SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %
Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
2 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
3 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
4 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
5 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
6 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
7 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
9 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
10 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
11 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
12 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
13 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
14 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
15 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
16 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
17 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
18 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
19 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
20 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
21 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
22 CGS International Securities Hong Kong Limited 16 109 125 87.20
23 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
24 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
25 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
26 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
27 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
28 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
29 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
30 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
31 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
32 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
33 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
34 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
35 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
36 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
37 KGI ASIA LIMITED 13 529 542 97.60
38 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
39 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
40 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
41 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
42 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
43 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
44 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
45 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
46 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
47 Shang International Finance Limited 11 16 27 59.26
48 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
49 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
50 Yunfeng Financial Markets Limited 11 27 38 71.05
51 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
52 CITIC Securities Futures (HK) Limited 10 93 103 90.29
53 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
54 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
55 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
56 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
57 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
58 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
59 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
60 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
61 BOCI ASIA LIMITED 9 89 98 90.82
62 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
63 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
64 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
65 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
66 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
67 Quam Securities Limited 9 238 247 96.36 2004-10-15
68 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
69 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
70 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
71 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
72 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
73 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
74 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
75 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
76 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
77 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
78 HPEF Capital Partners Limited 8 17 25 68.00
79 JPMorgan Funds (Asia) Limited 8 108 116 93.10
80 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
81 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
82 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
83 Mason Securities Limited 8 32 40 80.00
84 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
85 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
86 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
87 Amundi Hong Kong Limited 7 25 32 78.13
88 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
89 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
90 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
91 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
92 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
93 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
94 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
95 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
96 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
97 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
98 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
99 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
100 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
101 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
102 Funderstone Securities Limited 7 54 61 88.52
103 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
104 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
105 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
106 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
107 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
108 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
109 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
110 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
111 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
112 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
113 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
114 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
115 MFG Limited (HK) 7 15 22 68.18 2006-07-17
116 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
117 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
118 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
119 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
120 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
121 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
122 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
123 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
124 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
125 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
126 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
127 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
128 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
129 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
130 VMS Securities Limited 7 8 15 53.33
131 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
132 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
133 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
134 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
135 BEA Union Investment Management Limited 6 20 26 76.92
136 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
137 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
138 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
139 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
140 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
141 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
142 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
143 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
144 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
145 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
146 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
147 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
148 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
149 Funderstone Futures Limited 6 44 50 88.00
150 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
151 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
152 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
153 HANG SENG SECURITIES LIMITED 6 21 27 77.78
154 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
155 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
156 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
157 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
158 INVESCO HONG KONG LIMITED 6 63 69 91.30
159 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
160 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
161 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
162 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
163 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
164 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
165 Mason Futures Limited (HK) 6 24 30 80.00
166 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
167 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
168 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
169 Open Securities Limited 6 30 36 83.33 2010-07-16
170 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
171 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
172 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
173 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
174 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
175 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
176 Rifa Securities Limited 6 14 20 70.00
177 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
178 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
179 SANFULL SECURITIES LIMITED 6 74 80 92.50
180 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
181 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
182 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
183 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
184 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
185 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
186 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
187 AIF Securities Limited 5 8 13 61.54 2004-11-02
188 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
189 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
190 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
191 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
192 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
193 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
194 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
195 Bright Fund Management Limited 5 41 46 89.13
196 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
197 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
198 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
199 CES Commodities (HK) Limited 5 316 321 98.44
200 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
201 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
202 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
203 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
204 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
205 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
206 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
207 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
208 CLSA LIMITED 5 275 280 98.21
209 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
210 CTBC Asia Limited 5 13 18 72.22 2004-01-14
211 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
212 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
213 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
214 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
215 FIL Investment Advisors 5 84 89 94.38
216 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
217 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
218 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
219 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
220 GAOYU SECURITIES LIMITED 5 16 21 76.19
221 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
222 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
223 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
224 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
225 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
226 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
227 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
228 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
229 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
230 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
231 Income Partners Asset Management (HK) Limited 5 15 20 75.00
