SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 4 16 20 80.00 2010-04-19
2 3V Capital Limited 3 1 4 25.00 2005-07-18
3 3W Fund Management Limited 2 0 2 0.00 2012-11-16
4 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
5 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
6 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
7 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
8 AASTOCKS.COM LIMITED 2 0 2 0.00
9 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
10 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
11 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
12 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
13 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
14 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
15 abrdn Hong Kong Limited 4 9 13 69.23
16 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
17 Absolute Investment Management (HK) Limited 3 1 4 25.00
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
22 ADM SECURITIES LIMITED 2 0 2 0.00
23 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
24 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
25 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
26 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
27 Aevitas Securities Limited 2 4 6 66.67
28 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
29 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
30 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
31 AIF CAPITAL LIMITED 3 9 12 75.00
32 AIF Securities Limited 5 8 13 61.54 2004-11-02
33 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
34 AIU International Securities Limited 2 0 2 0.00 2011-12-28
35 AJ Securities Limited 2 5 7 71.43
36 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
37 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
38 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
39 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
40 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
41 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
42 Allard Partners Limited 3 5 8 62.50
43 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
44 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
45 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
46 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
47 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
48 Alpha Nova Capital Management Limited 2 0 2 0.00
49 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
50 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
51 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
52 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
53 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
54 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
55 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
56 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
57 ALTUS CAPITAL LIMITED 3 9 12 75.00
58 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
59 AM Squared Limited 2 4 6 66.67 2005-06-30
60 Amasse Capital Limited 3 0 3 0.00 2012-07-13
61 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
62 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
63 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
64 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
65 Amundi Hong Kong Limited 7 25 32 78.13
66 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
67 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
68 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
69 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
70 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
71 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
72 Anli Securities Limited 2 8 10 80.00
73 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
74 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
75 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
76 Anuenue Securities Limited 2 9 11 81.82
77 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
78 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
79 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
80 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
81 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
82 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
83 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
84 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
85 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
86 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
87 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
88 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
89 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
90 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
91 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
92 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
93 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
94 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
95 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
96 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
97 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
98 Arta Global Futures Limited 4 1 5 20.00
99 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
100 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
101 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
102 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
103 Ascender Capital Limited 2 0 2 0.00 2012-12-07
104 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
105 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
106 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
107 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
108 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
109 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
110 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
111 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
112 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
113 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
114 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
115 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
116 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
117 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
118 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
119 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
120 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
121 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
122 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
123 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
124 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
125 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
126 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
127 Athos Capital Limited 2 1 3 33.33 2012-03-20
128 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
129 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
130 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
131 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
132 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
133 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
134 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
135 Averest Capital Limited 3 3 6 50.00
136 Avia Asset Management Limited 2 1 3 33.33
137 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
138 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
139 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
140 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
141 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
142 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
143 Axis Capital Management Limited 2 0 2 0.00
144 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
145 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
146 BALI SECURITIES CO. LIMITED 4 2 6 33.33
147 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
148 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
149 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
150 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
151 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
152 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
153 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
154 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
155 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
156 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
157 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
158 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
159 BCT Financial Limited 2 58 60 96.67 2010-11-24
160 BEA Union Investment Management Limited 6 20 26 76.92
161 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
162 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
163 Beevest Securities Limited 3 7 10 70.00 2005-03-07
164 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
165 Beijing Securities Limited 4 7 11 63.64 2008-11-07
166 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
167 Belvest Investment Services Limited 2 4 6 66.67
168 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
169 Bentley Capital Limited (HK) 4 0 4 0.00
170 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
171 BERICH BROKERAGE LIMITED 4 16 20 80.00
172 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
173 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
174 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
175 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
176 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
177 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
178 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
179 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
180 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
181 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
182 Black Marble Securities Limited 2 2 4 50.00
183 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
184 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
185 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
186 BLOOMYEARS LIMITED 2 2 4 50.00
187 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
188 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
189 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
190 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
191 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
192 BMI Securities Limited 2 4 6 66.67 2011-03-14
193 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
194 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
195 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
196 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
197 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
198 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
199 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
200 BOCI ASIA LIMITED 9 89 98 90.82
201 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
202 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
203 BOCI RESEARCH LIMITED 4 41 45 91.11
204 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
205 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
206 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
207 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
208 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
209 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
210 BOKHARY SECURITIES LIMITED 2 6 8 75.00
211 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
212 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
213 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
214 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
215 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
216 BOWEN ASIA LIMITED 2 1 3 33.33
217 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
218 Bradbury Securities Limited 2 8 10 80.00
219 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
220 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
221 Bright Fund Management Limited 5 41 46 89.13
222 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
223 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
224 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
225 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
226 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
227 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
228 BROOKE CAPITAL LIMITED 2 2 4 50.00
229 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
230 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
231 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
232 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
233 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
234 BULLISH SECURITIES LIMITED 2 10 12 83.33
235 BUSINESS FUTURES LIMITED 3 6 9 66.67
236 BUSINESS SECURITIES LIMITED 3 16 19 84.21
237 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
238 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
