SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
2 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
3 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
4 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
5 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
7 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
8 KGI ASIA LIMITED 13 529 542 97.60
9 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
11 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
12 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
13 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
14 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
16 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
17 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
18 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
19 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
20 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
21 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
22 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
23 CES Commodities (HK) Limited 5 316 321 98.44
24 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
25 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
26 CLSA LIMITED 5 275 280 98.21
27 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
28 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
29 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
30 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
32 Quam Securities Limited 9 238 247 96.36 2004-10-15
33 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
34 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
35 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
36 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
37 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
38 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
40 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
41 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
42 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
43 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
44 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
45 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
46 CES Forex (HK) Limited 3 165 168 98.21
47 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
48 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
49 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
50 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
51 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
52 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
53 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
54 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
55 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
56 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
57 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
58 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
59 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
60 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
61 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
62 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
63 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
64 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
65 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
66 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
67 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
68 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
69 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
70 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
71 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
72 CGS International Securities Hong Kong Limited 16 109 125 87.20
73 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
74 JPMorgan Funds (Asia) Limited 8 108 116 93.10
75 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
76 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
77 EMPEROR FUTURES LIMITED 4 99 103 96.12
78 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
79 CHONG HING SECURITIES LIMITED 4 97 101 96.04
80 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
81 CITIC Securities Futures (HK) Limited 10 93 103 90.29
82 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
83 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
84 BOCI ASIA LIMITED 9 89 98 90.82
85 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
86 GET NICE SECURITIES LIMITED 4 87 91 95.60
87 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
88 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
89 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
90 FIL Investment Advisors 5 84 89 94.38
91 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
92 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
93 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
94 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
95 Success Securities Limited 5 80 85 94.12
96 iBest Consultants Limited 4 79 83 95.18 2008-04-15
97 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
98 SANFULL SECURITIES LIMITED 6 74 80 92.50
99 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
100 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
101 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
102 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
103 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
104 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
105 KINGSTON SECURITIES LIMITED 4 71 75 94.67
106 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
107 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
108 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
109 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
110 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
111 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
112 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
113 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
114 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
115 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
116 CORPORATE BROKERS LIMITED 4 67 71 94.37
117 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
118 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
119 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
120 INVESCO HONG KONG LIMITED 6 63 69 91.30
121 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
122 Newedge Broker Hong Kong Limited 3 62 65 95.38
123 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
124 VC BROKERAGE LIMITED 3 59 62 95.16
125 BCT Financial Limited 2 58 60 96.67 2010-11-24
126 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
127 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
128 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
129 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
130 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
131 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
132 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
133 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
134 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
135 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
136 Funderstone Securities Limited 7 54 61 88.52
137 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
138 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
139 VALUE PARTNERS LIMITED 3 53 56 94.64
140 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
141 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
142 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
143 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
144 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
145 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
146 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
147 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
148 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
149 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
150 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
151 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
152 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
153 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
154 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
155 Taiping Securities (HK) Co Limited 4 47 51 92.16
156 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
157 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
158 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
159 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
160 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
161 Funderstone Futures Limited 6 44 50 88.00
162 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
163 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
164 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
165 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
166 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
167 BOCI RESEARCH LIMITED 4 41 45 91.11
168 Bright Fund Management Limited 5 41 46 89.13
169 CVP Securities Limited 2 41 43 95.35 2004-07-09
170 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
171 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
172 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
173 TSE'S SECURITIES LIMITED 3 40 43 93.02
174 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
175 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
176 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
177 Rakuten Securities Hong Kong Limited 3 38 41 92.68
178 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
179 RBS Asia Corporate Finance Limited 3 37 40 92.50
180 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
181 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
182 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
183 VC FUTURES LIMITED 4 36 40 90.00
184 WIN WONG SECURITIES LIMITED 4 36 40 90.00
185 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
186 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
187 Rich Union Securities (H.K.) Limited 5 35 40 87.50
188 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
189 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
190 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
191 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
192 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
193 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
194 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
195 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
196 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
197 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
198 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
199 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
200 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
201 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
202 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
203 Mason Securities Limited 8 32 40 80.00
204 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
205 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
206 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
207 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
208 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
209 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
210 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
211 WOCOM SECURITIES LIMITED 5 31 36 86.11
212 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
213 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
214 Open Securities Limited 6 30 36 83.33 2010-07-16
215 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
216 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
217 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
218 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
219 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
220 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
221 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
222 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
223 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
224 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
225 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
226 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
227 WING FUNG SECURITIES LIMITED 3 28 31 90.32
228 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
229 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
230 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
231 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
232 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
233 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
234 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
235 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
236 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
237 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