232 Joy Silver Limited 5 5 10 50.00
233 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
234 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
235 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
236 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
237 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
238 MEAG Hong Kong Limited 5 1 6 16.67
239 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
240 Nuada Limited 5 2 7 28.57 2004-01-15
241 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
242 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
243 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
244 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
245 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
246 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
247 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
248 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
249 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
250 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
251 Rich Union Securities (H.K.) Limited 5 35 40 87.50
252 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
253 SBI China Capital Commodities Limited 5 16 21 76.19
254 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
255 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
256 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
257 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
258 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
259 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
260 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
261 Success Securities Limited 5 80 85 94.12
262 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
263 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
264 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
265 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
266 VC CAPITAL LIMITED 5 4 9 44.44
267 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
268 WOCOM LIMITED (HK) 5 25 30 83.33
269 WOCOM SECURITIES LIMITED 5 31 36 86.11
270 YICKO SECURITIES LIMITED 5 16 21 76.19
271 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
272 313 Capital Management Limited 4 16 20 80.00 2010-04-19
273 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
274 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
275 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
276 abrdn Hong Kong Limited 4 9 13 69.23
277 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
278 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
279 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
280 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
281 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
282 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
283 Arta Global Futures Limited 4 1 5 20.00
284 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
285 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
286 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
287 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
288 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
289 BALI SECURITIES CO. LIMITED 4 2 6 33.33
290 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
291 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
292 Beijing Securities Limited 4 7 11 63.64 2008-11-07
293 Bentley Capital Limited (HK) 4 0 4 0.00
294 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
295 BERICH BROKERAGE LIMITED 4 16 20 80.00
296 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
297 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
298 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
299 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
300 BOCI RESEARCH LIMITED 4 41 45 91.11
301 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
302 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
303 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
304 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
305 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
306 CBH Asia Limited 4 19 23 82.61 2010-09-24
307 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
308 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
309 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
310 Chanceton Capital Partners Limited 4 6 10 60.00
311 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
312 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
313 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
314 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
315 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
316 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
317 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
318 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
319 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
320 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
321 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
322 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
323 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
324 CHONG HING SECURITIES LIMITED 4 97 101 96.04
325 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
326 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
327 CMB International Capital Limited 4 13 17 76.47 2010-09-07
328 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
329 CMB International Securities Limited 4 19 23 82.61 2010-06-15
330 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
331 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
332 CORPORATE BROKERS LIMITED 4 67 71 94.37
333 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
334 CS Wealth Securities Limited 4 4 8 50.00
335 CSC FUTURES (HK) LIMITED 4 19 23 82.61
336 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
337 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
338 CUPOLA CAPITAL LIMITED 4 1 5 20.00
339 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
340 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
341 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
342 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
343 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
344 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
345 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
346 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
347 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
348 ELSTONE SECURITIES LIMITED 4 12 16 75.00
349 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
350 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
351 EMPEROR FUTURES LIMITED 4 99 103 96.12
352 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
353 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
354 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
355 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
356 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
357 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
358 Everbright Securities Global (HK) Limited 4 9 13 69.23
359 Evercore Asia Limited 4 10 14 71.43 2011-03-04
360 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
361 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
362 EWARTON SECURITIES LIMITED 4 17 21 80.95
363 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
364 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
365 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
366 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
367 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
368 Funderstone Asset Management (HK) Limited 4 3 7 42.86
369 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
370 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
371 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
372 GET NICE SECURITIES LIMITED 4 87 91 95.60
373 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
374 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
375 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
376 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
377 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
378 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
379 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
380 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
381 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
382 Hao Tian International Securities Limited 4 6 10 60.00
383 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
384 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
385 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
386 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
387 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
388 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
389 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
390 Huajin Corporate Finance (International) Limited 4 7 11 63.64
391 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
392 HUNG SING SECURITIES LIMITED 4 12 16 75.00
393 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
394 iBest Consultants Limited 4 79 83 95.18 2008-04-15
395 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
396 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
397 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
398 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
399 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
400 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
401 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
402 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
403 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
404 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
405 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
406 JK Capital Management Limited 4 6 10 60.00
407 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
408 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
409 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
410 KINGSTON SECURITIES LIMITED 4 71 75 94.67
411 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
412 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
413 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
414 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
415 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
416 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
417 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
418 LIM ADVISORS LIMITED 4 13 17 76.47
419 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
420 M&F Asset Management Limited 4 17 21 80.95
421 Mackenzie Investments Asia Limited 4 6 10 60.00
422 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
423 Matrix Securities Limited 4 2 6 33.33
424 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
425 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
426 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
427 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
428 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
429 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
430 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
431 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
432 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
433 Neutral Financial Holding Company Limited 4 12 16 75.00
434 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
435 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
436 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
437 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
438 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
439 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
440 Open Asset Management Limited 4 3 7 42.86 2011-03-08
441 Optima Capital Limited 4 11 15 73.33 2007-10-25
442 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
443 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
444 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
445 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
446 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
447 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
448 PineBridge Investments Hong Kong Limited 4 5 9 55.56
449 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
450 Planetree Futures Limited 4 7 11 63.64
451 Planetree Securities Limited 4 18 22 81.82
452 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
453 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
454 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
455 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
456 Prime Cdex Securities Limited 4 17 21 80.95
457 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
458 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
459 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
460 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
461 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
462 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
463 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
