SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
2 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
3 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
4 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
5 China Tonghai (IA) Limited 1 0 1 0.00
6 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
7 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
8 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
9 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
10 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
11 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
12 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
13 Goldbridge Securities Limited 1 0 1 0.00
14 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
15 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
16 Kam Wah Investments Limited 1 0 1 0.00
17 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
18 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
19 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
20 LUEN HING SECURITIES LIMITED 1 0 1 0.00
21 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
22 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
23 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
24 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
25 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
26 Silk Road International Capital Limited 1 0 1 0.00
27 SJS Markets Limited 1 0 1 0.00 2005-03-02
28 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
29 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
30 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
31 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
32 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
33 AASTOCKS.COM LIMITED 2 0 2 0.00
34 ACM ASIA LIMITED 2 0 2 0.00
35 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
36 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
37 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
38 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
39 AIU International Securities Limited 2 0 2 0.00 2011-12-28
40 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
41 Alpha Nova Capital Management Limited 2 0 2 0.00
42 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
43 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
44 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
45 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
46 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
47 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
48 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
49 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
50 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
51 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
52 Ascender Capital Limited 2 0 2 0.00 2012-12-07
53 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
54 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
55 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
56 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
57 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
58 Avista Capital Limited 2 0 2 0.00 2013-08-09
59 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
60 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
61 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
62 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
63 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
64 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
65 BG Asset Management Limited 2 0 2 0.00 2014-05-27
66 Black Marble Securities Limited 2 0 2 0.00
67 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
68 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
69 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
70 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
71 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
72 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
73 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
74 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
75 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
76 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
77 BROOKE CAPITAL LIMITED 2 0 2 0.00
78 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
79 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
80 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
81 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
82 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
83 Celera Markets Limited 2 0 2 0.00 2008-08-12
84 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
85 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
86 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
87 CERES CAPITAL LIMITED 2 0 2 0.00
88 CES International Commodities (HK) Limited 2 0 2 0.00
89 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
90 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
91 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
92 ChapmanCraig Limited 2 0 2 0.00
93 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
94 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
95 China Finance Holdings Limited 2 0 2 0.00
96 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
97 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
98 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
99 CHN International Group Limited 1 1 2 50.00 2010-02-22
100 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
101 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
102 COMMENCE COMPANY LIMITED 2 0 2 0.00
103 Continuum Capital Limited 2 0 2 0.00 2013-03-07
104 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
105 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
106 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
107 D.J. SECURITIES LIMITED 2 0 2 0.00
108 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
109 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
110 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
111 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
112 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
113 ELSTONE SECURITIES LIMITED 2 0 2 0.00
114 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
115 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
116 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
117 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
118 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
119 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
120 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
121 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
122 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
123 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
124 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
125 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
126 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
127 Finet Securities Limited 2 0 2 0.00
128 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
129 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
130 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
131 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
132 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
133 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
134 FULL WIN SECURITIES LIMITED 2 0 2 0.00
135 FULLJET SECURITIES LIMITED 2 0 2 0.00
136 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
137 GCIS LIMITED 2 0 2 0.00 2007-05-16
138 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
139 GET NICE CAPITAL LIMITED 2 0 2 0.00
140 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
141 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
142 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
143 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
144 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
145 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
146 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
147 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
148 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
149 Hana Asia Limited 2 0 2 0.00 2010-03-25
150 Heitman HK Limited 2 0 2 0.00 2012-12-05
151 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
152 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
153 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
154 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
155 IMARKETS LIMITED 2 0 2 0.00
156 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
157 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
158 Impression Investment Limited 2 0 2 0.00 2014-04-30
159 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
160 iVenture Investment Management Limited 2 0 2 0.00
161 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
162 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
163 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
164 KARFORD SECURITIES LIMITED 2 0 2 0.00
165 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
166 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
167 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
168 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
169 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
170 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
171 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
172 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
173 LAU & COMPANY LIMITED 2 0 2 0.00
174 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
175 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
176 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
177 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
178 MARC FABER LIMITED 2 0 2 0.00
179 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
180 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
181 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
182 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
183 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
184 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
185 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
186 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
187 MTF SECURITIES LIMITED 1 1 2 50.00
188 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
189 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
190 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
191 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
192 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
193 OIA Asia Limited 2 0 2 0.00 2014-11-20
194 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
195 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
196 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
197 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
198 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
199 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
200 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
201 Otkcab Limited 2 0 2 0.00 2011-10-07
202 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
203 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
204 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
205 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
206 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
207 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
208 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
209 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
210 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
211 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
212 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
213 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
214 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
215 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
216 Profound Capital Limited 2 0 2 0.00 2014-01-24
217 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
218 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
219 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
220 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
221 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
222 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
223 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
224 ROCIM Limited 2 0 2 0.00 2007-06-29
225 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
226 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
227 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
228 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
229 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
230 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
231 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
232 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
233 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
234 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
235 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
236 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
237 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
238 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
239 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
240 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
241 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
242 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
243 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
244 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
245 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
246 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
247 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
248 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
249 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
250 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
251 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
252 T. M. MANAGEMENT LIMITED 2 0 2 0.00
253 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
254 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
255 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
256 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