238 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
239 T G HOLBORN (HK) LIMITED 3 27 30 90.00
240 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
241 Yunfeng Financial Markets Limited 11 27 38 71.05
242 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
243 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
244 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
245 Amundi Hong Kong Limited 7 25 32 78.13
246 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
247 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
248 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
249 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
250 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
251 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
252 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
253 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
254 WOCOM LIMITED (HK) 5 25 30 83.33
255 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
256 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
257 INSTINET PACIFIC LIMITED 3 24 27 88.89
258 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
259 Mason Futures Limited (HK) 6 24 30 80.00
260 OnePlatform Securities Limited 2 24 26 92.31
261 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
262 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
263 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
264 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
265 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
266 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
267 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
268 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
269 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
270 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
271 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
272 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
273 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
274 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
275 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
276 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
277 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
278 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
279 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
280 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
281 CAIIS Limited 3 21 24 87.50 2006-05-23
282 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
283 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
284 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
285 HANG SENG SECURITIES LIMITED 6 21 27 77.78
286 LEHIN SECURITIES LIMITED 3 21 24 87.50
287 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
288 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
289 BEA Union Investment Management Limited 6 20 26 76.92
290 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
291 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
292 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
293 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
294 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
295 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
296 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
297 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
298 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
299 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
300 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
301 KINGSTON FUTURES LIMITED 3 20 23 86.96
302 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
303 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
304 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
305 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
306 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
307 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
308 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
309 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
310 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
311 CBH Asia Limited 4 19 23 82.61 2010-09-24
312 CMB International Securities Limited 4 19 23 82.61 2010-06-15
313 CSC FUTURES (HK) LIMITED 4 19 23 82.61
314 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
315 KAISER SECURITIES LIMITED 2 19 21 90.48
316 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
317 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
318 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
319 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
320 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
321 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
322 South China Forex Limited 2 19 21 90.48 2010-06-21
323 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
324 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
325 DL BROKERAGE LIMITED 3 18 21 85.71
326 GAM HONG KONG LIMITED 3 18 21 85.71
327 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
328 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
329 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
330 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
331 KAISER FUTURES LIMITED 3 18 21 85.71
332 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
333 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
334 Planetree Securities Limited 4 18 22 81.82
335 SPS SECURITIES LIMITED 4 18 22 81.82
336 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
337 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
338 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
339 Citadel Asia Limited 3 17 20 85.00 2005-10-21
340 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
341 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
342 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
343 EWARTON SECURITIES LIMITED 4 17 21 80.95
344 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
345 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
346 HPEF Capital Partners Limited 8 17 25 68.00
347 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
348 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
349 M&F Asset Management Limited 4 17 21 80.95
350 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
351 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
352 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
353 Prime Cdex Securities Limited 4 17 21 80.95
354 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
355 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
356 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
357 313 Capital Management Limited 4 16 20 80.00 2010-04-19
358 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
359 BERICH BROKERAGE LIMITED 4 16 20 80.00
360 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
361 BUSINESS SECURITIES LIMITED 3 16 19 84.21
362 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
363 De Riva Asia Limited 2 16 18 88.89 2010-07-29
364 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
365 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
366 GAOYU SECURITIES LIMITED 5 16 21 76.19
367 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
368 HENYEP SECURITIES LIMITED 3 16 19 84.21
369 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
370 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
371 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
372 SBI China Capital Commodities Limited 5 16 21 76.19
373 Shang International Finance Limited 11 16 27 59.26
374 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
375 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
376 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
377 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
378 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
379 YICKO SECURITIES LIMITED 5 16 21 76.19
380 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
381 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
382 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
383 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
384 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
385 Income Partners Asset Management (HK) Limited 5 15 20 75.00
386 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
387 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
388 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
389 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
390 MFG Limited (HK) 7 15 22 68.18 2006-07-17
391 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
392 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
393 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
394 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
395 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
396 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
397 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
398 Virtu ITG Hong Kong Limited 4 15 19 78.95
399 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
400 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
401 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
402 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
403 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
404 CLSA FUTURES LIMITED 3 14 17 82.35
405 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
406 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
407 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
408 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
409 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
410 ORIENT SECURITIES LIMITED 3 14 17 82.35
411 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
412 Rifa Securities Limited 6 14 20 70.00
413 SFM HK Management Limited 2 14 16 87.50 2010-11-01
414 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
415 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
416 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
417 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
418 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
419 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
420 WINFULL SECURITIES LIMITED 3 14 17 82.35
421 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
422 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
423 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
424 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
425 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
426 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
427 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
428 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
429 CMB International Capital Limited 4 13 17 76.47 2010-09-07
430 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
431 CTBC Asia Limited 5 13 18 72.22 2004-01-14
432 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
433 DWS Investments Hong Kong Limited 3 13 16 81.25
434 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
435 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
436 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
437 LIM ADVISORS LIMITED 4 13 17 76.47
438 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
439 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
440 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
441 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
442 Public Securities Limited 3 13 16 81.25
443 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
444 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
445 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
446 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
447 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
448 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
449 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
450 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
451 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
452 ELSTONE SECURITIES LIMITED 4 12 16 75.00
453 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
454 HING WONG SECURITIES LIMITED 3 12 15 80.00
455 HUNG SING SECURITIES LIMITED 4 12 16 75.00
456 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
457 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
458 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
459 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
460 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
461 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
462 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
463 MTF SECURITIES LIMITED 2 12 14 85.71
464 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
465 Neutral Financial Holding Company Limited 4 12 16 75.00
466 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
467 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
468 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
469 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