464 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
465 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
466 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
467 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
468 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
469 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
470 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
471 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
472 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
473 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
474 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
475 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
476 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
477 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
478 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
479 SPS SECURITIES LIMITED 4 18 22 81.82
480 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
481 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
482 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
483 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
484 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
485 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
486 Taiping Securities (HK) Co Limited 4 47 51 92.16
487 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
488 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
489 Templewater Hong Kong Limited 4 9 13 69.23
490 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
491 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
492 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
493 TRUTH SECURITIES LIMITED 4 4 8 50.00
494 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
495 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
496 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
497 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
498 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
499 VC FUTURES LIMITED 4 36 40 90.00
500 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
501 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
502 Virtu ITG Hong Kong Limited 4 15 19 78.95
503 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
504 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
505 Wanhai Securities (HK) Limited 4 9 13 69.23
506 Well Link Securities Limited 4 8 12 66.67 2005-11-11
507 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
508 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
509 WIN WONG SECURITIES LIMITED 4 36 40 90.00
510 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
511 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
512 WINTECH SECURITIES LIMITED 4 12 16 75.00
513 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
514 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
515 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
516 3V Capital Limited 3 1 4 25.00 2005-07-18
517 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
518 Absolute Investment Management (HK) Limited 3 1 4 25.00
519 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
520 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
521 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
522 AIF CAPITAL LIMITED 3 9 12 75.00
523 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
524 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
525 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
526 Allard Partners Limited 3 5 8 62.50
527 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
528 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
529 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
530 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
531 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
532 ALTUS CAPITAL LIMITED 3 9 12 75.00
533 Amasse Capital Limited 3 0 3 0.00 2012-07-13
534 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
535 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
536 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
537 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
538 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
539 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
540 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
541 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
542 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
543 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
544 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
545 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
546 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
547 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
548 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
549 Averest Capital Limited 3 3 6 50.00
550 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
551 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
552 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
553 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
554 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
555 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
556 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
557 Beevest Securities Limited 3 7 10 70.00 2005-03-07
558 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
559 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
560 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
561 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
562 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
563 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
564 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
565 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
566 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
567 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
568 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
569 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
570 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
571 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
572 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
573 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
574 BUSINESS FUTURES LIMITED 3 6 9 66.67
575 BUSINESS SECURITIES LIMITED 3 16 19 84.21
576 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
577 CAIIS Limited 3 21 24 87.50 2006-05-23
578 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
579 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
580 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
581 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
582 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
583 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
584 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
585 CC Finance Limited 3 10 13 76.92 2006-04-20
586 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
587 CCTIC International Limited 3 1 4 25.00 2010-06-28
588 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
589 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
590 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
591 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
592 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
593 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
594 CES Forex (HK) Limited 3 165 168 98.21
595 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
596 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
597 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
598 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
599 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
600 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
601 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
602 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
603 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
604 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
605 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
606 China Finance KAB Limited 3 8 11 72.73 2004-12-23
607 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
608 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
609 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
610 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
611 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
612 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
613 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
614 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
615 China Reserve Securities Limited 3 6 9 66.67
616 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
617 China Tonghai (IA) Limited 3 10 13 76.92
618 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
619 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
620 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
621 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
622 CHUANGS & CO. LIMITED 3 1 4 25.00
623 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
624 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
625 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
626 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
627 Citadel Asia Limited 3 17 20 85.00 2005-10-21
628 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
629 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
630 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
631 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
632 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
633 CLSA FUTURES LIMITED 3 14 17 82.35
634 CLSA RESEARCH LIMITED 3 1 4 25.00
635 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
636 CMB International Global Markets Limited 3 11 14 78.57
637 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
638 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
639 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
640 COL Securities (HK) Limited 3 1 4 25.00
641 COMGEST FAR EAST LIMITED 3 5 8 62.50
642 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
643 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
644 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
645 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
646 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
647 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
648 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
649 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
650 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
651 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
652 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
653 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
654 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
655 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
656 DL BROKERAGE LIMITED 3 18 21 85.71
657 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
658 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
659 DNB Asset Management (Asia) Limited 3 3 6 50.00
660 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
661 DST Investment Management Limited 3 1 4 25.00 2012-04-23
662 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
663 DWS Investments Hong Kong Limited 3 13 16 81.25
664 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
665 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
666 EAST ASIA FUTURES LIMITED 3 9 12 75.00
667 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
668 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
669 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
670 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
671 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
672 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
673 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
674 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
675 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
676 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
677 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
678 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
679 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
680 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
681 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
682 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
683 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
684 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
685 EVERHOT SECURITIES LIMITED 3 5 8 62.50
686 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
687 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
688 FAIRWIN BROKING LIMITED 3 5 8 62.50
689 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
690 FDB Financial Group Limited 3 9 12 75.00
691 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
692 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
693 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
694 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
695 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