239 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
240 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
241 CAIIS Limited 3 21 24 87.50 2006-05-23
242 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
243 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
244 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
245 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
246 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
247 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
248 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
249 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
250 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
251 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
252 Capital Instinct Limited 2 0 2 0.00 2011-05-25
253 Capital International, Inc. 2 8 10 80.00 2007-07-03
254 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
255 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
256 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
257 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
258 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
259 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
260 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
261 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
262 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
263 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
264 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
265 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
266 CBH Asia Limited 4 19 23 82.61 2010-09-24
267 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
268 CBRE Investment Management (Asia) Limited 2 2 4 50.00
269 CC Finance Limited 3 10 13 76.92 2006-04-20
270 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
271 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
272 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
273 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
274 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
275 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
276 CCB Securities Limited 2 3 5 60.00
277 CCTIC International Limited 3 1 4 25.00 2010-06-28
278 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
279 Celera Markets Limited 2 1 3 33.33 2008-08-12
280 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
281 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
282 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
283 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
284 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
285 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
286 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
287 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
288 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
289 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
290 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
291 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
292 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
293 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
294 CERES CAPITAL LIMITED 2 0 2 0.00
295 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
296 CES Commodities (HK) Limited 5 316 321 98.44
297 CES Forex (HK) Limited 3 165 168 98.21
298 CES International Commodities (HK) Limited 2 1 3 33.33
299 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
300 CGS International Securities Hong Kong Limited 16 109 125 87.20
301 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
302 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
303 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
304 Chanceton Capital Partners Limited 4 6 10 60.00
305 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
306 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
307 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
308 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
309 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
310 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
311 ChapmanCraig Limited 2 0 2 0.00
312 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
313 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
314 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
315 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
316 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
317 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
318 CHEETAH ADVISORS LIMITED 2 2 4 50.00
319 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
320 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
321 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
322 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
323 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
324 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
325 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
326 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
327 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
328 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
329 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
330 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
331 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
332 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
333 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
334 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
335 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
336 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
337 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
338 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
339 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
340 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
341 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
342 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
343 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
344 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
345 China Finance Holdings Limited 2 0 2 0.00
346 China Finance KAB Limited 3 8 11 72.73 2004-12-23
347 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
348 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
349 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
350 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
351 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
352 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
353 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
354 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
355 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
356 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
357 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
358 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
359 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
360 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
361 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
362 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
363 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
364 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
365 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
366 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
367 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
368 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
369 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
370 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
371 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
372 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
373 China Reserve Securities Limited 3 6 9 66.67
374 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
375 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
376 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
377 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
378 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
379 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
380 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
381 China Tonghai (IA) Limited 3 10 13 76.92
382 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
383 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
384 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
385 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
386 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
387 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
388 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
389 CHN International Group Limited 2 0 2 0.00 2010-02-22
390 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
391 CHONG HING SECURITIES LIMITED 4 97 101 96.04
392 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
393 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
394 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
395 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
396 CHUANGS & CO. LIMITED 3 1 4 25.00
397 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
398 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
399 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
400 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
401 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
402 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
403 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
404 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
405 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
406 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
407 Citadel Asia Limited 3 17 20 85.00 2005-10-21
408 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
409 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
410 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
411 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
412 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
413 CITIC Securities Futures (HK) Limited 10 93 103 90.29
414 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
415 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
416 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
417 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
418 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
419 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
420 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
421 CLC International Limited 2 5 7 71.43 2012-12-07
422 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
423 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
424 CLSA FUTURES LIMITED 3 14 17 82.35
425 CLSA LIMITED 5 275 280 98.21
426 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
427 CLSA RESEARCH LIMITED 3 1 4 25.00
428 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
429 CMB International Capital Limited 4 13 17 76.47 2010-09-07
430 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
431 CMB International Global Markets Limited 3 11 14 78.57
432 CMB International Securities Limited 4 19 23 82.61 2010-06-15
433 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
434 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
435 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
436 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
437 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
438 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
439 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
440 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
441 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
442 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
443 COL Securities (HK) Limited 3 1 4 25.00
444 COMGEST FAR EAST LIMITED 3 5 8 62.50
445 COMMENCE COMPANY LIMITED 2 0 2 0.00
446 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
447 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
448 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
449 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
450 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
451 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
452 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
453 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
454 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
455 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
456 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
457 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
458 CORPORATE BROKERS LIMITED 4 67 71 94.37
459 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
460 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
461 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
462 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
463 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
464 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
465 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
466 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
467 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
