Management Hong Kong Limited 4 11 15 73.33
1302 Oppenheimer Investments Asia Limited 2 13 15 86.67 2010-02-12
1303 Penjing Asset Management (HK) Limited 5 10 15 66.67 2005-03-24
1304 PO SANG SECURITIES LIMITED 2 13 15 86.67
1305 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
1306 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
1307 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 73.33
1308 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 9 15 60.00 2008-08-07
1309 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1310 Waterland Securities (HK) Company Limited 2 13 15 86.67 2009-02-20
1311 Well Link Securities Limited 3 12 15 80.00 2005-11-11
1312 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1313 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1314 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
1315 China Gather Wealth Financial Company Limited 6 10 16 62.50 2005-04-01
1316 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 75.00 2006-12-08
1317 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 75.00 2007-04-20
1318 Double Haven Capital (Hong Kong) Limited 3 13 16 81.25 2007-02-16
1319 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1320 Essence Futures (Hong Kong) Limited 3 13 16 81.25 2010-10-25
1321 Future Growth Financial Services Limited 3 13 16 81.25 2010-04-08
1322 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
1323 GF Capital (Hong Kong) Limited 6 10 16 62.50 2007-01-31
1324 HING WONG SECURITIES LIMITED 3 13 16 81.25
1325 ICBC (ASIA) SECURITIES LIMITED 4 12 16 75.00
1326 iFAST Financial (HK) Limited 4 12 16 75.00 2007-03-30
1327 JPMorgan Asset Management Real Assets (Asia) Limited 2 14 16 87.50 2009-06-26
1328 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1329 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 10 16 62.50 2009-07-30
1330 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 11 16 68.75
1331 Pyramis Global Advisors (Hong Kong) Limited 5 11 16 68.75 2008-07-29
1332 Robeco Hong Kong Limited 5 11 16 68.75 2007-12-18
1333 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1334 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 13 16 81.25 2008-09-02
1335 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
1336 WINTECH SECURITIES LIMITED 4 12 16 75.00
1337 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
1338 CES Capital International (Hong Kong) Co., Limited 8 9 17 52.94 2008-03-20
1339 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
1340 China Galaxy International Securities (Hong Kong) Co., Limited 5 12 17 70.59 2011-09-12
1341 CITIC Securities Asset Management (HK) Limited 3 14 17 82.35 2008-08-01
1342 CMB International Capital Limited 4 13 17 76.47 2010-09-07
1343 CNI Securities Group Limited 3 14 17 82.35 2009-12-15
1344 CTBC Asia Limited 5 12 17 70.59 2004-01-14
1345 CVC Asia Pacific Limited 4 13 17 76.47 2009-11-16
1346 Everbright Securities Global (HK) Limited 3 14 17 82.35
1347 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
1348 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
1349 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
1350 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1351 Neuberger Berman Asia Limited 3 14 17 82.35 2008-03-13
1352 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1353 Optima Capital Limited 4 13 17 76.47 2007-10-25
1354 ORIENTAL PATRON ASIA LIMITED 6 11 17 64.71
1355 WINFULL SECURITIES LIMITED 3 14 17 82.35
1356 AISANCE ASSET MANAGEMENT LIMITED 5 13 18 72.22 2005-06-16
1357 CSC FUTURES (HK) LIMITED 4 14 18 77.78