696 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
697 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
698 FX ONE LIMITED 3 5 8 62.50 2012-06-14
699 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
700 GAM HONG KONG LIMITED 3 18 21 85.71
701 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
702 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
703 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
704 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
705 GIGA (HONG KONG) LIMITED 3 3 6 50.00
706 GLS SECURITIES LIMITED 3 3 6 50.00
707 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
708 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
709 Goldin Equities Limited 3 4 7 57.14 2008-12-17
710 Goldin Financial Limited 3 3 6 50.00 2009-06-01
711 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
712 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
713 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
714 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
715 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
716 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
717 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
718 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
719 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
720 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
721 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
722 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
723 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
724 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
725 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
726 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
727 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
728 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
729 HANG TAI SECURITIES LIMITED 3 7 10 70.00
730 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
731 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
732 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
733 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
734 HENYEP SECURITIES LIMITED 3 16 19 84.21
735 HING WONG SECURITIES LIMITED 3 12 15 80.00
736 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
737 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
738 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
739 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
740 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
741 HPEF Venture Partners Limited 3 3 6 50.00
742 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
743 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
744 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
745 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
746 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
747 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
748 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
749 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
750 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
751 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
752 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
753 Imagi Brokerage Limited 3 4 7 57.14
754 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
755 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
756 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
757 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
758 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
759 INSTINET PACIFIC LIMITED 3 24 27 88.89
760 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
761 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
762 INV Partners Limited 3 2 5 40.00 2009-11-24
763 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
764 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
765 J Capital Research Limited 3 1 4 25.00 2012-03-01
766 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
767 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
768 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
769 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
770 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
771 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
772 KAISER FUTURES LIMITED 3 18 21 85.71
773 Kaiser KT Capital Limited 3 3 6 50.00
774 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
775 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
776 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
777 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
778 KB Securities Hong Kong Limited 3 0 3 0.00
779 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
780 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
781 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
782 KGI Asset Management Limited 3 0 3 0.00
783 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
784 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
785 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
786 KINGSTON FUTURES LIMITED 3 20 23 86.96
787 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
788 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
789 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
790 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
791 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
792 Kriya Capital Limited 3 1 4 25.00 2010-01-08
793 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
794 LAMTEX SECURITIES LIMITED 3 6 9 66.67
795 LBN Advisers Limited 3 4 7 57.14 2007-09-13
796 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
797 LEHIN SECURITIES LIMITED 3 21 24 87.50
798 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
799 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
800 LT Finance Management Limited 3 0 3 0.00 2012-12-10
801 LT Securities Limited 3 2 5 40.00 2011-04-01
802 LUEN SING SECURITIES LIMITED 3 9 12 75.00
803 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
804 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
805 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
806 MALAHON SECURITIES LIMITED 3 11 14 78.57
807 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
808 MANGO FINANCIAL LIMITED 3 10 13 76.92
809 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
810 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
811 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
812 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
813 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
814 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
815 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
816 Merdeka Securities Limited 3 5 8 62.50
817 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
818 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
819 MING HON SECURITIES LIMITED 3 1 4 25.00
820 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
821 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
822 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
823 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
824 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
825 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
826 MORTON SECURITIES LIMITED 3 2 5 40.00
827 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
828 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
829 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
830 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
831 Newedge Broker Hong Kong Limited 3 62 65 95.38
832 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
833 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
834 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
835 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
836 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
837 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
838 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
839 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
840 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
841 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
842 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
843 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
844 Octal Capital Limited 3 5 8 62.50 2011-06-01
845 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
846 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
847 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
848 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
849 ONSHINE SECURITIES LIMITED 3 7 10 70.00
850 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
851 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
852 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
853 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
854 ORIENT SECURITIES LIMITED 3 14 17 82.35
855 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
856 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
857 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
858 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
859 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
860 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
861 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
862 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
863 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
864 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
865 PGIM (Hong Kong) Limited 3 4 7 57.14
866 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
867 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
868 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
869 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
870 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
871 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
872 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
873 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
874 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
875 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
876 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
877 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
878 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
879 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
880 Proton Capital Limited 3 2 5 40.00 2007-10-16
881 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
882 Public Financial Securities Limited 3 8 11 72.73
883 Public Securities Limited 3 13 16 81.25
884 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
885 QMIS Securities Limited 3 4 7 57.14 2009-07-24
886 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
887 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
888 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
889 Rakuten Securities Hong Kong Limited 3 38 41 92.68
890 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
891 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
892 RBS Asia Corporate Finance Limited 3 37 40 92.50
893 RBS Asia Futures Limited 3 3 6 50.00
894 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
895 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
896 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
897 Redwood Peak Limited 3 2 5 40.00 2007-10-05
898 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
899 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
900 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
901 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
902 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
903 Rifa Futures Limited 3 10 13 76.92 2008-12-01
904 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
905 ROSA SECURITIES LIMITED 3 4 7 57.14
906 RPS INVESTMENT LIMITED 3 9 12 75.00
907 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
908 Safari Asia Limited 3 0 3 0.00 2010-04-30
909 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
910 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
911 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
912 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
913 SDHG International Securities Limited 3 8 11 72.73
914 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
915 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
916 SEEKERS MARKETS LIMITED 3 9 12 75.00
917 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
918 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
919 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
920 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
921 SHACOM FUTURES LIMITED 3 3 6 50.00
922 Shacom Securities Limited 3 11 14 78.57
923 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
924 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
925 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
926 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
927 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
928 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
929 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