468 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
469 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
470 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
471 CS Wealth Securities Limited 4 4 8 50.00
472 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
473 CSC FUTURES (HK) LIMITED 4 19 23 82.61
474 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
475 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
476 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
477 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
478 CTBC Asia Limited 5 13 18 72.22 2004-01-14
479 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
480 CTW SECURITIES LIMITED 2 4 6 66.67
481 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
482 CUPOLA CAPITAL LIMITED 4 1 5 20.00
483 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
484 CVP Securities Limited 2 41 43 95.35 2004-07-09
485 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
486 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
487 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
488 D.J. SECURITIES LIMITED 2 0 2 0.00
489 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
490 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
491 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
492 DAH SING SECURITIES LIMITED 2 8 10 80.00
493 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
494 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
495 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
496 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
497 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
498 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
499 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
500 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
501 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
502 De Riva Asia Limited 2 16 18 88.89 2010-07-29
503 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
504 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
505 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
506 Delta Asia Wealth Management Limited 2 8 10 80.00
507 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
508 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
509 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
510 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
511 DL BROKERAGE LIMITED 3 18 21 85.71
512 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
513 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
514 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
515 DNB Asset Management (Asia) Limited 3 3 6 50.00
516 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
517 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
518 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
519 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
520 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
521 DST Investment Management Limited 3 1 4 25.00 2012-04-23
522 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
523 DWS Investments Hong Kong Limited 3 13 16 81.25
524 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
525 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
526 EAA SECURITIES LIMITED 2 1 3 33.33
527 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
528 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
529 EAST ASIA FUTURES LIMITED 3 9 12 75.00
530 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
531 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
532 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
533 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
534 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
535 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
536 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
537 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
538 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
539 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
540 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
541 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
542 Elements Advisors Limited 2 1 3 33.33 2010-06-08
543 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
544 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
545 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
546 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
547 ELSTONE SECURITIES LIMITED 4 12 16 75.00
548 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
549 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
550 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
551 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
552 EMPEROR FUTURES LIMITED 4 99 103 96.12
553 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
554 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
555 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
556 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
557 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
558 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
559 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
560 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
561 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
562 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
563 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
564 ENZARD LIMITED 1 0 1 0.00 2004-05-21
565 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
566 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
567 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
568 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
569 Essence International Financial Holdings Limited 2 11 13 84.62
570 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
571 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
572 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
573 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
574 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
575 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
576 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
577 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
578 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
579 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
580 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
581 Everbright Securities Global (HK) Limited 4 9 13 69.23
582 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
583 Evercore Asia Limited 4 10 14 71.43 2011-03-04
584 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
585 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
586 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
587 EVERHOT SECURITIES LIMITED 3 5 8 62.50
588 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
589 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
590 EWARTON SECURITIES LIMITED 4 17 21 80.95
591 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
592 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
593 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
594 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
595 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
596 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
597 F. R. ZIMMERN LIMITED 2 3 5 60.00
598 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
599 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
600 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
601 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
602 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
603 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
604 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
605 FAIRWIN BROKING LIMITED 3 5 8 62.50
606 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
607 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
608 FDB Financial Group Limited 3 9 12 75.00
609 FE SECURITIES LIMITED 2 4 6 66.67
610 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
611 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
612 FIL Investment Advisors 5 84 89 94.38
613 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
614 Finet Securities Limited 2 4 6 66.67
615 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
616 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
617 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
618 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
619 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
620 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
621 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
622 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
623 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
624 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
625 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
626 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
627 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
628 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
629 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
630 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
631 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
632 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
633 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
634 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
635 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
636 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
637 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
638 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
639 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
640 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
641 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
642 FT Securities Limited 2 7 9 77.78
643 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
644 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
645 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
646 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
647 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
648 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
649 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
650 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
651 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
652 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
653 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
654 FULL WIN SECURITIES LIMITED 2 0 2 0.00
655 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
656 FULLJET SECURITIES LIMITED 2 0 2 0.00
657 Funderstone Asset Management (HK) Limited 4 3 7 42.86
658 Funderstone Futures Limited 6 44 50 88.00
659 Funderstone Securities Limited 7 54 61 88.52
660 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
661 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
662 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
663 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
664 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
665 FX ONE LIMITED 3 5 8 62.50 2012-06-14
666 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
667 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
668 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
669 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
670 GAM HONG KONG LIMITED 3 18 21 85.71
671 GAOYU SECURITIES LIMITED 5 16 21 76.19
672 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
673 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
674 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
675 GCAM Limited 2 1 3 33.33 2004-10-19
676 GCIS LIMITED 2 1 3 33.33 2007-05-16
677 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
678 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
679 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
680 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
681 Genting Securities Limited 2 1 3 33.33 2012-05-18
682 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
683 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
684 GET NICE CAPITAL LIMITED 2 1 3 33.33
685 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
686 GET NICE SECURITIES LIMITED 4 87 91 95.60
687 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
688 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
689 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
690 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
691 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
692 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
693 GIGA (HONG KONG) LIMITED 3 3 6 50.00
694 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
695 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
696 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
697 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
698 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
699 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
700 GLS SECURITIES LIMITED 3 3 6 50.00