1358 De Riva Asia Limited 2 16 18 88.89 2010-07-29
1359 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
1360 LOMBARD ODIER (HONG KONG) LIMITED 5 13 18 72.22
1361 MTF SECURITIES LIMITED 2 16 18 88.89
1362 NATIONAL RESOURCES SECURITIES LIMITED 4 14 18 77.78
1363 PEGASUS FUND MANAGERS LIMITED 2 16 18 88.89 2011-01-28
1364 Qantex Capital Markets Limited 2 16 18 88.89 2009-04-14
1365 St. James's Place (Hong Kong) Limited 1 17 18 94.44
1366 APG Investments Asia Limited 7 12 19 63.16 2008-11-18
1367 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
1368 Channel 8 Wealth Management Limited 3 16 19 84.21 2010-01-27
1369 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 14 19 73.68 2009-03-31
1370 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
1371 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
1372 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
1373 HSBC FUTURES (SINGAPORE) PTE LTD 3 16 19 84.21 2007-04-20
1374 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 73.68 2006-09-12
1375 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
1376 Sunrise Brokers (Hong Kong) Limited 2 17 19 89.47 2009-12-09
1377 TT INTERNATIONAL (HONG KONG) LIMITED 7 12 19 63.16 2004-06-04
1378 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 73.68 2007-01-11
1379 YUEXING SECURITIES COMPANY LIMITED 3 16 19 84.21
1380 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
1381 Beevest Securities Limited 6 14 20 70.00 2005-03-07
1382 BERICH BROKERAGE LIMITED 3 17 20 85.00
1383 BUSINESS SECURITIES LIMITED 2 18 20 90.00
1384 CBH Asia Limited 3 17 20 85.00 2010-09-24
1385 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
1386 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 17 20 85.00 2008-12-17
1387 DBS ASIA CAPITAL LIMITED 8 12 20 60.00
1388 ENLIGHTEN FUTURES LIMITED 4 16 20 80.00
1389 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1390 HENYEP SECURITIES LIMITED 3 17 20 85.00
1391 Income Partners Asset Management (HK) Limited 4 16 20 80.00
1392 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1393 ORIENT SECURITIES LIMITED 3 17 20 85.00
1394 Public Securities Limited 4 16 20 80.00
1395 REDFORD SECURITIES LIMITED 2 18 20 90.00 2005-03-31
1396 SFM HK Management Limited 4 16 20 80.00 2010-11-01
1397 TEMPLETON ASSET MANAGEMENT LTD 3 17 20 85.00
1398 Tiger Securities Asset Management Company Limited 6 14 20 70.00 2006-12-29
1399 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1400 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
1401 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1402 BOCOM International Asset Management Limited 7 14 21 66.67 2007-09-13
1403 CAIIS Limited 3 18 21 85.71 2006-05-23
1404 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
1405 CITIC Securities CLSA Capital Partners (HK) Limited 5 16 21 76.19
1406 Guotai Junan FX Limited 3 18 21 85.71 2010-10-21
1407 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
1408 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1409 Open Securities Limited 6 15 21 71.43 2010-07-16
1410 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 18 21 85.71 2007-01-09
1411 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 85.71
1412 Prime Cdex Securities Limited 4 17 21 80.95
1413 Quam Capital Limited (b1994-08-04) 6 15 21 71.43
1414 SPS SECURITIES LIMITED 4 17 21 80.95
1415 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
1416 YICKO SECURITIES LIMITED 4 17 21 80.95
1417 Allianz Global Investors Hong Kong Limited 4 18 22 81.82
1418 AMPLE CAPITAL LIMITED 9 13 22 59.09 2007-01-02
