SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
2 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
3 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
4 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
5 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
6 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
7 ENZARD LIMITED 1 0 1 0.00 2004-05-21
8 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
9 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
10 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
11 INTERCHINA FUTURES LIMITED 1 0 1 0.00
12 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
13 iTTa Capital Limited 1 0 1 0.00 2003-05-29
14 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
15 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
16 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
17 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
18 MLI LIMITED (d2018-03-29) 1 0 1 0.00
19 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
20 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
21 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
22 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
23 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
24 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
25 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
26 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
27 3W Fund Management Limited 2 0 2 0.00 2012-11-16
28 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
29 AASTOCKS.COM LIMITED 2 0 2 0.00
30 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
31 ACM ASIA LIMITED 2 0 2 0.00
32 ADM SECURITIES LIMITED 2 0 2 0.00
33 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
34 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
35 AIU International Securities Limited 2 0 2 0.00 2011-12-28
36 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
37 Alpha Nova Capital Management Limited 2 0 2 0.00
38 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
39 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
40 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
41 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
42 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
43 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
44 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
45 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
46 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
47 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
48 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
49 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
50 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
51 Ascender Capital Limited 2 0 2 0.00 2012-12-07
52 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
53 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
54 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
55 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
56 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
57 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
58 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
59 Axis Capital Management Limited 2 0 2 0.00
60 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
61 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
62 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
63 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
64 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
65 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
66 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
67 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
68 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
69 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
70 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
71 Capital Instinct Limited 2 0 2 0.00 2011-05-25
72 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
73 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
74 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
75 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
76 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
77 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
78 CERES CAPITAL LIMITED 2 0 2 0.00
79 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
80 ChapmanCraig Limited 2 0 2 0.00
81 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
82 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
83 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
84 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
85 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
86 China Finance Holdings Limited 2 0 2 0.00
87 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
88 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
89 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
90 CHN International Group Limited 2 0 2 0.00 2010-02-22
91 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
92 COMMENCE COMPANY LIMITED 2 0 2 0.00
93 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
94 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
95 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
96 D.J. SECURITIES LIMITED 2 0 2 0.00
97 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
98 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
99 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
100 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
101 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
102 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
103 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
104 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
105 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
106 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
107 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
108 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
109 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
110 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
111 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
112 FULL WIN SECURITIES LIMITED 2 0 2 0.00
113 FULLJET SECURITIES LIMITED 2 0 2 0.00
114 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
115 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
116 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
117 Goldbridge Securities Limited 2 0 2 0.00
118 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
119 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
120 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
121 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
122 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
123 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
124 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
125 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
126 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
127 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
128 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
129 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
130 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
131 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
132 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
133 Heitman HK Limited 2 0 2 0.00 2012-12-05
134 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
135 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
136 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
137 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
138 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
139 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
140 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
141 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
142 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
143 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
144 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
145 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
146 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
147 JOINCAP CAPITAL LIMITED 2 0 2 0.00
148 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
149 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
150 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
151 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
152 KARFORD SECURITIES LIMITED 2 0 2 0.00
153 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
154 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
155 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
156 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
157 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
158 LAU & COMPANY LIMITED 2 0 2 0.00
159 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
160 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
161 LMR Partners Limited 2 0 2 0.00 2012-07-17
162 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
163 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
164 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
165 MARC FABER LIMITED 2 0 2 0.00
166 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
167 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
168 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
169 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
170 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
171 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
172 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
173 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
174 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
175 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
176 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
177 Otkcab Limited 2 0 2 0.00 2011-10-07
178 Pacific Sun Advisors Limited 2 0 2 0.00
179 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
180 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
181 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
182 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
183 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
184 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
185 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
186 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
187 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
188 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
189 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
190 Prive Financial Limited 2 0 2 0.00 2012-12-06
191 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
192 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
193 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
194 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
195 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
196 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
197 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
198 ROCIM Limited 2 0 2 0.00 2007-06-29
199 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
200 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
201 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
202 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
203 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
204 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
205 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
206 Silk Road International Capital Limited 2 0 2 0.00
207 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
208 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
209 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
210 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
211 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
212 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
213 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
214 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
215 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
216 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
217 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
218 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
219 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
220 STI Asset Management Limited 2 0 2 0.00 2008-10-22
221 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
222 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
223 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
224 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
225 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
226 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
227 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
228 T & F Equities Limited 2 0 2 0.00 2012-12-11
229 T. M. MANAGEMENT LIMITED 2 0 2 0.00
230 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
231 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
232 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
233 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
234 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
