SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
2 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
3 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
4 Tandem Investors Limited 3 0 3 0.00 2014-12-24
5 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
6 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
7 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
8 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
9 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
10 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
11 YG Capital Management Limited 2 0 2 0.00 2014-12-12
12 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
13 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
14 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
15 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
16 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
17 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
18 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
19 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
20 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
21 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
22 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
23 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
24 OIA Asia Limited 2 0 2 0.00 2014-11-20
25 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
26 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
27 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
28 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
29 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
30 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
31 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
32 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
33 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
34 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
35 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
36 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
37 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
38 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
39 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
40 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
41 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
42 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
43 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
44 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
45 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
46 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
47 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
48 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
49 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
50 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
51 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
52 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
53 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
54 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
55 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
56 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
57 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
58 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
59 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
60 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
61 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
62 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
63 Tiro Capital Limited 2 1 3 33.33 2014-08-27
64 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
65 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
66 Ocean Arete Limited 2 1 3 33.33 2014-08-18
67 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
68 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
69 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
70 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
71 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
72 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
73 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
74 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
75 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
76 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
77 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
78 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
79 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
80 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
81 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
82 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
83 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
84 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
85 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
86 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
87 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
88 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
89 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
90 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
91 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
92 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
93 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
94 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
95 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
96 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
97 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
98 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
99 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
100 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
101 eFusion Capital Limited 2 5 7 71.43 2014-06-06
102 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
103 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
104 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
105 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
106 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
107 BG Asset Management Limited 2 0 2 0.00 2014-05-27
108 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
109 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
110 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
111 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
112 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
113 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
114 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
115 Impression Investment Limited 2 0 2 0.00 2014-04-30
116 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
117 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
118 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
119 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
120 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
121 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
122 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
123 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
124 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
125 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
126 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
127 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
128 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
129 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
130 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
131 Gram Capital Limited 4 3 7 42.86 2014-03-12
132 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
133 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
134 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
135 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
136 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
137 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
138 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
139 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
140 Heitman International HK Limited 2 1 3 33.33 2014-02-18
141 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
142 EIP Alpha Limited 3 1 4 25.00 2014-02-12
143 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
144 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
145 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
146 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
147 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
148 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
149 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
150 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
151 Profound Capital Limited 2 0 2 0.00 2014-01-24
152 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
153 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
154 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
155 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
156 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
157 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
158 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
159 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
160 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
161 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
162 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
163 Evergain Funds Limited 2 1 3 33.33 2013-12-17
164 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
165 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
166 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
167 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
168 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
169 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
170 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
171 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
172 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
173 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
174 China Vered Securities Limited 2 1 3 33.33 2013-12-03
175 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
176 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
177 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
178 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
179 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
180 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
181 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
182 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
183 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
184 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
185 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
186 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
187 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
188 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
189 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
190 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
191 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
192 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
193 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
194 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
195 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
196 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
197 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
198 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
199 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
200 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
201 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
202 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
203 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
204 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
205 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
206 Somerley Capital Limited 9 12 21 57.14 2013-10-02
207 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
208 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
209 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
210 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
211 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
212 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
213 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
214 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
215 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
216 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
217 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
218 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
219 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
220 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
221 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
222 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
223 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
224 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
225 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
226 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
227 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
228 Avista Capital Limited 2 0 2 0.00 2013-08-09
229 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
230 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
231 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
232 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
233 Artephius Partners Limited 2 1 3 33.33 2013-08-01
234 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
235 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
236 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
237 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
238 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
239 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
240 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
241 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
242 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
243 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
244 CLSA LIMITED 15 270 285 94.74 2013-07-09
245 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
246 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
247 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
248 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
249 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
250 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
251 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
252 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
253 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
254 Direxion Asia Limited 3 2 5 40.00 2013-06-13
255 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
256 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
257 Bach Option Limited 2 1 3 33.33 2013-06-10
258 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
259 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
260 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
261 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
262 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
263 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
264 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
265 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
266 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
267 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
268 GEO Securities Limited 4 73 77 94.81 2013-05-03
269 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
270 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
271 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
272 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
273 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
274 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
275 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
276 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
277 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
278 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
279 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
280 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
281 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
282 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
283 MCM Asia Limited 5 8 13 61.54 2013-03-28
284 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
285 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
286 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
287 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
288 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
289 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
290 Continuum Capital Limited 2 0 2 0.00 2013-03-07
291 Crosby Securities Limited 5 2 7 28.57 2013-03-06
292 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
293 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
294 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
295 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
296 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