930 SINOMAX SECURITIES LIMITED 3 8 11 72.73
931 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
932 SIU ON SECURITIES LIMITED 3 4 7 57.14
933 SJS Markets Limited 3 6 9 66.67 2005-03-02
934 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
935 SOLID KING SECURITIES LIMITED 3 9 12 75.00
936 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
937 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
938 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
939 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
940 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
941 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
942 SPDB International Holdings Limited 3 1 4 25.00
943 Springboard Capital Limited 3 2 5 40.00 2010-07-02
944 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
945 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
946 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
947 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
948 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
949 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
950 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
951 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
952 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
953 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
954 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
955 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
956 T G HOLBORN (HK) LIMITED 3 27 30 90.00
957 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
958 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
959 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
960 TAIFAIR FUTURES LIMITED 3 1 4 25.00
961 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
962 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
963 TANG KEE SECURITIES LIMITED 3 3 6 50.00
964 TANG PING KONG LIMITED 3 9 12 75.00
965 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
966 TC Capital International Limited 3 2 5 40.00 2010-08-11
967 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
968 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
969 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
970 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
971 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
972 THING ON SECURITIES LIMITED 3 6 9 66.67
973 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
974 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
975 Tokio Marine Investment Services, Limited 3 0 3 0.00
976 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
977 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
978 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
979 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
980 TR Advisors Limited 3 2 5 40.00 2008-12-02
981 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
982 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
983 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
984 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
985 TSE'S SECURITIES LIMITED 3 40 43 93.02
986 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
987 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
988 TVC MANAGEMENT LIMITED 3 0 3 0.00
989 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
990 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
991 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
992 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
993 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
994 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
995 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
996 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
997 VALUE PARTNERS LIMITED 3 53 56 94.64
998 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
999 VBG Capital Limited 3 1 4 25.00 2008-11-11
1000 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1001 VC BROKERAGE LIMITED 3 59 62 95.16
1002 VC International Asset Management Limited 3 2 5 40.00
1003 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1004 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1005 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1006 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1007 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1008 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1009 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1010 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1011 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1012 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1013 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1014 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1015 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1016 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1017 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1018 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1019 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1020 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1021 Win Securities Limited 3 8 11 72.73
1022 WINFULL SECURITIES LIMITED 3 14 17 82.35
1023 WING FAT SECURITIES LIMITED 3 9 12 75.00
1024 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
1025 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1026 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1027 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1028 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1029 Wisetrade Securities Limited 3 9 12 75.00
1030 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1031 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1032 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
1033 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1034 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1035 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1036 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1037 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1038 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1039 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1040 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1041 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1042 3W Fund Management Limited 2 0 2 0.00 2012-11-16
1043 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1044 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
1045 AASTOCKS.COM LIMITED 2 0 2 0.00
1046 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
1047 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
1048 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
1049 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1050 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1051 ACM ASIA LIMITED 2 0 2 0.00
1052 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
1053 ADM SECURITIES LIMITED 2 0 2 0.00
1054 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
1055 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1056 Aevitas Securities Limited 2 4 6 66.67
1057 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1058 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
1059 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1060 AJ Securities Limited 2 5 7 71.43
1061 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1062 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
1063 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
1064 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1065 Alpha Nova Capital Management Limited 2 0 2 0.00
1066 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
1067 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1068 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1069 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
1070 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
1071 AM Squared Limited 2 4 6 66.67 2005-06-30
1072 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
1073 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1074 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
1075 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
1076 Anli Securities Limited 2 8 10 80.00
1077 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1078 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1079 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
1080 Anuenue Securities Limited 2 9 11 81.82
1081 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1082 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1083 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
1084 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1085 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1086 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1087 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1088 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1089 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1090 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1091 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
1092 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
1093 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1094 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1095 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1096 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1097 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1098 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
1099 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
1100 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1101 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1102 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1103 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
1104 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
1105 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1106 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1107 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
1108 Athos Capital Limited 2 1 3 33.33 2012-03-20
1109 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1110 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1111 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1112 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1113 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
1114 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
1115 Avia Asset Management Limited 2 1 3 33.33
1116 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1117 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1118 Axis Capital Management Limited 2 0 2 0.00
1119 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1120 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
1121 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1122 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1123 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
1124 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1125 BCT Financial Limited 2 58 60 96.67 2010-11-24
1126 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1127 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1128 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1129 Belvest Investment Services Limited 2 4 6 66.67
1130 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1131 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
1132 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1133 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1134 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1135 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1136 Black Marble Securities Limited 2 2 4 50.00
1137 BLOOMYEARS LIMITED 2 2 4 50.00
1138 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
1139 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1140 BMI Securities Limited 2 4 6 66.67 2011-03-14
1141 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
1142 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
1143 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1144 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1145 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
1146 BOWEN ASIA LIMITED 2 1 3 33.33
1147 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1148 Bradbury Securities Limited 2 8 10 80.00
1149 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1150 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1151 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1152 BROOKE CAPITAL LIMITED 2 2 4 50.00
1153 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
1154 BULLISH SECURITIES LIMITED 2 10 12 83.33
1155 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
1156 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1157 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
1158 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
1159 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1160 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1161 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1162 Capital International, Inc. 2 8 10 80.00 2007-07-03