1419 BEA Union Investment Management Limited 5 17 22 77.27
1420 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82 2010-09-10
1421 BOCOM International (Asia) Limited 8 14 22 63.64 2007-09-21
1422 CLSA FUTURES LIMITED 4 18 22 81.82
1423 DL BROKERAGE LIMITED 3 19 22 86.36
1424 DWS Investments Hong Kong Limited 4 18 22 81.82
1425 EWARTON SECURITIES LIMITED 6 16 22 72.73
1426 Fidelity Management & Research (Hong Kong) Limited 3 19 22 86.36 2008-09-04
1427 GAM HONG KONG LIMITED 3 19 22 86.36
1428 GAOYU SECURITIES LIMITED 5 17 22 77.27
1429 HANG SENG SECURITIES LIMITED 6 16 22 72.73
1430 JIMEI SECURITIES LIMITED 2 20 22 90.91 2008-12-09
1431 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 90.91
1432 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
1433 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
1434 Planetree Securities Limited 4 18 22 81.82
1435 Rifa Securities Limited 4 18 22 81.82
1436 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
1437 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
1438 FIRST SECURITIES (HK) LIMITED 7 16 23 69.57 2009-08-03
1439 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 19 23 82.61 2008-07-03
1440 HARVEST GLOBAL INVESTMENTS LIMITED 5 18 23 78.26 2009-02-16
1441 I-ACCESS INVESTORS LIMITED 6 17 23 73.91 2005-07-13
1442 SBI China Capital Commodities Limited 5 18 23 78.26
1443 SynerWealth Financial Limited 3 20 23 86.96 2009-02-04
1444 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 82.61
1445 Well Link International Securities Limited 3 20 23 86.96
1446 WING FUNG FUTURES LIMITED 3 20 23 86.96 2006-04-21
1447 WING FUNG SECURITIES LIMITED 3 20 23 86.96
1448 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
1449 AXA Financial Planning (Hong Kong) Limited 5 19 24 79.17
1450 CHINA EVERBRIGHT CAPITAL LIMITED 6 18 24 75.00 2005-05-09
1451 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
1452 Eastspring Investments (Hong Kong) Limited 4 20 24 83.33 2006-08-08
1453 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 19 24 79.17
1454 HSBC BROKING SECURITIES (HONG KONG) LIMITED 4 20 24 83.33
1455 HUNG SING SECURITIES LIMITED 4 20 24 83.33
1456 INSTINET PACIFIC LIMITED 4 20 24 83.33
1457 Interactive Brokers LLC 3 21 24 87.50 2007-03-19
1458 Keefe, Bruyette & Woods Asia Limited 8 16 24 66.67 2010-03-03
1459 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
1460 North Beta International Securities Limited 2 22 24 91.67 2009-07-17
1461 PIPER JAFFRAY ASIA LIMITED 5 19 24 79.17
1462 TAI SHING STOCK INVESTMENT CO. LIMITED 2 22 24 91.67
1463 Virtu ITG Hong Kong Limited 5 19 24 79.17
1464 WILSON SECURITIES LIMITED 2 22 24 91.67 2010-02-25
1465 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
1466 IPP Financial Advisers Limited 2 23 25 92.00 2006-12-21
1467 KAISER FUTURES LIMITED 3 22 25 88.00
1468 KAISER SECURITIES LIMITED 2 23 25 92.00
1469 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
1470 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 88.00
1471 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 8 17 25 68.00
1472 Vantage Capital Markets HK Limited 5 20 25 80.00 2008-10-02
1473 CAPITAL GLOBAL MANAGEMENT LIMITED 4 22 26 84.62 2005-09-17
1474 CMB International Securities Limited 4 22 26 84.62 2010-06-15
1475 DELTA ASIA SECURITIES LIMITED 4 22 26 84.62 2011-12-23
1476 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
1477 Essence International Securities (Hong Kong) Limited 4 22 26 84.62 2010-05-18
1478 HPEF Capital Partners Limited 9 17 26 65.38