235 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
236 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
237 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
238 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
239 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
240 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
241 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
242 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
243 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
244 VERCAP Financial Services Limited 2 0 2 0.00
245 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
246 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
247 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
248 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
249 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
250 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
251 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
252 WELLAM INVESTMENT LIMITED 2 0 2 0.00
253 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
254 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
255 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
256 WMG Asia Limited 2 0 2 0.00 2007-02-28
257 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
258 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
259 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
260 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
261 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
262 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
263 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
264 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
265 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
266 Amasse Capital Limited 3 0 3 0.00 2012-07-13
267 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
268 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
269 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
270 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
271 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
272 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
273 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
274 Athos Capital Limited 2 1 3 33.33 2012-03-20
275 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
276 Avia Asset Management Limited 2 1 3 33.33
277 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
278 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
279 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
280 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
281 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
282 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
283 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
284 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
285 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
286 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
287 BOWEN ASIA LIMITED 2 1 3 33.33
288 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
289 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
290 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
291 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
292 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
293 Celera Markets Limited 2 1 3 33.33 2008-08-12
294 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
295 CES International Commodities (HK) Limited 2 1 3 33.33
296 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
297 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
298 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
299 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
300 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
301 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
302 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
303 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
304 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
305 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
306 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
307 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
308 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
309 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
310 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
311 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
312 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
313 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
314 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
315 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
316 EAA SECURITIES LIMITED 2 1 3 33.33
317 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
318 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
319 Elements Advisors Limited 2 1 3 33.33 2010-06-08
320 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
321 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
322 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
323 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
324 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
325 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
326 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
327 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
328 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
329 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
330 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
331 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
332 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
333 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
334 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
335 GCAM Limited 2 1 3 33.33 2004-10-19
336 GCIS LIMITED 2 1 3 33.33 2007-05-16
337 Genting Securities Limited 2 1 3 33.33 2012-05-18
338 GET NICE CAPITAL LIMITED 2 1 3 33.33
339 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
340 Goldyard Capital Limited 2 1 3 33.33
341 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
342 Grey Investment Limited 2 1 3 33.33 2012-02-21
343 Grit Securities Limited 2 1 3 33.33
344 Hana Asia Limited 2 1 3 33.33 2010-03-25
345 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
346 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
347 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
348 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
349 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
350 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
351 IMARKETS LIMITED 2 1 3 33.33
352 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
353 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
354 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
355 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
356 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
357 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
358 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
359 JVSakk Asia Limited 2 1 3 33.33
360 KB Securities Hong Kong Limited 3 0 3 0.00
361 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
362 KGI Asset Management Limited 3 0 3 0.00
363 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
364 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
365 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
366 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
367 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
368 LT Finance Management Limited 3 0 3 0.00 2012-12-10
369 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
370 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
371 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
372 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
373 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
374 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
375 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
376 Nittan Securities Asia Limited 2 1 3 33.33
377 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
378 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
379 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
380 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
381 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
382 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
383 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
384 Oracle Capital Limited 2 1 3 33.33 2009-08-17
385 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
386 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
387 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
388 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
389 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
390 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
391 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
392 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
393 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
394 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
395 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
396 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
397 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
398 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
399 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
400 PRIVATE CAPITAL LIMITED 2 1 3 33.33
401 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
402 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
403 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
404 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
405 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
406 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
407 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
408 Safari Asia Limited 3 0 3 0.00 2010-04-30
409 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
410 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
411 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
412 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
413 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
414 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
415 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
416 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
417 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
418 Sinofortune Financial Capital Limited 2 1 3 33.33
419 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
420 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
421 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
422 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
423 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
424 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
425 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
426 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
427 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
428 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
429 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
430 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
431 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
432 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
433 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
434 Tokio Marine Investment Services, Limited 3 0 3 0.00
435 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
436 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
437 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
438 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
439 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
440 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
441 TVC MANAGEMENT LIMITED 3 0 3 0.00
442 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
443 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
444 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
445 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
446 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
447 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
448 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
449 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
450 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
451 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
452 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
453 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
454 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
455 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
456 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
457 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
458 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
459 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
460 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
461 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
462 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
463 3V Capital Limited 3 1 4 25.00 2005-07-18
464 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
465 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