701 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
702 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
703 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
704 Goldbridge Securities Limited 2 0 2 0.00
705 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
706 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
707 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
708 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
709 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
710 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
711 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
712 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
713 Goldin Equities Limited 3 4 7 57.14 2008-12-17
714 Goldin Financial Limited 3 3 6 50.00 2009-06-01
715 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
716 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
717 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
718 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
719 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
720 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
721 Goldyard Capital Limited 2 1 3 33.33
722 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
723 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
724 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
725 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
726 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
727 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
728 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
729 Grand Cartel Securities Company Limited 2 3 5 60.00
730 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
731 Grand China Securities Limited 2 10 12 83.33 2012-05-03
732 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
733 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
734 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
735 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
736 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
737 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
738 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
739 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
740 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
741 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
742 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
743 Grey Investment Limited 2 1 3 33.33 2012-02-21
744 Grit Securities Limited 2 1 3 33.33
745 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
746 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
747 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
748 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
749 GT CAPITAL LIMITED 2 6 8 75.00
750 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
751 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
752 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
753 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
754 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
755 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
756 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
757 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
758 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
759 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
760 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
761 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
762 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
763 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
764 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
765 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
766 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
767 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
768 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
769 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
770 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
771 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
772 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
773 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
774 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
775 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
776 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
777 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
778 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
779 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
780 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
781 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
782 Hana Asia Limited 2 1 3 33.33 2010-03-25
783 HANG SENG FUTURES LIMITED 2 7 9 77.78
784 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
785 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
786 HANG SENG SECURITIES LIMITED 6 21 27 77.78
787 HANG TAI SECURITIES LIMITED 3 7 10 70.00
788 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
789 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
790 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
791 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
792 Hao Tian International Securities Limited 4 6 10 60.00
793 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
794 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
795 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
796 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
797 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
798 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
799 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
800 Heitman HK Limited 2 0 2 0.00 2012-12-05
801 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
802 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
803 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
804 HENIK SECURITIES LIMITED 2 10 12 83.33
805 HENYEP SECURITIES LIMITED 3 16 19 84.21
806 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
807 HERMES SECURITIES LIMITED 2 7 9 77.78
808 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
809 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
810 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
811 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
812 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
813 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
814 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
815 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
816 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
817 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
818 HING WONG SECURITIES LIMITED 3 12 15 80.00
819 HIP HING SECURITIES LIMITED 2 2 4 50.00
820 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
821 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
822 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
823 HOI SANG SECURITIES LIMITED 2 3 5 60.00
824 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
825 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
826 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
827 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
828 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
829 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
830 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
831 Hong Kong Stock Link Securities Limited 2 5 7 71.43
832 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
833 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
834 Hongkong Bay Securities Limited 2 6 8 75.00
835 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
836 HOORAY CAPITAL LIMITED 2 2 4 50.00
837 HOORAY SECURITIES LIMITED 2 3 5 60.00
838 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
839 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
840 HOU TAK SECURITIES LIMITED 2 2 4 50.00
841 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
842 HPEF Capital Partners Limited 8 17 25 68.00
843 HPEF Venture Partners Limited 3 3 6 50.00
844 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
845 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
846 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
847 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
848 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
849 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
850 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
851 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
852 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
853 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
854 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
855 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
856 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
857 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
858 HSZ (HONG KONG) LIMITED 2 2 4 50.00
859 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
860 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
861 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
862 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
863 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
864 Huajin Corporate Finance (International) Limited 4 7 11 63.64
865 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
866 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
867 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
868 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
869 Huayu Securities Limited 2 6 8 75.00
870 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
871 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
872 HUNG SING FUTURES LIMITED 2 3 5 60.00
873 HUNG SING SECURITIES LIMITED 4 12 16 75.00
874 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
875 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
876 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
877 iBest Consultants Limited 4 79 83 95.18 2008-04-15
878 iBest Securities Company Limited 2 2 4 50.00
879 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
880 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
881 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
882 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
883 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
884 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
885 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
886 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
887 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
888 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
889 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
890 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
891 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
892 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
893 iFAST Securities (HK) Limited 2 3 5 60.00
894 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
895 Imagi Brokerage Limited 3 4 7 57.14
896 IMARKETS LIMITED 2 1 3 33.33
897 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
898 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
899 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
900 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
901 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
902 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
903 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
904 Income Partners Asset Management (HK) Limited 5 15 20 75.00
905 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
906 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
907 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
908 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
909 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
910 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
911 INSTINET PACIFIC LIMITED 3 24 27 88.89
912 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
913 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
914 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
915 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
916 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
917 INTERCHINA FUTURES LIMITED 1 0 1 0.00
918 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
919 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
920 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
921 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
922 INV Partners Limited 3 2 5 40.00 2009-11-24
923 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
924 INVESCO HONG KONG LIMITED 6 63 69 91.30
925 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
926 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
927 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
928 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
929 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
930 iTTa Capital Limited 1 0 1 0.00 2003-05-29
931 iVenture Investment Management Limited 2 2 4 50.00
932 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