470 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
471 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
472 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
473 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
474 WINTECH SECURITIES LIMITED 4 12 16 75.00
475 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
476 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
477 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
478 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
479 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
480 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
481 CMB International Global Markets Limited 3 11 14 78.57
482 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
483 Essence International Financial Holdings Limited 2 11 13 84.62
484 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
485 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
486 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
487 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
488 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
489 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
490 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
491 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
492 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
493 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
494 MALAHON SECURITIES LIMITED 3 11 14 78.57
495 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
496 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
497 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
498 Optima Capital Limited 4 11 15 73.33 2007-10-25
499 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
500 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
501 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
502 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
503 Shacom Securities Limited 3 11 14 78.57
504 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
505 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
506 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
507 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
508 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
509 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
510 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
511 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
512 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
513 BULLISH SECURITIES LIMITED 2 10 12 83.33
514 CC Finance Limited 3 10 13 76.92 2006-04-20
515 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
516 China Tonghai (IA) Limited 3 10 13 76.92
517 Evercore Asia Limited 4 10 14 71.43 2011-03-04
518 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
519 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
520 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
521 Grand China Securities Limited 2 10 12 83.33 2012-05-03
522 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
523 HENIK SECURITIES LIMITED 2 10 12 83.33
524 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
525 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
526 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
527 MANGO FINANCIAL LIMITED 3 10 13 76.92
528 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
529 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
530 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
531 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
532 Rifa Futures Limited 3 10 13 76.92 2008-12-01
533 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
534 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
535 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
536 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
537 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
538 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
539 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
540 abrdn Hong Kong Limited 4 9 13 69.23
541 AIF CAPITAL LIMITED 3 9 12 75.00
542 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
543 ALTUS CAPITAL LIMITED 3 9 12 75.00
544 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
545 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
546 Anuenue Securities Limited 2 9 11 81.82
547 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
548 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
549 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
550 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
551 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
552 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
553 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
554 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
555 EAST ASIA FUTURES LIMITED 3 9 12 75.00
556 Everbright Securities Global (HK) Limited 4 9 13 69.23
557 FDB Financial Group Limited 3 9 12 75.00
558 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
559 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
560 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
561 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
562 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
563 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
564 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
565 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
566 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
567 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
568 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
569 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
570 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
571 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
572 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
573 LUEN SING SECURITIES LIMITED 3 9 12 75.00
574 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
575 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
576 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
577 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
578 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
579 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
580 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
581 ROOFER SECURITIES LIMITED 2 9 11 81.82
582 RPS INVESTMENT LIMITED 3 9 12 75.00
583 SEEKERS MARKETS LIMITED 3 9 12 75.00
584 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
585 SOLID KING SECURITIES LIMITED 3 9 12 75.00
586 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
587 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
588 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
589 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
590 TANG PING KONG LIMITED 3 9 12 75.00
591 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
592 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
593 Templewater Hong Kong Limited 4 9 13 69.23
594 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
595 Wanhai Securities (HK) Limited 4 9 13 69.23
596 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
597 WING FAT SECURITIES LIMITED 3 9 12 75.00
598 Wisetrade Securities Limited 3 9 12 75.00
599 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
600 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
601 Zijing Capital Limited 3 9 12 75.00 2003-05-07
602 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
603 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
604 AIF Securities Limited 5 8 13 61.54 2004-11-02
605 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
606 Anli Securities Limited 2 8 10 80.00
607 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
608 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
609 Bradbury Securities Limited 2 8 10 80.00
610 Capital International, Inc. 2 8 10 80.00 2007-07-03
611 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
612 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
613 China Finance KAB Limited 3 8 11 72.73 2004-12-23
614 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
615 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
616 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
617 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
618 DAH SING SECURITIES LIMITED 2 8 10 80.00
619 Delta Asia Wealth Management Limited 2 8 10 80.00
620 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
621 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
622 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
623 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
624 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
625 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
626 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
627 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
628 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
629 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
630 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
631 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
632 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
633 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
634 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
635 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
636 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
637 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
638 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
639 Minerva Holding Financial Securities Limited 2 8 10 80.00
640 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
641 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
642 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
643 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
644 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
645 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
646 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
647 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
648 Public Financial Securities Limited 3 8 11 72.73
649 SDHG International Securities Limited 3 8 11 72.73
650 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
651 SINOMAX SECURITIES LIMITED 3 8 11 72.73
652 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
653 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
654 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
655 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
656 VMS Securities Limited 7 8 15 53.33
657 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
658 Well Link Securities Limited 4 8 12 66.67 2005-11-11
659 Win Securities Limited 3 8 11 72.73
660 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
661 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
662 Beevest Securities Limited 3 7 10 70.00 2005-03-07
663 Beijing Securities Limited 4 7 11 63.64 2008-11-07
664 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
665 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
666 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
667 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
668 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
669 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
670 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
671 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
672 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
673 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
674 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
675 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
676 FT Securities Limited 2 7 9 77.78
677 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
678 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
679 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
680 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
681 HANG SENG FUTURES LIMITED 2 7 9 77.78
682 HANG TAI SECURITIES LIMITED 3 7 10 70.00
683 HERMES SECURITIES LIMITED 2 7 9 77.78
684 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
685 Huajin Corporate Finance (International) Limited 4 7 11 63.64
686 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
687 KILMOREY SECURITIES LIMITED 2 7 9 77.78
688 KWOK HING SECURITIES LIMITED 2 7 9 77.78
689 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
690 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
691 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
692 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
693 ONSHINE SECURITIES LIMITED 3 7 10 70.00
694 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
695 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
696 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
697 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
698 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
699 Planetree Futures Limited 4 7 11 63.64
700 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
701 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
702 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