257 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
258 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
259 VERCAP Financial Services Limited 2 0 2 0.00
260 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
261 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
262 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
263 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
264 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
265 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
266 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
267 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
268 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
269 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
270 YG Capital Management Limited 2 0 2 0.00 2014-12-12
271 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
272 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
273 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
274 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
275 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
276 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
277 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
278 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
279 3W Fund Management Limited 3 0 3 0.00 2012-11-16
280 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
281 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
282 Absolute Investment Management (HK) Limited 3 0 3 0.00
283 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
284 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
285 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
286 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
287 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
288 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
289 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
290 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
291 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
292 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
293 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
294 Arta Global Futures Limited 2 1 3 33.33
295 Artephius Partners Limited 2 1 3 33.33 2013-08-01
296 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
297 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
298 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
299 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
300 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
301 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
302 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
303 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
304 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
305 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
306 Bach Option Limited 2 1 3 33.33 2013-06-10
307 BALI SECURITIES CO. LIMITED 2 1 3 33.33
308 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
309 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
310 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
311 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
312 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
313 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
314 BLOOMYEARS LIMITED 2 1 3 33.33
315 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
316 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
317 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
318 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
319 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
320 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
321 Capital Instinct Limited 2 1 3 33.33 2011-05-25
322 CCTIC International Limited 2 1 3 33.33 2010-06-28
323 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
324 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
325 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
326 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
327 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
328 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
329 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
330 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
331 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
332 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
333 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
334 China Vered Securities Limited 2 1 3 33.33 2013-12-03
335 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
336 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
337 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
338 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
339 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
340 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
341 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
342 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
343 CUPOLA CAPITAL LIMITED 3 0 3 0.00
344 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
345 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
346 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
347 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
348 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
349 EAA SECURITIES LIMITED 2 1 3 33.33
350 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
351 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
352 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
353 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
354 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
355 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
356 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
357 Evergain Funds Limited 2 1 3 33.33 2013-12-17
358 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
359 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
360 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
361 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
362 Funderstone Asset Management (HK) Limited 2 1 3 33.33
363 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
364 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
365 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
366 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
367 Genting Securities Limited 2 1 3 33.33 2012-05-18
368 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
369 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
370 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
371 Goldyard Capital Limited 2 1 3 33.33
372 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
373 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
374 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
375 Grit Securities Limited 2 1 3 33.33
376 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
377 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
378 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
379 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
380 Heitman International HK Limited 2 1 3 33.33 2014-02-18
381 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
382 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
383 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
384 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
385 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
386 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
387 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
388 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
389 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
390 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
391 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
392 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
393 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
394 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
395 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
396 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
397 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
398 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
399 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
400 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
401 J Capital Research Limited 3 0 3 0.00 2012-03-01
402 JOINCAP CAPITAL LIMITED 3 0 3 0.00
403 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
404 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
405 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
406 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
407 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
408 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
409 LUEN SING SECURITIES LIMITED 2 1 3 33.33
410 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
411 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
412 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
413 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
414 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
415 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
416 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
417 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
418 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
419 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
420 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
421 Ocean Arete Limited 2 1 3 33.33 2014-08-18
422 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
423 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
424 Oracle Capital Limited 2 1 3 33.33 2009-08-17
425 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
426 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
427 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
428 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
429 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
430 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
431 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
432 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
433 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
434 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
435 Prive Financial Limited 3 0 3 0.00 2012-12-06
436 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
437 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
438 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
439 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
440 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
441 Redwood Peak Limited 2 1 3 33.33 2007-10-05
442 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
443 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
444 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
445 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
446 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
447 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
448 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
449 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
450 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
451 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
452 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
453 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
454 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
455 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
456 Sinofortune Financial Capital Limited 2 1 3 33.33
457 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
458 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
459 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
460 SPDB International Holdings Limited 3 0 3 0.00
461 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
462 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
463 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
464 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
465 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
466 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
467 T & F Equities Limited 2 1 3 33.33 2012-12-11
468 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
469 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
470 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
471 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
472 Tandem Investors Limited 3 0 3 0.00 2014-12-24
473 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
474 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
475 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
476 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
477 Tiro Capital Limited 2 1 3 33.33 2014-08-27
478 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
479 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
480 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
481 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
482 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
483 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
484 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
485 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
486 TVC MANAGEMENT LIMITED 3 0 3 0.00
487 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
488 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
489 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
490 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
491 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
492 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
493 VC International Asset Management Limited 2 1 3 33.33
494 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
495 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
496 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
497 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
498 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
499 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
500 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
501 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
502 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
503 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
504 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
505 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