933 J Capital Research Limited 3 1 4 25.00 2012-03-01
934 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
935 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
936 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
937 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
938 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
939 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
940 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
941 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
942 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
943 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
944 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
945 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
946 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
947 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
948 JK Capital Management Limited 4 6 10 60.00
949 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
950 JOINCAP CAPITAL LIMITED 2 0 2 0.00
951 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
952 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
953 Joy Silver Limited 5 5 10 50.00
954 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
955 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
956 JPMorgan Funds (Asia) Limited 8 108 116 93.10
957 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
958 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
959 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
960 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
961 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
962 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
963 JVSakk Asia Limited 2 1 3 33.33
964 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
965 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
966 K.K.M. SECURITIES LIMITED 2 6 8 75.00
967 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
968 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
969 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
970 KAISER FUTURES LIMITED 3 18 21 85.71
971 Kaiser KT Capital Limited 3 3 6 50.00
972 KAISER SECURITIES LIMITED 2 19 21 90.48
973 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
974 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
975 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
976 Kam Wah Investments Limited 2 3 5 60.00
977 KARFORD SECURITIES LIMITED 2 0 2 0.00
978 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
979 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
980 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
981 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
982 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
983 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
984 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
985 KB Securities Hong Kong Limited 3 0 3 0.00
986 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
987 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
988 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
989 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
990 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
991 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
992 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
993 KGI ASIA LIMITED 13 529 542 97.60
994 KGI Asset Management Limited 3 0 3 0.00
995 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
996 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
997 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
998 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
999 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1000 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1001 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1002 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1003 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
1004 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1005 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1006 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1007 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1008 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1009 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
1010 KINGSTON FUTURES LIMITED 3 20 23 86.96
1011 KINGSTON SECURITIES LIMITED 4 71 75 94.67
1012 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
1013 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
1014 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1015 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1016 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1017 KMT SECURITIES LIMITED 2 6 8 75.00
1018 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1019 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1020 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1021 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1022 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
1023 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1024 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1025 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1026 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
1027 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
1028 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1029 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1030 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1031 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1032 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1033 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1034 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1035 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1036 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
1037 LAU & COMPANY LIMITED 2 0 2 0.00
1038 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
1039 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1040 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1041 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1042 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1043 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1044 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
1045 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
1046 LEHIN SECURITIES LIMITED 3 21 24 87.50
1047 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1048 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1049 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1050 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1051 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
1052 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
1053 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1054 LIM ADVISORS LIMITED 4 13 17 76.47
1055 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1056 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1057 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
1058 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1059 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
1060 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1061 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1062 LMR Partners Limited 2 0 2 0.00 2012-07-17
1063 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1064 Longitude Asia Limited 2 2 4 50.00
1065 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1066 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1067 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
1068 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1069 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1070 LT Securities Limited 3 2 5 40.00 2011-04-01
1071 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1072 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1073 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1074 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1075 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
1076 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
1077 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1078 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1079 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1080 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1081 M&F Asset Management Limited 4 17 21 80.95
1082 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1083 Mackenzie Investments Asia Limited 4 6 10 60.00
1084 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1085 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
1086 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
1087 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1088 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1089 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1090 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1091 MALAHON SECURITIES LIMITED 3 11 14 78.57
1092 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1093 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
1094 MANGO FINANCIAL LIMITED 3 10 13 76.92
1095 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
1096 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1097 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1098 MARC FABER LIMITED 2 0 2 0.00
1099 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1100 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
1101 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1102 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1103 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
1104 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1105 Mason Futures Limited (HK) 6 24 30 80.00
1106 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1107 Mason Securities Limited 8 32 40 80.00
1108 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
1109 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1110 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
1111 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
1112 Matrix Securities Limited 4 2 6 33.33
1113 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1114 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1115 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1116 MEAG Hong Kong Limited 5 1 6 16.67
1117 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1118 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1119 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1120 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
1121 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1122 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1123 Merdeka Securities Limited 3 5 8 62.50
1124 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
1125 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
1126 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1127 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
1128 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1129 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
1130 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1131 MFG Limited (HK) 7 15 22 68.18 2006-07-17
1132 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1133 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
1134 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
1135 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
1136 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1137 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
1138 Milma & Co. Limited 2 4 6 66.67 2008-09-24
1139 Minerva Holding Financial Securities Limited 2 8 10 80.00
1140 MING HON SECURITIES LIMITED 3 1 4 25.00
1141 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
1142 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
1143 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
1144 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
1145 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1146 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
1147 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1148 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
1149 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1150 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1151 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1152 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
1153 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1154 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
1155 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1156 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1157 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
1158 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
1159 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1160 MORTON SECURITIES LIMITED 3 2 5 40.00
1161 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
1162 MTF SECURITIES LIMITED 2 12 14 85.71
1163 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