703 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
704 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
705 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
706 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
707 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
708 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
709 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
710 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
711 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
712 ZBI Asia Limited 3 7 10 70.00 2010-02-22
713 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
714 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
715 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
716 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
717 BOKHARY SECURITIES LIMITED 2 6 8 75.00
718 BUSINESS FUTURES LIMITED 3 6 9 66.67
719 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
720 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
721 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
722 Chanceton Capital Partners Limited 4 6 10 60.00
723 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
724 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
725 China Reserve Securities Limited 3 6 9 66.67
726 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
727 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
728 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
729 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
730 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
731 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
732 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
733 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
734 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
735 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
736 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
737 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
738 GT CAPITAL LIMITED 2 6 8 75.00
739 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
740 Hao Tian International Securities Limited 4 6 10 60.00
741 Hongkong Bay Securities Limited 2 6 8 75.00
742 Huayu Securities Limited 2 6 8 75.00
743 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
744 JK Capital Management Limited 4 6 10 60.00
745 K.K.M. SECURITIES LIMITED 2 6 8 75.00
746 KMT SECURITIES LIMITED 2 6 8 75.00
747 LAMTEX SECURITIES LIMITED 3 6 9 66.67
748 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
749 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
750 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
751 LUEN HING SECURITIES LIMITED 2 6 8 75.00
752 Mackenzie Investments Asia Limited 4 6 10 60.00
753 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
754 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
755 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
756 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
757 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
758 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
759 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
760 Permira Advisers Limited 2 6 8 75.00 2008-08-19
761 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
762 PO LEE SECURITIES LIMITED 2 6 8 75.00
763 Prime Cdex Futures Limited 2 6 8 75.00
764 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
765 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
766 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
767 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
768 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
769 SJS Markets Limited 3 6 9 66.67 2005-03-02
770 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
771 SPS COMMODITIES LIMITED 2 6 8 75.00
772 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
773 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
774 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
775 Tensant Securities Limited 2 6 8 75.00 2004-08-25
776 THING ON SECURITIES LIMITED 3 6 9 66.67
777 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
778 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
779 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
780 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
781 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
782 Tyche Group Limited 2 6 8 75.00
783 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
784 WING ON SECURITIES LIMITED 2 6 8 75.00
785 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
786 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
787 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
788 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
789 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
790 AJ Securities Limited 2 5 7 71.43
791 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
792 Allard Partners Limited 3 5 8 62.50
793 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
794 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
795 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
796 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
797 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
798 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
799 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
800 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
801 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
802 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
803 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
804 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
805 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
806 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
807 CLC International Limited 2 5 7 71.43 2012-12-07
808 COMGEST FAR EAST LIMITED 3 5 8 62.50
809 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
810 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
811 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
812 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
813 EVERHOT SECURITIES LIMITED 3 5 8 62.50
814 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
815 FAIRWIN BROKING LIMITED 3 5 8 62.50
816 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
817 FX ONE LIMITED 3 5 8 62.50 2012-06-14
818 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
819 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
820 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
821 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
822 Hong Kong Stock Link Securities Limited 2 5 7 71.43
823 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
824 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
825 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
826 Joy Silver Limited 5 5 10 50.00
827 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
828 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
829 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
830 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
831 LCA Solutions Limited 2 5 7 71.43 2010-07-30
832 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
833 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
834 Merdeka Securities Limited 3 5 8 62.50
835 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
836 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
837 Octal Capital Limited 3 5 8 62.50 2011-06-01
838 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
839 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
840 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
841 PineBridge Investments Hong Kong Limited 4 5 9 55.56
842 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
843 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
844 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
845 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
846 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
847 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
848 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
849 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
850 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
851 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
852 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
853 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
854 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
855 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
856 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
857 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
858 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
859 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
860 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
861 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
862 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
863 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
864 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
865 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
866 YF FUTURES COMPANY LIMITED 2 5 7 71.43
867 Aevitas Securities Limited 2 4 6 66.67
868 AM Squared Limited 2 4 6 66.67 2005-06-30
869 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
870 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
871 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
872 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
873 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
874 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
875 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
876 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
877 Belvest Investment Services Limited 2 4 6 66.67
878 BMI Securities Limited 2 4 6 66.67 2011-03-14
879 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
880 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
881 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
882 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
883 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
884 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
885 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
886 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
887 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
888 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
889 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
890 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
891 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
892 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
893 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
894 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
895 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
896 CS Wealth Securities Limited 4 4 8 50.00
897 CTW SECURITIES LIMITED 2 4 6 66.67
898 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
899 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
900 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
901 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
902 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
903 FE SECURITIES LIMITED 2 4 6 66.67
904 Finet Securities Limited 2 4 6 66.67
905 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
906 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
907 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
908 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
909 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
910 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
911 Goldin Equities Limited 3 4 7 57.14 2008-12-17
912 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
913 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
914 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
915 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
916 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
917 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
918 Imagi Brokerage Limited 3 4 7 57.14
919 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
920 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
921 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
922 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
923 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
924 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
925 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
926 LBN Advisers Limited 3 4 7 57.14 2007-09-13
927 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
928 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
929 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
930 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
931 Milma & Co. Limited 2 4 6 66.67 2008-09-24
932 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
933 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
934 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
935 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
936 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