506 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
507 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
508 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
509 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
510 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
511 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
512 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
513 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
514 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
515 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
516 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
517 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
518 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
519 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
520 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
521 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
522 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
523 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
524 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
525 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
526 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
527 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
528 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
529 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
530 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
531 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
532 Avia Asset Management Limited 3 1 4 25.00
533 Axis Capital Management Limited 2 2 4 50.00
534 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
535 Bentley Capital Limited (HK) 4 0 4 0.00
536 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
537 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
538 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
539 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
540 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
541 CBRE Investment Management (Asia) Limited 3 1 4 25.00
542 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
543 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
544 CHEETAH ADVISORS LIMITED 2 2 4 50.00
545 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
546 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
547 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
548 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
549 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
550 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
551 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
552 CHUANGS & CO. LIMITED 3 1 4 25.00
553 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
554 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
555 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
556 COL Securities (HK) Limited 3 1 4 25.00
557 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
558 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
559 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
560 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
561 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
562 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
563 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
564 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
565 DST Investment Management Limited 3 1 4 25.00 2012-04-23
566 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
567 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
568 EIP Alpha Limited 3 1 4 25.00 2014-02-12
569 Elements Advisors Limited 2 2 4 50.00 2010-06-08
570 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
571 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
572 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
573 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
574 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
575 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
576 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
577 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
578 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
579 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
580 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
581 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
582 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
583 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
584 GCAM Limited 2 2 4 50.00 2004-10-19
585 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
586 GIGA (HONG KONG) LIMITED 2 2 4 50.00
587 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
588 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
589 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
590 Goldin Financial Limited 2 2 4 50.00 2009-06-01
591 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
592 Grand Cartel Securities Company Limited 2 2 4 50.00
593 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
594 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
595 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
596 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
597 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
598 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
599 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
600 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
601 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
602 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
603 HIP HING SECURITIES LIMITED 2 2 4 50.00
604 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
605 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
606 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
607 Hongkong Bay Securities Limited 2 2 4 50.00
608 HOORAY CAPITAL LIMITED 2 2 4 50.00
609 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
610 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
611 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
612 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
613 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 3 1 4 25.00 2012-11-20
614 iBest Securities Company Limited 2 2 4 50.00
615 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
616 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
617 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
618 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
619 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
620 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
621 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
622 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
623 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
624 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
625 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
626 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
627 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
628 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
629 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
630 Longitude Asia Limited 2 2 4 50.00
631 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
632 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
633 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
634 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
635 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
636 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
637 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
638 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
639 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
640 Matrix Securities Limited 2 2 4 50.00
641 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
642 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
643 MEGABASE SECURITIES LIMITED 2 2 4 50.00
644 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
645 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
646 MING HON SECURITIES LIMITED 3 1 4 25.00
647 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
648 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
649 MORTON SECURITIES LIMITED 3 1 4 25.00
650 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
651 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
652 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
653 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
654 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
655 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
656 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
657 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
658 Pacific Sun Advisors Limited 2 2 4 50.00
659 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
660 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
661 Paulson Asia Limited 3 1 4 25.00 2011-02-21
662 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
663 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
664 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
665 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
666 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
667 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
668 PRIVATE CAPITAL LIMITED 2 2 4 50.00
669 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
670 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
671 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
672 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
673 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
674 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
675 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
676 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
677 Safari Asia Limited 3 1 4 25.00 2010-04-30
678 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
679 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
680 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
681 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
682 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
683 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
684 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
685 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
686 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
687 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
688 Stellar Securities Limited 2 2 4 50.00
689 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
690 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
691 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
692 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
693 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
694 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
695 Tensant Securities Limited 2 2 4 50.00 2004-08-25
696 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
697 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
698 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
699 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
700 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
701 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
702 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
703 United Securities Limited 2 2 4 50.00
704 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
705 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
706 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
707 WAI FAT SECURITIES LIMITED 2 2 4 50.00
708 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
709 WILBY SECURITIES LIMITED 2 2 4 50.00
710 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
711 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
712 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
713 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
714 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
715 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
716 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
717 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
718 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
719 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
720 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
721 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
722 Averest Capital Limited 3 2 5 40.00
723 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
724 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
725 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
726 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
727 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
728 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
729 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
730 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
731 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
732 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
733 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
734 CCB Securities Limited 2 3 5 60.00
735 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
736 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
737 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
738 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
739 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
740 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
741 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
742 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
743 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
744 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
745 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
746 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
747 CTW SECURITIES LIMITED 3 2 5 40.00
748 Direxion Asia Limited 3 2 5 40.00 2013-06-13
749 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
750 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
751 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
752 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
753 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
754 F. R. ZIMMERN LIMITED 2 3 5 60.00
755 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
756 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