1164 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1165 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1166 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1167 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
1168 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1169 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1170 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1171 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
1172 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1173 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
1174 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
1175 Neutral Financial Holding Company Limited 4 12 16 75.00
1176 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1177 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1178 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1179 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
1180 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1181 Newedge Broker Hong Kong Limited 3 62 65 95.38
1182 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1183 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1184 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1185 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
1186 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1187 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
1188 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1189 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1190 Nittan Securities Asia Limited 2 1 3 33.33
1191 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1192 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
1193 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
1194 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
1195 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1196 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1197 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
1198 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1199 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
1200 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1201 Nuada Limited 5 2 7 28.57 2004-01-15
1202 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1203 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1204 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1205 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1206 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1207 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1208 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1209 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1210 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
1211 Octal Capital Limited 3 5 8 62.50 2011-06-01
1212 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1213 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1214 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1215 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1216 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
1217 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1218 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1219 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1220 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
1221 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
1222 OnePlatform Securities Limited 2 24 26 92.31
1223 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1224 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1225 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1226 Open Asset Management Limited 4 3 7 42.86 2011-03-08
1227 Open Securities Limited 6 30 36 83.33 2010-07-16
1228 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
1229 Optima Capital Limited 4 11 15 73.33 2007-10-25
1230 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1231 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1232 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1233 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1234 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
1235 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1236 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
1237 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
1238 ORIENT SECURITIES LIMITED 3 14 17 82.35
1239 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
1240 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1241 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
1242 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
1243 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1244 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
1245 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1246 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
1247 Oshidori Corporate Finance Limited 2 3 5 60.00
1248 Oshidori Securities Limited 2 4 6 66.67
1249 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1250 Otkcab Limited 2 0 2 0.00 2011-10-07
1251 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1252 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1253 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1254 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1255 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1256 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
1257 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1258 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1259 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1260 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1261 Pacific Sun Advisors Limited 2 0 2 0.00
1262 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1263 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1264 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1265 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1266 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1267 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1268 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1269 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1270 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1271 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1272 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1273 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1274 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1275 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1276 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1277 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1278 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
1279 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
1280 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1281 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1282 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1283 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
1284 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1285 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1286 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1287 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1288 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
1289 PGIM (Hong Kong) Limited 3 4 7 57.14
1290 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1291 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1292 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1293 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
1294 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
1295 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
1296 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1297 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1298 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
1299 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
1300 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
1301 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
1302 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1303 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
1304 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
1305 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1306 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1307 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1308 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
1309 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1310 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1311 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
1312 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1313 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1314 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1315 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1316 Planetree Futures Limited 4 7 11 63.64
1317 Planetree Securities Limited 4 18 22 81.82
1318 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
1319 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1320 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1321 PO LEE SECURITIES LIMITED 2 6 8 75.00
1322 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1323 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
1324 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
1325 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1326 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1327 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1328 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
1329 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
1330 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
1331 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1332 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1333 Prime Cdex Futures Limited 2 6 8 75.00
1334 Prime Cdex Securities Limited 4 17 21 80.95
1335 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1336 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
1337 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1338 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1339 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
1340 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1341 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
1342 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1343 Prive Financial Limited 2 0 2 0.00 2012-12-06
1344 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1345 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1346 Proton Capital Limited 3 2 5 40.00 2007-10-16
1347 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
1348 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
1349 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
1350 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
1351 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1352 Public Financial Securities Limited 3 8 11 72.73
1353 Public Securities Limited 3 13 16 81.25
1354 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1355 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1356 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
1357 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
1358 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1359 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1360 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1361 QMIS Securities Limited 3 4 7 57.14 2009-07-24
1362 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1363 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
1364 Quam Securities Limited 9 238 247 96.36 2004-10-15
1365 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
1366 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1367 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1368 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1369 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
1370 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1371 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1372 Rakuten Securities Hong Kong Limited 3 38 41 92.68
1373 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1374 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1375 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
1376 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
1377 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
1378 RBS Asia Corporate Finance Limited 3 37 40 92.50
1379 RBS Asia Futures Limited 3 3 6 50.00
1380 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1381 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1382 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1383 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1384 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1385 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1386 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
1387 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1388 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
1389 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1390 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1391 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1392 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1393 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