937 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
938 Oshidori Securities Limited 2 4 6 66.67
939 Parry International Trading Limited 2 4 6 66.67 2010-08-26
940 PGIM (Hong Kong) Limited 3 4 7 57.14
941 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
942 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
943 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
944 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
945 QMIS Securities Limited 3 4 7 57.14 2009-07-24
946 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
947 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
948 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
949 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
950 ROSA SECURITIES LIMITED 3 4 7 57.14
951 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
952 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
953 SELINA & CO. LIMITED (HK) 2 4 6 66.67
954 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
955 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
956 SIU ON SECURITIES LIMITED 3 4 7 57.14
957 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
958 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
959 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
960 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
961 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
962 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
963 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
964 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
965 TPG Capital, Limited 2 4 6 66.67 2012-03-07
966 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
967 TRUTH SECURITIES LIMITED 4 4 8 50.00
968 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
969 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
970 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
971 Value Partners Private Equity Limited 2 4 6 66.67
972 VC CAPITAL LIMITED 5 4 9 44.44
973 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
974 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
975 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
976 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
977 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
978 YARDLEY SECURITIES LIMITED 2 4 6 66.67
979 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
980 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
981 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
982 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
983 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
984 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
985 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
986 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
987 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
988 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
989 Averest Capital Limited 3 3 6 50.00
990 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
991 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
992 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
993 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
994 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
995 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
996 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
997 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
998 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
999 CCB Securities Limited 2 3 5 60.00
1000 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1001 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
1002 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
1003 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1004 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
1005 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1006 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
1007 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
1008 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1009 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
1010 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
1011 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
1012 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
1013 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
1014 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
1015 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1016 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
1017 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
1018 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
1019 DNB Asset Management (Asia) Limited 3 3 6 50.00
1020 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1021 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
1022 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
1023 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1024 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
1025 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1026 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
1027 F. R. ZIMMERN LIMITED 2 3 5 60.00
1028 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
1029 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
1030 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
1031 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1032 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1033 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1034 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1035 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
1036 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
1037 Funderstone Asset Management (HK) Limited 4 3 7 42.86
1038 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
1039 GIGA (HONG KONG) LIMITED 3 3 6 50.00
1040 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
1041 GLS SECURITIES LIMITED 3 3 6 50.00
1042 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1043 Goldin Financial Limited 3 3 6 50.00 2009-06-01
1044 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
1045 Grand Cartel Securities Company Limited 2 3 5 60.00
1046 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1047 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1048 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1049 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1050 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1051 HOORAY SECURITIES LIMITED 2 3 5 60.00
1052 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
1053 HPEF Venture Partners Limited 3 3 6 50.00
1054 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
1055 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
1056 HUNG SING FUTURES LIMITED 2 3 5 60.00
1057 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
1058 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
1059 iFAST Securities (HK) Limited 2 3 5 60.00
1060 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1061 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
1062 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
1063 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1064 Kaiser KT Capital Limited 3 3 6 50.00
1065 Kam Wah Investments Limited 2 3 5 60.00
1066 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1067 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
1068 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1069 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1070 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1071 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1072 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1073 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1074 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1075 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1076 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1077 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1078 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1079 Open Asset Management Limited 4 3 7 42.86 2011-03-08
1080 Oshidori Corporate Finance Limited 2 3 5 60.00
1081 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1082 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1083 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1084 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1085 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1086 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1087 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1088 RBS Asia Futures Limited 3 3 6 50.00
1089 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1090 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1091 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1092 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1093 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1094 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1095 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1096 SHACOM FUTURES LIMITED 3 3 6 50.00
1097 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1098 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1099 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1100 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1101 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1102 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1103 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1104 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1105 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1106 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1107 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1108 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1109 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1110 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1111 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1112 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1113 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1114 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1115 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1116 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1117 WILBY SECURITIES LIMITED 2 3 5 60.00
1118 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1119 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1120 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1121 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
1122 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
1123 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1124 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1125 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1126 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1127 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
1128 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1129 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1130 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1131 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
1132 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1133 BALI SECURITIES CO. LIMITED 4 2 6 33.33
1134 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1135 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
1136 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
1137 Black Marble Securities Limited 2 2 4 50.00
1138 BLOOMYEARS LIMITED 2 2 4 50.00
1139 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
1140 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1141 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1142 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1143 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
1144 BROOKE CAPITAL LIMITED 2 2 4 50.00
1145 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
1146 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
1147 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1148 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1149 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
1150 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1151 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1152 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
1153 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1154 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1155 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1156 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
1157 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1158 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
1159 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
1160 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1161 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
1162 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
1163 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
1164 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
1165 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