1479 IAM LEGACY LIMITED 3 23 26 88.46 2007-08-21
1480 ICAP Equities Asia Limited 3 23 26 88.46 2008-12-22
1481 IMC Asia Pacific Limited 2 24 26 92.31 2007-03-12
1482 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 18 26 69.23
1483 KINGSTON FUTURES LIMITED 3 23 26 88.46
1484 ORIENTAL PATRON SECURITIES LIMITED 5 21 26 80.77
1485 Shang International Finance Limited 11 15 26 57.69
1486 Sino-Rich Securities & Futures Limited 3 23 26 88.46 2010-11-17
1487 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1488 Yunfeng Financial Markets Limited 10 16 26 61.54
1489 CAPITAL RESEARCH COMPANY 3 24 27 88.89 2004-11-10
1490 GAYANG SECURITIES LIMITED 3 24 27 88.89 2010-11-09
1491 Hafoo Securities Limited 2 25 27 92.59 2009-12-09
1492 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1493 HARRIS FRASER (INTERNATIONAL) LIMITED 3 24 27 88.89
1494 ICAP Securities Hong Kong Limited 3 24 27 88.89 2005-10-06
1495 LEHIN SECURITIES LIMITED 3 24 27 88.89
1496 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 24 27 88.89
1497 S&P Global Ratings Hong Kong Limited 7 20 27 74.07 2011-06-01
1498 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1499 LUK FOOK SECURITIES (HK) LIMITED 4 24 28 85.71
1500 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 24 28 85.71 2008-06-30
1501 OnePlatform Securities Limited 2 26 28 92.86
1502 RBC Capital Markets (Hong Kong) Limited 5 23 28 82.14 2010-09-09
1503 Renaissance Capital (Hong Kong) Limited 5 23 28 82.14 2010-09-02
1504 SMBC Nikko Securities (Hong Kong) Limited 5 23 28 82.14
1505 South China Forex Limited 2 26 28 92.86 2010-06-21
1506 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 21 29 72.41 2003-08-29
1507 Everbright Securities Digital Finance (HK) Limited 4 25 29 86.21
1508 Fosun International Securities Limited 10 19 29 65.52 2008-06-23
1509 GUOTAI JUNAN CAPITAL LIMITED 6 23 29 79.31
1510 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 21 29 72.41 2007-06-20
1511 BOCI ASSET MANAGEMENT LIMITED 9 21 30 70.00
1512 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 24 30 80.00 2006-07-03
1513 HAITONG INTERNATIONAL CAPITAL LIMITED 7 23 30 76.67
1514 MIDLAND WEALTH MANAGEMENT LIMITED 2 28 30 93.33 2008-02-18
1515 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
1516 Amundi Hong Kong Limited 5 26 31 83.87
1517 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
1518 GFI (HK) SECURITIES L.L.C. 3 28 31 90.32 2007-06-18
1519 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 29 31 93.55 2007-01-30
1520 HGNH International Futures Co., Limited 7 24 31 77.42 2007-06-26
1521 OKASAN INTERNATIONAL (ASIA) LIMITED 4 27 31 87.10 2007-05-17
1522 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 83.87 2011-09-28
1523 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
1524 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 26 31 83.87 2009-06-02
1525 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 28 32 87.50 2005-11-15
1526 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 29 32 90.63 2007-02-14
1527 Northern Trust Company of Hong Kong Limited (The) 5 27 32 84.38 2011-09-05
1528 Wellington Management Hong Kong Limited (b2003-01-02) 5 27 32 84.38 2003-09-18
1529 CSC SECURITIES (HK) LIMITED 5 28 33 84.85 2003-12-29
1530 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
1531 GET NICE FUTURES COMPANY LIMITED 2 31 33 93.94
1532 GF FUTURES (HONG KONG) CO., LIMITED 3 30 33 90.91 2007-02-16
1533 KAM FAI SECURITIES CO., LIMITED 4 29 33 87.88
1534 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
1535 Rich Union Securities (H.K.) Limited 6 27 33 81.82