1394 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1395 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1396 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1397 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
1398 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
1399 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
1400 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1401 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1402 Rich Union Securities (H.K.) Limited 5 35 40 87.50
1403 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1404 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
1405 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1406 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1407 Rifa Futures Limited 3 10 13 76.92 2008-12-01
1408 Rifa Securities Limited 6 14 20 70.00
1409 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1410 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
1411 ROCIM Limited 2 0 2 0.00 2007-06-29
1412 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1413 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1414 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1415 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1416 ROOFER SECURITIES LIMITED 2 9 11 81.82
1417 ROSA SECURITIES LIMITED 3 4 7 57.14
1418 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1419 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
1420 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1421 RPS INVESTMENT LIMITED 3 9 12 75.00
1422 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1423 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1424 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1425 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1426 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
1427 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1428 Safari Asia Limited 3 0 3 0.00 2010-04-30
1429 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
1430 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1431 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1432 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
1433 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1434 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
1435 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1436 SANFULL SECURITIES LIMITED 6 74 80 92.50
1437 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1438 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1439 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1440 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1441 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1442 SBI China Capital Commodities Limited 5 16 21 76.19
1443 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
1444 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1445 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
1446 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
1447 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1448 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1449 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1450 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
1451 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1452 SDHG International Securities Limited 3 8 11 72.73
1453 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1454 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1455 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1456 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1457 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
1458 SEEKERS MARKETS LIMITED 3 9 12 75.00
1459 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
1460 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1461 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1462 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1463 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
1464 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1465 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1466 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
1467 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1468 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1469 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
1470 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
1471 SHACOM FUTURES LIMITED 3 3 6 50.00
1472 Shacom Securities Limited 3 11 14 78.57
1473 Shang International Finance Limited 11 16 27 59.26
1474 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1475 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1476 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1477 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1478 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1479 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
1480 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1481 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
1482 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
1483 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
1484 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
1485 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
1486 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1487 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1488 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1489 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1490 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1491 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1492 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1493 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1494 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1495 Silk Road International Capital Limited 2 0 2 0.00
1496 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1497 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
1498 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1499 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1500 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1501 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1502 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1503 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1504 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1505 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1506 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1507 Sinofortune Financial Capital Limited 2 1 3 33.33
1508 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
1509 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
1510 SINOMAX SECURITIES LIMITED 3 8 11 72.73
1511 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
1512 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
1513 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
1514 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1515 SIU ON SECURITIES LIMITED 3 4 7 57.14
1516 SJS Markets Limited 3 6 9 66.67 2005-03-02
1517 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1518 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1519 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1520 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
1521 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1522 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1523 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1524 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1525 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1526 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1527 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1528 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1529 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
1530 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
1531 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1532 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1533 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
1534 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
1535 South China Forex Limited 2 19 21 90.48 2010-06-21
1536 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
1537 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
1538 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1539 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1540 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
1541 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1542 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1543 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
1544 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
1545 SPDB International Holdings Limited 3 1 4 25.00
1546 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1547 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1548 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1549 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1550 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1551 SPS COMMODITIES LIMITED 2 6 8 75.00
1552 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1553 SPS SECURITIES LIMITED 4 18 22 81.82
1554 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1555 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
1556 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
1557 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
1558 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
1559 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
1560 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1561 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1562 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
1563 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1564 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1565 Stellar Securities Limited 2 2 4 50.00
1566 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1567 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1568 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1569 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1570 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
1571 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
1572 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1573 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
1574 Success Securities Limited 5 80 85 94.12
1575 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1576 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1577 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
1578 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
1579 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1580 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1581 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1582 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
1583 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1584 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1585 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1586 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
1587 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1588 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1589 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1590 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1591 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1592 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1593 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1594 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
1595 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1596 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1597 T & F Equities Limited 2 0 2 0.00 2012-12-11
1598 T G HOLBORN (HK) LIMITED 3 27 30 90.00
1599 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
1600 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1601 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
1602 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
1603 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1604 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1605 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1606 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1607 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1608 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
1609 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1610 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1611 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1612 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1613 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
1614 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
1615 Taiping Securities (HK) Co Limited 4 47 51 92.16
1616 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1617 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1618 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1619 TANG PING KONG LIMITED 3 9 12 75.00