757 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
758 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
759 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
760 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
761 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
762 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
763 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
764 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
765 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
766 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
767 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
768 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
769 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
770 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
771 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
772 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
773 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
774 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
775 HOI SANG SECURITIES LIMITED 2 3 5 60.00
776 Hong Kong Stock Link Securities Limited 2 3 5 60.00
777 HPEF Venture Partners Limited 2 3 5 60.00
778 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
779 iFAST Securities (HK) Limited 2 3 5 60.00
780 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
781 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
782 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
783 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
784 Kaiser KT Capital Limited 2 3 5 60.00
785 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
786 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
787 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
788 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
789 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
790 LMR Partners Limited 2 3 5 60.00 2012-07-17
791 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
792 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
793 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
794 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
795 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
796 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
797 Milma & Co. Limited 2 3 5 60.00 2008-09-24
798 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
799 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
800 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
801 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
802 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
803 Open Asset Management Limited 3 2 5 40.00 2011-03-08
804 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
805 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
806 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
807 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
808 Oshidori Corporate Finance Limited 2 3 5 60.00
809 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
810 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
811 Parry International Trading Limited 2 3 5 60.00 2010-08-26
812 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
813 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
814 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
815 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
816 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
817 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
818 Proton Capital Limited 3 2 5 40.00 2007-10-16
819 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
820 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
821 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
822 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
823 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
824 ROSA SECURITIES LIMITED 3 2 5 40.00
825 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
826 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
827 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
828 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
829 SELINA & CO. LIMITED (HK) 2 3 5 60.00
830 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
831 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
832 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
833 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
834 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
835 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
836 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
837 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
838 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
839 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
840 TAIFAIR FUTURES LIMITED 3 2 5 40.00
841 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
842 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
843 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
844 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
845 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
846 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
847 W2 Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
848 WAH SANG SECURITIES LIMITED 3 2 5 40.00
849 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
850 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
851 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
852 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
853 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
854 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
855 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
856 Aevitas Securities Limited 2 4 6 66.67
857 AIF CAPITAL LIMITED 3 3 6 50.00
858 AJ Securities Limited 2 4 6 66.67
859 Amasse Capital Limited 2 4 6 66.67 2012-07-13
860 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
861 Anli Securities Limited 3 3 6 50.00
862 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
863 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
864 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
865 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
866 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
867 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
868 Athos Capital Limited 2 4 6 66.67 2012-03-20
869 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
870 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
871 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
872 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
873 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
874 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
875 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
876 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
877 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
878 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
879 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
880 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
881 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
882 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
883 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
884 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
885 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
886 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
887 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
888 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
889 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
890 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
891 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
892 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
893 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
894 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
895 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
896 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
897 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
898 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
899 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
900 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
901 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
902 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
903 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
904 DNB Asset Management (Asia) Limited 4 2 6 33.33
905 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
906 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
907 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
908 Everbright Securities Global (HK) Limited 3 3 6 50.00
909 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
910 FE SECURITIES LIMITED 2 4 6 66.67
911 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
912 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
913 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
914 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
915 GLS SECURITIES LIMITED 3 3 6 50.00
916 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
917 Grand China Securities Limited 2 4 6 66.67 2012-05-03
918 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
919 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
920 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
921 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
922 HOORAY SECURITIES LIMITED 2 4 6 66.67
923 HSZ (HONG KONG) LIMITED 2 4 6 66.67
924 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
925 HUNG SING FUTURES LIMITED 2 4 6 66.67
926 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
927 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
928 INV Partners Limited 4 2 6 33.33 2009-11-24
929 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
930 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
931 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
932 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
933 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
934 KB Securities Hong Kong Limited 2 4 6 66.67
935 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
936 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
937 LCA Solutions Limited 2 4 6 66.67 2010-07-30
938 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
939 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
940 M&F Asset Management Limited 5 1 6 16.67
941 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
942 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
943 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
944 Merdeka Securities Limited 3 3 6 50.00
945 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
946 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
947 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
948 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
949 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
950 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
951 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
952 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
953 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
954 PGIM (Hong Kong) Limited 3 3 6 50.00
955 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
956 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
957 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
958 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
959 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
960 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
961 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
962 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
963 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
964 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
965 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
966 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
967 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
968 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
969 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
970 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
971 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
972 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
973 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
974 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
975 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
976 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
977 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
978 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
979 TANG KEE SECURITIES LIMITED 3 3 6 50.00
980 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
981 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
982 TR Advisors Limited 3 3 6 50.00 2008-12-02
983 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
984 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
985 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
986 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
987 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
988 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
989 Vantum Futures Limited 2 4 6 66.67
990 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
991 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
992 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
993 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
994 WAH THAI SECURITIES LIMITED 3 3 6 50.00
995 Waton Securities International Limited 2 4 6 66.67
996 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
997 YARDLEY SECURITIES LIMITED 2 4 6 66.67
998 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
999 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
1000 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
1001 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
1002 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
1003 AM Squared Limited 2 5 7 71.43 2005-06-30
1004 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
1005 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1006 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
1007 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
1008 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