1536 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 30 33 90.91
1537 WOCOM LIMITED (HK) 5 28 33 84.85
1538 BSI Investment Advisors (Hong Kong) Limited 5 29 34 85.29 2010-08-27
1539 CASH Wealth Management Limited 4 30 34 88.24 2011-01-17
1540 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
1541 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
1542 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 24 34 70.59 2010-06-30
1543 Mason Futures Limited (HK) 4 30 34 88.24
1544 SINOPAC FUTURES (ASIA) LIMITED 5 29 34 85.29
1545 T. Rowe Price Hong Kong Limited 2 32 34 94.12 2010-12-21
1546 VICTORY SECURITIES COMPANY LIMITED 4 30 34 88.24 2007-02-16
1547 ATHENA WEALTH MANAGEMENT LIMITED 2 33 35 94.29 2008-04-25
1548 BlackRock Asset Management North Asia Limited 5 30 35 85.71 2003-12-16
1549 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1550 CINDA INTERNATIONAL FUTURES LIMITED 3 32 35 91.43
1551 Glory Sun Securities Limited 4 31 35 88.57
1552 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 30 35 85.71
1553 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1554 AllianceBernstein Hong Kong Limited 3 33 36 91.67 2006-10-05
1555 Evergrande Futures (Hong Kong) Limited 5 31 36 86.11 2003-11-21
1556 FORTUNE (HK) SECURITIES LIMITED 2 34 36 94.44
1557 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 30 36 83.33
1558 Goldman Sachs Investment Management Hong Kong Limited 4 32 36 88.89
1559 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 91.67
1560 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 30 36 83.33
1561 RHB FUTURES HONG KONG LIMITED 4 32 36 88.89 2005-09-28
1562 T G HOLBORN (HK) LIMITED 3 33 36 91.67
1563 CMBC SECURITIES COMPANY LIMITED 7 30 37 81.08 2008-01-24
1564 Mirae Asset Securities (HK) Limited 6 31 37 83.78 2007-01-11
1565 Pictet Asset Management (Hong Kong) Limited 5 32 37 86.49 2006-10-26
1566 ENLIGHTEN SECURITIES LIMITED 3 35 38 92.11
1567 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 35 38 92.11 2010-06-29
1568 ONE CHINA SECURITIES LIMITED 2 36 38 94.74 2004-03-01
1569 UNITED SIMSEN FOREX DEALERS LIMITED 3 35 38 92.11
1570 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 87.18 2008-12-31
1571 WOCOM SECURITIES LIMITED 5 34 39 87.18
1572 Bright Fund Management Limited 4 36 40 90.00
1573 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
1574 Religare Capital Markets (Hong Kong) Limited 7 33 40 82.50 2008-07-24
1575 Guosen Securities (HK) Brokerage Company, Limited 4 37 41 90.24 2010-02-26
1576 MIB FUTURES (HONG KONG) LIMITED 4 37 41 90.24 2011-03-25
1577 WIN WONG SECURITIES LIMITED 4 37 41 90.24
1578 Mason Securities Limited 5 37 42 88.10
1579 Rothschild & Co Hong Kong Limited 3 39 42 92.86 2005-04-27
1580 VC FUTURES LIMITED 4 38 42 90.48
1581 Funderstone Futures Limited 6 37 43 86.05
1582 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 36 43 83.72
1583 ICBC INTERNATIONAL FUTURES LIMITED 4 39 43 90.70 2009-05-06
1584 STOCKWELL SECURITIES LIMITED 3 40 43 93.02
1585 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 39 44 88.64
1586 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
1587 Point72 Hong Kong Limited 3 41 44 93.18 2006-11-14
1588 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 84.09 2007-04-26
1589 UBS Asset Management (Hong Kong) Limited 5 39 44 88.64
1590 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 95.65 2010-11-26
1591 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 91.30
1592 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 91.30