1620 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1621 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
1622 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1623 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1624 TC Capital International Limited 3 2 5 40.00 2010-08-11
1625 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1626 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1627 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1628 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1629 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1630 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1631 Templewater Hong Kong Limited 4 9 13 69.23
1632 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1633 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1634 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
1635 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1636 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1637 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1638 THING ON SECURITIES LIMITED 3 6 9 66.67
1639 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1640 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
1641 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1642 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1643 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1644 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
1645 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1646 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1647 Tokio Marine Investment Services, Limited 3 0 3 0.00
1648 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1649 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1650 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1651 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1652 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1653 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
1654 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1655 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1656 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1657 TR Advisors Limited 3 2 5 40.00 2008-12-02
1658 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1659 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1660 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1661 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1662 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1663 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1664 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1665 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1666 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1667 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1668 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1669 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1670 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1671 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1672 TRUTH SECURITIES LIMITED 4 4 8 50.00
1673 TSE'S SECURITIES LIMITED 3 40 43 93.02
1674 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1675 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
1676 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1677 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
1678 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
1679 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
1680 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1681 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1682 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1683 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1684 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1685 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1686 TVC MANAGEMENT LIMITED 3 0 3 0.00
1687 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1688 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1689 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1690 Tyche Group Limited 2 6 8 75.00
1691 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1692 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
1693 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
1694 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1695 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
1696 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
1697 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1698 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1699 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1700 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1701 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1702 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1703 United Securities Limited 2 2 4 50.00
1704 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
1705 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1706 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
1707 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
1708 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1709 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
1710 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1711 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1712 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1713 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
1714 VALUE PARTNERS LIMITED 3 53 56 94.64
1715 Value Partners Private Equity Limited 2 4 6 66.67
1716 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1717 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1718 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
1719 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1720 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
1721 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
1722 Vantum Futures Limited 2 2 4 50.00
1723 VBG Capital Limited 3 1 4 25.00 2008-11-11
1724 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1725 VC BROKERAGE LIMITED 3 59 62 95.16
1726 VC CAPITAL LIMITED 5 4 9 44.44
1727 VC FUTURES LIMITED 4 36 40 90.00
1728 VC International Asset Management Limited 3 2 5 40.00
1729 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1730 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1731 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
1732 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1733 VERCAP Financial Services Limited 2 0 2 0.00
1734 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1735 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1736 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1737 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1738 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1739 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
1740 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1741 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1742 Virtu ITG Hong Kong Limited 4 15 19 78.95
1743 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1744 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1745 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
1746 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1747 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1748 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1749 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1750 VMS Securities Limited 7 8 15 53.33
1751 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1752 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1753 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1754 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1755 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1756 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
1757 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1758 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1759 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1760 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1761 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1762 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1763 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1764 Wanhai Securities (HK) Limited 4 9 13 69.23
1765 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1766 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1767 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
1768 Waton Securities International Limited 2 2 4 50.00
1769 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1770 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
1771 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1772 Well Link Securities Limited 4 8 12 66.67 2005-11-11
1773 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1774 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
1775 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1776 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
1777 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
1778 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1779 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1780 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1781 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1782 WILBY SECURITIES LIMITED 2 3 5 60.00
1783 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
1784 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1785 Win Securities Limited 3 8 11 72.73
1786 WIN WONG SECURITIES LIMITED 4 36 40 90.00
1787 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1788 WINFULL SECURITIES LIMITED 3 14 17 82.35
1789 WING FAT SECURITIES LIMITED 3 9 12 75.00
1790 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
1791 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
1792 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1793 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1794 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1795 WING ON SECURITIES LIMITED 2 6 8 75.00
1796 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1797 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
1798 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1799 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1800 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1801 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1802 WINTECH SECURITIES LIMITED 4 12 16 75.00
1803 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1804 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1805 Wisetrade Securities Limited 3 9 12 75.00
1806 WMG Asia Limited 2 0 2 0.00 2007-02-28
1807 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1808 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1809 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1810 WOCOM LIMITED (HK) 5 25 30 83.33
1811 WOCOM SECURITIES LIMITED 5 31 36 86.11
1812 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1813 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
1814 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1815 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1816 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1817 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1818 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1819 YF FUTURES COMPANY LIMITED 2 5 7 71.43
1820 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1821 YICKO SECURITIES LIMITED 5 16 21 76.19
1822 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1823 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1824 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1825 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
1826 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
1827 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1828 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1829 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
1830 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1831 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
1832 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
1833 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
1834 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1835 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1836 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1837 Yunfeng Financial Markets Limited 11 27 38 71.05
1838 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1839 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1840 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1841 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1842 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
1843 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1844 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1845 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1846 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1847 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
1847 Average 3.48 20.11 23.59 85.24

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