SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
2 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
3 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
4 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
5 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
6 T & F Equities Limited 2 0 2 0.00 2012-12-11
7 LT Finance Management Limited 3 0 3 0.00 2012-12-10
8 Ascender Capital Limited 2 0 2 0.00 2012-12-07
9 CLC International Limited 2 5 7 71.43 2012-12-07
10 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
11 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
12 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
13 Prive Financial Limited 2 0 2 0.00 2012-12-06
14 Heitman HK Limited 2 0 2 0.00 2012-12-05
15 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
16 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
17 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
18 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
19 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
20 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
21 3W Fund Management Limited 2 0 2 0.00 2012-11-16
22 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
23 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
24 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
25 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
26 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
27 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
28 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
29 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
30 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
31 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
32 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
33 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
34 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
35 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
36 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
37 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
38 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
39 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
40 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
41 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
42 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
43 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
44 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
45 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
46 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
47 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
48 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
49 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
50 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
51 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
52 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
53 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
54 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
55 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
56 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
57 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
58 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
59 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
60 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
61 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
62 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
63 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
64 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
65 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
66 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
67 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
68 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
69 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
70 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
71 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
72 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
73 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
74 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
75 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
76 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
77 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
78 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
79 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
80 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
81 LMR Partners Limited 2 0 2 0.00 2012-07-17
82 Amasse Capital Limited 3 0 3 0.00 2012-07-13
83 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
84 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
85 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
86 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
87 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
88 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
89 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
90 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
91 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
92 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
93 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
94 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
95 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
96 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
97 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
98 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
99 FX ONE LIMITED 3 5 8 62.50 2012-06-14
100 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
101 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
102 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
103 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
104 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
105 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
106 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
107 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
108 Genting Securities Limited 2 1 3 33.33 2012-05-18
109 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
110 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
111 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
112 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
113 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
114 Grand China Securities Limited 2 10 12 83.33 2012-05-03
115 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
116 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
117 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
118 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
119 DST Investment Management Limited 3 1 4 25.00 2012-04-23
120 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
121 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
122 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
123 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
124 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
125 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
126 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
127 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
128 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
129 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
130 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
131 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
132 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
133 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
134 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
135 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
136 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
137 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
138 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
139 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
140 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
141 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
142 Athos Capital Limited 2 1 3 33.33 2012-03-20
143 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
144 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
145 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
146 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
147 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
148 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
149 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
150 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
151 TPG Capital, Limited 2 4 6 66.67 2012-03-07
152 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
153 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
154 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
155 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
156 J Capital Research Limited 3 1 4 25.00 2012-03-01
157 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
158 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
159 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
160 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
161 Grey Investment Limited 2 1 3 33.33 2012-02-21
162 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
163 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
164 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
165 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
166 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
167 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
168 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
169 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
170 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
171 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
172 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
173 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
174 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
175 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
176 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
177 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
178 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
179 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
180 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
181 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
182 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
183 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
184 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
185 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
186 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
187 AIU International Securities Limited 2 0 2 0.00 2011-12-28
188 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
189 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
190 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
191 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
192 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
193 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
194 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
195 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
196 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
197 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
198 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
199 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
200 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
201 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
202 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
203 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
204 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
205 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
206 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
207 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
208 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
209 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
210 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
211 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
212 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
213 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
214 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
215 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
216 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
217 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
218 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
219 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
220 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
221 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
222 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
223 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
224 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
225 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
226 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
227 Otkcab Limited 2 0 2 0.00 2011-10-07
228 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