1009 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
1010 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1011 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
1012 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
1013 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1014 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1015 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1016 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
1017 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1018 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
1019 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
1020 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
1021 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1022 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1023 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
1024 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
1025 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1026 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
1027 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
1028 Crosby Securities Limited 5 2 7 28.57 2013-03-06
1029 CS Wealth Securities Limited 4 3 7 42.86
1030 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1031 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
1032 eFusion Capital Limited 2 5 7 71.43 2014-06-06
1033 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1034 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1035 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
1036 FAIRWIN BROKING LIMITED 3 4 7 57.14
1037 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1038 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
1039 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1040 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
1041 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
1042 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
1043 Goldin Equities Limited 2 5 7 71.43 2008-12-17
1044 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1045 Gram Capital Limited 4 3 7 42.86 2014-03-12
1046 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
1047 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
1048 GT CAPITAL LIMITED 2 5 7 71.43
1049 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
1050 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
1051 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
1052 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
1053 Imagi Brokerage Limited 3 4 7 57.14
1054 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
1055 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1056 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1057 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
1058 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1059 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1060 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1061 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1062 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1063 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1064 LT Finance Management Limited 3 4 7 57.14 2012-12-10
1065 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1066 MEAG Hong Kong Limited 5 2 7 28.57
1067 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1068 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1069 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1070 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
1071 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1072 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1073 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
1074 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
1075 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1076 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1077 PO LEE SECURITIES LIMITED 2 5 7 71.43
1078 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1079 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1080 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1081 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1082 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1083 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1084 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
1085 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
1086 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1087 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1088 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1089 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1090 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1091 SIU ON SECURITIES LIMITED 3 4 7 57.14
1092 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1093 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1094 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1095 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1096 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1097 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1098 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1099 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1100 TRUTH SECURITIES LIMITED 3 4 7 57.14
1101 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1102 Value Partners Private Equity Limited 3 4 7 57.14
1103 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1104 Wanhai Securities (HK) Limited 2 5 7 71.43
1105 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1106 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1107 WING ON SECURITIES LIMITED 2 5 7 71.43
1108 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1109 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1110 Allard Partners Limited 4 4 8 50.00
1111 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1112 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
1113 Beevest Securities Limited 2 6 8 75.00
1114 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1115 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1116 BMI Securities Limited 2 6 8 75.00 2011-03-14
1117 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
1118 BUSINESS FUTURES LIMITED 3 5 8 62.50
1119 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
1120 Chanceton Capital Partners Limited 3 5 8 62.50
1121 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1122 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
1123 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
1124 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
1125 Delta Asia Wealth Management Limited 2 6 8 75.00
1126 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
1127 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
1128 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
1129 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
1130 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1131 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1132 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1133 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
1134 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1135 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1136 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1137 Grey Investment Limited 2 6 8 75.00 2012-02-21
1138 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
1139 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1140 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
1141 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1142 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
1143 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
1144 Huayu Securities Limited 2 6 8 75.00
1145 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1146 JK Capital Management Limited 4 4 8 50.00
1147 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
1148 KMT SECURITIES LIMITED 2 6 8 75.00
1149 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1150 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1151 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1152 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
1153 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1154 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
1155 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1156 LT Securities Limited 3 5 8 62.50 2011-04-01
1157 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1158 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1159 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
1160 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1161 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
1162 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1163 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1164 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
1165 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
1166 Oshidori Securities Limited 3 5 8 62.50
1167 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1168 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
1169 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1170 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1171 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1172 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1173 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1174 SDHG International Securities Limited 3 5 8 62.50
1175 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
1176 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1177 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1178 SPS COMMODITIES LIMITED 2 6 8 75.00
1179 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
1180 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1181 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
1182 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1183 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1184 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1185 THING ON SECURITIES LIMITED 3 5 8 62.50
1186 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1187 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1188 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1189 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1190 VBG Capital Limited 3 5 8 62.50 2009-04-20
1191 VC CAPITAL LIMITED 4 4 8 50.00
1192 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
1193 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1194 Win Securities Limited 3 5 8 62.50
1195 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1196 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1197 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1198 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1199 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
1200 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1201 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
1202 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
1203 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
1204 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
1205 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
1206 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
1207 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1208 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
1209 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1210 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1211 China Reserve Securities Limited 4 5 9 55.56
1212 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1213 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
1214 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1215 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
1216 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1217 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
1218 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
1219 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
1220 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
1221 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
1222 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
1223 FDB Financial Group Limited 2 7 9 77.78
1224 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
1225 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
1226 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
1227 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
1228 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
1229 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
1230 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
1231 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1232 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
1233 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
1234 HANG SENG FUTURES LIMITED 2 7 9 77.78
1235 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
1236 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
1237 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
1238 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1239 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1240 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1241 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1242 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1243 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1244 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1245 Mackenzie Investments Asia Limited 4 5 9 55.56
1246 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1247 Minerva Holding Financial Securities Limited 4 5 9 55.56
1248 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1249 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1250 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1251 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
1252 Nuada Limited 6 3 9 33.33 2004-01-15
1253 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1254 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1255 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
