SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 FACTORIAL MANAGEMENT LIMITED 2 0 2 0.00 2011-12-30
2 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
3 AIU International Securities Limited 2 0 2 0.00 2011-12-28
4 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
5 DELTA ASIA SECURITIES LIMITED 4 22 26 84.62 2011-12-23
6 SoFi Securities (Hong Kong) Limited 2 0 2 0.00 2011-12-22
7 JW Capital Limited (HK) 3 0 3 0.00 2011-12-19
8 Changjiang Asset Management (HK) Limited 2 0 2 0.00 2011-12-16
9 China Galaxy International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2011-12-14
10 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
11 Changjiang Securities Brokerage (HK) Limited 2 0 2 0.00 2011-12-13
12 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
13 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
14 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
15 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
16 LUK FOOK FUTURES (HK) LIMITED 2 6 8 75.00 2011-12-05
17 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
18 Brilliant Norton Securities Company Limited 2 1 3 33.33 2011-12-01
19 New Vision Asset Management Limited 2 0 2 0.00 2011-12-01
20 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 10 12 83.33 2011-11-25
21 Gong Ping Futures Limited 2 4 6 66.67 2011-11-22
22 MIGHTY BROKERAGE (ASIA) LIMITED 2 1 3 33.33 2011-11-22
23 ICBC Credit Suisse Asset Management (International) Company Limited 3 0 3 0.00 2011-11-18
24 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
25 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-11-15
26 STAND RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00 2011-11-08
27 CHARLESWIN BULLION LIMITED 2 0 2 0.00 2011-11-07
28 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
29 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
30 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2011-10-31
31 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
32 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
33 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
34 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
35 HGNH International Asset Management Co., Limited 2 0 2 0.00 2011-10-24
36 TC CAPITAL MANAGEMENT LIMITED (HK) 1 1 2 50.00 2011-10-24
37 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
38 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
39 Stifel Hong Kong Limited 2 0 2 0.00 2011-10-20
40 NAN FUNG INVESTMENT ADVISER LIMITED 2 1 3 33.33 2011-10-19
41 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
42 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
43 CENTALINE SECURITIES LIMITED 4 0 4 0.00 2011-10-07
44 Otkcab Limited 2 0 2 0.00 2011-10-07
45 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 83.87 2011-09-28
46 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
47 PRIME COURAGE SECURITIES COMPANY LIMITED 2 2 4 50.00 2011-09-19
48 Select Investment Services Limited (HK) 3 0 3 0.00 2011-09-16
49 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
50 China Galaxy International Securities (Hong Kong) Co., Limited 5 12 17 70.59 2011-09-12
51 Argonaut Securities (Asia) Limited 4 4 8 50.00 2011-09-08
52 GF International Investment Management Limited 3 0 3 0.00 2011-09-08
53 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
54 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
55 King Wai Asset Management Company Limited 2 0 2 0.00 2011-09-05
56 Northern Trust Company of Hong Kong Limited (The) 5 27 32 84.38 2011-09-05
57 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 1 3 33.33 2011-09-02
58 SEQUENCE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-09-01
59 Dymon Asia Capital (HK) Limited 2 0 2 0.00 2011-08-31
60 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
61 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
62 Principal Investment & Retirement Services Limited 2 4 6 66.67 2011-08-17
63 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
64 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
65 NITTAN CAPITAL ASIA LIMITED 2 8 10 80.00 2011-08-05
66 Partners Capital Asia Limited 3 0 3 0.00 2011-08-04
67 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-08-03
68 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
69 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
70 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
71 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
72 NEXT MILE INVESTMENT LIMITED 2 0 2 0.00 2011-07-22
73 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-07-22
74 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
75 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
76 CIFM Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-07-20
77 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
78 Oreana Financial Services Limited 3 8 11 72.73 2011-07-12
79 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
80 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
81 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
82 UBS SECURITIES HONG KONG LIMITED 9 106 115 92.17 2011-07-06
83 South West Capital Limited (d2013-12-11) 3 1 4 25.00 2011-06-30
84 VTB Capital Hong Kong Limited 3 1 4 25.00 2011-06-30
85 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
86 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
87 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 1 3 33.33 2011-06-24
88 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
89 NEW SPRING CAPITAL LIMITED 2 5 7 71.43 2011-06-17
90 PCA Investments Hong Kong, Limited 3 6 9 66.67 2011-06-16
91 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
92 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-06-14
93 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
94 CTRISKS RATING LIMITED 3 3 6 50.00 2011-06-01
95 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
96 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
97 Moody's Investors Service Hong Kong Limited 3 67 70 95.71 2011-06-01
98 Octal Capital Limited 4 5 9 55.56 2011-06-01
99 S&P Global Ratings Hong Kong Limited 7 20 27 74.07 2011-06-01
100 Capital Instinct Limited 2 0 2 0.00 2011-05-25
101 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
102 Complus Asset Management Limited 2 2 4 50.00 2011-05-25
103 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
104 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
105 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
106 RAYS Capital Partners Limited 3 3 6 50.00 2011-05-19
107 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
108 Canaccord Genuity (Hong Kong) Limited 2 1 3 33.33 2011-05-04
109 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
110 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 5 8 62.50 2011-04-26
111 EQT Partners Asia Limited 4 9 13 69.23 2011-04-15
112 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 6 8 75.00 2011-04-14
113 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
114 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
115 YUE XIU ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-04-12
116 Hui Xian Asset Management Limited 3 0 3 0.00 2011-04-08
117 Leonteq Securities (Hong Kong) Limited 2 7 9 77.78 2011-04-07
118 LT Securities Limited 3 3 6 50.00 2011-04-01
119 SUN SECURITIES LIMITED 2 10 12 83.33 2011-04-01
120 MIB FUTURES (HONG KONG) LIMITED 4 37 41 90.24 2011-03-25
121 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
122 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
123 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
124 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
125 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
126 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
127 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
128 BMI Securities Limited 2 4 6 66.67 2011-03-14
129 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
130 Zhongrong International Futures Co., Limited 3 4 7 57.14 2011-03-10
131 Open Asset Management Limited 5 4 9 44.44 2011-03-08
132 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
133 Evercore Asia Limited 4 3 7 42.86 2011-03-04
134 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 83 89 93.26 2011-03-04
135 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
136 ORIENT FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2011-02-28
137 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 60.00 2011-02-28
138 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
139 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
140 CHINA TIMES SECURITIES LIMITED 3 0 3 0.00 2011-02-21
141 Paulson Asia Limited 2 1 3 33.33 2011-02-21
142 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
143 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 96.64 2011-02-15
144 CPIC Investment Management (H.K.) Company Limited 2 2 4 50.00 2011-02-07
145 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
146 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
147 PEGASUS FUND MANAGERS LIMITED 2 16 18 88.89 2011-01-28
148 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
149 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
150 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
151 FWD Financial Planning Limited (HK) 4 68 72 94.44 2011-01-25
152 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
153 Hillhouse Investment Management Limited 2 0 2 0.00 2011-01-24
154 ZMF Asset Management Limited 2 10 12 83.33 2011-01-21
155 JS SECURITIES LIMITED (HK) 1 9 10 90.00 2011-01-20
156 Saxo Capital Markets HK Limited 3 3 6 50.00 2011-01-19
157 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-01-18
158 TIANDA SECURITIES LIMITED 2 6 8 75.00 2011-01-18
159 CASH Wealth Management Limited 4 30 34 88.24 2011-01-17
160 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
161 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
162 Ruisen Port Securities Limited 4 0 4 0.00 2011-01-05
163 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
164 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 7 13 53.85 2011-01-04
165 MUFG Securities Asia Limited 8 58 66 87.88 2010-12-31
166 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
167 AMBITION SECURITIES CO. LIMITED 2 4 6 66.67 2010-12-28
168 T. Rowe Price Hong Kong Limited 2 32 34 94.12 2010-12-21
169 Metaverse Securities Limited (HK) 3 3 6 50.00 2010-12-17
170 BOCHK Asset Management Limited 4 2 6 33.33 2010-12-15
171 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
172 Gong Ping Securities Limited 2 5 7 71.43 2010-12-08
173 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
174 Ping An of China Capital (Hong Kong) Company Limited 2 1 3 33.33 2010-12-07
175 ConvergEx Asia Pacific Limited 2 1 3 33.33 2010-12-03
176 HuaAn Asset Management (Hong Kong) Limited 2 2 4 50.00 2010-12-01
177 GLG Partners Hong Kong Limited 2 4 6 66.67 2010-11-30
178 Morgan Stanley Hong Kong Securities Limited 12 598 610 98.03 2010-11-30
179 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
180 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 95.65 2010-11-26
181 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
182 BCT Financial Limited 2 55 57 96.49 2010-11-24
183 Realord Asia Pacific Securities Limited 3 5 8 62.50 2010-11-24
184 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
185 Sino-Rich Securities & Futures Limited 3 23 26 88.46 2010-11-17
186 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
187 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
188 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
189 GAYANG SECURITIES LIMITED 3 24 27 88.89 2010-11-09
190 Bosera Asset Management (International) Co., Limited 4 10 14 71.43 2010-11-05
191 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
192 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
193 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 75.00 2010-11-03
194 CMB International Insurance Consultancy Co., Limited 1 0 1 0.00 2010-11-01
195 SFM HK Management Limited 4 16 20 80.00 2010-11-01
196 CNCB (Hong Kong) Capital Limited 6 3 9 33.33 2010-10-27
197 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
198 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
199 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
200 Essence Futures (Hong Kong) Limited 3 13 16 81.25 2010-10-25
201 Pacific Advantage Capital Limited 3 0 3 0.00 2010-10-25
202 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
203 Altis Partners (Asia) Limited 3 2 5 40.00 2010-10-22
204 Guotai Junan FX Limited 3 18 21 85.71 2010-10-21
205 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
206 JT CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2010-10-13
207 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
208 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 5 7 71.43 2010-10-06
209 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