229 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
230 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
231 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
232 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
233 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
234 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
235 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
236 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
237 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
238 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
239 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
240 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
241 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
242 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
243 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
244 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
245 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
246 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
247 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
248 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
249 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
250 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
251 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
252 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
253 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
254 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
255 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
256 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
257 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
258 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
259 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
260 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
261 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
262 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
263 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
264 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
265 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
266 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
267 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
268 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
269 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
270 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
271 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
272 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
273 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
274 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
275 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
276 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
277 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
278 Octal Capital Limited 3 5 8 62.50 2011-06-01
279 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
280 Capital Instinct Limited 2 0 2 0.00 2011-05-25
281 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
282 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
283 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
284 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
285 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
286 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
287 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
288 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
289 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
290 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
291 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
292 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
293 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
294 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
295 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
296 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
297 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
298 LT Securities Limited 3 2 5 40.00 2011-04-01
299 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
300 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
301 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
302 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
303 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
304 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
305 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
306 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
307 BMI Securities Limited 2 4 6 66.67 2011-03-14
308 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
309 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
310 Open Asset Management Limited 4 3 7 42.86 2011-03-08
311 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
312 Evercore Asia Limited 4 10 14 71.43 2011-03-04
313 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
314 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
315 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
316 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
317 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
318 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
319 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
320 Paulson Asia Limited 2 2 4 50.00 2011-02-21
321 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
322 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
323 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
324 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
325 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
326 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
327 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
328 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
329 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
330 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
331 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
332 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
333 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
334 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
335 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
336 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
337 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
338 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
339 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
340 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
341 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
342 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
343 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
344 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
345 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
346 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
347 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
348 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
349 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
350 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
351 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
352 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
353 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
354 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
355 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
356 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
357 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
358 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
359 BCT Financial Limited 2 58 60 96.67 2010-11-24
360 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
361 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
362 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
363 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
364 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
365 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
366 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
367 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
368 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
369 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
370 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
371 SFM HK Management Limited 2 14 16 87.50 2010-11-01
372 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
373 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
374 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
375 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
376 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
377 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
378 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
379 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
380 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
381 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
382 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
383 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
384 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
385 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
386 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
387 CBH Asia Limited 4 19 23 82.61 2010-09-24
388 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
389 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
390 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
391 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
392 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
393 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
394 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
395 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
396 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
397 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
398 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
399 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
400 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
401 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
402 CMB International Capital Limited 4 13 17 76.47 2010-09-07
403 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
404 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
405 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
406 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
407 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
408 Parry International Trading Limited 2 4 6 66.67 2010-08-26
409 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
410 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
411 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
412 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
413 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
414 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
415 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
416 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
417 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
418 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
419 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
420 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
421 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
422 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
423 TC Capital International Limited 3 2 5 40.00 2010-08-11
424 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
425 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
426 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
427 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
428 LCA Solutions Limited 2 5 7 71.43 2010-07-30
429 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
430 De Riva Asia Limited 2 16 18 88.89 2010-07-29
431 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
432 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
433 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
434 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
435 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
436 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
437 Open Securities Limited 6 30 36 83.33 2010-07-16
438 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
439 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
440 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
441 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
442 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
443 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
444 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
445 Springboard Capital Limited 3 2 5 40.00 2010-07-02
446 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
447 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
448 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
449 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
450 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
451 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
452 CCTIC International Limited 3 1 4 25.00 2010-06-28
453 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
454 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