1256 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1257 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1258 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1259 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1260 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1261 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1262 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1263 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1264 Public Financial Securities Limited 2 7 9 77.78
1265 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
1266 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
1267 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1268 SHACOM FUTURES LIMITED 2 7 9 77.78
1269 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1270 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1271 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
1272 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
1273 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
1274 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1275 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
1276 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1277 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1278 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1279 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
1280 Vantage New Generation Securities Limited 3 6 9 66.67 2012-08-03
1281 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1282 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1283 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1284 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1285 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1286 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
1287 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
1288 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1289 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
1290 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1291 Bradbury Securities Limited 2 8 10 80.00
1292 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
1293 BULLISH SECURITIES LIMITED 2 8 10 80.00
1294 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
1295 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1296 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
1297 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
1298 CMB International Global Markets Limited 3 7 10 70.00
1299 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
1300 DAH SING SECURITIES LIMITED 3 7 10 70.00
1301 De Riva Asia Limited 3 7 10 70.00 2010-07-29
1302 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
1303 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
1304 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1305 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
1306 FT Securities Limited 2 8 10 80.00
1307 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
1308 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
1309 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
1310 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
1311 Hao Tian International Securities Limited 4 6 10 60.00
1312 HERMES SECURITIES LIMITED 2 8 10 80.00
1313 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
1314 Huajin Corporate Finance (International) Limited 5 5 10 50.00
1315 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1316 JVSakk Asia Limited 3 7 10 70.00
1317 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1318 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1319 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
1320 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1321 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
1322 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1323 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1324 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
1325 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1326 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1327 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
1328 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1329 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1330 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1331 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1332 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
1333 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1334 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1335 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
1336 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
1337 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
1338 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1339 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1340 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1341 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
1342 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1343 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
1344 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
1345 WING FAT SECURITIES LIMITED 3 7 10 70.00
1346 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1347 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1348 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1349 Zhongrong International Futures Co., Limited 2 8 10 80.00 2012-02-22
1350 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1351 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
1352 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
1353 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1354 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
1355 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
1356 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
1357 CC Finance Limited 2 9 11 81.82 2006-04-20
1358 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
1359 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
1360 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
1361 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
1362 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
1363 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1364 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
1365 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
1366 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
1367 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
1368 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1369 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1370 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
1371 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1372 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1373 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1374 Planetree Futures Limited 4 7 11 63.64
1375 Public Securities Limited 2 9 11 81.82
1376 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1377 ROOFER SECURITIES LIMITED 2 9 11 81.82
1378 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
1379 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1380 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1381 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1382 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1383 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1384 TANG PING KONG LIMITED 3 8 11 72.73
1385 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1386 WINTECH SECURITIES LIMITED 4 7 11 63.64
1387 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1388 Wisetrade Securities Limited 2 9 11 81.82
1389 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
1390 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1391 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
1392 Anuenue Securities Limited 2 10 12 83.33
1393 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
1394 Beijing Securities Limited 4 8 12 66.67 2008-11-07
1395 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
1396 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
1397 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
1398 CLC International Limited 4 8 12 66.67 2012-12-07
1399 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1400 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
1401 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
1402 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
1403 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
1404 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
1405 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1406 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
1407 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1408 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1409 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
1410 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
1411 HING WONG SECURITIES LIMITED 3 9 12 75.00
1412 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
1413 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
1414 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
1415 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1416 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1417 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1418 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
1419 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1420 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1421 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1422 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1423 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1424 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
1425 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
1426 Octal Capital Limited 5 7 12 58.33 2011-06-01
1427 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
1428 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1429 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1430 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1431 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
1432 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1433 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
1434 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1435 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1436 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
1437 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
1438 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1439 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1440 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1441 AIF Securities Limited 6 7 13 53.85 2004-11-02
1442 ALTUS CAPITAL LIMITED 4 9 13 69.23
1443 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
1444 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
1445 China Finance KAB Limited 3 10 13 76.92 2004-12-23
1446 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1447 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
1448 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
1449 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
1450 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
1451 EAST ASIA FUTURES LIMITED 4 9 13 69.23
1452 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
1453 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1454 HENIK SECURITIES LIMITED 2 11 13 84.62
1455 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1456 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1457 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1458 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1459 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1460 MALAHON SECURITIES LIMITED 3 10 13 76.92
1461 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
1462 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1463 MCM Asia Limited 5 8 13 61.54 2013-03-28
1464 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1465 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
1466 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1467 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1468 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1469 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1470 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1471 Shacom Securities Limited 3 10 13 76.92
1472 Shang International Finance Limited 4 9 13 69.23
1473 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1474 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1475 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1476 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1477 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1478 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
1479 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
1480 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1481 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
1482 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
1483 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
1484 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
1485 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
1486 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1487 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1488 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
1489 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
1490 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
1491 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
1492 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1493 Optima Capital Limited 4 10 14 71.43 2007-10-25
1494 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1495 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1496 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1497 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1498 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1499 TC Capital International Limited 4 10 14 71.43 2010-08-11
1500 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1501 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1502 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1503 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
1504 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
1505 BERICH BROKERAGE LIMITED 3 12 15 80.00