210 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
211 LINZ GLOBAL (HK) LIMITED 3 0 3 0.00 2010-09-28
212 CBH Asia Limited 3 17 20 85.00 2010-09-24
213 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
214 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
215 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
216 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
217 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
218 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
219 Viking Global Hong Kong Limited 4 1 5 20.00 2010-09-17
220 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
221 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
222 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
223 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82 2010-09-10
224 Pamirs Capital (H.K.) Limited 2 1 3 33.33 2010-09-10
225 RBC Capital Markets (Hong Kong) Limited 5 23 28 82.14 2010-09-09
226 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
227 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
228 CMB International Capital Limited 4 13 17 76.47 2010-09-07
229 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
230 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
231 Renaissance Capital (Hong Kong) Limited 5 23 28 82.14 2010-09-02
232 Essence Corporate Finance (Hong Kong) Limited 3 4 7 57.14 2010-09-01
233 BSI Investment Advisors (Hong Kong) Limited 5 29 34 85.29 2010-08-27
234 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
235 Parry International Trading Limited 3 3 6 50.00 2010-08-26
236 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
237 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
238 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
239 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
240 LEGENDS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-23
241 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
242 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
243 Merrill Lynch Far East Limited 24 609 633 96.21 2010-08-20
244 ASA SECURITIES LIMITED 2 11 13 84.62 2010-08-19
245 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
246 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2010-08-18
247 Two Fish Capital HK Limited 2 1 3 33.33 2010-08-17
248 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 0.00 2010-08-16
249 Tenacity Partners Limited 2 3 5 60.00 2010-08-13
250 TC Capital International Limited 3 3 6 50.00 2010-08-11
251 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
252 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
253 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
254 ALETHEIA TECHNOLOGIES LIMITED 3 1 4 25.00 2010-07-30
255 LCA Solutions Limited 2 4 6 66.67 2010-07-30
256 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
257 De Riva Asia Limited 2 16 18 88.89 2010-07-29
258 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
259 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
260 CINDA INTERNATIONAL RESEARCH LIMITED 3 2 5 40.00 2010-07-26
261 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
262 ORIENT SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2010-07-21
263 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
264 Open Securities Limited 6 15 21 71.43 2010-07-16
265 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
266 VALUABLE CAPITAL LIMITED 2 5 7 71.43 2010-07-14
267 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
268 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
269 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
270 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
271 Hamilton Lane (Hong Kong) Limited 2 8 10 80.00 2010-07-05
272 Springboard Capital Limited 2 2 4 50.00 2010-07-02
273 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
274 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
275 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 24 34 70.59 2010-06-30
276 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
277 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 11 15 73.33 2010-06-29
278 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 35 38 92.11 2010-06-29
279 CCTIC International Limited 1 1 2 50.00 2010-06-28
280 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
281 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
282 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
283 South China Forex Limited 2 26 28 92.86 2010-06-21
284 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
285 CMB International Securities Limited 4 22 26 84.62 2010-06-15
286 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
287 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
288 Elements Advisors Limited 2 2 4 50.00 2010-06-08
289 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
290 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
291 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
292 Kilometre Capital Management Limited 0 1 1 100.00 2010-06-01
293 China Alpha Fund Management (HK) Limited 4 2 6 33.33 2010-05-31
294 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
295 Synergy Fund Management Group Limited 2 2 4 50.00 2010-05-26
296 Guo Tong Capital Management Company Limited 2 4 6 66.67 2010-05-24
297 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
298 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
299 Essence International Securities (Hong Kong) Limited 4 22 26 84.62 2010-05-18
300 FULBRIGHT SECURITIES LIMITED 11 227 238 95.38 2010-05-18
301 Golden Hen Securities and Futures Limited 2 6 8 75.00 2010-05-13
302 Future Growth Asset Management Limited 2 0 2 0.00 2010-05-11
303 Nine Masts Capital Limited 3 4 7 57.14 2010-05-11
304 Davidson Kempner Asia Limited 3 3 6 50.00 2010-05-04
305 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
306 Safari Asia Limited 1 1 2 50.00 2010-04-30
307 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
308 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
309 313 Capital Management Limited 2 6 8 75.00 2010-04-19
310 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
311 UIC FINANCIAL ADVISORS LIMITED 4 4 8 50.00 2010-04-13
312 Future Growth Financial Services Limited 3 13 16 81.25 2010-04-08
313 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
314 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
315 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
316 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
317 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
318 Hana Asia Limited 2 0 2 0.00 2010-03-25
319 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
320 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
321 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
322 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
323 TIRESIAS CAPITAL HONG KONG LIMITED 2 0 2 0.00 2010-03-11
324 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
325 Asset Management One Hong Kong Limited 2 4 6 66.67 2010-03-10
326 Redford Asset Management Limited 4 10 14 71.43 2010-03-09
327 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
328 Blossomhill Investment Limited 4 3 7 42.86 2010-03-04
329 Keefe, Bruyette & Woods Asia Limited 8 16 24 66.67 2010-03-03
330 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
331 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
332 Guosen Securities (HK) Brokerage Company, Limited 4 37 41 90.24 2010-02-26
333 WILSON SECURITIES LIMITED 2 22 24 91.67 2010-02-25
334 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
335 CHN International Group Limited 2 0 2 0.00 2010-02-22
336 ZBI Asia Limited 3 7 10 70.00 2010-02-22
337 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
338 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-02-17
339 Oppenheimer Investments Asia Limited 2 13 15 86.67 2010-02-12
340 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
341 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
342 Yuanta Financial (Hong Kong) Limited 4 3 7 42.86 2010-02-03
343 Kerogen Capital (Asia) Limited 3 4 7 57.14 2010-02-01
344 NOMURA SECURITIES (HONG KONG) LIMITED 5 83 88 94.32 2010-02-01
345 Trafalgar Capital Management (HK) Limited 3 0 3 0.00 2010-02-01
346 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
347 Channel 8 Wealth Management Limited 3 16 19 84.21 2010-01-27
348 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
349 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
350 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
351 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
352 Kriya Capital Limited 3 1 4 25.00 2010-01-08
353 Jefferies Hong Kong Limited 8 80 88 90.91 2010-01-04
354 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
355 EMPEROR CORPORATE FINANCE LIMITED 4 5 9 55.56 2009-12-24
356 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
357 Fortune Asset Management Limited 2 1 3 33.33 2009-12-16
358 CNI Securities Group Limited 3 14 17 82.35 2009-12-15
359 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 6 10 60.00 2009-12-14
360 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
361 BWC FOREX LIMITED 3 10 13 76.92 2009-12-11
362 MOELIS & COMPANY ASIA LIMITED 2 10 12 83.33 2009-12-11
363 Hafoo Securities Limited 2 25 27 92.59 2009-12-09
364 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
365 Sunrise Brokers (Hong Kong) Limited 2 17 19 89.47 2009-12-09
366 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
367 ASM ADVISORY LIMITED 1 1 2 50.00 2009-11-30
368 INV Partners Limited 3 1 4 25.00 2009-11-24
369 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
370 China Jianxin Financial Services Limited 2 6 8 75.00 2009-11-17
371 CVC Asia Pacific Limited 4 13 17 76.47 2009-11-16
372 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
373 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 2 6 33.33 2009-11-16
374 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
375 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
376 JANCHOR PARTNERS LIMITED 2 6 8 75.00 2009-11-06
377 ORION INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2009-11-06
378 Emperor Asset Management Limited 2 4 6 66.67 2009-11-03
379 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
380 Liquid Capital Markets Hong Kong Limited 2 1 3 33.33 2009-10-29
381 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
382 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-10-27
383 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
384 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
385 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
386 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 179 186 96.24 2009-10-15
387 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2009-10-14
388 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
389 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
390 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 142 145 97.93 2009-10-05
391 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
392 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2009-09-28
393 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
394 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
395 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
396 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
397 Lighthorse Asset Management (HK) Limited 2 4 6 66.67 2009-09-04
398 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 9 11 81.82 2009-09-04
399 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
400 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
401 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
402 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
403 Oracle Capital Limited 2 1 3 33.33 2009-08-17
404 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
405 QMIS Asset Management Limited 5 1 6 16.67 2009-08-13
406 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
407 FIRST SECURITIES (HK) LIMITED 7 16 23 69.57 2009-08-03
408 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
409 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 10 16 62.50 2009-07-30
410 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
411 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
412 QMIS Securities Limited 3 5 8 62.50 2009-07-24
413 Hong Kong Securities (International) Company Limited 2 2 4 50.00 2009-07-23
414 Gain Capital - Forex.com Hong Kong Limited 2 5 7 71.43 2009-07-22
415 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
416 North Beta International Securities Limited 2 22 24 91.67 2009-07-17
417 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 73.33 2009-07-10
418 Fortune Origin Securities Limited 3 9 12 75.00 2009-07-09
419 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
420 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-07-06
421 Riverwest Advisors Limited 3 2 5 40.00 2009-07-02