1593 TSE'S SECURITIES LIMITED 3 43 46 93.48
1594 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 42 47 89.36 2007-10-10
1595 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 40 47 85.11 2005-07-05
1596 Rakuten Securities Hong Kong Limited 3 44 47 93.62
1597 Success Futures and Foreign Exchange Limited 4 43 47 91.49 2005-12-06
1598 BOCI RESEARCH LIMITED 5 43 48 89.58
1599 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 8 40 48 83.33 2004-07-15
1600 T.F.S. Derivatives HK Limited 7 41 48 85.42 2009-04-03
1601 BGC SECURITIES (HONG KONG) LLC 6 44 50 88.00 2008-06-25
1602 CHOW SANG SANG SECURITIES LIMITED 4 46 50 92.00
1603 CSI Corporate Finance (HK) Limited 9 41 50 82.00 2007-08-01
1604 CVP Securities Limited 2 48 50 96.00 2004-07-09
1605 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 44 50 88.00 2007-04-04
1606 Funderstone Securities Limited 7 44 51 86.27
1607 Yuanta Securities (Hong Kong) Company Limited 11 40 51 78.43 2006-07-08
1608 ASSET MANAGEMENT GROUP LIMITED 2 50 52 96.15 2006-01-17
1609 CGS International Securities Hong Kong Limited 8 44 52 84.62
1610 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 47 52 90.38
1611 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 96.23 2004-01-20
1612 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
1613 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 48 54 88.89 2007-01-12
1614 BLACKSTONE GROUP (HK) LIMITED (THE) 3 51 54 94.44 2008-10-14
1615 NATIXIS ASIA LIMITED 4 50 54 92.59 2004-10-19
1616 Taiping Securities (HK) Co Limited 5 49 54 90.74
1617 ABCI Securities Company Limited 6 50 56 89.29 2005-11-15
1618 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 50 56 89.29
1619 ICBC INTERNATIONAL SECURITIES LIMITED 9 47 56 83.93 2008-11-14
1620 BCT Financial Limited 2 55 57 96.49 2010-11-24
1621 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 92.98
1622 VALUE PARTNERS HONG KONG LIMITED 3 54 57 94.74 2007-11-19
1623 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 50 58 86.21
1624 VALUE PARTNERS LIMITED 3 55 58 94.83
1625 Evergrande Securities (Hong Kong) Limited 6 53 59 89.83
1626 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
1627 Lion Global Financial Limited 5 56 61 91.80 2008-10-10
1628 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
1629 UBS DERIVATIVES HONG KONG LIMITED 5 56 61 91.80
1630 FIRST SHANGHAI SECURITIES LIMITED 5 58 63 92.06
1631 INVESCO HONG KONG LIMITED 7 56 63 88.89
1632 FWD Life Insurance Company (Bermuda) Limited 3 62 65 95.38
1633 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 13 53 66 80.30 2005-11-29
1634 MUFG Securities Asia Limited 8 58 66 87.88 2010-12-31
1635 VC BROKERAGE LIMITED 3 64 67 95.52
1636 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 66 68 97.06
1637 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
1638 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 63 69 91.30
1639 GF Securities (Hong Kong) Brokerage Limited 7 63 70 90.00 2007-01-31
1640 Moody's Investors Service Hong Kong Limited 3 67 70 95.71 2011-06-01
1641 Standard Chartered Securities (Hong Kong) Limited 12 58 70 82.86
1642 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 64 71 90.14
1643 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 58 71 81.69 2005-06-06
1644 ICBC INTERNATIONAL CAPITAL LIMITED 13 58 71 81.69 2008-05-27
1645 FWD Financial Planning Limited (HK) 4 68 72 94.44 2011-01-25
1646 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
1647 Newedge Broker Hong Kong Limited 3 70 73 95.89
1648 CORPORATE BROKERS LIMITED 4 71 75 94.67