1506 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1507 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1508 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
1509 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1510 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
1511 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
1512 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
1513 Evercore Asia Limited 4 11 15 73.33 2011-03-04
1514 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
1515 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
1516 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1517 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1518 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1519 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1520 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
1521 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1522 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1523 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
1524 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1525 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1526 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1527 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1528 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1529 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1530 abrdn Hong Kong Limited 6 10 16 62.50
1531 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1532 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
1533 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
1534 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
1535 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1536 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
1537 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
1538 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
1539 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
1540 CMB International Capital Limited 4 12 16 75.00 2010-09-07
1541 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
1542 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
1543 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1544 HENYEP SECURITIES LIMITED 3 13 16 81.25
1545 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1546 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1547 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1548 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1549 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1550 Neutral Financial Holding Company Limited 5 11 16 68.75
1551 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1552 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
1553 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1554 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1555 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
1556 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
1557 BUSINESS SECURITIES LIMITED 3 14 17 82.35
1558 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
1559 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
1560 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
1561 CTBC Asia Limited 4 13 17 76.47 2004-01-14
1562 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
1563 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1564 GAM HONG KONG LIMITED 6 11 17 64.71
1565 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
1566 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1567 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
1568 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1569 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1570 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
1571 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1572 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1573 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1574 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1575 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1576 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1577 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
1578 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1579 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1580 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1581 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1582 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1583 WINFULL SECURITIES LIMITED 3 14 17 82.35
1584 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
1585 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
1586 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
1587 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
1588 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
1589 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1590 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
1591 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
1592 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
1593 HUNG SING SECURITIES LIMITED 4 14 18 77.78
1594 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1595 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1596 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
1597 Planetree Securities Limited 4 14 18 77.78
1598 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1599 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
1600 Rifa Futures Limited 3 15 18 83.33 2008-12-01
1601 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
1602 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1603 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1604 VMS Securities Limited 6 12 18 66.67
1605 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1606 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
1607 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
1608 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
1609 DL BROKERAGE LIMITED 3 16 19 84.21
1610 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1611 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
1612 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1613 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
1614 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1615 Open Securities Limited 5 14 19 73.68 2010-07-16
1616 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1617 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1618 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1619 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1620 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1621 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
1622 Templewater Hong Kong Limited 7 12 19 63.16
1623 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1624 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1625 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
1626 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
1627 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
1628 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
1629 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
1630 DWS Investments Hong Kong Limited 4 16 20 80.00
1631 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
1632 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
1633 KAISER FUTURES LIMITED 4 16 20 80.00
1634 KAISER SECURITIES LIMITED 4 16 20 80.00
1635 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1636 Prime Cdex Securities Limited 4 16 20 80.00
1637 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1638 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1639 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
1640 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1641 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1642 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1643 YICKO SECURITIES LIMITED 5 15 20 75.00
1644 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
1645 CBH Asia Limited 4 17 21 80.95 2010-09-24
1646 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
1647 CLSA FUTURES LIMITED 4 17 21 80.95
1648 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
1649 EWARTON SECURITIES LIMITED 4 17 21 80.95
1650 Funderstone Futures Limited 3 18 21 85.71
1651 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
1652 HPEF Capital Partners Limited 5 16 21 76.19
1653 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
1654 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
1655 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1656 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
1657 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1658 SPS SECURITIES LIMITED 4 17 21 80.95
1659 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1660 WOCOM LIMITED (HK) 5 16 21 76.19
1661 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
1662 GAOYU SECURITIES LIMITED 5 17 22 77.27
1663 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
1664 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
1665 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
1666 KINGSTON FUTURES LIMITED 3 19 22 86.36
1667 MANGO FINANCIAL LIMITED 5 17 22 77.27
1668 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1669 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1670 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1671 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
1672 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
1673 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
1674 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
1675 BEA Union Investment Management Limited 5 18 23 78.26
1676 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
1677 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
1678 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
1679 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
1680 Funderstone Securities Limited 4 19 23 82.61
1681 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
1682 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
1683 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
1684 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1685 LEHIN SECURITIES LIMITED 3 20 23 86.96
1686 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
1687 South China Forex Limited 3 20 23 86.96 2010-06-21
1688 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
1689 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
1690 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1691 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
1692 CSC FUTURES (HK) LIMITED 3 21 24 87.50
1693 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
1694 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
1695 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
1696 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
1697 HANG SENG SECURITIES LIMITED 6 18 24 75.00
1698 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1699 LIM ADVISORS LIMITED 6 18 24 75.00
1700 OnePlatform Securities Limited 2 22 24 91.67
1701 ORIENT SECURITIES LIMITED 2 22 24 91.67
1702 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
1703 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1704 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
1705 Virtu ITG Hong Kong Limited 4 20 24 83.33
1706 WOCOM SECURITIES LIMITED 5 19 24 79.17
1707 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1708 313 Capital Management Limited 2 23 25 92.00 2010-04-19
1709 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
1710 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
1711 CAIIS Limited 4 21 25 84.00 2006-05-23
1712 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
1713 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
1714 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1715 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1716 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
1717 CMB International Securities Limited 3 23 26 88.46 2010-06-15
1718 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
1719 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1720 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
1721 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
1722 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
1723 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
1724 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
1725 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
1726 INSTINET PACIFIC LIMITED 4 23 27 85.19
1727 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1728 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1729 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
1730 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
1731 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
1732 Citadel Asia Limited 6 22 28 78.57 2005-10-21
1733 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
1734 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1735 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
1736 Newedge Broker Hong Kong Limited 6 22 28 78.57
1737 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1738 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1739 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
1740 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
1741 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
1742 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
1743 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
1744 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
1745 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1746 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1747 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
1748 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1749 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
1750 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
1751 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
1752 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
1753 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1754 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1755 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
1756 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