422 JPMorgan Asset Management Real Assets (Asia) Limited 2 14 16 87.50 2009-06-26
423 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
424 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
425 TFI Asset Management Limited 2 3 5 60.00 2009-06-18
426 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
427 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
428 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
429 Prudence Investment Management (Hong Kong) Limited 3 5 8 62.50 2009-06-08
430 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
431 W2 Asset Management (HK) Limited 3 3 6 50.00 2009-06-04
432 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 26 31 83.87 2009-06-02
433 Goldin Financial Limited 2 3 5 60.00 2009-06-01
434 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
435 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
436 ICBC INTERNATIONAL FUTURES LIMITED 4 39 43 90.70 2009-05-06
437 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
438 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
439 Sucden Financial (HK) Limited 2 2 4 50.00 2009-04-28
440 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
441 Qantex Capital Markets Limited 2 16 18 88.89 2009-04-14
442 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
443 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
444 T.F.S. Derivatives HK Limited 7 41 48 85.42 2009-04-03
445 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
446 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 14 19 73.68 2009-03-31
447 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
448 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
449 Encap (Global) Asset Management Limited 2 4 6 66.67 2009-03-30
450 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
451 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
452 GUODU SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2009-03-20
453 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
454 PacBridge Capital Partners (HK) Limited 2 4 6 66.67 2009-03-17
455 FORTUNE FINANCIAL CAPITAL LIMITED 2 5 7 71.43 2009-03-12
456 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
457 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
458 Waterland Securities (HK) Company Limited 2 13 15 86.67 2009-02-20
459 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
460 GOLDMAN SACHS (ASIA) L.L.C. 71 818 889 92.01 2009-02-19
461 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
462 HARVEST GLOBAL INVESTMENTS LIMITED 5 18 23 78.26 2009-02-16
463 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
464 SynerWealth Financial Limited 3 20 23 86.96 2009-02-04
465 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
466 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
467 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
468 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 80.00 2009-01-02
469 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 87.18 2008-12-31
470 ICAP Equities Asia Limited 3 23 26 88.46 2008-12-22
471 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
472 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
473 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 17 20 85.00 2008-12-17
474 Goldin Equities Limited 4 4 8 50.00 2008-12-17
475 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
476 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
477 JIMEI FUTURES LIMITED 2 6 8 75.00 2008-12-09
478 JIMEI SECURITIES LIMITED 2 20 22 90.91 2008-12-09
479 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
480 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
481 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 2 6 33.33 2008-12-02
482 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
483 KINGDOM INVESTMENT MANAGERS LIMITED 4 0 4 0.00 2008-12-02
484 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
485 TR Advisors Limited 2 2 4 50.00 2008-12-02
486 Rifa Futures Limited 2 10 12 83.33 2008-12-01
487 Vontobel (Hong Kong) Limited 3 6 9 66.67 2008-11-27
488 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
489 Daishin Securities Asia Limited 4 2 6 33.33 2008-11-24
490 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
491 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
492 APG Investments Asia Limited 7 12 19 63.16 2008-11-18
493 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
494 ICBC INTERNATIONAL SECURITIES LIMITED 9 47 56 83.93 2008-11-14
495 Tora Trading Services Limited (HK) 3 3 6 50.00 2008-11-14
496 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
497 VBG Capital Limited 3 1 4 25.00 2008-11-11
498 Beijing Securities Limited 3 6 9 66.67 2008-11-07
499 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
500 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2008-11-07
501 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
502 STARLING GROUP FUTURES LIMITED 2 3 5 60.00 2008-11-05
503 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
504 Credit Suisse (Hong Kong) Limited 38 500 538 92.94 2008-11-04
505 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
506 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2008-10-31
507 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
508 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
509 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
510 Knight Capital Asia Limited 2 0 2 0.00 2008-10-23
511 STI Asset Management Limited 3 0 3 0.00 2008-10-22
512 M3 Capital Partners (HK) Limited 2 3 5 60.00 2008-10-17
513 F&C Asset Management Asia Limited 1 1 2 50.00 2008-10-15
514 BLACKSTONE GROUP (HK) LIMITED (THE) 3 51 54 94.44 2008-10-14
515 Lion Global Financial Limited 5 56 61 91.80 2008-10-10
516 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
517 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
518 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
519 Vantage Capital Markets HK Limited 5 20 25 80.00 2008-10-02
520 CSOP Asset Management Limited 3 10 13 76.92 2008-09-29
521 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
522 Milma & Co. Limited 2 1 3 33.33 2008-09-24
523 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
524 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
525 ORIENTAL WEALTH SECURITIES LIMITED 3 9 12 75.00 2008-09-05
526 Apus Investments Limited 1 0 1 0.00 2008-09-04
527 Fidelity Management & Research (Hong Kong) Limited 3 19 22 86.36 2008-09-04
528 Horizon Asset International (HK) Limited 3 4 7 57.14 2008-09-03
529 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2008-09-03
530 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 13 16 81.25 2008-09-02
531 JVSakk Asset Management Limited 3 5 8 62.50 2008-08-28
532 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
533 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 23 268 291 92.10 2008-08-20
534 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
535 Permira Advisers Limited 2 7 9 77.78 2008-08-19
536 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
537 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
538 Celera Markets Limited 2 1 3 33.33 2008-08-12
539 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
540 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 71.43 2008-08-08
541 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 9 15 60.00 2008-08-07
542 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
543 CITIC Securities Asset Management (HK) Limited 3 14 17 82.35 2008-08-01
544 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
545 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 66.67 2008-07-29
546 Pyramis Global Advisors (Hong Kong) Limited 5 11 16 68.75 2008-07-29
547 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
548 Religare Capital Markets (Hong Kong) Limited 7 33 40 82.50 2008-07-24
549 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
550 CAIDAO CAPITAL LIMITED 3 0 3 0.00 2008-07-15
551 China Value Investment Limited (HK) 2 1 3 33.33 2008-07-15
552 Arta Asset Management Limited 3 3 6 50.00 2008-07-10
553 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
554 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
555 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
556 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
557 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 19 23 82.61 2008-07-03
558 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 66.67 2008-07-02
559 KVB Kunlun Securities (HK) Limited 2 8 10 80.00 2008-07-02
560 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
561 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 24 28 85.71 2008-06-30
562 BGC SECURITIES (HONG KONG) LLC 6 44 50 88.00 2008-06-25
563 Fosun International Securities Limited 10 19 29 65.52 2008-06-23
564 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
565 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
566 EXS Capital Asia Limited 2 4 6 66.67 2008-06-12
567 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
568 BNY Mellon Investment Management Hong Kong Limited 3 3 6 50.00 2008-06-06
569 EFG Asset Management (HK) Limited 2 2 4 50.00 2008-06-06
570 Ruffer (Asia) Limited 2 1 3 33.33 2008-06-05
571 Aletheia Analyst Network Limited 2 4 6 66.67 2008-06-03
572 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
573 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
574 ICBC INTERNATIONAL CAPITAL LIMITED 13 58 71 81.69 2008-05-27
575 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
576 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 66.67 2008-05-14
577 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
578 RHB ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-05-08
579 Prince Capital Management Limited 2 2 4 50.00 2008-04-28
580 ATHENA WEALTH MANAGEMENT LIMITED 2 33 35 94.29 2008-04-25
581 Wells Fargo Securities Asia Limited 3 11 14 78.57 2008-04-25
582 Samsung Asset Management (Hong Kong) Limited 2 9 11 81.82 2008-04-23
583 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
584 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
585 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
586 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
587 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
588 iBest Consultants Limited 4 84 88 95.45 2008-04-15
589 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
590 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 5 8 62.50 2008-04-11
591 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
592 HUA NAN SECURITIES (HK) LIMITED 4 6 10 60.00 2008-04-08
593 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
594 Citigroup Global Markets Asia Limited 23 705 728 96.84 2008-03-31
595 HEAD & SHOULDERS SECURITIES LIMITED 3 11 14 78.57 2008-03-27
596 CES Capital International (Hong Kong) Co., Limited 8 9 17 52.94 2008-03-20
597 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
598 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
599 Neuberger Berman Asia Limited 3 14 17 82.35 2008-03-13
600 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 2 6 33.33 2008-03-12
601 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
602 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
603 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
604 BaoQiao Partners Capital Limited 3 4 7 57.14 2008-03-05
605 Balyasny Asset Management (Hong Kong) Limited 2 6 8 75.00 2008-03-03
606 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
607 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
608 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
609 MIDLAND WEALTH MANAGEMENT LIMITED 2 28 30 93.33 2008-02-18
610 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
611 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
612 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
613 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
614 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
615 CMBC SECURITIES COMPANY LIMITED 7 30 37 81.08 2008-01-24
616 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
617 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
618 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
619 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
620 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
621 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
622 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
623 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
624 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
625 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
626 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
627 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 70.00 2007-12-21
628 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
629 Robeco Hong Kong Limited 5 11 16 68.75 2007-12-18
630 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