1649 SG Asset Finance (Hong Kong) Limited 3 72 75 96.00 2003-10-02
1650 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
1651 FULBRIGHT FUTURES LIMITED 4 73 77 94.81 2005-12-05
1652 RHB SECURITIES HONG KONG LIMITED 6 71 77 92.21 2006-11-17
1653 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1654 Success Securities Limited 3 76 79 96.20
1655 Tung Shing Futures (Brokers) Limited 6 73 79 92.41
1656 CCB INTERNATIONAL CAPITAL LIMITED 10 71 81 87.65 2004-05-27
1657 SANFULL SECURITIES LIMITED 6 76 82 92.68
1658 Huarong International Securities Limited 9 76 85 89.41 2004-10-25
1659 CINDA INTERNATIONAL SECURITIES LIMITED 4 82 86 95.35
1660 KINGSTON SECURITIES LIMITED 4 83 87 95.40
1661 Macquarie Corporate (Hong Kong) Limited 11 76 87 87.36
1662 iBest Consultants Limited 4 84 88 95.45 2008-04-15
1663 Jefferies Hong Kong Limited 8 80 88 90.91 2010-01-04
1664 NOMURA SECURITIES (HONG KONG) LIMITED 5 83 88 94.32 2010-02-01
1665 SINOPAC SECURITIES (ASIA) LIMITED 14 74 88 84.09
1666 FIL Investment Advisors 5 84 89 94.38
1667 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 83 89 93.26 2011-03-04
1668 YF Life Investors Limited 3 86 89 96.63 2004-08-30
1669 CCB INTERNATIONAL SECURITIES LIMITED 9 81 90 90.00 2005-08-19
1670 SAMSUNG SECURITIES (ASIA) LIMITED 10 80 90 88.89
1671 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 76 91 83.52 2004-05-31
1672 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
1673 GET NICE SECURITIES LIMITED 4 88 92 95.65
1674 Credit Suisse Securities (Hong Kong) Limited 9 84 93 90.32
1675 MIB SECURITIES (HONG KONG) LIMITED 11 82 93 88.17
1676 EMPEROR FUTURES LIMITED 3 91 94 96.81
1677 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 88 94 93.62 2004-10-14
1678 SOUTH CHINA COMMODITIES LIMITED 5 89 94 94.68
1679 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 92 100 92.00 2003-10-31
1680 BlackRock (Hong Kong) Limited (d2017-01-20) 8 93 101 92.08
1681 BOCI ASIA LIMITED 17 85 102 83.33
1682 CITIC Securities Futures (HK) Limited 11 91 102 89.22
1683 HSBC Global Asset Management (Hong Kong) Limited 14 92 106 86.79 2006-03-29
1684 CENTALINE WEALTH MANAGEMENT LIMITED 4 103 107 96.26 2004-04-02
1685 RBS Asia Corporate Finance Limited 8 99 107 92.52
1686 CHONG HING SECURITIES LIMITED 4 104 108 96.30
1687 Credit Agricole Securities (Asia) Limited 14 95 109 87.16
1688 Nerico Brothers Limited (HK) 11 99 110 90.00 2004-11-30
1689 SOUTH CHINA SECURITIES LIMITED 5 105 110 95.45
1690 JPMorgan Asset Management (Asia Pacific) Limited 11 100 111 90.09 2006-02-16
1691 MIZUHO SECURITIES ASIA LIMITED 16 95 111 85.59 2007-02-26
1692 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 109 113 96.46
1693 UBS SECURITIES HONG KONG LIMITED 9 106 115 92.17 2011-07-06
1694 AXA CHINA REGION INVESTMENT SERVICES LIMITED 7 110 117 94.02 2006-01-25
1695 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 106 118 89.83 2003-12-02
1696 JPMorgan Funds (Asia) Limited 9 109 118 92.37
1697 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 96.64 2011-02-15
1698 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 124 128 96.88
1699 orientiert XYZ Securities Limited 3 128 131 97.71 2004-12-03
1700 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
1701 CLSA RESEARCH LIMITED 3 137 140 97.86
1702 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 142 145 97.93 2009-10-05
1703 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 143 146 97.95
1704 CELESTIAL COMMODITIES LIMITED 6 142 148 95.95
1705 HSBC BROKING FOREX (ASIA) LIMITED 6 147 153 96.08