1163 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
1164 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
1165 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1166 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1167 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
1168 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1169 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1170 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1171 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1172 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
1173 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1174 CCB Securities Limited 2 3 5 60.00
1175 Celera Markets Limited 2 1 3 33.33 2008-08-12
1176 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
1177 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1178 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1179 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
1180 CERES CAPITAL LIMITED 2 0 2 0.00
1181 CES International Commodities (HK) Limited 2 1 3 33.33
1182 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1183 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1184 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
1185 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
1186 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
1187 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
1188 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1189 ChapmanCraig Limited 2 0 2 0.00
1190 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1191 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1192 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1193 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1194 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
1195 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1196 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
1197 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
1198 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1199 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
1200 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1201 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1202 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1203 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
1204 China Finance Holdings Limited 2 0 2 0.00
1205 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1206 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1207 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
1208 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
1209 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
1210 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1211 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1212 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1213 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1214 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
1215 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1216 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
1217 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
1218 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1219 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
1220 CHN International Group Limited 2 0 2 0.00 2010-02-22
1221 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
1222 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
1223 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
1224 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1225 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1226 CLC International Limited 2 5 7 71.43 2012-12-07
1227 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
1228 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1229 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1230 COMMENCE COMPANY LIMITED 2 0 2 0.00
1231 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
1232 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
1233 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
1234 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
1235 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1236 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1237 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1238 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1239 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
1240 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1241 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1242 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
1243 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
1244 CTW SECURITIES LIMITED 2 4 6 66.67
1245 CVP Securities Limited 2 41 43 95.35 2004-07-09
1246 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1247 D.J. SECURITIES LIMITED 2 0 2 0.00
1248 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1249 DAH SING SECURITIES LIMITED 2 8 10 80.00
1250 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1251 De Riva Asia Limited 2 16 18 88.89 2010-07-29
1252 Delta Asia Wealth Management Limited 2 8 10 80.00
1253 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
1254 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1255 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1256 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
1257 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1258 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1259 EAA SECURITIES LIMITED 2 1 3 33.33
1260 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1261 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1262 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
1263 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1264 Elements Advisors Limited 2 1 3 33.33 2010-06-08
1265 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1266 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1267 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1268 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1269 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1270 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1271 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1272 Essence International Financial Holdings Limited 2 11 13 84.62
1273 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1274 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1275 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1276 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
1277 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1278 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
1279 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
1280 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1281 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
1282 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
1283 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1284 F. R. ZIMMERN LIMITED 2 3 5 60.00
1285 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
1286 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1287 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1288 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1289 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1290 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1291 FE SECURITIES LIMITED 2 4 6 66.67
1292 Finet Securities Limited 2 4 6 66.67
1293 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1294 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
1295 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1296 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
1297 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1298 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
1299 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1300 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1301 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
1302 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1303 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1304 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1305 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1306 FT Securities Limited 2 7 9 77.78
1307 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1308 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1309 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1310 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
1311 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
1312 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1313 FULLJET SECURITIES LIMITED 2 0 2 0.00
1314 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
1315 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
1316 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
1317 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
1318 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1319 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1320 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1321 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1322 GCAM Limited 2 1 3 33.33 2004-10-19
1323 GCIS LIMITED 2 1 3 33.33 2007-05-16
1324 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
1325 Genting Securities Limited 2 1 3 33.33 2012-05-18
1326 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1327 GET NICE CAPITAL LIMITED 2 1 3 33.33
1328 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
1329 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
1330 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
1331 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1332 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1333 Goldbridge Securities Limited 2 0 2 0.00
1334 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1335 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
1336 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1337 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
1338 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1339 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
1340 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1341 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1342 Goldyard Capital Limited 2 1 3 33.33
1343 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
1344 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
1345 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
1346 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
1347 Grand Cartel Securities Company Limited 2 3 5 60.00
1348 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
1349 Grand China Securities Limited 2 10 12 83.33 2012-05-03
1350 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1351 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1352 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
1353 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1354 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
1355 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1356 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1357 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1358 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1359 Grey Investment Limited 2 1 3 33.33 2012-02-21
1360 Grit Securities Limited 2 1 3 33.33
1361 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1362 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
1363 GT CAPITAL LIMITED 2 6 8 75.00
1364 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1365 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
1366 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
1367 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
1368 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1369 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1370 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
1371 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
1372 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1373 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1374 Hana Asia Limited 2 1 3 33.33 2010-03-25
1375 HANG SENG FUTURES LIMITED 2 7 9 77.78
1376 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1377 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
1378 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1379 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1380 Heitman HK Limited 2 0 2 0.00 2012-12-05
1381 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
1382 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1383 HENIK SECURITIES LIMITED 2 10 12 83.33
1384 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1385 HERMES SECURITIES LIMITED 2 7 9 77.78
1386 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1387 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1388 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1389 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
1390 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1391 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
1392 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