455 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
456 South China Forex Limited 2 19 21 90.48 2010-06-21
457 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
458 CMB International Securities Limited 4 19 23 82.61 2010-06-15
459 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
460 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
461 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
462 Elements Advisors Limited 2 1 3 33.33 2010-06-08
463 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
464 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
465 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
466 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
467 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
468 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
469 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
470 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
471 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
472 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
473 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
474 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
475 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
476 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
477 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
478 Safari Asia Limited 3 0 3 0.00 2010-04-30
479 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
480 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
481 313 Capital Management Limited 4 16 20 80.00 2010-04-19
482 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
483 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
484 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
485 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
486 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
487 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
488 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
489 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
490 Hana Asia Limited 2 1 3 33.33 2010-03-25
491 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
492 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
493 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
494 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
495 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
496 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
497 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
498 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
499 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
500 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
501 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
502 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
503 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
504 CHN International Group Limited 2 0 2 0.00 2010-02-22
505 ZBI Asia Limited 3 7 10 70.00 2010-02-22
506 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
507 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
508 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
509 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
510 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
511 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
512 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
513 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
514 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
515 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
516 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
517 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
518 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
519 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
520 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
521 Kriya Capital Limited 3 1 4 25.00 2010-01-08
522 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
523 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
524 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
525 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
526 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
527 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
528 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
529 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
530 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
531 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
532 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
533 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
534 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
535 INV Partners Limited 3 2 5 40.00 2009-11-24
536 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
537 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
538 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
539 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
540 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
541 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
542 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
543 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
544 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
545 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
546 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
547 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
548 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
549 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
550 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
551 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
552 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
553 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
554 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
555 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
556 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
557 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
558 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
559 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
560 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
561 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
562 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
563 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
564 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
565 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
566 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
567 Oracle Capital Limited 2 1 3 33.33 2009-08-17
568 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
569 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
570 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
571 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
572 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
573 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
574 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
575 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
576 QMIS Securities Limited 3 4 7 57.14 2009-07-24
577 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
578 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
579 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
580 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
581 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
582 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
583 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
584 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
585 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
586 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
587 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
588 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
589 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
590 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
591 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
592 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
593 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
594 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
595 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
596 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
597 Goldin Financial Limited 3 3 6 50.00 2009-06-01
598 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
599 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
600 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
601 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
602 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
603 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
604 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
605 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
606 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
607 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
608 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
609 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
610 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
611 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
612 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
613 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
614 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
615 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
616 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
617 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
618 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
619 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
620 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
621 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
622 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
623 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
624 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
625 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
626 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
627 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
628 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
629 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
630 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
631 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
632 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
633 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
634 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
635 Goldin Equities Limited 3 4 7 57.14 2008-12-17
636 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
637 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
638 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
639 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
640 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
641 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
642 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
643 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
644 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
645 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
646 TR Advisors Limited 3 2 5 40.00 2008-12-02
647 Rifa Futures Limited 3 10 13 76.92 2008-12-01
648 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
649 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
650 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
651 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
652 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
653 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
654 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
655 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
656 VBG Capital Limited 3 1 4 25.00 2008-11-11
657 Beijing Securities Limited 4 7 11 63.64 2008-11-07
658 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
659 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
660 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
661 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
662 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
663 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
664 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
665 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
666 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
667 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
668 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
669 STI Asset Management Limited 2 0 2 0.00 2008-10-22
670 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
671 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
672 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
673 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
674 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
675 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
676 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
677 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
678 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
679 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
680 Milma & Co. Limited 2 4 6 66.67 2008-09-24