631 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
632 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
633 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
634 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 3 7 42.86 2007-11-29
635 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
636 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
637 Segantii Capital Management Limited 2 7 9 77.78 2007-11-22
638 VALUE PARTNERS HONG KONG LIMITED 3 54 57 94.74 2007-11-19
639 Myo Capital Advisers Limited 1 0 1 0.00 2007-11-16
640 D. E. Shaw & Co. (Asia Pacific) Limited 3 9 12 75.00 2007-11-14
641 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
642 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
643 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
644 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
645 R.J. O'Brien & Associates HK Limited 2 2 4 50.00 2007-10-29
646 Optima Capital Limited 4 13 17 76.47 2007-10-25
647 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
648 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
649 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
650 Proton Capital Limited 3 1 4 25.00 2007-10-16
651 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
652 Aliantis Capital Limited 2 3 5 60.00 2007-10-10
653 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 42 47 89.36 2007-10-10
654 Daiwa Capital Markets Hong Kong Limited 14 271 285 95.09 2007-10-05
655 Redwood Peak Limited 2 6 8 75.00 2007-10-05
656 Everbright Capital Management Limited 2 6 8 75.00 2007-09-24
657 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
658 BOCOM International (Asia) Limited 8 14 22 63.64 2007-09-21
659 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2007-09-21
660 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
661 BOCOM International Asset Management Limited 7 14 21 66.67 2007-09-13
662 LBN Advisers Limited 3 1 4 25.00 2007-09-13
663 Rabo Brokerage HK Limited 3 11 14 78.57 2007-09-12
664 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
665 BOCOM International Securities Limited 11 292 303 96.37 2007-09-10
666 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
667 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
668 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
669 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-09-06
670 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
671 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
672 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-08-23
673 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
674 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
675 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
676 IAM LEGACY LIMITED 3 23 26 88.46 2007-08-21
677 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
678 Liquidnet Asia Limited 3 2 5 40.00 2007-08-15
679 Innoform-Ashfield Capital Limited 2 1 3 33.33 2007-08-07
680 CSI Corporate Finance (HK) Limited 9 41 50 82.00 2007-08-01
681 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
682 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
683 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
684 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
685 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 153 161 95.03 2007-07-04
686 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
687 OnePlatform Asset Management Limited 17 908 925 98.16 2007-07-04
688 Capital International, Inc. 2 7 9 77.78 2007-07-03
689 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
690 ROCIM Limited 3 0 3 0.00 2007-06-29
691 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
692 HGNH International Futures Co., Limited 7 24 31 77.42 2007-06-26
693 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
694 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 21 29 72.41 2007-06-20
695 GFI (HK) SECURITIES L.L.C. 3 28 31 90.32 2007-06-18
696 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
697 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
698 Kirin Asset Management Limited 1 2 3 66.67 2007-06-12
699 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0.00 2007-06-12
700 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
701 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
702 Eclipse Options (HK) Limited 2 11 13 84.62 2007-05-31
703 Carret Private Capital Limited 1 0 1 0.00 2007-05-28
704 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
705 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
706 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
707 OKASAN INTERNATIONAL (ASIA) LIMITED 4 27 31 87.10 2007-05-17
708 GCIS LIMITED 2 1 3 33.33 2007-05-16
709 Towers Watson Investment Services Hong Kong Limited 3 4 7 57.14 2007-05-14
710 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 3 6 50.00 2007-05-11
711 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 80.00 2007-05-08
712 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
713 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
714 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
715 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
716 KCG FUND MANAGEMENT LIMITED 3 1 4 25.00 2007-05-04
717 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2007-05-02
718 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 84.09 2007-04-26
719 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 75.00 2007-04-20
720 HSBC FUTURES (SINGAPORE) PTE LTD 3 16 19 84.21 2007-04-20
721 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
722 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
723 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-04-11
724 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
725 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
726 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
727 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
728 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 44 50 88.00 2007-04-04
729 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
730 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
731 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
732 iFAST Financial (HK) Limited 4 12 16 75.00 2007-03-30
733 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
734 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
735 Lexicon Partners (Asia) Limited 2 1 3 33.33 2007-03-21
736 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
737 Interactive Brokers LLC 3 21 24 87.50 2007-03-19
738 IMC Asia Pacific Limited 2 24 26 92.31 2007-03-12
739 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
740 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
741 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 4 8 50.00 2007-03-08
742 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
743 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
744 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
745 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
746 WMG Asia Limited 2 0 2 0.00 2007-02-28
747 MIZUHO SECURITIES ASIA LIMITED 16 95 111 85.59 2007-02-26
748 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00 2007-02-16
749 Double Haven Capital (Hong Kong) Limited 3 13 16 81.25 2007-02-16
750 GF FUTURES (HONG KONG) CO., LIMITED 3 30 33 90.91 2007-02-16
751 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
752 VICTORY SECURITIES COMPANY LIMITED 4 30 34 88.24 2007-02-16
753 HKFAEx Group Limited 2 2 4 50.00 2007-02-15
754 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 29 32 90.63 2007-02-14
755 WEALTH MANAGEMENT GROUP LIMITED 3 4 7 57.14 2007-02-02
756 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 2 6 33.33 2007-02-01
757 GF Capital (Hong Kong) Limited 6 10 16 62.50 2007-01-31
758 GF Securities (Hong Kong) Brokerage Limited 7 63 70 90.00 2007-01-31
759 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 29 31 93.55 2007-01-30
760 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 2 2 4 50.00 2007-01-18
761 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 48 54 88.89 2007-01-12
762 Mirae Asset Securities (HK) Limited 6 31 37 83.78 2007-01-11
763 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 73.68 2007-01-11
764 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 18 21 85.71 2007-01-09
765 AMPLE CAPITAL LIMITED 9 13 22 59.09 2007-01-02
766 Tiger Securities Asset Management Company Limited 6 14 20 70.00 2006-12-29
767 IPP Financial Advisers Limited 2 23 25 92.00 2006-12-21
768 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 75.00 2006-12-08
769 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
770 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
771 CF GLOBAL (HK) LIMITED 3 7 10 70.00 2006-11-22
772 RHB SECURITIES HONG KONG LIMITED 6 71 77 92.21 2006-11-17
773 Point72 Hong Kong Limited 3 41 44 93.18 2006-11-14
774 VISION FINANCE ASSET MANAGEMENT LIMITED 6 5 11 45.45 2006-11-14
775 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
776 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2006-11-01
777 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
778 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
779 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
780 Pictet Asset Management (Hong Kong) Limited 5 32 37 86.49 2006-10-26
781 FLAG Squadron Asia Limited 6 6 12 50.00 2006-10-24
782 AllianceBernstein Hong Kong Limited 3 33 36 91.67 2006-10-05
783 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 73.68 2006-09-12
784 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
785 Eastspring Investments (Hong Kong) Limited 4 20 24 83.33 2006-08-08
786 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
787 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
788 MFG Limited (HK) 5 9 14 64.29 2006-07-17
789 Oaktree Capital (Hong Kong) Limited 3 8 11 72.73 2006-07-12
790 Yuanta Securities (Hong Kong) Company Limited 11 40 51 78.43 2006-07-08
791 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 24 30 80.00 2006-07-03
792 PHOENIX CAPITAL SECURITIES LIMITED 6 5 11 45.45 2006-07-03
793 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
794 CAIIS Limited 3 18 21 85.71 2006-05-23
795 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
796 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
797 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
798 PIMCO Asia Limited 3 9 12 75.00 2006-05-17
799 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
800 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
801 WING FUNG FUTURES LIMITED 3 20 23 86.96 2006-04-21
802 CC Finance Limited 3 11 14 78.57 2006-04-20
803 CHIEF SECURITIES LIMITED 5 161 166 96.99 2006-04-20
804 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
805 Morgan Stanley Asia Limited 34 1263 1297 97.38 2006-04-07
806 CMT ADVISORS ASIA LIMITED 1 0 1 0.00 2006-03-31
807 HSBC Global Asset Management (Hong Kong) Limited 14 92 106 86.79 2006-03-29
808 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
809 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
810 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
811 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
812 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
813 M SECURITIES LIMITED (HK) 2 4 6 66.67 2006-02-23
814 JPMorgan Asset Management (Asia Pacific) Limited 11 100 111 90.09 2006-02-16
815 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
816 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
817 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
818 AXA CHINA REGION INVESTMENT SERVICES LIMITED 7 110 117 94.02 2006-01-25
819 ARISAIG PARTNERS (HK) LIMITED 2 0 2 0.00 2006-01-20
820 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
821 ASSET MANAGEMENT GROUP LIMITED 2 50 52 96.15 2006-01-17
822 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
823 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
824 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
825 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
826 T G SECURITIES LIMITED 3 5 8 62.50 2005-12-19
827 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
828 ALTUS INVESTMENTS LIMITED (HK) 2 6 8 75.00 2005-12-14
829 Yuexiu REIT Asset Management Limited 2 4 6 66.67 2005-12-08
830 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
831 Success Futures and Foreign Exchange Limited 4 43 47 91.49 2005-12-06
832 FULBRIGHT FUTURES LIMITED 4 73 77 94.81 2005-12-05
833 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
834 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 13 53 66 80.30 2005-11-29
835 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
836 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
837 IBTS ASIA (HK) LIMITED 4 9 13 69.23 2005-11-17
838 ABCI Securities Company Limited 6 50 56 89.29 2005-11-15
839 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 28 32 87.50 2005-11-15