1393 HIP HING SECURITIES LIMITED 2 2 4 50.00
1394 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1395 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1396 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
1397 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
1398 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
1399 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1400 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1401 Hongkong Bay Securities Limited 2 6 8 75.00
1402 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1403 HOORAY CAPITAL LIMITED 2 2 4 50.00
1404 HOORAY SECURITIES LIMITED 2 3 5 60.00
1405 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1406 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1407 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
1408 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1409 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
1410 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1411 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
1412 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
1413 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
1414 Huayu Securities Limited 2 6 8 75.00
1415 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1416 HUNG SING FUTURES LIMITED 2 3 5 60.00
1417 iBest Securities Company Limited 2 2 4 50.00
1418 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
1419 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
1420 iFAST Securities (HK) Limited 2 3 5 60.00
1421 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
1422 IMARKETS LIMITED 2 1 3 33.33
1423 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1424 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1425 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1426 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1427 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1428 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1429 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1430 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1431 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1432 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
1433 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
1434 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1435 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
1436 iVenture Investment Management Limited 2 2 4 50.00
1437 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1438 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1439 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
1440 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
1441 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
1442 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1443 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1444 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1445 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1446 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
1447 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1448 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
1449 JVSakk Asia Limited 2 1 3 33.33
1450 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1451 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1452 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1453 KAISER SECURITIES LIMITED 2 19 21 90.48
1454 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1455 Kam Wah Investments Limited 2 3 5 60.00
1456 KARFORD SECURITIES LIMITED 2 0 2 0.00
1457 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1458 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1459 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
1460 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1461 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1462 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1463 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1464 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1465 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1466 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1467 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1468 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1469 KMT SECURITIES LIMITED 2 6 8 75.00
1470 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1471 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1472 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1473 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
1474 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1475 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1476 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1477 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
1478 LAU & COMPANY LIMITED 2 0 2 0.00
1479 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1480 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1481 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1482 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1483 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1484 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1485 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1486 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1487 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1488 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1489 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1490 LMR Partners Limited 2 0 2 0.00 2012-07-17
1491 Longitude Asia Limited 2 2 4 50.00
1492 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1493 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1494 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
1495 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1496 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1497 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1498 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1499 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1500 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1501 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1502 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1503 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1504 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1505 MARC FABER LIMITED 2 0 2 0.00
1506 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1507 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1508 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
1509 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1510 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
1511 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1512 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
1513 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1514 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1515 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1516 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1517 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1518 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1519 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1520 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
1521 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1522 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
1523 Milma & Co. Limited 2 4 6 66.67 2008-09-24
1524 Minerva Holding Financial Securities Limited 2 8 10 80.00
1525 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
1526 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1527 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1528 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1529 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1530 MTF SECURITIES LIMITED 2 12 14 85.71
1531 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1532 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1533 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1534 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
1535 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1536 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1537 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1538 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1539 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1540 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1541 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1542 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1543 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
1544 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1545 Nittan Securities Asia Limited 2 1 3 33.33
1546 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1547 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1548 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1549 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1550 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1551 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1552 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1553 OnePlatform Securities Limited 2 24 26 92.31
1554 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1555 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1556 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1557 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1558 Oshidori Corporate Finance Limited 2 3 5 60.00
1559 Oshidori Securities Limited 2 4 6 66.67
1560 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1561 Otkcab Limited 2 0 2 0.00 2011-10-07
1562 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1563 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1564 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1565 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1566 Pacific Sun Advisors Limited 2 0 2 0.00
1567 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1568 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1569 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1570 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1571 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1572 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1573 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1574 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1575 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1576 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1577 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1578 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
1579 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1580 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1581 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1582 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1583 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1584 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1585 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1586 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
1587 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1588 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1589 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1590 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
1591 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1592 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1593 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1594 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1595 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1596 PO LEE SECURITIES LIMITED 2 6 8 75.00
1597 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1598 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1599 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1600 Prime Cdex Futures Limited 2 6 8 75.00
1601 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1602 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
1603 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
1604 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1605 Prive Financial Limited 2 0 2 0.00 2012-12-06
1606 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1607 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
1608 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
1609 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1610 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1611 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1612 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1613 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1614 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1615 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1616 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1617 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1618 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1619 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1620 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1621 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1622 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1623 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1624 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1625 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1626 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