1166 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
1167 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1168 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1169 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
1170 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
1171 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1172 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1173 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1174 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
1175 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1176 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
1177 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1178 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1179 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1180 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
1181 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1182 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
1183 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
1184 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
1185 HIP HING SECURITIES LIMITED 2 2 4 50.00
1186 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
1187 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
1188 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1189 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
1190 HOORAY CAPITAL LIMITED 2 2 4 50.00
1191 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1192 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
1193 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1194 iBest Securities Company Limited 2 2 4 50.00
1195 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1196 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1197 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1198 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1199 INV Partners Limited 3 2 5 40.00 2009-11-24
1200 iVenture Investment Management Limited 2 2 4 50.00
1201 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
1202 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1203 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1204 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
1205 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1206 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1207 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1208 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1209 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1210 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1211 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1212 Longitude Asia Limited 2 2 4 50.00
1213 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1214 LT Securities Limited 3 2 5 40.00 2011-04-01
1215 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1216 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1217 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1218 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1219 Matrix Securities Limited 4 2 6 33.33
1220 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1221 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1222 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1223 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
1224 MORTON SECURITIES LIMITED 3 2 5 40.00
1225 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1226 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1227 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1228 Nuada Limited 5 2 7 28.57 2004-01-15
1229 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1230 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1231 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1232 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1233 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1234 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1235 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1236 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1237 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1238 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1239 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1240 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1241 Proton Capital Limited 3 2 5 40.00 2007-10-16
1242 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1243 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1244 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
1245 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1246 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1247 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1248 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1249 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1250 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1251 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1252 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1253 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1254 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1255 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1256 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1257 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1258 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1259 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1260 Stellar Securities Limited 2 2 4 50.00
1261 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1262 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1263 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1264 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1265 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1266 TC Capital International Limited 3 2 5 40.00 2010-08-11
1267 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1268 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1269 TR Advisors Limited 3 2 5 40.00 2008-12-02
1270 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1271 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1272 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1273 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1274 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1275 United Securities Limited (HK) 2 2 4 50.00
1276 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1277 Vantum Futures Limited 2 2 4 50.00
1278 VC International Asset Management Limited 3 2 5 40.00
1279 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1280 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1281 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1282 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1283 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1284 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1285 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1286 Waton Securities International Limited 2 2 4 50.00
1287 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1288 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1289 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1290 3V Capital Limited 3 1 4 25.00 2005-07-18
1291 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
1292 Absolute Investment Management (HK) Limited 3 1 4 25.00
1293 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
1294 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1295 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
1296 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
1297 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
1298 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1299 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1300 Arta Global Futures Limited 4 1 5 20.00
1301 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1302 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
1303 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1304 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1305 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1306 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1307 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1308 Athos Capital Limited 2 1 3 33.33 2012-03-20
1309 Avia Asset Management Limited 2 1 3 33.33
1310 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1311 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1312 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
1313 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1314 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1315 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1316 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1317 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1318 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1319 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
1320 BOWEN ASIA LIMITED 2 1 3 33.33
1321 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1322 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1323 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
1324 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
1325 CCTIC International Limited 3 1 4 25.00 2010-06-28
1326 Celera Markets Limited 2 1 3 33.33 2008-08-12
1327 CES International Commodities (HK) Limited 2 1 3 33.33
1328 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
1329 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
1330 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1331 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1332 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1333 CHUANGS & CO. LIMITED 3 1 4 25.00
1334 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1335 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
1336 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1337 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
1338 CLSA RESEARCH LIMITED 3 1 4 25.00
1339 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1340 COL Securities (HK) Limited 3 1 4 25.00
1341 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1342 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1343 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1344 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
1345 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1346 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1347 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
1348 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1349 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1350 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1351 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1352 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1353 EAA SECURITIES LIMITED 2 1 3 33.33
1354 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1355 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1356 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1357 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1358 Elements Advisors Limited 2 1 3 33.33 2010-06-08
1359 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1360 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1361 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
1362 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
1363 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1364 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
1365 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1366 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1367 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1368 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1369 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1370 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
1371 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
1372 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
1373 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1374 GCAM Limited 2 1 3 33.33 2004-10-19
1375 GCIS LIMITED 2 1 3 33.33 2007-05-16
1376 Genting Securities Limited 2 1 3 33.33 2012-05-18
1377 GET NICE CAPITAL LIMITED 2 1 3 33.33
1378 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
1379 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
1380 Goldyard Capital Limited 2 1 3 33.33
1381 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1382 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1383 Grey Investment Limited 2 1 3 33.33 2012-02-21
1384 Grit Securities Limited 2 1 3 33.33
1385 Hana Asia Limited 2 1 3 33.33 2010-03-25
1386 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
1387 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1388 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1389 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
1390 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1391 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1392 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
1393 IMARKETS LIMITED 2 1 3 33.33