840 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
841 Well Link Securities Limited 3 12 15 80.00 2005-11-11
842 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
843 Gottex Fund Management (Hong Kong) Limited 3 2 5 40.00 2005-11-04
844 Alpha Financial Group Limited 2 8 10 80.00 2005-10-31
845 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
846 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
847 Citadel Asia Limited 3 10 13 76.92 2005-10-21
848 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
849 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
850 ICAP Securities Hong Kong Limited 3 24 27 88.89 2005-10-06
851 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
852 RHB FUTURES HONG KONG LIMITED 4 32 36 88.89 2005-09-28
853 FT Securities Limited 3 7 10 70.00 2005-09-22
854 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
855 CAPITAL GLOBAL MANAGEMENT LIMITED 4 22 26 84.62 2005-09-17
856 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
857 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
858 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
859 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
860 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
861 OLD PEAK LIMITED (HK) 4 3 7 42.86 2005-08-26
862 MCP Asset Management Company Limited 3 11 14 78.57 2005-08-23
863 CCB INTERNATIONAL SECURITIES LIMITED 9 81 90 90.00 2005-08-19
864 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
865 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
866 MERCER INVESTMENTS (HK) LIMITED 2 6 8 75.00 2005-08-04
867 COHEN & STEERS ASIA LIMITED 3 7 10 70.00 2005-07-29
868 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
869 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
870 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
871 AXA Investment Managers Asia Limited 2 11 13 84.62 2005-07-21
872 3V Capital Limited 3 1 4 25.00 2005-07-18
873 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
874 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
875 I-ACCESS INVESTORS LIMITED 6 17 23 73.91 2005-07-13
876 Astrum Capital Management Limited (HK) 3 10 13 76.92 2005-07-08
877 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
878 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
879 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 40 47 85.11 2005-07-05
880 AM Squared Limited 2 2 4 50.00 2005-06-30
881 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
882 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
883 Sensible Asset Management Limited 3 5 8 62.50 2005-06-18
884 AISANCE ASSET MANAGEMENT LIMITED 5 13 18 72.22 2005-06-16
885 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
886 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 58 71 81.69 2005-06-06
887 TPG-AXON CAPITAL (HK), LIMITED 2 7 9 77.78 2005-05-31
888 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
889 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
890 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
891 CHINA EVERBRIGHT CAPITAL LIMITED 6 18 24 75.00 2005-05-09
892 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
893 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
894 Rothschild & Co Hong Kong Limited 3 39 42 92.86 2005-04-27
895 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
896 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
897 China Gather Wealth Financial Company Limited 6 10 16 62.50 2005-04-01
898 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
899 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
900 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
901 REDFORD SECURITIES LIMITED 2 18 20 90.00 2005-03-31
902 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
903 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
904 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
905 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
906 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
907 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
908 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
909 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
910 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
911 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
912 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
913 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
914 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
915 Penjing Asset Management (HK) Limited 5 10 15 66.67 2005-03-24
916 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
917 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
918 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
919 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
920 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
921 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
922 Beevest Securities Limited 6 14 20 70.00 2005-03-07
923 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
924 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
925 SJS Markets Limited 3 7 10 70.00 2005-03-02
926 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
927 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
928 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
929 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 80.00 2005-02-16
930 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 26 152 178 85.39 2005-02-15
931 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
932 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
933 BARCLAYS CAPITAL ASIA LIMITED 26 430 456 94.30 2005-01-12
934 orientiert International Markets Limited 2 4 6 66.67 2005-01-11
935 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
936 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
937 China Finance KAB Limited 2 9 11 81.82 2004-12-23
938 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
939 orientiert XYZ Securities Limited 3 128 131 97.71 2004-12-03
940 Nerico Brothers Limited (HK) 11 99 110 90.00 2004-11-30
941 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
942 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
943 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 55.56 2004-11-17
944 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2004-11-10
945 CAPITAL RESEARCH COMPANY 3 24 27 88.89 2004-11-10
946 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
947 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
948 AIF Securities Limited 5 8 13 61.54 2004-11-02
949 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
950 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
951 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
952 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
953 Huarong International Securities Limited 9 76 85 89.41 2004-10-25
954 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
955 GCAM Limited 2 1 3 33.33 2004-10-19
956 NATIXIS ASIA LIMITED 4 50 54 92.59 2004-10-19
957 Quam Securities Limited 9 199 208 95.67 2004-10-15
958 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 88 94 93.62 2004-10-14
959 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
960 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
961 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2004-09-15
962 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
963 AD Capital Management (Hong Kong) Limited 2 6 8 75.00 2004-09-08
964 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 62.50 2004-09-07
965 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
966 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
967 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
968 YF Life Investors Limited 3 86 89 96.63 2004-08-30
969 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
970 Tensant Securities Limited 2 6 8 75.00 2004-08-25
971 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
972 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
973 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
974 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
975 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
976 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2004-07-28
977 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
978 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 8 40 48 83.33 2004-07-15
979 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
980 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
981 CVP Securities Limited 2 48 50 96.00 2004-07-09
982 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
983 AP Asset Management (HK) Limited 3 4 7 57.14 2004-07-07
984 TT INTERNATIONAL (HONG KONG) LIMITED 7 12 19 63.16 2004-06-04
985 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 76 91 83.52 2004-05-31
986 CCB INTERNATIONAL CAPITAL LIMITED 10 71 81 87.65 2004-05-27
987 ENZARD LIMITED 2 3 5 60.00 2004-05-21
988 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
989 SAIL ADVISORS LIMITED 5 7 12 58.33 2004-05-17
990 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
991 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
992 SPARX Asia Investment Advisors Limited 2 11 13 84.62 2004-04-20
993 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
994 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
995 CENTALINE WEALTH MANAGEMENT LIMITED 4 103 107 96.26 2004-04-02
996 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
997 BOCI SECURITIES LIMITED 15 355 370 95.95 2004-03-01
998 ONE CHINA SECURITIES LIMITED 2 36 38 94.74 2004-03-01
999 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1000 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1001 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
1002 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
1003 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1004 NEW GALA SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-02-02
1005 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 96.23 2004-01-20
1006 Nuada Limited 4 1 5 20.00 2004-01-15
1007 CTBC Asia Limited 5 12 17 70.59 2004-01-14
1008 DEUTSCHE SECURITIES ASIA LIMITED 8 184 192 95.83 2004-01-08
1009 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
1010 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1011 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
1012 CSC SECURITIES (HK) LIMITED 5 28 33 84.85 2003-12-29
1013 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1014 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
1015 Vision Capital Investment Management Limited 3 11 14 78.57 2003-12-17
1016 BlackRock Asset Management North Asia Limited 5 30 35 85.71 2003-12-16
1017 SG SECURITIES (HK) LIMITED 26 188 214 87.85 2003-12-16
1018 PHILLIP COMMODITIES (H.K.) LIMITED 4 451 455 99.12 2003-12-09
1019 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 106 118 89.83 2003-12-02
1020 AKTIS CAPITAL ADVISORY LIMITED 4 4 8 50.00 2003-11-29
1021 Evergrande Futures (Hong Kong) Limited 5 31 36 86.11 2003-11-21
1022 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1023 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 92 100 92.00 2003-10-31
1024 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1025 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 14 553 567 97.53 2003-10-15
1026 DBS VICKERS (HONG KONG) LIMITED 4 172 176 97.73 2003-10-14
1027 SG Asset Finance (Hong Kong) Limited 3 72 75 96.00 2003-10-02
1028 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 14 418 432 96.76 2003-09-30
1029 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1030 Wellington Management Hong Kong Limited (b2003-01-02) 5 27 32 84.38 2003-09-18
1031 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 21 29 72.41 2003-08-29
1032 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
1033 Yuanta Asia Investment (Hong Kong) Limited 11 183 194 94.33 2003-08-13
1034 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1035 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1036 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1037 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1038 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1039 GAVEKAL CAPITAL LIMITED 2 8 10 80.00 2003-06-09
1040 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 73.33 2003-06-06
1041 iTTa Capital Limited 2 8 10 80.00 2003-05-29
1042 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
1043 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
1044 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1045 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
1046 AASTOCKS.COM LIMITED 2 0 2 0.00
1047 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1048 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 77.78
1049 abrdn Hong Kong Limited 4 8 12 66.67
1050 Absolute Investment Management (HK) Limited 3 2 5 40.00
1051 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1052 ACM ASIA LIMITED 2 0 2 0.00