1627 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1628 ROCIM Limited 2 0 2 0.00 2007-06-29
1629 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1630 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1631 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1632 ROOFER SECURITIES LIMITED 2 9 11 81.82
1633 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1634 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
1635 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1636 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1637 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1638 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1639 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1640 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1641 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1642 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1643 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1644 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1645 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1646 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
1647 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1648 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1649 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1650 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1651 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1652 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1653 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1654 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
1655 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1656 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1657 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1658 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1659 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1660 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1661 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1662 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1663 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1664 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1665 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1666 Silk Road International Capital Limited 2 0 2 0.00
1667 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1668 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
1669 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1670 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1671 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1672 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1673 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1674 Sinofortune Financial Capital Limited 2 1 3 33.33
1675 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1676 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1677 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1678 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1679 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1680 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1681 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
1682 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1683 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1684 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
1685 South China Forex Limited 2 19 21 90.48 2010-06-21
1686 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1687 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1688 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1689 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1690 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1691 SPS COMMODITIES LIMITED 2 6 8 75.00
1692 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1693 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1694 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
1695 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1696 Stellar Securities Limited 2 2 4 50.00
1697 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1698 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1699 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1700 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1701 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1702 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1703 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1704 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1705 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
1706 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1707 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1708 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1709 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1710 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1711 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1712 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1713 T & F Equities Limited 2 0 2 0.00 2012-12-11
1714 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1715 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1716 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1717 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1718 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1719 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
1720 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
1721 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1722 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1723 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1724 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1725 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1726 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1727 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1728 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1729 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1730 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1731 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1732 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1733 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1734 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1735 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1736 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1737 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1738 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1739 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1740 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1741 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1742 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1743 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1744 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1745 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1746 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1747 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1748 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1749 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1750 Tyche Group Limited 2 6 8 75.00
1751 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1752 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1753 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1754 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1755 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1756 United Securities Limited 2 2 4 50.00
1757 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
1758 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1759 Value Partners Private Equity Limited 2 4 6 66.67
1760 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1761 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1762 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1763 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
1764 Vantum Futures Limited 2 2 4 50.00
1765 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1766 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
1767 VERCAP Financial Services Limited 2 0 2 0.00
1768 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1769 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1770 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1771 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1772 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1773 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1774 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1775 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1776 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1777 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1778 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1779 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
1780 Waton Securities International Limited 2 2 4 50.00
1781 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1782 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
1783 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1784 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1785 WILBY SECURITIES LIMITED 2 3 5 60.00
1786 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
1787 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1788 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1789 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
1790 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1791 WING ON SECURITIES LIMITED 2 6 8 75.00
1792 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
1793 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1794 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1795 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1796 WMG Asia Limited 2 0 2 0.00 2007-02-28
1797 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1798 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1799 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1800 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1801 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1802 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1803 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1804 YF FUTURES COMPANY LIMITED 2 5 7 71.43
1805 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1806 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
1807 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1808 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
1809 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1810 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1811 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1812 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1813 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1814 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1815 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
1816 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
1817 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
1818 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
1819 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
1820 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
1821 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
1822 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
1823 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1824 ENZARD LIMITED 1 0 1 0.00 2004-05-21
1825 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1826 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
1827 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1828 INTERCHINA FUTURES LIMITED 1 0 1 0.00
1829 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1830 iTTa Capital Limited 1 0 1 0.00 2003-05-29
1831 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
1832 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
1833 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1834 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1835 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1836 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1837 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1838 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1839 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1840 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1841 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1842 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1843 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1844 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
1845 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1846 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1847 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1847 Average 3.48 20.11 23.59 85.24

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