1757 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
1758 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
1759 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
1760 Rifa Securities Limited 7 24 31 77.42
1761 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1762 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
1763 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1764 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
1765 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
1766 CVP Securities Limited 2 30 32 93.75 2004-07-09
1767 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
1768 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1769 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1770 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
1771 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
1772 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
1773 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
1774 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1775 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
1776 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1777 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
1778 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
1779 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
1780 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
1781 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
1782 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1783 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
1784 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
1785 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
1786 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
1787 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1788 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1789 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1790 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
1791 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1792 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1793 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1794 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
1795 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
1796 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
1797 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
1798 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
1799 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
1800 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
1801 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1802 VC FUTURES LIMITED 4 33 37 89.19
1803 Capital International, Inc. 4 34 38 89.47 2007-07-03
1804 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
1805 Amundi Hong Kong Limited 6 33 39 84.62
1806 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
1807 BOCI RESEARCH LIMITED 5 34 39 87.18
1808 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
1809 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
1810 Yunfeng Financial Markets Limited 12 27 39 69.23
1811 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
1812 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
1813 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1814 TSE'S SECURITIES LIMITED 3 37 40 92.50
1815 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1816 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1817 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
1818 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
1819 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
1820 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
1821 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1822 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
1823 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1824 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
1825 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
1826 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
1827 Mason Futures Limited (HK) 4 41 45 91.11
1828 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
1829 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
1830 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
1831 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1832 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
1833 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1834 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
1835 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1836 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
1837 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
1838 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
1839 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1840 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1841 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
1842 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
1843 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1844 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
1845 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
1846 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
1847 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
1848 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
1849 Taiping Securities (HK) Co Limited 6 48 54 88.89
1850 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
1851 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
1852 Bright Fund Management Limited 3 53 56 94.64
1853 iBest Consultants Limited 6 50 56 89.29 2008-04-15
1854 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
1855 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1856 Mason Securities Limited 6 50 56 89.29
1857 VC BROKERAGE LIMITED 3 53 56 94.64
1858 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
1859 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1860 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
1861 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1862 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
1863 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
1864 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
1865 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
1866 BCT Financial Limited 2 60 62 96.77 2010-11-24
1867 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
1868 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1869 VALUE PARTNERS LIMITED 5 58 63 92.06
1870 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
1871 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1872 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1873 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
1874 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1875 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1876 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1877 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
1878 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
1879 CORPORATE BROKERS LIMITED 4 66 70 94.29
1880 orientiert XYZ Securities Limited 4 66 70 94.29 2004-12-03
1881 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1882 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1883 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
1884 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
1885 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
1886 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
1887 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
1888 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
1889 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
1890 SANFULL SECURITIES LIMITED 6 70 76 92.11
1891 GEO Securities Limited 4 73 77 94.81 2013-05-03
1892 CHONG HING SECURITIES LIMITED 3 75 78 96.15
1893 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
1894 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1895 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
1896 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1897 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
1898 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1899 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
1900 INVESCO HONG KONG LIMITED 5 79 84 94.05
1901 GET NICE SECURITIES LIMITED 4 81 85 95.29
1902 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
1903 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
1904 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
1905 Success Securities Limited 4 81 85 95.29
1906 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
1907 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
1908 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1909 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
1910 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
1911 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1912 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
1913 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
1914 EMPEROR FUTURES LIMITED 4 87 91 95.60
1915 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
1916 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
1917 FIL Investment Advisors 5 87 92 94.57
1918 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
1919 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
1920 BOCI ASIA LIMITED 12 87 99 87.88
1921 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
1922 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1923 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1924 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
1925 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1926 CGS International Securities Hong Kong Limited 18 93 111 83.78
1927 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
1928 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
1929 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
1930 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1931 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
1932 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
1933 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
1934 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
1935 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
1936 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1937 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
1938 CITIC Securities Futures (HK) Limited 7 117 124 94.35
1939 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
1940 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
1941 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1942 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
1943 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1944 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
1945 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
1946 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
1947 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
1948 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
1949 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
1950 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1951 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
1952 CES Forex (HK) Limited 3 156 159 98.11
1953 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1954 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
1955 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1956 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
1957 EMPEROR SECURITIES LIMITED (HK) 9 163 172 94.77
1958 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1959 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
1960 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
1961 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
1962 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
1963 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
1964 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
1965 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
1966 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
1967 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
1968 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
1969 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
1970 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
1971 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1972 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
1973 Quam Securities Limited 13 242 255 94.90 2004-10-15
1974 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
1975 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
1976 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
1977 CLSA LIMITED 15 270 285 94.74 2013-07-09
1978 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
1979 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
1980 CES Commodities (HK) Limited 6 288 294 97.96
1981 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1982 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
1983 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
1984 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
1985 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1986 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
1987 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
1988 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
1989 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1990 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
1991 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
1992 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
1993 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1994 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1995 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1996 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
1997 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
1998 KGI ASIA LIMITED 14 682 696 97.99
1999 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
2000 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
2001 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
2001 Average 3.45 18.54 21.98 84.33

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