466 Absolute Investment Management (HK) Limited 3 1 4 25.00
467 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
468 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
469 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
470 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
471 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
472 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
473 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
474 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
475 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
476 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
477 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
478 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
479 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
480 Bentley Capital Limited (HK) 4 0 4 0.00
481 Black Marble Securities Limited 2 2 4 50.00
482 BLOOMYEARS LIMITED 2 2 4 50.00
483 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
484 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
485 BROOKE CAPITAL LIMITED 2 2 4 50.00
486 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
487 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
488 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
489 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
490 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
491 CBRE Investment Management (Asia) Limited 2 2 4 50.00
492 CCTIC International Limited 3 1 4 25.00 2010-06-28
493 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
494 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
495 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
496 CHEETAH ADVISORS LIMITED 2 2 4 50.00
497 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
498 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
499 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
500 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
501 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
502 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
503 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
504 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
505 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
506 CHUANGS & CO. LIMITED 3 1 4 25.00
507 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
508 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
509 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
510 CLSA RESEARCH LIMITED 3 1 4 25.00
511 COL Securities (HK) Limited 3 1 4 25.00
512 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
513 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
514 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
515 DST Investment Management Limited 3 1 4 25.00 2012-04-23
516 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
517 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
518 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
519 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
520 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
521 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
522 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
523 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
524 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
525 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
526 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
527 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
528 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
529 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
530 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
531 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
532 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
533 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
534 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
535 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
536 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
537 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
538 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
539 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
540 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
541 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
542 HIP HING SECURITIES LIMITED 2 2 4 50.00
543 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
544 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
545 HOORAY CAPITAL LIMITED 2 2 4 50.00
546 HOU TAK SECURITIES LIMITED 2 2 4 50.00
547 HSZ (HONG KONG) LIMITED 2 2 4 50.00
548 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
549 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
550 iBest Securities Company Limited 2 2 4 50.00
551 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
552 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
553 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
554 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
555 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
556 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
557 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
558 iVenture Investment Management Limited 2 2 4 50.00
559 J Capital Research Limited 3 1 4 25.00 2012-03-01
560 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
561 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
562 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
563 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
564 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
565 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
566 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
567 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
568 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
569 Kriya Capital Limited 3 1 4 25.00 2010-01-08
570 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
571 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
572 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
573 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
574 Longitude Asia Limited 2 2 4 50.00
575 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
576 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
577 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
578 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
579 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
580 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
581 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
582 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
583 MING HON SECURITIES LIMITED 3 1 4 25.00
584 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
585 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
586 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
587 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
588 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
589 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
590 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
591 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
592 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
593 Paulson Asia Limited 2 2 4 50.00 2011-02-21
594 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
595 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
596 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
597 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
598 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
599 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
600 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
601 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
602 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
603 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
604 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
605 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
606 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
607 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
608 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
609 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
610 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
611 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
612 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
613 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
614 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
615 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
616 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
617 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
618 SPDB International Holdings Limited 3 1 4 25.00
619 Stellar Securities Limited 2 2 4 50.00
620 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
621 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
622 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
623 TAIFAIR FUTURES LIMITED 3 1 4 25.00
624 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
625 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
626 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
627 United Securities Limited (HK) 2 2 4 50.00
628 Vantum Futures Limited 2 2 4 50.00
629 VBG Capital Limited 3 1 4 25.00 2008-11-11
630 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
631 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
632 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
633 Waton Securities International Limited 2 2 4 50.00
634 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
635 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
636 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
637 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
638 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
639 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
640 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
641 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
642 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
643 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
644 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
645 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
646 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
647 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
648 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
649 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
650 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
651 Arta Global Futures Limited 4 1 5 20.00
652 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
653 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
654 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
655 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
656 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
657 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
658 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
659 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
660 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
661 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
662 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
663 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
664 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
665 CCB Securities Limited 2 3 5 60.00
666 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
667 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
668 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
669 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
670 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
671 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
672 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
673 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
674 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
675 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
676 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
677 CUPOLA CAPITAL LIMITED 4 1 5 20.00
678 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
679 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
680 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
681 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
682 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
683 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
684 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
685 F. R. ZIMMERN LIMITED 2 3 5 60.00
686 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
687 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
688 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
689 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
690 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
691 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
692 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
693 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
694 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
695 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
696 Grand Cartel Securities Company Limited 2 3 5 60.00