1394 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1395 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1396 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1397 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1398 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1399 J Capital Research Limited 3 1 4 25.00 2012-03-01
1400 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1401 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1402 JVSakk Asia Limited 2 1 3 33.33
1403 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
1404 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1405 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
1406 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1407 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1408 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1409 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1410 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1411 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1412 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1413 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1414 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1415 MEAG Hong Kong Limited 5 1 6 16.67
1416 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1417 MING HON SECURITIES LIMITED 3 1 4 25.00
1418 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1419 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1420 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1421 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1422 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1423 Nittan Securities Asia Limited 2 1 3 33.33
1424 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1425 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1426 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1427 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1428 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1429 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1430 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1431 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1432 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1433 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1434 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1435 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1436 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1437 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1438 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1439 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1440 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1441 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1442 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1443 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1444 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1445 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1446 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1447 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1448 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1449 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1450 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1451 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1452 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1453 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1454 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1455 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1456 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1457 Sinofortune Financial Capital Limited 2 1 3 33.33
1458 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1459 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1460 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1461 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1462 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1463 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1464 SPDB International Holdings Limited 3 1 4 25.00
1465 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1466 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1467 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1468 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1469 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1470 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1471 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1472 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1473 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1474 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1475 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1476 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1477 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1478 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
1479 VBG Capital Limited 3 1 4 25.00 2008-11-11
1480 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1481 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1482 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1483 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1484 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1485 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1486 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1487 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1488 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1489 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1490 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1491 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1492 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1493 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1494 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1495 3W Fund Management Limited 2 0 2 0.00 2012-11-16
1496 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1497 AASTOCKS.COM LIMITED 2 0 2 0.00
1498 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1499 ACM ASIA LIMITED 2 0 2 0.00
1500 ADM SECURITIES LIMITED 2 0 2 0.00
1501 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
1502 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1503 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1504 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
1505 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1506 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1507 Alpha Nova Capital Management Limited 2 0 2 0.00
1508 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1509 Amasse Capital Limited 3 0 3 0.00 2012-07-13
1510 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
1511 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1512 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
1513 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
1514 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1515 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1516 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1517 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
1518 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1519 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1520 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1521 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1522 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1523 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1524 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
1525 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1526 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1527 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1528 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1529 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1530 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1531 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1532 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
1533 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
1534 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1535 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1536 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
1537 Axis Capital Management Limited 2 0 2 0.00
1538 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1539 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1540 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1541 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
1542 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1543 Bentley Capital Limited (HK) 4 0 4 0.00
1544 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1545 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1546 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1547 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
1548 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1549 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1550 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1551 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1552 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
1553 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1554 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1555 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1556 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1557 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1558 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1559 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1560 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1561 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1562 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1563 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1564 CERES CAPITAL LIMITED 2 0 2 0.00
1565 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1566 ChapmanCraig Limited 2 0 2 0.00
1567 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1568 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1569 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1570 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
1571 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
1572 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1573 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
1574 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1575 China Finance Holdings Limited 2 0 2 0.00
1576 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1577 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1578 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
1579 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
1580 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
1581 CHN International Group Limited 2 0 2 0.00 2010-02-22
1582 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1583 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
1584 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1585 COMMENCE COMPANY LIMITED 2 0 2 0.00
1586 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
1587 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1588 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1589 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
1590 D.J. SECURITIES LIMITED 2 0 2 0.00
1591 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
1592 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
1593 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1594 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1595 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1596 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1597 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
1598 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
1599 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1600 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1601 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1602 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1603 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
1604 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1605 ENZARD LIMITED 1 0 1 0.00 2004-05-21
1606 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1607 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1608 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1609 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
1610 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1611 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
1612 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1613 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1614 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
1615 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1616 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1617 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
1618 FULLJET SECURITIES LIMITED 2 0 2 0.00
1619 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1620 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1621 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1622 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1623 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1624 Goldbridge Securities Limited 2 0 2 0.00