1053 ADM SECURITIES LIMITED 2 0 2 0.00
1054 Aevitas Securities Limited 2 4 6 66.67
1055 AIF CAPITAL LIMITED 4 9 13 69.23
1056 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0.00
1057 AJ Securities Limited 2 5 7 71.43
1058 Allard Partners Limited 2 5 7 71.43
1059 Allianz Global Investors Hong Kong Limited 4 18 22 81.82
1060 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1061 Alpha Nova Capital Management Limited 2 0 2 0.00
1062 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1063 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
1064 ALTUS CAPITAL LIMITED 3 6 9 66.67
1065 Amundi Hong Kong Limited 5 26 31 83.87
1066 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1067 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1068 Anli Securities Limited 2 7 9 77.78
1069 Anuenue Securities Limited 2 10 12 83.33
1070 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
1071 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
1072 Arta Global Futures Limited 3 2 5 40.00
1073 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
1074 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1075 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1076 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
1077 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1078 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1079 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1080 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1081 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1082 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1083 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1084 Averest Capital Limited 3 3 6 50.00
1085 Avia Asset Management Limited 2 2 4 50.00
1086 AXA Financial Planning (Hong Kong) Limited 5 19 24 79.17
1087 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 85.71
1088 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1089 Axis Capital Management Limited 2 0 2 0.00
1090 BALI SECURITIES CO. LIMITED 4 1 5 20.00
1091 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
1092 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
1093 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
1094 BEA Union Investment Management Limited 5 17 22 77.27
1095 BEAR BRIGHT LIMITED 2 2 4 50.00
1096 Belvest Investment Services Limited 2 4 6 66.67
1097 Bentley Capital Limited (HK) 4 0 4 0.00
1098 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1099 BERICH BROKERAGE LIMITED 3 17 20 85.00
1100 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
1101 BETA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
1102 Black Marble Securities Limited 2 3 5 60.00
1103 BlackRock (Hong Kong) Limited (d2017-01-20) 8 93 101 92.08
1104 BLOOMYEARS LIMITED 2 2 4 50.00
1105 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 50 56 89.29
1106 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 64 71 90.14
1107 BOCI ASIA LIMITED 17 85 102 83.33
1108 BOCI ASSET MANAGEMENT LIMITED 9 21 30 70.00
1109 BOCI RESEARCH LIMITED 5 43 48 89.58
1110 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1111 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1112 BOWEN ASIA LIMITED 3 1 4 25.00
1113 Bradbury Securities Limited 2 8 10 80.00
1114 Bright Fund Management Limited 4 36 40 90.00
1115 Broadway Wealth Management Limited 2 0 2 0.00
1116 BROOKE CAPITAL LIMITED 2 0 2 0.00
1117 BULLISH SECURITIES LIMITED 2 11 13 84.62
1118 BUSINESS FUTURES LIMITED 2 7 9 77.78
1119 BUSINESS SECURITIES LIMITED 2 18 20 90.00
1120 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1121 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1122 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1123 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1124 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1125 CCB Securities Limited 2 3 5 60.00
1126 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1127 CELESTIAL COMMODITIES LIMITED 6 142 148 95.95
1128 CELESTIAL SECURITIES LIMITED 4 259 263 98.48
1129 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1130 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
1131 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1132 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00
1133 CERES CAPITAL LIMITED 2 0 2 0.00
1134 CES Commodities (HK) Limited 6 394 400 98.50
1135 CES Forex (HK) Limited 3 189 192 98.44
1136 CES International Commodities (HK) Limited 2 3 5 60.00
1137 CGS International Securities Hong Kong Limited 8 44 52 84.62
1138 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
1139 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1140 Chanceton Capital Partners Limited 4 5 9 55.56
1141 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1142 ChapmanCraig Limited 2 0 2 0.00
1143 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
1144 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
1145 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
1146 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1147 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
1148 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1149 CHELSEA SECURITIES LIMITED (HK) 6 2 8 25.00
1150 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1151 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1152 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 5 8 62.50
1153 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
1154 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
1155 China Finance Holdings Limited 2 0 2 0.00
1156 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1157 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1158 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
1159 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1160 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
1161 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1162 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1163 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1164 China Reserve Securities Limited 4 3 7 42.86
1165 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1166 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 33.33
1167 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1168 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1169 China Tonghai (IA) Limited 3 8 11 72.73
1170 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
1171 CHONG HING SECURITIES LIMITED 4 104 108 96.30
1172 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1173 CHOW SANG SANG SECURITIES LIMITED 4 46 50 92.00
1174 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
1175 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
1176 CHUANGS & CO. LIMITED 3 1 4 25.00
1177 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1178 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1179 CINDA INTERNATIONAL CAPITAL LIMITED 6 8 14 57.14
1180 CINDA INTERNATIONAL FUTURES LIMITED 3 32 35 91.43
1181 CINDA INTERNATIONAL SECURITIES LIMITED 4 82 86 95.35
1182 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
1183 CITIC Securities Brokerage (HK) Limited 14 201 215 93.49
1184 CITIC Securities CLSA Capital Partners (HK) Limited 5 16 21 76.19
1185 CITIC Securities Futures (HK) Limited 11 91 102 89.22
1186 CLSA FUTURES LIMITED 4 18 22 81.82
1187 CLSA LIMITED 7 232 239 97.07
1188 CLSA RESEARCH LIMITED 3 137 140 97.86
1189 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
1190 CMB International Global Markets Limited 3 11 14 78.57
1191 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1192 COL Securities (HK) Limited 3 1 4 25.00
1193 COMGEST FAR EAST LIMITED 2 5 7 71.43
1194 COMMENCE COMPANY LIMITED 2 0 2 0.00
1195 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 207 213 97.18
1196 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1197 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 143 146 97.95
1198 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 198 204 97.06
1199 CORPORATE BROKERS LIMITED 4 71 75 94.67
1200 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
1201 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1202 Credit Agricole Securities (Asia) Limited 14 95 109 87.16
1203 Credit Suisse Securities (Hong Kong) Limited 9 84 93 90.32
1204 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
1205 CS Wealth Securities Limited 4 4 8 50.00
1206 CSC ASIA LIMITED 2 0 2 0.00
1207 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1208 CSC FUTURES (HK) LIMITED 4 14 18 77.78
1209 CTW SECURITIES LIMITED 2 3 5 60.00
1210 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1211 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
1212 D.J. SECURITIES LIMITED 2 1 3 33.33
1213 DAEWOO SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
1214 DAH SING SECURITIES LIMITED 3 8 11 72.73
1215 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 72.73
1216 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 92.98
1217 DBS ASIA CAPITAL LIMITED 8 12 20 60.00
1218 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 66.67
1219 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
1220 Delta Asia Wealth Management Limited 2 1 3 33.33
1221 DL BROKERAGE LIMITED 3 19 22 86.36
1222 DNB Asset Management (Asia) Limited 4 4 8 50.00
1223 DWS Investments Hong Kong Limited 4 18 22 81.82
1224 EAA SECURITIES LIMITED 2 1 3 33.33
1225 EAST ASIA FUTURES LIMITED 3 9 12 75.00
1226 EAST ASIA SECURITIES COMPANY LIMITED 4 154 158 97.47
1227 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1228 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1229 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1230 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1231 EMPEROR FUTURES LIMITED 3 91 94 96.81
1232 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 208 215 96.74
1233 EMPEROR SECURITIES LIMITED (HK) 7 161 168 95.83
1234 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 72.73
1235 ENLIGHTEN FUTURES LIMITED 4 16 20 80.00
1236 ENLIGHTEN SECURITIES LIMITED 3 35 38 92.11
1237 Essence International Financial Holdings Limited 2 11 13 84.62
1238 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1239 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1240 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1241 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1242 Everbright Securities Digital Finance (HK) Limited 4 25 29 86.21
1243 Everbright Securities Global (HK) Limited 3 14 17 82.35
1244 Everbright Securities Investment Services (HK) Limited 11 526 537 97.95
1245 Evergrande Securities (Hong Kong) Limited 6 53 59 89.83
1246 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1247 EVERHOT SECURITIES LIMITED 3 6 9 66.67
1248 EWARTON SECURITIES LIMITED 6 16 22 72.73
1249 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1250 F. R. ZIMMERN LIMITED 2 3 5 60.00
1251 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1252 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1253 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
1254 FAIRWIN BROKING LIMITED 2 5 7 71.43
1255 FB SECURITIES (HONG KONG) LIMITED 1 5 6 83.33
1256 FDB Financial Group Limited 3 8 11 72.73
1257 FE SECURITIES LIMITED 2 4 6 66.67
1258 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1259 FIL Investment Advisors 5 84 89 94.38
1260 FIL Investment Management (Hong Kong) Limited 7 160 167 95.81
1261 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1262 Finet Securities Limited 3 4 7 57.14
1263 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1264 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1265 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
1266 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1267 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
1268 FIRST SHANGHAI SECURITIES LIMITED 5 58 63 92.06
1269 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1270 FORTUNE (HK) SECURITIES LIMITED 2 34 36 94.44
1271 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 30 36 83.33
1272 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1273 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1274 Fubon Fund Management (Hong Kong) Limited 2 1 3 33.33
1275 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
1276 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1277 FULLJET SECURITIES LIMITED 2 0 2 0.00
1278 Funderstone Asset Management (HK) Limited 3 3 6 50.00
1279 Funderstone Futures Limited 6 37 43 86.05
1280 Funderstone Securities Limited 7 44 51 86.27
1281 FWD Life Insurance Company (Bermuda) Limited 3 62 65 95.38
1282 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 11 13 84.62
1283 GAM HONG KONG LIMITED 3 19 22 86.36
1284 GAOYU SECURITIES LIMITED 5 17 22 77.27
1285 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
1286 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
1287 GEOMATRIX (H.K.) LIMITED 1 2 3 66.67
1288 GET NICE CAPITAL LIMITED 2 1 3 33.33