697 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
698 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
699 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
700 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
701 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
702 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
703 HOI SANG SECURITIES LIMITED 2 3 5 60.00
704 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
705 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
706 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
707 HOORAY SECURITIES LIMITED 2 3 5 60.00
708 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
709 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
710 HUNG SING FUTURES LIMITED 2 3 5 60.00
711 iFAST Securities (HK) Limited 2 3 5 60.00
712 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
713 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
714 INV Partners Limited 3 2 5 40.00 2009-11-24
715 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
716 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
717 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
718 Kam Wah Investments Limited 2 3 5 60.00
719 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
720 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
721 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
722 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
723 LT Securities Limited 3 2 5 40.00 2011-04-01
724 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
725 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
726 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
727 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
728 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
729 MEGABASE SECURITIES LIMITED 2 3 5 60.00
730 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
731 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
732 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
733 MORTON SECURITIES LIMITED 3 2 5 40.00
734 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
735 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
736 Oshidori Corporate Finance Limited 2 3 5 60.00
737 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
738 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
739 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
740 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
741 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
742 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
743 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
744 Proton Capital Limited 3 2 5 40.00 2007-10-16
745 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
746 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
747 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
748 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
749 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
750 Redwood Peak Limited 3 2 5 40.00 2007-10-05
751 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
752 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
753 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
754 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
755 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
756 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
757 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
758 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
759 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
760 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
761 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
762 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
763 Springboard Capital Limited 3 2 5 40.00 2010-07-02
764 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
765 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
766 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
767 TC Capital International Limited 3 2 5 40.00 2010-08-11
768 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
769 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
770 TR Advisors Limited 3 2 5 40.00 2008-12-02
771 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
772 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
773 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
774 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
775 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
776 VC International Asset Management Limited 3 2 5 40.00
777 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
778 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
779 WAH SANG SECURITIES LIMITED 3 2 5 40.00
780 WAH THAI SECURITIES LIMITED 3 2 5 40.00
781 WAI FAT SECURITIES LIMITED 2 3 5 60.00
782 WILBY SECURITIES LIMITED 2 3 5 60.00
783 Aevitas Securities Limited 2 4 6 66.67
784 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
785 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
786 AM Squared Limited 2 4 6 66.67 2005-06-30
787 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
788 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
789 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
790 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
791 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
792 Averest Capital Limited 3 3 6 50.00
793 BALI SECURITIES CO. LIMITED 4 2 6 33.33
794 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
795 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
796 Belvest Investment Services Limited 2 4 6 66.67
797 BMI Securities Limited 2 4 6 66.67 2011-03-14
798 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
799 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
800 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
801 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
802 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
803 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
804 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
805 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
806 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
807 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
808 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
809 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
810 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
811 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
812 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
813 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
814 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
815 CTW SECURITIES LIMITED 2 4 6 66.67
816 DNB Asset Management (Asia) Limited 3 3 6 50.00
817 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
818 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
819 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
820 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
821 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
822 FE SECURITIES LIMITED 2 4 6 66.67
823 Finet Securities Limited 2 4 6 66.67
824 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
825 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
826 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
827 GIGA (HONG KONG) LIMITED 3 3 6 50.00
828 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
829 GLS SECURITIES LIMITED 3 3 6 50.00
830 Goldin Financial Limited 3 3 6 50.00 2009-06-01
831 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
832 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
833 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
834 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
835 HPEF Venture Partners Limited 3 3 6 50.00
836 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
837 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
838 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
839 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
840 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
841 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
842 Kaiser KT Capital Limited 3 3 6 50.00
843 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
844 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
845 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
846 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
847 Matrix Securities Limited 4 2 6 33.33
848 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
849 MEAG Hong Kong Limited 5 1 6 16.67
850 Milma & Co. Limited 2 4 6 66.67 2008-09-24
851 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
852 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
853 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
854 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
855 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
856 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
857 Oshidori Securities Limited 2 4 6 66.67
858 Parry International Trading Limited 2 4 6 66.67 2010-08-26
859 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
860 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
861 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
862 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
863 RBS Asia Futures Limited 3 3 6 50.00
864 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
865 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
866 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
867 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
868 SELINA & CO. LIMITED (HK) 2 4 6 66.67
869 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
870 SHACOM FUTURES LIMITED 3 3 6 50.00
871 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
872 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
873 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
874 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
875 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
876 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
877 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
878 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
879 TANG KEE SECURITIES LIMITED 3 3 6 50.00
880 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
881 TPG Capital, Limited 2 4 6 66.67 2012-03-07
882 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
883 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
884 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
885 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
886 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
887 Value Partners Private Equity Limited 2 4 6 66.67
888 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
889 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
890 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
891 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
892 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
893 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
894 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
895 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
896 YARDLEY SECURITIES LIMITED 2 4 6 66.67
897 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
898 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
899 AJ Securities Limited 2 5 7 71.43
900 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
901 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
902 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
903 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
904 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
905 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
906 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
907 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
908 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
909 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
910 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
911 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
912 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
913 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
914 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
915 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
916 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
917 CLC International Limited 2 5 7 71.43 2012-12-07
918 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
919 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
920 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
921 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
922 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
923 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
924 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
925 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
926 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
927 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
928 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
929 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
930 Funderstone Asset Management (HK) Limited 4 3 7 42.86