681 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
682 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
683 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
684 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
685 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
686 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
687 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
688 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
689 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
690 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
691 Permira Advisers Limited 2 6 8 75.00 2008-08-19
692 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
693 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
694 Celera Markets Limited 2 1 3 33.33 2008-08-12
695 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
696 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
697 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
698 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
699 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
700 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
701 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
702 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
703 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
704 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
705 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
706 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
707 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
708 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
709 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
710 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
711 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
712 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
713 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
714 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
715 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
716 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
717 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
718 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
719 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
720 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
721 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
722 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
723 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
724 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
725 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
726 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
727 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
728 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
729 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
730 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
731 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
732 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
733 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
734 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
735 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
736 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
737 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
738 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
739 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
740 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
741 iBest Consultants Limited 4 79 83 95.18 2008-04-15
742 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
743 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
744 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
745 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
746 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
747 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
748 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
749 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
750 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
751 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
752 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
753 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
754 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
755 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
756 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
757 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
758 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
759 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
760 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
761 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
762 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
763 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
764 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
765 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
766 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
767 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
768 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
769 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
770 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
771 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
772 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
773 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
774 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
775 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
776 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
777 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
778 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
779 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
780 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
781 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
782 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
783 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
784 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
785 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
786 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
787 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
788 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
789 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
790 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
791 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
792 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
793 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
794 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
795 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
796 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
797 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
798 Optima Capital Limited 4 11 15 73.33 2007-10-25
799 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
800 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
801 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
802 Proton Capital Limited 3 2 5 40.00 2007-10-16
803 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
804 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
805 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
806 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
807 Redwood Peak Limited 3 2 5 40.00 2007-10-05
808 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
809 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
810 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
811 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
812 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
813 LBN Advisers Limited 3 4 7 57.14 2007-09-13
814 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
815 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
816 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
817 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
818 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
819 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
820 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
821 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
822 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
823 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
824 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
825 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
826 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
827 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
828 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
829 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
830 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
831 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
832 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
833 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
834 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
835 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
836 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
837 Capital International, Inc. 2 8 10 80.00 2007-07-03
838 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
839 ROCIM Limited 2 0 2 0.00 2007-06-29
840 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
841 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
842 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
843 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
844 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
845 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
846 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
847 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
848 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
849 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
850 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
851 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
852 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
853 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
854 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
855 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
856 GCIS LIMITED 2 1 3 33.33 2007-05-16
857 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
858 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
859 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
860 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
861 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
862 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
863 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
864 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
865 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
866 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
867 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
868 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
869 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
870 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
871 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
872 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
873 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
874 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
875 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
876 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
877 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
878 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
879 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
880 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
881 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
882 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
883 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
884 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
885 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
886 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
887 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
888 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
889 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
890 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
891 WMG Asia Limited 2 0 2 0.00 2007-02-28
892 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
893 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
894 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
895 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
896 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
897 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
898 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
899 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
900 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
901 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
902 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
903 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
904 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
905 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
906 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