1706 EAST ASIA SECURITIES COMPANY LIMITED 4 154 158 97.47
1707 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 153 161 95.03 2007-07-04
1708 CHIEF SECURITIES LIMITED 5 161 166 96.99 2006-04-20
1709 FIL Investment Management (Hong Kong) Limited 7 160 167 95.81
1710 EMPEROR SECURITIES LIMITED (HK) 7 161 168 95.83
1711 PRUDENTIAL BROKERAGE LIMITED 3 171 174 98.28
1712 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 168 174 96.55
1713 DBS VICKERS (HONG KONG) LIMITED 4 172 176 97.73 2003-10-14
1714 HSBC BROKING FUTURES (ASIA) LIMITED 5 171 176 97.16
1715 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 26 152 178 85.39 2005-02-15
1716 HSBC BROKING SECURITIES (ASIA) LIMITED 8 175 183 95.63
1717 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 179 186 96.24 2009-10-15
1718 CES Forex (HK) Limited 3 189 192 98.44
1719 DEUTSCHE SECURITIES ASIA LIMITED 8 184 192 95.83 2004-01-08
1720 Yuanta Asia Investment (Hong Kong) Limited 11 183 194 94.33 2003-08-13
1721 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 198 204 97.06
1722 Tung Shing Securities (Brokers) Limited 6 198 204 97.06
1723 Quam Securities Limited 9 199 208 95.67 2004-10-15
1724 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 207 213 97.18
1725 SG SECURITIES (HK) LIMITED 26 188 214 87.85 2003-12-16
1726 CITIC Securities Brokerage (HK) Limited 14 201 215 93.49
1727 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 208 215 96.74
1728 FULBRIGHT SECURITIES LIMITED 11 227 238 95.38 2010-05-18
1729 CLSA LIMITED 7 232 239 97.07
1730 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 97.25
1731 CELESTIAL SECURITIES LIMITED 4 259 263 98.48
1732 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
1733 Daiwa Capital Markets Hong Kong Limited 14 271 285 95.09 2007-10-05
1734 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 23 268 291 92.10 2008-08-20
1735 BOCOM International Securities Limited 11 292 303 96.37 2007-09-10
1736 GOLDMAN SACHS FUTURES (ASIA) LIMITED 15 297 312 95.19
1737 HAITONG INTERNATIONAL FUTURES LIMITED 9 328 337 97.33
1738 BOCI SECURITIES LIMITED 15 355 370 95.95 2004-03-01
1739 KGI FUTURES (HONG KONG) LIMITED 8 363 371 97.84
1740 MACQUARIE CAPITAL LIMITED 21 354 375 94.40
1741 CES Commodities (HK) Limited 6 394 400 98.50
1742 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 14 418 432 96.76 2003-09-30
1743 PHILLIP COMMODITIES (H.K.) LIMITED 4 451 455 99.12 2003-12-09
1744 BARCLAYS CAPITAL ASIA LIMITED 26 430 456 94.30 2005-01-12
1745 Manulife Investment Management (Hong Kong) Limited 6 497 503 98.81
1746 KGI ASIA LIMITED 15 490 505 97.03
1747 Everbright Securities Investment Services (HK) Limited 11 526 537 97.95
1748 Credit Suisse (Hong Kong) Limited 38 500 538 92.94 2008-11-04
1749 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 14 553 567 97.53 2003-10-15
1750 UBS SECURITIES ASIA LIMITED 16 555 571 97.20
1751 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 557 572 97.38
1752 Morgan Stanley Hong Kong Securities Limited 12 598 610 98.03 2010-11-30
1753 Merrill Lynch Far East Limited 24 609 633 96.21 2010-08-20
1754 PHILLIP SECURITIES (HONG KONG) LIMITED 6 673 679 99.12
1755 Citigroup Global Markets Asia Limited 23 705 728 96.84 2008-03-31
1756 Merrill Lynch (Asia Pacific) Limited 26 810 836 96.89
1757 GOLDMAN SACHS (ASIA) L.L.C. 71 818 889 92.01 2009-02-19
1758 OnePlatform Asset Management Limited 17 908 925 98.16 2007-07-04
1759 Morgan Stanley Asia Limited 34 1263 1297 97.38 2006-04-07
1759 Average 3.40 21.70 25.11 86.44

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