931 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
932 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
933 Goldin Equities Limited 3 4 7 57.14 2008-12-17
934 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
935 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
936 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
937 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
938 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
939 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
940 Hong Kong Stock Link Securities Limited 2 5 7 71.43
941 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
942 Imagi Brokerage Limited 3 4 7 57.14
943 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
944 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
945 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
946 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
947 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
948 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
949 LBN Advisers Limited 3 4 7 57.14 2007-09-13
950 LCA Solutions Limited 2 5 7 71.43 2010-07-30
951 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
952 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
953 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
954 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
955 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
956 Nuada Limited 5 2 7 28.57 2004-01-15
957 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
958 Open Asset Management Limited 4 3 7 42.86 2011-03-08
959 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
960 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
961 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
962 PGIM (Hong Kong) Limited 3 4 7 57.14
963 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
964 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
965 QMIS Securities Limited 3 4 7 57.14 2009-07-24
966 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
967 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
968 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
969 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
970 ROSA SECURITIES LIMITED 3 4 7 57.14
971 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
972 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
973 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
974 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
975 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
976 SIU ON SECURITIES LIMITED 3 4 7 57.14
977 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
978 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
979 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
980 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
981 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
982 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
983 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
984 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
985 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
986 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
987 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
988 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
989 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
990 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
991 YF FUTURES COMPANY LIMITED 2 5 7 71.43
992 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
993 Allard Partners Limited 3 5 8 62.50
994 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
995 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
996 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
997 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
998 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
999 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
1000 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1001 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1002 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
1003 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
1004 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
1005 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
1006 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
1007 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
1008 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
1009 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
1010 COMGEST FAR EAST LIMITED 3 5 8 62.50
1011 CS Wealth Securities Limited 4 4 8 50.00
1012 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
1013 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1014 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
1015 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
1016 FAIRWIN BROKING LIMITED 3 5 8 62.50
1017 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1018 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
1019 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1020 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
1021 FX ONE LIMITED 3 5 8 62.50 2012-06-14
1022 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
1023 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
1024 GT CAPITAL LIMITED 2 6 8 75.00
1025 Hongkong Bay Securities Limited 2 6 8 75.00
1026 Huayu Securities Limited 2 6 8 75.00
1027 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1028 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
1029 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
1030 KMT SECURITIES LIMITED 2 6 8 75.00
1031 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
1032 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1033 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1034 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1035 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1036 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
1037 Merdeka Securities Limited 3 5 8 62.50
1038 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1039 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1040 Octal Capital Limited 3 5 8 62.50 2011-06-01
1041 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1042 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1043 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
1044 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1045 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
1046 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
1047 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1048 PO LEE SECURITIES LIMITED 2 6 8 75.00
1049 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1050 Prime Cdex Futures Limited 2 6 8 75.00
1051 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
1052 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1053 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1054 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1055 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1056 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
1057 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
1058 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1059 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
1060 SPS COMMODITIES LIMITED 2 6 8 75.00
1061 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1062 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1063 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
1064 TRUTH SECURITIES LIMITED 4 4 8 50.00
1065 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1066 Tyche Group Limited 2 6 8 75.00
1067 WING ON SECURITIES LIMITED 2 6 8 75.00
1068 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1069 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
1070 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
1071 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1072 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
1073 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
1074 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
1075 BUSINESS FUTURES LIMITED 3 6 9 66.67
1076 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
1077 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
1078 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
1079 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
1080 China Reserve Securities Limited 3 6 9 66.67
1081 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1082 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
1083 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1084 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
1085 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
1086 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
1087 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
1088 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
1089 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
1090 FT Securities Limited 2 7 9 77.78
1091 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1092 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
1093 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1094 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
1095 HANG SENG FUTURES LIMITED 2 7 9 77.78
1096 HERMES SECURITIES LIMITED 2 7 9 77.78
1097 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
1098 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
1099 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
1100 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1101 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1102 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1103 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
1104 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1105 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
1106 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
1107 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
1108 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1109 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1110 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1111 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
1112 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
1113 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1114 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
1115 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1116 SJS Markets Limited 3 6 9 66.67 2005-03-02
1117 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
1118 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
1119 THING ON SECURITIES LIMITED 3 6 9 66.67
1120 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1121 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
1122 VC CAPITAL LIMITED 5 4 9 44.44
1123 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1124 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
1125 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1126 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1127 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1128 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
1129 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
1130 Anli Securities Limited 2 8 10 80.00
1131 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1132 Beevest Securities Limited 3 7 10 70.00 2005-03-07
1133 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
1134 Bradbury Securities Limited 2 8 10 80.00
1135 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
1136 Capital International, Inc. 2 8 10 80.00 2007-07-03
1137 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
1138 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1139 Chanceton Capital Partners Limited 4 6 10 60.00
1140 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
1141 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
1142 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
1143 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1144 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
1145 DAH SING SECURITIES LIMITED 2 8 10 80.00
1146 Delta Asia Wealth Management Limited 2 8 10 80.00
1147 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
1148 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
1149 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
1150 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
1151 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
1152 HANG TAI SECURITIES LIMITED 3 7 10 70.00
1153 Hao Tian International Securities Limited 4 6 10 60.00
1154 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
1155 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
1156 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
1157 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
1158 JK Capital Management Limited 4 6 10 60.00
1159 Joy Silver Limited 5 5 10 50.00
1160 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
1161 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
1162 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1163 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