907 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
908 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
909 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
910 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
911 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
912 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
913 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
914 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
915 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
916 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
917 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
918 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
919 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
920 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
921 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
922 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
923 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
924 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
925 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
926 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
927 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
928 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
929 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
930 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
931 MFG Limited (HK) 7 15 22 68.18 2006-07-17
932 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
933 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
934 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
935 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
936 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
937 CAIIS Limited 3 21 24 87.50 2006-05-23
938 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
939 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
940 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
941 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
942 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
943 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
944 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
945 CC Finance Limited 3 10 13 76.92 2006-04-20
946 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
947 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
948 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
949 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
950 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
951 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
952 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
953 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
954 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
955 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
956 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
957 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
958 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
959 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
960 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
961 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
962 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
963 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
964 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
965 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
966 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
967 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
968 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
969 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
970 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
971 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
972 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
973 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
974 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
975 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
976 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
977 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
978 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
979 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
980 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
981 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
982 Well Link Securities Limited 4 8 12 66.67 2005-11-11
983 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
984 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
985 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
986 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
987 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
988 Citadel Asia Limited 3 17 20 85.00 2005-10-21
989 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
990 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
991 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
992 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
993 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
994 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
995 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
996 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
997 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
998 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
999 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
1000 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1001 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1002 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1003 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
1004 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1005 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
1006 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1007 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1008 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
1009 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1010 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1011 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
1012 3V Capital Limited 3 1 4 25.00 2005-07-18
1013 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1014 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
1015 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
1016 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
1017 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
1018 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
1019 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
1020 AM Squared Limited 2 4 6 66.67 2005-06-30
1021 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
1022 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1023 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1024 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
1025 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1026 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
1027 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1028 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1029 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
1030 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1031 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
1032 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1033 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
1034 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1035 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
1036 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
1037 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1038 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1039 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1040 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
1041 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1042 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1043 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1044 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1045 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1046 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1047 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
1048 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1049 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1050 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1051 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1052 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1053 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
1054 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
1055 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1056 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1057 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1058 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1059 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1060 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1061 Beevest Securities Limited 3 7 10 70.00 2005-03-07
1062 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1063 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1064 SJS Markets Limited 3 6 9 66.67 2005-03-02
1065 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1066 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1067 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1068 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
1069 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
1070 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1071 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
1072 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
1073 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1074 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1075 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1076 China Finance KAB Limited 3 8 11 72.73 2004-12-23
1077 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
1078 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
1079 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
1080 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
1081 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
1082 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
1083 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1084 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
1085 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1086 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1087 AIF Securities Limited 5 8 13 61.54 2004-11-02
1088 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1089 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1090 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
1091 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
1092 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
1093 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
1094 GCAM Limited 2 1 3 33.33 2004-10-19
1095 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
1096 Quam Securities Limited 9 238 247 96.36 2004-10-15
1097 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
1098 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1099 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1100 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1101 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1102 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
1103 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1104 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
1105 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
1106 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1107 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1108 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
1109 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
1110 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1111 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1112 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1113 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1114 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
1115 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1116 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
1117 CVP Securities Limited 2 41 43 95.35 2004-07-09
1118 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
1119 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
1120 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
1121 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
1122 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
1123 ENZARD LIMITED 1 0 1 0.00 2004-05-21
1124 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1125 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
1126 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1127 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
1128 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
1129 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1130 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1131 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