1289 GET NICE FUTURES COMPANY LIMITED 2 31 33 93.94
1290 GET NICE SECURITIES LIMITED 4 88 92 95.65
1291 GIGA (HONG KONG) LIMITED 2 3 5 60.00
1292 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
1293 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1294 Glory Sun Securities Limited 4 31 35 88.57
1295 GLS SECURITIES LIMITED 3 3 6 50.00
1296 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1297 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1298 Goldbridge Securities Limited 2 3 5 60.00
1299 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1300 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
1301 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 36 43 83.72
1302 GOLDMAN SACHS FUTURES (ASIA) LIMITED 15 297 312 95.19
1303 Goldman Sachs Investment Management Hong Kong Limited 4 32 36 88.89
1304 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1305 Goldyard Capital Limited 2 1 3 33.33
1306 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
1307 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1308 Grand Cartel Securities Company Limited 2 3 5 60.00
1309 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1310 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
1311 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1312 Greater China Securities Limited (b1999-04-26) 2 1 3 33.33
1313 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 1 4 25.00
1314 Grit Securities Limited 2 1 3 33.33
1315 GT CAPITAL LIMITED 3 6 9 66.67
1316 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1317 GUOTAI JUNAN CAPITAL LIMITED 6 23 29 79.31
1318 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 109 113 96.46
1319 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 19 24 79.17
1320 HAITONG INTERNATIONAL CAPITAL LIMITED 7 23 30 76.67
1321 HAITONG INTERNATIONAL FUTURES LIMITED 9 328 337 97.33
1322 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
1323 HAMON ASIAN ADVISORS LIMITED 4 9 13 69.23
1324 HAMON ASSET MANAGEMENT LIMITED 4 10 14 71.43
1325 HAMON INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43
1326 HANG SENG FUTURES LIMITED 2 7 9 77.78
1327 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
1328 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
1329 HANG SENG SECURITIES LIMITED 6 16 22 72.73
1330 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1331 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1332 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1333 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1334 Hao Tian International Securities Limited 4 7 11 63.64
1335 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1336 HARRIS FRASER (INTERNATIONAL) LIMITED 3 24 27 88.89
1337 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1338 HENIK SECURITIES LIMITED 2 10 12 83.33
1339 HENYEP SECURITIES LIMITED 3 17 20 85.00
1340 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1341 HERMES SECURITIES LIMITED 2 7 9 77.78
1342 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1343 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1344 HING WONG SECURITIES LIMITED 3 13 16 81.25
1345 HIP HING SECURITIES LIMITED 2 2 4 50.00
1346 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1347 HONG KONG INTERNATIONAL FUTURES LIMITED 4 6 10 60.00
1348 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
1349 Hong Kong Stock Link Securities Limited 2 7 9 77.78
1350 Hongkong Bay Securities Limited 2 7 9 77.78
1351 HOORAY CAPITAL LIMITED 2 1 3 33.33
1352 HOORAY SECURITIES LIMITED 3 2 5 40.00
1353 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1354 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1355 HPEF Capital Partners Limited 9 17 26 65.38
1356 HPEF Venture Partners Limited 4 4 8 50.00
1357 HSBC BROKING (CHINA) LIMITED 3 9 12 75.00
1358 HSBC BROKING FOREX (ASIA) LIMITED 6 147 153 96.08
1359 HSBC BROKING FUTURES (ASIA) LIMITED 5 171 176 97.16
1360 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
1361 HSBC BROKING SECURITIES (ASIA) LIMITED 8 175 183 95.63
1362 HSBC BROKING SECURITIES (HONG KONG) LIMITED 4 20 24 83.33
1363 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1364 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
1365 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
1366 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1367 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1368 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1369 Huajin Corporate Finance (International) Limited 4 6 10 60.00
1370 Huayu Securities Limited 2 6 8 75.00
1371 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1372 HUNG SING FUTURES LIMITED 2 3 5 60.00
1373 HUNG SING SECURITIES LIMITED 4 20 24 83.33
1374 iBest Securities Company Limited 2 3 5 60.00
1375 ICBC (ASIA) SECURITIES LIMITED 4 12 16 75.00
1376 ICBC Asset Management (Global) Company Limited 2 8 10 80.00
1377 iFAST Securities (HK) Limited 3 3 6 50.00
1378 Imagi Brokerage Limited 3 4 7 57.14
1379 IMARKETS LIMITED 2 1 3 33.33
1380 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1381 Income Partners Asset Management (HK) Limited 4 16 20 80.00
1382 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
1383 INSTINET PACIFIC LIMITED 4 20 24 83.33
1384 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1385 INTERCHINA FUTURES LIMITED 2 1 3 33.33
1386 INTERCHINA SECURITIES LIMITED 2 4 6 66.67
1387 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 2 5 40.00
1388 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 39 44 88.64
1389 INVESCO HONG KONG LIMITED 7 56 63 88.89
1390 iVenture Investment Management Limited 2 1 3 33.33
1391 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 18 26 69.23
1392 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1393 Janus Henderson Investors Hong Kong Limited 4 10 14 71.43
1394 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1395 JEFFERIES BACHE (HONG KONG) LIMITED 2 3 5 60.00
1396 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 91.67
1397 JK Capital Management Limited 4 5 9 55.56
1398 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1399 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1400 Joy Silver Limited 3 6 9 66.67
1401 JPMorgan Funds (Asia) Limited 9 109 118 92.37
1402 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
1403 JVSakk Asia Limited 2 0 2 0.00
1404 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1405 KAISER FUTURES LIMITED 3 22 25 88.00
1406 Kaiser KT Capital Limited 3 0 3 0.00
1407 KAISER SECURITIES LIMITED 2 23 25 92.00
1408 KAM FAI SECURITIES CO., LIMITED 4 29 33 87.88
1409 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1410 Kam Wah Investments Limited 2 3 5 60.00
1411 KARFORD SECURITIES LIMITED 2 0 2 0.00
1412 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1413 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1414 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 90.91
1415 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 91.30
1416 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1417 KB Securities Hong Kong Limited 2 5 7 71.43
1418 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 2 4 50.00
1419 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1420 KGI ASIA LIMITED 15 490 505 97.03
1421 KGI Asset Management Limited 2 1 3 33.33
1422 KGI CAPITAL ASIA LIMITED 6 1 7 14.29
1423 KGI FUTURES (HONG KONG) LIMITED 8 363 371 97.84
1424 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
1425 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 50 58 86.21
1426 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1427 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1428 KING FOOK SECURITIES COMPANY LIMITED 5 5 10 50.00
1429 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1430 KINGSTON FUTURES LIMITED 3 23 26 88.46
1431 KINGSTON SECURITIES LIMITED 4 83 87 95.40
1432 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1433 KMT SECURITIES LIMITED 2 6 8 75.00
1434 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 6 10 60.00
1435 KPMG CORPORATE FINANCE LIMITED 4 3 7 42.86
1436 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1437 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1438 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1439 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1440 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1441 LAMTEX SECURITIES LIMITED 3 7 10 70.00
1442 LAU & COMPANY LIMITED 2 0 2 0.00
1443 Legg Mason International Equities (Hong Kong) Limited 3 8 11 72.73
1444 LEHIN SECURITIES LIMITED 3 24 27 88.89
1445 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1446 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1447 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 47 52 90.38
1448 LIM ADVISORS LIMITED 4 10 14 71.43
1449 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1450 LOMBARD ODIER (HONG KONG) LIMITED 5 13 18 72.22
1451 Longitude Asia Limited 2 4 6 66.67
1452 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
1453 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1454 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1455 LUK FOOK SECURITIES (HK) LIMITED 4 24 28 85.71
1456 M&F Asset Management Limited 4 11 15 73.33
1457 Mackenzie Investments Asia Limited 4 5 9 55.56
1458 MACQUARIE CAPITAL LIMITED 21 354 375 94.40
1459 Macquarie Corporate (Hong Kong) Limited 11 76 87 87.36
1460 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1461 MAGIC COMPASS FUTURES LIMITED 2 5 7 71.43
1462 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1463 MALAHON SECURITIES LIMITED 2 12 14 85.71
1464 MAN HON YEUNG SECURITIES LIMITED 3 4 7 57.14
1465 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1466 MANGO FINANCIAL LIMITED 3 10 13 76.92
1467 Manulife Investment Management (Hong Kong) Limited 6 497 503 98.81
1468 MARC FABER LIMITED 2 0 2 0.00
1469 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1470 Mason Futures Limited (HK) 4 30 34 88.24
1471 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1472 Mason Securities Limited 5 37 42 88.10
1473 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1474 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1475 Matrix Securities Limited 4 2 6 33.33
1476 MEAG Hong Kong Limited 5 1 6 16.67
1477 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1478 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1479 MEIJI YASUDA ASIA LIMITED 4 3 7 42.86
1480 Merdeka Securities Limited 3 3 6 50.00
1481 Merrill Lynch (Asia Pacific) Limited 26 810 836 96.89
1482 MESSIS CAPITAL LIMITED 5 2 7 28.57
1483 METRO CAPITAL FUTURES LIMITED 3 6 9 66.67
1484 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1485 MIB SECURITIES (HONG KONG) LIMITED 11 82 93 88.17
1486 Minerva Holding Financial Securities Limited 2 9 11 81.82
1487 MING HON SECURITIES LIMITED 3 1 4 25.00
1488 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1489 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1490 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1491 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1492 MORGAN FUEL GO SECURITIES LIMITED 2 5 7 71.43
1493 MORTON SECURITIES LIMITED 3 2 5 40.00
1494 MTF SECURITIES LIMITED 2 16 18 88.89
1495 NATIONAL RESOURCES SECURITIES LIMITED 4 14 18 77.78
1496 Neutral Financial Holding Company Limited 4 9 13 69.23
1497 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
1498 NEW TREND FUTURES LIMITED 2 0 2 0.00
1499 Newedge Broker Hong Kong Limited 3 70 73 95.89
1500 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1501 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1502 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73
1503 Nikko Asset Management Hong Kong Limited 3 3 6 50.00
1504 Nittan Securities Asia Limited 2 2 4 50.00
1505 Nomura Asset Management Hong Kong Limited 4 11 15 73.33
1506 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 557 572 97.38
1507 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1508 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1509 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1510 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1511 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1512 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 24 27 88.89
1513 OnePlatform Securities Limited 2 26 28 92.86
1514 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1515 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1516 ORIENT SECURITIES LIMITED 3 17 20 85.00
1517 ORIENTAL PATRON ASIA LIMITED 6 11 17 64.71
1518 ORIENTAL PATRON SECURITIES LIMITED 5 21 26 80.77
1519 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1520 Oshidori Corporate Finance Limited 2 4 6 66.67
1521 Oshidori Securities Limited 3 5 8 62.50
1522 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1523 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1524 Pacific Sun Advisors Limited 2 0 2 0.00