1164 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1165 Mackenzie Investments Asia Limited 4 6 10 60.00
1166 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
1167 Minerva Holding Financial Securities Limited 2 8 10 80.00
1168 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
1169 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1170 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1171 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1172 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
1173 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1174 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
1175 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1176 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1177 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1178 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
1179 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
1180 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
1181 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1182 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
1183 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1184 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1185 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1186 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1187 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
1188 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
1189 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1190 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
1191 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
1192 Anuenue Securities Limited 2 9 11 81.82
1193 Beijing Securities Limited 4 7 11 63.64 2008-11-07
1194 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
1195 China Finance KAB Limited 3 8 11 72.73 2004-12-23
1196 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
1197 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
1198 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
1199 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
1200 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
1201 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1202 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
1203 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
1204 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
1205 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1206 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
1207 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
1208 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
1209 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
1210 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1211 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
1212 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
1213 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
1214 Huajin Corporate Finance (International) Limited 4 7 11 63.64
1215 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1216 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
1217 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1218 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1219 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1220 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1221 Planetree Futures Limited 4 7 11 63.64
1222 Public Financial Securities Limited 3 8 11 72.73
1223 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
1224 ROOFER SECURITIES LIMITED 2 9 11 81.82
1225 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
1226 SDHG International Securities Limited 3 8 11 72.73
1227 SINOMAX SECURITIES LIMITED 3 8 11 72.73
1228 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
1229 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
1230 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1231 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1232 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
1233 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1234 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1235 Win Securities Limited 3 8 11 72.73
1236 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1237 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
1238 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1239 AIF CAPITAL LIMITED 3 9 12 75.00
1240 ALTUS CAPITAL LIMITED 3 9 12 75.00
1241 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
1242 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
1243 BULLISH SECURITIES LIMITED 2 10 12 83.33
1244 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
1245 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
1246 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
1247 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1248 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
1249 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
1250 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
1251 EAST ASIA FUTURES LIMITED 3 9 12 75.00
1252 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
1253 FDB Financial Group Limited 3 9 12 75.00
1254 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
1255 Grand China Securities Limited 2 10 12 83.33 2012-05-03
1256 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1257 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
1258 HENIK SECURITIES LIMITED 2 10 12 83.33
1259 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1260 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
1261 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1262 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1263 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1264 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
1265 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
1266 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
1267 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
1268 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
1269 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
1270 RPS INVESTMENT LIMITED 3 9 12 75.00
1271 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
1272 SEEKERS MARKETS LIMITED 3 9 12 75.00
1273 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
1274 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1275 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1276 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1277 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
1278 TANG PING KONG LIMITED 3 9 12 75.00
1279 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1280 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1281 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1282 Well Link Securities Limited 4 8 12 66.67 2005-11-11
1283 WING FAT SECURITIES LIMITED 3 9 12 75.00
1284 Wisetrade Securities Limited 3 9 12 75.00
1285 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1286 abrdn Hong Kong Limited 4 9 13 69.23
1287 AIF Securities Limited 5 8 13 61.54 2004-11-02
1288 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
1289 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
1290 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
1291 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
1292 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
1293 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
1294 CC Finance Limited 3 10 13 76.92 2006-04-20
1295 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
1296 China Tonghai (IA) Limited 3 10 13 76.92
1297 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1298 Essence International Financial Holdings Limited 2 11 13 84.62
1299 Everbright Securities Global (HK) Limited 4 9 13 69.23
1300 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1301 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
1302 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1303 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1304 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
1305 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
1306 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
1307 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
1308 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
1309 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
1310 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1311 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1312 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1313 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1314 MANGO FINANCIAL LIMITED 3 10 13 76.92
1315 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
1316 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1317 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
1318 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
1319 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1320 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
1321 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
1322 Rifa Futures Limited 3 10 13 76.92 2008-12-01
1323 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
1324 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1325 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
1326 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1327 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
1328 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1329 Templewater Hong Kong Limited 4 9 13 69.23
1330 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
1331 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1332 Wanhai Securities (HK) Limited 4 9 13 69.23
1333 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1334 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
1335 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
1336 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1337 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
1338 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
1339 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
1340 CMB International Global Markets Limited 3 11 14 78.57
1341 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
1342 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1343 Evercore Asia Limited 4 10 14 71.43 2011-03-04
1344 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
1345 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
1346 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
1347 MALAHON SECURITIES LIMITED 3 11 14 78.57
1348 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
1349 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1350 MTF SECURITIES LIMITED 2 12 14 85.71
1351 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
1352 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1353 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
1354 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
1355 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1356 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1357 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
1358 Shacom Securities Limited 3 11 14 78.57
1359 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
1360 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1361 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
1362 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1363 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
1364 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
1365 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
1366 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
1367 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
1368 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
1369 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1370 HING WONG SECURITIES LIMITED 3 12 15 80.00
1371 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
1372 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
1373 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
1374 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
1375 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
1376 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
1377 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
1378 Optima Capital Limited 4 11 15 73.33 2007-10-25
1379 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
1380 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
1381 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
1382 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1383 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1384 VMS Securities Limited 7 8 15 53.33
1385 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1386 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
1387 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1388 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
1389 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1390 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
1391 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
1392 DWS Investments Hong Kong Limited 3 13 16 81.25