1132 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1133 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
1134 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
1135 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1136 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1137 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
1138 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1139 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1140 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
1141 Nuada Limited 5 2 7 28.57 2004-01-15
1142 CTBC Asia Limited 5 13 18 72.22 2004-01-14
1143 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
1144 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
1145 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1146 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1147 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
1148 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1149 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
1150 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1151 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
1152 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
1153 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
1154 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
1155 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
1156 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
1157 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1158 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
1159 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1160 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
1161 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
1162 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
1163 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
1164 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1165 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
1166 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
1167 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
1168 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
1169 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1170 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1171 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1172 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1173 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
1174 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1175 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
1176 iTTa Capital Limited 1 0 1 0.00 2003-05-29
1177 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
1178 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
1179 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1180 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
1181 AASTOCKS.COM LIMITED 2 0 2 0.00
1182 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1183 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
1184 abrdn Hong Kong Limited 4 9 13 69.23
1185 Absolute Investment Management (HK) Limited 3 1 4 25.00
1186 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1187 ACM ASIA LIMITED 2 0 2 0.00
1188 ADM SECURITIES LIMITED 2 0 2 0.00
1189 Aevitas Securities Limited 2 4 6 66.67
1190 AIF CAPITAL LIMITED 3 9 12 75.00
1191 AJ Securities Limited 2 5 7 71.43
1192 Allard Partners Limited 3 5 8 62.50
1193 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
1194 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1195 Alpha Nova Capital Management Limited 2 0 2 0.00
1196 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1197 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
1198 ALTUS CAPITAL LIMITED 3 9 12 75.00
1199 Amundi Hong Kong Limited 7 25 32 78.13
1200 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1201 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1202 Anli Securities Limited 2 8 10 80.00
1203 Anuenue Securities Limited 2 9 11 81.82
1204 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1205 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
1206 Arta Global Futures Limited 4 1 5 20.00
1207 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
1208 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
1209 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1210 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
1211 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1212 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1213 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1214 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1215 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1216 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1217 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1218 Averest Capital Limited 3 3 6 50.00
1219 Avia Asset Management Limited 2 1 3 33.33
1220 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1221 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
1222 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1223 Axis Capital Management Limited 2 0 2 0.00
1224 BALI SECURITIES CO. LIMITED 4 2 6 33.33
1225 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1226 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1227 BEA Union Investment Management Limited 6 20 26 76.92
1228 Belvest Investment Services Limited 2 4 6 66.67
1229 Bentley Capital Limited (HK) 4 0 4 0.00
1230 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1231 BERICH BROKERAGE LIMITED 4 16 20 80.00
1232 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1233 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
1234 Black Marble Securities Limited 2 2 4 50.00
1235 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
1236 BLOOMYEARS LIMITED 2 2 4 50.00
1237 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
1238 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
1239 BOCI ASIA LIMITED 9 89 98 90.82
1240 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
1241 BOCI RESEARCH LIMITED 4 41 45 91.11
1242 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1243 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1244 BOWEN ASIA LIMITED 2 1 3 33.33
1245 Bradbury Securities Limited 2 8 10 80.00
1246 Bright Fund Management Limited 5 41 46 89.13
1247 BROOKE CAPITAL LIMITED 2 2 4 50.00
1248 BULLISH SECURITIES LIMITED 2 10 12 83.33
1249 BUSINESS FUTURES LIMITED 3 6 9 66.67
1250 BUSINESS SECURITIES LIMITED 3 16 19 84.21
1251 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1252 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1253 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1254 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1255 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1256 CCB Securities Limited 2 3 5 60.00
1257 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
1258 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
1259 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
1260 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1261 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
1262 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1263 CERES CAPITAL LIMITED 2 0 2 0.00
1264 CES Commodities (HK) Limited 5 316 321 98.44
1265 CES Forex (HK) Limited 3 165 168 98.21
1266 CES International Commodities (HK) Limited 2 1 3 33.33
1267 CGS International Securities Hong Kong Limited 16 109 125 87.20
1268 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
1269 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1270 Chanceton Capital Partners Limited 4 6 10 60.00
1271 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1272 ChapmanCraig Limited 2 0 2 0.00
1273 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
1274 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1275 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
1276 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1277 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
1278 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1279 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
1280 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1281 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1282 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
1283 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
1284 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
1285 China Finance Holdings Limited 2 0 2 0.00
1286 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1287 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1288 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
1289 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
1290 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
1291 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1292 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1293 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1294 China Reserve Securities Limited 3 6 9 66.67
1295 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1296 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
1297 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1298 China Tonghai (IA) Limited 3 10 13 76.92
1299 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
1300 CHONG HING SECURITIES LIMITED 4 97 101 96.04
1301 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
1302 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1303 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
1304 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
1305 CHUANGS & CO. LIMITED 3 1 4 25.00
1306 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1307 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
1308 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
1309 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
1310 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
1311 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
1312 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
1313 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
1314 CITIC Securities Futures (HK) Limited 10 93 103 90.29
1315 CLSA FUTURES LIMITED 3 14 17 82.35
1316 CLSA LIMITED 5 275 280 98.21
1317 CLSA RESEARCH LIMITED 3 1 4 25.00
1318 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1319 CMB International Global Markets Limited 3 11 14 78.57
1320 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1321 COL Securities (HK) Limited 3 1 4 25.00
1322 COMGEST FAR EAST LIMITED 3 5 8 62.50
1323 COMMENCE COMPANY LIMITED 2 0 2 0.00
1324 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
1325 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1326 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
1327 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
1328 CORPORATE BROKERS LIMITED 4 67 71 94.37
1329 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
1330 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1331 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
1332 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
1333 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
1334 CS Wealth Securities Limited 4 4 8 50.00
1335 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
1336 CSC FUTURES (HK) LIMITED 4 19 23 82.61
1337 CTW SECURITIES LIMITED 2 4 6 66.67
1338 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1339 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
1340 D.J. SECURITIES LIMITED 2 0 2 0.00
1341 DAH SING SECURITIES LIMITED 2 8 10 80.00
1342 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1343 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
1344 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
1345 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
1346 Delta Asia Wealth Management Limited 2 8 10 80.00
1347 DL BROKERAGE LIMITED 3 18 21 85.71
1348 DNB Asset Management (Asia) Limited 3 3 6 50.00
1349 DWS Investments Hong Kong Limited 3 13 16 81.25
1350 EAA SECURITIES LIMITED 2 1 3 33.33
1351 EAST ASIA FUTURES LIMITED 3 9 12 75.00
1352 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
1353 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1354 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1355 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1356 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1357 EMPEROR FUTURES LIMITED 4 99 103 96.12
1358 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
1359 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
1360 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
1361 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
1362 Essence International Financial Holdings Limited 2 11 13 84.62
1363 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
1364 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1365 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1366 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
1367 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
1368 Everbright Securities Global (HK) Limited 4 9 13 69.23
1369 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