1525 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1526 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
1527 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1528 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1529 PGIM (Hong Kong) Limited 2 5 7 71.43
1530 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 85.71
1531 PHILLIP SECURITIES (HONG KONG) LIMITED 6 673 679 99.12
1532 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1533 PineBridge Investments Hong Kong Limited 4 6 10 60.00
1534 PIPER JAFFRAY ASIA LIMITED 5 19 24 79.17
1535 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 30 36 83.33
1536 Planetree Futures Limited 4 7 11 63.64
1537 Planetree Securities Limited 4 18 22 81.82
1538 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1539 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
1540 PO LEE SECURITIES LIMITED 3 7 10 70.00
1541 PO SANG SECURITIES LIMITED 2 13 15 86.67
1542 Polen Capital HK Limited 2 0 2 0.00
1543 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 11 16 68.75
1544 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1545 Prime Cdex Securities Limited 4 17 21 80.95
1546 PRIME SECURITIES LIMITED (HK) 2 12 14 85.71
1547 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
1548 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1549 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
1550 PRIVATE CAPITAL LIMITED 2 0 2 0.00
1551 PRUDENTIAL BROKERAGE LIMITED 3 171 174 98.28
1552 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 66 68 97.06
1553 Public Financial Securities Limited 3 11 14 78.57
1554 Public Securities Limited 4 16 20 80.00
1555 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1556 Quam Asset Management Limited (b1983-06-28) 4 3 7 42.86
1557 Quam Capital Limited (b1994-08-04) 6 15 21 71.43
1558 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
1559 Rakuten Securities Hong Kong Limited 3 44 47 93.62
1560 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1561 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 88.00
1562 RBS Asia Corporate Finance Limited 8 99 107 92.52
1563 RBS Asia Futures Limited 4 6 10 60.00
1564 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1565 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1566 RHB CAPITAL HONG KONG LIMITED 4 4 8 50.00
1567 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1568 Rich Union Securities (H.K.) Limited 6 27 33 81.82
1569 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 50.00
1570 Rifa Securities Limited 4 18 22 81.82
1571 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1572 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1573 ROOFER SECURITIES LIMITED 3 9 12 75.00
1574 ROSA SECURITIES LIMITED 3 4 7 57.14
1575 RPS INVESTMENT LIMITED 3 9 12 75.00
1576 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1577 SAMSUNG SECURITIES (ASIA) LIMITED 10 80 90 88.89
1578 SANFULL SECURITIES LIMITED 6 76 82 92.68
1579 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0.00
1580 SBI China Capital Commodities Limited 5 18 23 78.26
1581 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 63 69 91.30
1582 SDHG International Securities Limited 3 8 11 72.73
1583 SEEKERS MARKETS LIMITED 2 10 12 83.33
1584 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1585 SHACOM FUTURES LIMITED 2 1 3 33.33
1586 Shacom Securities Limited 2 11 13 84.62
1587 Shang International Finance Limited 11 15 26 57.69
1588 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1589 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1590 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 73.33
1591 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 8 17 25 68.00
1592 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 168 174 96.55
1593 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 91.30
1594 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 97.25
1595 SHUN HENG SECURITIES LIMITED 2 10 12 83.33
1596 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1597 SHUN LOONG FUTURES LIMITED 1 0 1 0.00
1598 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1599 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1600 Silk Road International Capital Limited 2 0 2 0.00
1601 SILVERSTONE INVESTMENTS LIMITED (HK) 3 2 5 40.00
1602 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1603 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1604 SINO CAPITAL SECURITIES LIMITED 2 4 6 66.67
1605 SINO GRADE SECURITIES LIMITED 2 11 13 84.62
1606 Sinofortune Financial Capital Limited 1 1 2 50.00
1607 Sinofortune Securities Limited 4 10 14 71.43
1608 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1609 SINOPAC FUTURES (ASIA) LIMITED 5 29 34 85.29
1610 SINOPAC SECURITIES (ASIA) LIMITED 14 74 88 84.09
1611 SIU ON SECURITIES LIMITED 3 3 6 50.00
1612 SKY WARD ASIA LIMITED 2 0 2 0.00
1613 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1614 SMBC Nikko Securities (Hong Kong) Limited 5 23 28 82.14
1615 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 50.00
1616 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1617 SOLID KING SECURITIES LIMITED 3 8 11 72.73
1618 SOUTH CHINA CAPITAL LIMITED 2 2 4 50.00
1619 SOUTH CHINA COMMODITIES LIMITED 5 89 94 94.68
1620 SOUTH CHINA RESEARCH LIMITED 3 6 9 66.67
1621 SOUTH CHINA SECURITIES LIMITED 5 105 110 95.45
1622 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1623 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1624 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 30 33 90.91
1625 SPDB International Holdings Limited 4 0 4 0.00
1626 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1627 SPS COMMODITIES LIMITED 2 6 8 75.00
1628 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1629 SPS SECURITIES LIMITED 4 17 21 80.95
1630 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1631 St. James's Place (Hong Kong) Limited 1 17 18 94.44
1632 Standard Chartered Securities (Hong Kong) Limited 12 58 70 82.86
1633 STANHILL (HONG KONG) LIMITED 2 0 2 0.00
1634 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 30 35 85.71
1635 Stellar Securities Limited 2 2 4 50.00
1636 STOCKWELL COMMODITIES LIMITED 3 9 12 75.00
1637 STOCKWELL SECURITIES LIMITED 3 40 43 93.02
1638 Success Securities Limited 3 76 79 96.20
1639 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1640 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1641 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1642 SUN'S FUTURE LIMITED 2 3 5 60.00
1643 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1644 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1645 T G HOLBORN (HK) LIMITED 3 33 36 91.67
1646 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1647 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1648 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1649 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1650 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1651 TAI SHING STOCK INVESTMENT CO. LIMITED 2 22 24 91.67
1652 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 82.61
1653 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1654 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1655 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1656 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
1657 Taiping Securities (HK) Co Limited 5 49 54 90.74
1658 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1659 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1660 TANG PING KONG LIMITED 3 9 12 75.00
1661 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1662 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1663 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1664 TEMPLETON ASSET MANAGEMENT LTD 3 17 20 85.00
1665 Templewater Hong Kong Limited 4 6 10 60.00
1666 THING ON SECURITIES LIMITED 2 7 9 77.78
1667 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1668 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1669 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1670 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1671 Tokio Marine Investment Services, Limited 4 0 4 0.00
1672 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1673 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1674 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1675 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 9 12 75.00
1676 TRUTH SECURITIES LIMITED 4 4 8 50.00
1677 TSE'S SECURITIES LIMITED 3 43 46 93.48
1678 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1679 Tung Shing Futures (Brokers) Limited 6 73 79 92.41
1680 Tung Shing Securities (Brokers) Limited 6 198 204 97.06
1681 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1682 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1683 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1684 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1685 TVC MANAGEMENT LIMITED 2 0 2 0.00
1686 Tyche Group Limited 2 7 9 77.78
1687 UBS Asset Management (Hong Kong) Limited 5 39 44 88.64
1688 UBS DERIVATIVES HONG KONG LIMITED 5 56 61 91.80
1689 UBS SECURITIES ASIA LIMITED 16 555 571 97.20
1690 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1691 United Securities Limited (HK) 2 2 4 50.00
1692 UNITED SIMSEN FOREX DEALERS LIMITED 3 35 38 92.11
1693 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
1694 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 124 128 96.88
1695 UPBEST ASSETS MANAGEMENT LIMITED 2 3 5 60.00
1696 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 70.00
1697 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1698 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1699 VALUE PARTNERS LIMITED 3 55 58 94.83
1700 Value Partners Private Equity Limited 2 3 5 60.00
1701 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1702 Vantum Futures Limited 2 2 4 50.00
1703 VC BROKERAGE LIMITED 3 64 67 95.52
1704 VC CAPITAL LIMITED 5 8 13 61.54
1705 VC FUTURES LIMITED 4 38 42 90.48
1706 VC International Asset Management Limited 3 2 5 40.00
1707 VERCAP Financial Services Limited 2 0 2 0.00
1708 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1709 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1710 Virtu ITG Hong Kong Limited 5 19 24 79.17
1711 VMS Securities Limited 4 7 11 63.64
1712 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1713 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1714 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1715 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1716 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1717 Wanhai Securities (HK) Limited 3 5 8 62.50
1718 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1719 Waton Securities International Limited 2 3 5 60.00
1720 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1721 Well Link International Securities Limited 3 20 23 86.96
1722 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1723 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1724 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
1725 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1726 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1727 WILBY SECURITIES LIMITED 2 3 5 60.00
1728 Win Securities Limited 3 9 12 75.00
1729 WIN WONG SECURITIES LIMITED 4 37 41 90.24
1730 WINFULL SECURITIES LIMITED 3 14 17 82.35
1731 WING FAT SECURITIES LIMITED 3 9 12 75.00
1732 WING FUNG SECURITIES LIMITED 3 20 23 86.96
1733 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1734 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1735 WING ON SECURITIES LIMITED 2 6 8 75.00
1736 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1737 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
1738 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
1739 WINNINGTON CAPITAL LIMITED 4 5 9 55.56
1740 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1741 WINTECH SECURITIES LIMITED 4 12 16 75.00
1742 Wisetrade Securities Limited 3 9 12 75.00
1743 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1744 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1745 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1746 WOCOM LIMITED (HK) 5 28 33 84.85
1747 WOCOM SECURITIES LIMITED 5 34 39 87.18
1748 WORLDWIDE BROKERAGE LIMITED 3 1 4 25.00
1749 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1750 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1751 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1752 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1753 YICKO SECURITIES LIMITED 4 17 21 80.95
1754 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1755 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1756 YUE XIU FUTURES COMPANY LIMITED 2 8 10 80.00
1757 YUE XIU SECURITIES COMPANY LIMITED 3 8 11 72.73
1758 YUEXING SECURITIES COMPANY LIMITED 3 16 19 84.21
1759 Yunfeng Financial Markets Limited 10 16 26 61.54
1759 Average 3.40 21.70 25.11 86.44

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