1393 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
1394 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1395 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
1396 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
1397 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
1398 HUNG SING SECURITIES LIMITED 4 12 16 75.00
1399 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
1400 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
1401 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1402 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
1403 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
1404 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1405 Neutral Financial Holding Company Limited 4 12 16 75.00
1406 Public Securities Limited 3 13 16 81.25
1407 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
1408 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
1409 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1410 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1411 WINTECH SECURITIES LIMITED 4 12 16 75.00
1412 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
1413 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
1414 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
1415 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
1416 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
1417 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
1418 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
1419 CLSA FUTURES LIMITED 3 14 17 82.35
1420 CMB International Capital Limited 4 13 17 76.47 2010-09-07
1421 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
1422 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
1423 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
1424 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
1425 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
1426 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1427 LIM ADVISORS LIMITED 4 13 17 76.47
1428 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1429 ORIENT SECURITIES LIMITED 3 14 17 82.35
1430 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
1431 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
1432 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
1433 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
1434 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
1435 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
1436 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1437 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1438 WINFULL SECURITIES LIMITED 3 14 17 82.35
1439 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
1440 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
1441 CTBC Asia Limited 5 13 18 72.22 2004-01-14
1442 De Riva Asia Limited 2 16 18 88.89 2010-07-29
1443 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
1444 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1445 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
1446 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
1447 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
1448 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1449 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
1450 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
1451 BUSINESS SECURITIES LIMITED 3 16 19 84.21
1452 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
1453 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
1454 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
1455 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
1456 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
1457 HENYEP SECURITIES LIMITED 3 16 19 84.21
1458 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
1459 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1460 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1461 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
1462 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1463 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
1464 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
1465 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
1466 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1467 Virtu ITG Hong Kong Limited 4 15 19 78.95
1468 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1469 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
1470 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
1471 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
1472 313 Capital Management Limited 4 16 20 80.00 2010-04-19
1473 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
1474 BERICH BROKERAGE LIMITED 4 16 20 80.00
1475 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
1476 Citadel Asia Limited 3 17 20 85.00 2005-10-21
1477 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
1478 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
1479 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
1480 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1481 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1482 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
1483 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
1484 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
1485 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
1486 Rifa Securities Limited 6 14 20 70.00
1487 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
1488 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
1489 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1490 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
1491 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1492 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
1493 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
1494 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
1495 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
1496 DL BROKERAGE LIMITED 3 18 21 85.71
1497 EWARTON SECURITIES LIMITED 4 17 21 80.95
1498 GAM HONG KONG LIMITED 3 18 21 85.71
1499 GAOYU SECURITIES LIMITED 5 16 21 76.19
1500 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
1501 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1502 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
1503 KAISER FUTURES LIMITED 3 18 21 85.71
1504 KAISER SECURITIES LIMITED 2 19 21 90.48
1505 M&F Asset Management Limited 4 17 21 80.95
1506 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1507 Prime Cdex Securities Limited 4 17 21 80.95
1508 SBI China Capital Commodities Limited 5 16 21 76.19
1509 South China Forex Limited 2 19 21 90.48 2010-06-21
1510 YICKO SECURITIES LIMITED 5 16 21 76.19
1511 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
1512 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
1513 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
1514 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
1515 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
1516 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
1517 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
1518 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
1519 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
1520 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
1521 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1522 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
1523 MFG Limited (HK) 7 15 22 68.18 2006-07-17
1524 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
1525 Planetree Securities Limited 4 18 22 81.82
1526 SPS SECURITIES LIMITED 4 18 22 81.82
1527 CBH Asia Limited 4 19 23 82.61 2010-09-24
1528 CMB International Securities Limited 4 19 23 82.61 2010-06-15
1529 CSC FUTURES (HK) LIMITED 4 19 23 82.61
1530 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
1531 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
1532 KINGSTON FUTURES LIMITED 3 20 23 86.96
1533 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
1534 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
1535 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1536 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
1537 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
1538 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
1539 CAIIS Limited 3 21 24 87.50 2006-05-23
1540 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
1541 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
1542 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
1543 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
1544 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
1545 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
1546 LEHIN SECURITIES LIMITED 3 21 24 87.50
1547 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
1548 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1549 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
1550 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1551 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
1552 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
1553 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
1554 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
1555 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
1556 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
1557 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
1558 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
1559 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
1560 HPEF Capital Partners Limited 8 17 25 68.00
1561 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
1562 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
1563 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
1564 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1565 BEA Union Investment Management Limited 6 20 26 76.92
1566 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
1567 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
1568 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
1569 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
1570 OnePlatform Securities Limited 2 24 26 92.31
1571 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
1572 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1573 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
1574 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
1575 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
1576 HANG SENG SECURITIES LIMITED 6 21 27 77.78
1577 INSTINET PACIFIC LIMITED 3 24 27 88.89
1578 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
1579 Shang International Finance Limited 11 16 27 59.26
1580 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
1581 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
1582 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
1583 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
1584 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
1585 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
1586 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
1587 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
1588 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
1589 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
1590 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
1591 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
1592 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
1593 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
1594 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
1595 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
1596 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
1597 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
1598 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
1599 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
1600 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
1601 Mason Futures Limited (HK) 6 24 30 80.00
1602 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
1603 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
1604 T G HOLBORN (HK) LIMITED 3 27 30 90.00
1605 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
1606 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
1607 WOCOM LIMITED (HK) 5 25 30 83.33
1608 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
1609 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
1610 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
1611 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
1612 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
1613 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
1614 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
1615 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
1616 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
1617 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
1618 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1619 Amundi Hong Kong Limited 7 25 32 78.13
1620 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
1621 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