1370 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
1371 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1372 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1373 EWARTON SECURITIES LIMITED 4 17 21 80.95
1374 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1375 F. R. ZIMMERN LIMITED 2 3 5 60.00
1376 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1377 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1378 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1379 FAIRWIN BROKING LIMITED 3 5 8 62.50
1380 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1381 FDB Financial Group Limited 3 9 12 75.00
1382 FE SECURITIES LIMITED 2 4 6 66.67
1383 FIL Investment Advisors 5 84 89 94.38
1384 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
1385 Finet Securities Limited 2 4 6 66.67
1386 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1387 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1388 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
1389 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1390 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
1391 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
1392 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1393 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
1394 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
1395 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1396 FT Securities Limited 2 7 9 77.78
1397 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
1398 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
1399 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1400 FULLJET SECURITIES LIMITED 2 0 2 0.00
1401 Funderstone Asset Management (HK) Limited 4 3 7 42.86
1402 Funderstone Futures Limited 6 44 50 88.00
1403 Funderstone Securities Limited 7 54 61 88.52
1404 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
1405 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1406 GAM HONG KONG LIMITED 3 18 21 85.71
1407 GAOYU SECURITIES LIMITED 5 16 21 76.19
1408 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
1409 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1410 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1411 GET NICE CAPITAL LIMITED 2 1 3 33.33
1412 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
1413 GET NICE SECURITIES LIMITED 4 87 91 95.60
1414 GIGA (HONG KONG) LIMITED 3 3 6 50.00
1415 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1416 GLS SECURITIES LIMITED 3 3 6 50.00
1417 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1418 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1419 Goldbridge Securities Limited 2 0 2 0.00
1420 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1421 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
1422 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
1423 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
1424 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
1425 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1426 Goldyard Capital Limited 2 1 3 33.33
1427 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1428 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
1429 Grand Cartel Securities Company Limited 2 3 5 60.00
1430 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1431 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
1432 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1433 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
1434 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
1435 Grit Securities Limited 2 1 3 33.33
1436 GT CAPITAL LIMITED 2 6 8 75.00
1437 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1438 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
1439 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
1440 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
1441 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
1442 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
1443 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
1444 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
1445 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1446 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
1447 HANG SENG FUTURES LIMITED 2 7 9 77.78
1448 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
1449 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
1450 HANG SENG SECURITIES LIMITED 6 21 27 77.78
1451 HANG TAI SECURITIES LIMITED 3 7 10 70.00
1452 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1453 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1454 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
1455 Hao Tian International Securities Limited 4 6 10 60.00
1456 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
1457 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
1458 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1459 HENIK SECURITIES LIMITED 2 10 12 83.33
1460 HENYEP SECURITIES LIMITED 3 16 19 84.21
1461 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1462 HERMES SECURITIES LIMITED 2 7 9 77.78
1463 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1464 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1465 HING WONG SECURITIES LIMITED 3 12 15 80.00
1466 HIP HING SECURITIES LIMITED 2 2 4 50.00
1467 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1468 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1469 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1470 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1471 Hongkong Bay Securities Limited 2 6 8 75.00
1472 HOORAY CAPITAL LIMITED 2 2 4 50.00
1473 HOORAY SECURITIES LIMITED 2 3 5 60.00
1474 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1475 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1476 HPEF Capital Partners Limited 8 17 25 68.00
1477 HPEF Venture Partners Limited 3 3 6 50.00
1478 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
1479 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
1480 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
1481 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
1482 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
1483 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
1484 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
1485 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
1486 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1487 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1488 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
1489 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1490 Huajin Corporate Finance (International) Limited 4 7 11 63.64
1491 Huayu Securities Limited 2 6 8 75.00
1492 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1493 HUNG SING FUTURES LIMITED 2 3 5 60.00
1494 HUNG SING SECURITIES LIMITED 4 12 16 75.00
1495 iBest Securities Company Limited 2 2 4 50.00
1496 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
1497 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
1498 iFAST Securities (HK) Limited 2 3 5 60.00
1499 Imagi Brokerage Limited 3 4 7 57.14
1500 IMARKETS LIMITED 2 1 3 33.33
1501 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1502 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1503 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1504 INSTINET PACIFIC LIMITED 3 24 27 88.89
1505 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1506 INTERCHINA FUTURES LIMITED 1 0 1 0.00
1507 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1508 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
1509 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
1510 INVESCO HONG KONG LIMITED 6 63 69 91.30
1511 iVenture Investment Management Limited 2 2 4 50.00
1512 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
1513 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1514 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
1515 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
1516 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
1517 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
1518 JK Capital Management Limited 4 6 10 60.00
1519 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1520 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1521 Joy Silver Limited 5 5 10 50.00
1522 JPMorgan Funds (Asia) Limited 8 108 116 93.10
1523 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
1524 JVSakk Asia Limited 2 1 3 33.33
1525 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1526 KAISER FUTURES LIMITED 3 18 21 85.71
1527 Kaiser KT Capital Limited 3 3 6 50.00
1528 KAISER SECURITIES LIMITED 2 19 21 90.48
1529 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1530 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1531 Kam Wah Investments Limited 2 3 5 60.00
1532 KARFORD SECURITIES LIMITED 2 0 2 0.00
1533 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1534 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1535 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1536 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
1537 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1538 KB Securities Hong Kong Limited 3 0 3 0.00
1539 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1540 KGI ASIA LIMITED 13 529 542 97.60
1541 KGI Asset Management Limited 3 0 3 0.00
1542 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
1543 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
1544 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
1545 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
1546 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1547 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1548 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
1549 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
1550 KINGSTON FUTURES LIMITED 3 20 23 86.96
1551 KINGSTON SECURITIES LIMITED 4 71 75 94.67
1552 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1553 KMT SECURITIES LIMITED 2 6 8 75.00
1554 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
1555 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1556 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1557 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1558 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1559 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1560 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1561 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1562 LAU & COMPANY LIMITED 2 0 2 0.00
1563 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
1564 LEHIN SECURITIES LIMITED 3 21 24 87.50
1565 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1566 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1567 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
1568 LIM ADVISORS LIMITED 4 13 17 76.47
1569 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1570 Longitude Asia Limited 2 2 4 50.00
1571 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1572 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1573 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1574 M&F Asset Management Limited 4 17 21 80.95
1575 Mackenzie Investments Asia Limited 4 6 10 60.00
1576 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
1577 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
1578 MALAHON SECURITIES LIMITED 3 11 14 78.57
1579 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1580 MANGO FINANCIAL LIMITED 3 10 13 76.92
1581 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
1582 MARC FABER LIMITED 2 0 2 0.00
1583 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1584 Mason Futures Limited (HK) 6 24 30 80.00
1585 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1586 Mason Securities Limited 8 32 40 80.00
1587 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
1588 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1589 Matrix Securities Limited 4 2 6 33.33
1590 MEAG Hong Kong Limited 5 1 6 16.67
1591 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1592 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1593 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
1594 Merdeka Securities Limited 3 5 8 62.50
1595 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
1596 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
1597 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1598 Minerva Holding Financial Securities Limited 2 8 10 80.00
1599 MING HON SECURITIES LIMITED 3 1 4 25.00
1600 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1601 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1602 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1603 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1604 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1605 MORTON SECURITIES LIMITED 3 2 5 40.00
1606 MTF SECURITIES LIMITED 2 12 14 85.71
1607 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1608 Neutral Financial Holding Company Limited 4 12 16 75.00
1609 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1610 Newedge Broker Hong Kong Limited 3 62 65 95.38