1625 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1626 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1627 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
1628 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1629 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1630 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1631 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1632 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
1633 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1634 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1635 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1636 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1637 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
1638 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1639 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1640 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
1641 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1642 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1643 Heitman HK Limited 2 0 2 0.00 2012-12-05
1644 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
1645 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1646 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1647 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
1648 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
1649 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1650 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1651 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
1652 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
1653 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1654 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
1655 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1656 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1657 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1658 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
1659 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1660 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1661 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1662 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1663 INTERCHINA FUTURES LIMITED 1 0 1 0.00
1664 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1665 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
1666 iTTa Capital Limited 1 0 1 0.00 2003-05-29
1667 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1668 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
1669 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1670 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1671 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1672 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1673 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
1674 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1675 KARFORD SECURITIES LIMITED 2 0 2 0.00
1676 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1677 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1678 KB Securities Hong Kong Limited 3 0 3 0.00
1679 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1680 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
1681 KGI Asset Management Limited 3 0 3 0.00
1682 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1683 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1684 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1685 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1686 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1687 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1688 LAU & COMPANY LIMITED 2 0 2 0.00
1689 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1690 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1691 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1692 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1693 LMR Partners Limited 2 0 2 0.00 2012-07-17
1694 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1695 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1696 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1697 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1698 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1699 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1700 MARC FABER LIMITED 2 0 2 0.00
1701 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1702 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1703 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1704 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1705 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1706 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1707 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1708 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1709 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1710 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1711 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1712 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1713 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1714 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1715 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1716 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1717 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1718 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1719 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1720 Otkcab Limited 2 0 2 0.00 2011-10-07
1721 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1722 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1723 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1724 Pacific Sun Advisors Limited 2 0 2 0.00
1725 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1726 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1727 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1728 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1729 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1730 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1731 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1732 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1733 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1734 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1735 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1736 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1737 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1738 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1739 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1740 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1741 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1742 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1743 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1744 Prive Financial Limited 2 0 2 0.00 2012-12-06
1745 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1746 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1747 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1748 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1749 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1750 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1751 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1752 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1753 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1754 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1755 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1756 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1757 ROCIM Limited 2 0 2 0.00 2007-06-29
1758 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1759 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1760 Safari Asia Limited 3 0 3 0.00 2010-04-30
1761 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1762 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1763 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1764 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1765 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1766 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1767 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1768 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1769 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1770 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1771 Silk Road International Capital Limited 2 0 2 0.00
1772 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1773 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1774 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1775 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1776 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1777 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1778 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1779 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1780 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1781 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1782 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1783 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1784 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1785 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1786 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
1787 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1788 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1789 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1790 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1791 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1792 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1793 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1794 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1795 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1796 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1797 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1798 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1799 T & F Equities Limited 2 0 2 0.00 2012-12-11
1800 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1801 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1802 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1803 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1804 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1805 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1806 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1807 Tokio Marine Investment Services, Limited 3 0 3 0.00
1808 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1809 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1810 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1811 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1812 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1813 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1814 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1815 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1816 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1817 TVC MANAGEMENT LIMITED 3 0 3 0.00
1818 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1819 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1820 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1821 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1822 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1823 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1824 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1825 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1826 VERCAP Financial Services Limited 2 0 2 0.00
1827 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1828 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1829 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1830 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1831 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1832 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1833 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1834 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1835 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1836 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1837 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1838 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1839 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1840 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1841 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1842 WMG Asia Limited 2 0 2 0.00 2007-02-28
1843 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1844 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1845 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1846 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1847 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1847 Average 3.48 20.11 23.59 85.24

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top