1622 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
1623 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
1624 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
1625 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
1626 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
1627 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
1628 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
1629 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
1630 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
1631 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
1632 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
1633 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1634 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
1635 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
1636 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1637 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1638 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
1639 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
1640 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
1641 Open Securities Limited 6 30 36 83.33 2010-07-16
1642 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
1643 WOCOM SECURITIES LIMITED 5 31 36 86.11
1644 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
1645 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
1646 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
1647 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
1648 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
1649 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
1650 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
1651 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1652 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
1653 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
1654 Yunfeng Financial Markets Limited 11 27 38 71.05
1655 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
1656 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
1657 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
1658 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
1659 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
1660 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
1661 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
1662 Mason Securities Limited 8 32 40 80.00
1663 RBS Asia Corporate Finance Limited 3 37 40 92.50
1664 Rich Union Securities (H.K.) Limited 5 35 40 87.50
1665 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
1666 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
1667 VC FUTURES LIMITED 4 36 40 90.00
1668 WIN WONG SECURITIES LIMITED 4 36 40 90.00
1669 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
1670 Rakuten Securities Hong Kong Limited 3 38 41 92.68
1671 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
1672 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
1673 CVP Securities Limited 2 41 43 95.35 2004-07-09
1674 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
1675 TSE'S SECURITIES LIMITED 3 40 43 93.02
1676 BOCI RESEARCH LIMITED 4 41 45 91.11
1677 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
1678 Bright Fund Management Limited 5 41 46 89.13
1679 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
1680 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
1681 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1682 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
1683 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
1684 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
1685 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
1686 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
1687 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
1688 Funderstone Futures Limited 6 44 50 88.00
1689 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
1690 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
1691 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
1692 Taiping Securities (HK) Co Limited 4 47 51 92.16
1693 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
1694 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1695 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
1696 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
1697 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
1698 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
1699 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
1700 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
1701 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
1702 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
1703 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
1704 VALUE PARTNERS LIMITED 3 53 56 94.64
1705 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
1706 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1707 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
1708 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
1709 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
1710 BCT Financial Limited 2 58 60 96.67 2010-11-24
1711 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
1712 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
1713 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
1714 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
1715 Funderstone Securities Limited 7 54 61 88.52
1716 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
1717 VC BROKERAGE LIMITED 3 59 62 95.16
1718 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
1719 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
1720 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
1721 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
1722 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
1723 Newedge Broker Hong Kong Limited 3 62 65 95.38
1724 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
1725 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
1726 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
1727 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
1728 INVESCO HONG KONG LIMITED 6 63 69 91.30
1729 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
1730 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
1731 CORPORATE BROKERS LIMITED 4 67 71 94.37
1732 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
1733 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
1734 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
1735 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
1736 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
1737 KINGSTON SECURITIES LIMITED 4 71 75 94.67
1738 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
1739 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
1740 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
1741 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
1742 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
1743 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1744 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
1745 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
1746 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
1747 SANFULL SECURITIES LIMITED 6 74 80 92.50
1748 iBest Consultants Limited 4 79 83 95.18 2008-04-15
1749 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
1750 Success Securities Limited 5 80 85 94.12
1751 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
1752 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
1753 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
1754 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
1755 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
1756 FIL Investment Advisors 5 84 89 94.38
1757 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
1758 GET NICE SECURITIES LIMITED 4 87 91 95.60
1759 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
1760 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
1761 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
1762 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
1763 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
1764 BOCI ASIA LIMITED 9 89 98 90.82
1765 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
1766 CHONG HING SECURITIES LIMITED 4 97 101 96.04
1767 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
1768 CITIC Securities Futures (HK) Limited 10 93 103 90.29
1769 EMPEROR FUTURES LIMITED 4 99 103 96.12
1770 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
1771 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
1772 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
1773 JPMorgan Funds (Asia) Limited 8 108 116 93.10
1774 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
1775 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
1776 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
1777 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
1778 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
1779 CGS International Securities Hong Kong Limited 16 109 125 87.20
1780 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
1781 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
1782 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
1783 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
1784 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
1785 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
1786 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
1787 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
1788 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
1789 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
1790 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
1791 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
1792 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
1793 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
1794 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
1795 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
1796 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
1797 CES Forex (HK) Limited 3 165 168 98.21
1798 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
1799 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
1800 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
1801 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
1802 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
1803 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
1804 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
1805 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
1806 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
1807 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
1808 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
1809 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
1810 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
1811 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
1812 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
1813 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
1814 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
1815 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
1816 Quam Securities Limited 9 238 247 96.36 2004-10-15
1817 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
1818 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
1819 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
1820 CLSA LIMITED 5 275 280 98.21
1821 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
1822 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
1823 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
1824 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
1825 CES Commodities (HK) Limited 5 316 321 98.44
1826 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
1827 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
1828 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
1829 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
1830 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
1831 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
1832 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
1833 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
1834 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
1835 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
1836 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
1837 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
1838 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
1839 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
1840 KGI ASIA LIMITED 13 529 542 97.60
1841 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
1842 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
1843 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
1844 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
1845 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
1846 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
1847 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
1847 Average 3.48 20.11 23.59 85.24

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top