1611 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
1612 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
1613 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1614 Nittan Securities Asia Limited 2 1 3 33.33
1615 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
1616 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
1617 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1618 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1619 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1620 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1621 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1622 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
1623 OnePlatform Securities Limited 2 24 26 92.31
1624 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1625 ORIENT SECURITIES LIMITED 3 14 17 82.35
1626 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
1627 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1628 Oshidori Corporate Finance Limited 2 3 5 60.00
1629 Oshidori Securities Limited 2 4 6 66.67
1630 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1631 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1632 Pacific Sun Advisors Limited 2 0 2 0.00
1633 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1634 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1635 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1636 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1637 PGIM (Hong Kong) Limited 3 4 7 57.14
1638 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
1639 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
1640 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1641 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1642 Planetree Futures Limited 4 7 11 63.64
1643 Planetree Securities Limited 4 18 22 81.82
1644 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1645 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1646 PO LEE SECURITIES LIMITED 2 6 8 75.00
1647 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
1648 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1649 Prime Cdex Futures Limited 2 6 8 75.00
1650 Prime Cdex Securities Limited 4 17 21 80.95
1651 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
1652 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1653 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
1654 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1655 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1656 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
1657 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
1658 Public Financial Securities Limited 3 8 11 72.73
1659 Public Securities Limited 3 13 16 81.25
1660 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1661 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1662 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
1663 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1664 Rakuten Securities Hong Kong Limited 3 38 41 92.68
1665 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1666 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
1667 RBS Asia Corporate Finance Limited 3 37 40 92.50
1668 RBS Asia Futures Limited 3 3 6 50.00
1669 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1670 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1671 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
1672 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1673 Rich Union Securities (H.K.) Limited 5 35 40 87.50
1674 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1675 Rifa Securities Limited 6 14 20 70.00
1676 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1677 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1678 ROOFER SECURITIES LIMITED 2 9 11 81.82
1679 ROSA SECURITIES LIMITED 3 4 7 57.14
1680 RPS INVESTMENT LIMITED 3 9 12 75.00
1681 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1682 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1683 SANFULL SECURITIES LIMITED 6 74 80 92.50
1684 SBI China Capital Commodities Limited 5 16 21 76.19
1685 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
1686 SDHG International Securities Limited 3 8 11 72.73
1687 SEEKERS MARKETS LIMITED 3 9 12 75.00
1688 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1689 SHACOM FUTURES LIMITED 3 3 6 50.00
1690 Shacom Securities Limited 3 11 14 78.57
1691 Shang International Finance Limited 11 16 27 59.26
1692 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1693 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
1694 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
1695 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
1696 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
1697 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
1698 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1699 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1700 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1701 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1702 Silk Road International Capital Limited 2 0 2 0.00
1703 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1704 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1705 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1706 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1707 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1708 Sinofortune Financial Capital Limited 2 1 3 33.33
1709 SINOMAX SECURITIES LIMITED 3 8 11 72.73
1710 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
1711 SIU ON SECURITIES LIMITED 3 4 7 57.14
1712 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1713 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1714 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1715 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
1716 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
1717 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
1718 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
1719 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1720 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1721 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
1722 SPDB International Holdings Limited 3 1 4 25.00
1723 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1724 SPS COMMODITIES LIMITED 2 6 8 75.00
1725 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1726 SPS SECURITIES LIMITED 4 18 22 81.82
1727 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
1728 Stellar Securities Limited 2 2 4 50.00
1729 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
1730 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
1731 Success Securities Limited 5 80 85 94.12
1732 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1733 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1734 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1735 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1736 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1737 T G HOLBORN (HK) LIMITED 3 27 30 90.00
1738 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1739 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1740 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1741 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1742 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1743 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
1744 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1745 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1746 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1747 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1748 Taiping Securities (HK) Co Limited 4 47 51 92.16
1749 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1750 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1751 TANG PING KONG LIMITED 3 9 12 75.00
1752 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1753 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1754 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1755 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1756 Templewater Hong Kong Limited 4 9 13 69.23
1757 THING ON SECURITIES LIMITED 3 6 9 66.67
1758 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1759 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1760 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1761 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1762 Tokio Marine Investment Services, Limited 3 0 3 0.00
1763 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1764 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1765 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1766 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1767 TRUTH SECURITIES LIMITED 4 4 8 50.00
1768 TSE'S SECURITIES LIMITED 3 40 43 93.02
1769 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1770 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
1771 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1772 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1773 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1774 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1775 TVC MANAGEMENT LIMITED 3 0 3 0.00
1776 Tyche Group Limited 2 6 8 75.00
1777 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
1778 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
1779 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1780 United Securities Limited 2 2 4 50.00
1781 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
1782 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
1783 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
1784 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1785 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
1786 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1787 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1788 VALUE PARTNERS LIMITED 3 53 56 94.64
1789 Value Partners Private Equity Limited 2 4 6 66.67
1790 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1791 Vantum Futures Limited 2 2 4 50.00
1792 VC BROKERAGE LIMITED 3 59 62 95.16
1793 VC CAPITAL LIMITED 5 4 9 44.44
1794 VC FUTURES LIMITED 4 36 40 90.00
1795 VC International Asset Management Limited 3 2 5 40.00
1796 VERCAP Financial Services Limited 2 0 2 0.00
1797 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1798 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1799 Virtu ITG Hong Kong Limited 4 15 19 78.95
1800 VMS Securities Limited 7 8 15 53.33
1801 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1802 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1803 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1804 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1805 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1806 Wanhai Securities (HK) Limited 4 9 13 69.23
1807 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1808 Waton Securities International Limited 2 2 4 50.00
1809 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1810 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1811 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
1812 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1813 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1814 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1815 WILBY SECURITIES LIMITED 2 3 5 60.00
1816 Win Securities Limited 3 8 11 72.73
1817 WIN WONG SECURITIES LIMITED 4 36 40 90.00
1818 WINFULL SECURITIES LIMITED 3 14 17 82.35
1819 WING FAT SECURITIES LIMITED 3 9 12 75.00
1820 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1821 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1822 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1823 WING ON SECURITIES LIMITED 2 6 8 75.00
1824 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1825 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
1826 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1827 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1828 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1829 WINTECH SECURITIES LIMITED 4 12 16 75.00
1830 Wisetrade Securities Limited 3 9 12 75.00
1831 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1832 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1833 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1834 WOCOM LIMITED (HK) 5 25 30 83.33
1835 WOCOM SECURITIES LIMITED 5 31 36 86.11
1836 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1837 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1838 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1839 YF FUTURES COMPANY LIMITED 2 5 7 71.43
1840 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1841 YICKO SECURITIES LIMITED 5 16 21 76.19
1842 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1843 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1844 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
1845 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
1846 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
1847 Yunfeng Financial Markets Limited 11 27 38 71.05
1847 Average 3.48 20.11 23.59 85.24

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