297 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
298 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
299 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
300 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
301 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
302 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
303 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
304 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
305 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
306 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
307 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
308 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
309 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
310 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
311 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
312 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
313 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
314 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
315 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
316 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
317 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
318 T & F Equities Limited 2 1 3 33.33 2012-12-11
319 LT Finance Management Limited 3 4 7 57.14 2012-12-10
320 Ascender Capital Limited 2 0 2 0.00 2012-12-07
321 CLC International Limited 4 8 12 66.67 2012-12-07
322 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
323 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
324 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
325 Prive Financial Limited 3 0 3 0.00 2012-12-06
326 Heitman HK Limited 2 0 2 0.00 2012-12-05
327 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
328 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
329 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
330 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 3 1 4 25.00 2012-11-20
331 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
332 3W Fund Management Limited 3 0 3 0.00 2012-11-16
333 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
334 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
335 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
336 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
337 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
338 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
339 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
340 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
341 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
342 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
343 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
344 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
345 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
346 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
347 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
348 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
349 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
350 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
351 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
352 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
353 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
354 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
355 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
356 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
357 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
358 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
359 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
360 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
361 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
362 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
363 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
364 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
365 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
366 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
367 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
368 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
369 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
370 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
371 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
372 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
373 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
374 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
375 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
376 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
377 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
378 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
379 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
380 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
381 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
382 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
383 Vantage New Generation Securities Limited 3 6 9 66.67 2012-08-03
384 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
385 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
386 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
387 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
388 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
389 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
390 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
391 LMR Partners Limited 2 3 5 60.00 2012-07-17
392 Amasse Capital Limited 2 4 6 66.67 2012-07-13
393 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
394 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
395 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
396 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
397 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
398 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
399 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
400 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
401 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
402 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
403 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
404 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
405 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
406 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
407 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
408 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
409 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
410 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
411 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
412 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
413 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
414 Genting Securities Limited 2 1 3 33.33 2012-05-18
415 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
416 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
417 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
418 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
419 Grand China Securities Limited 2 4 6 66.67 2012-05-03
420 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
421 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
422 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
423 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
424 DST Investment Management Limited 3 1 4 25.00 2012-04-23
425 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
426 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
427 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
428 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
429 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
430 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
431 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
432 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
433 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
434 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
435 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
436 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
437 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
438 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
439 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
440 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
441 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
442 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
443 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
444 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
445 Athos Capital Limited 2 4 6 66.67 2012-03-20
446 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
447 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
448 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
449 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
450 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
451 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
452 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
453 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
454 TPG Capital, Limited 2 8 10 80.00 2012-03-07
455 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
456 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
457 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
458 J Capital Research Limited 3 0 3 0.00 2012-03-01
459 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
460 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
461 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
462 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
463 Zhongrong International Futures Co., Limited 2 8 10 80.00 2012-02-22
464 Grey Investment Limited 2 6 8 75.00 2012-02-21
465 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
466 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
467 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
468 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
469 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
470 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
471 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
472 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
473 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
474 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
475 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
476 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
477 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
478 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
479 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
480 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
481 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
482 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
483 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
484 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
485 AIU International Securities Limited 2 0 2 0.00 2011-12-28
486 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
487 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
488 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
489 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
490 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
491 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
492 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
493 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
494 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
495 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
496 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
497 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
498 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
499 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
500 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
501 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
502 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
503 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
504 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
505 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
506 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
507 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
508 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
509 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
510 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
511 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
512 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
513 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
514 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
515 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
516 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
517 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
518 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
519 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
520 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
521 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
522 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
523 Otkcab Limited 2 0 2 0.00 2011-10-07
524 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
525 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
526 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
527 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
528 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
529 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
530 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
531 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
532 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
533 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
534 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
535 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
536 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
537 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
538 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
539 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
540 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
541 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
542 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
543 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
544 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
545 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
546 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
547 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
548 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
549 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
550 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
551 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
552 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
553 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
554 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
555 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
556 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
557 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
558 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
559 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
560 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
561 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
562 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
563 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
564 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
565 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
566 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
567 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
568 Octal Capital Limited 5 7 12 58.33 2011-06-01
569 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
570 Capital Instinct Limited 2 1 3 33.33 2011-05-25
571 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
572 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
573 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
574 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
575 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
576 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
577 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
578 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
579 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
580 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
581 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
582 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
583 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
584 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
585 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
586 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
587 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
588 LT Securities Limited 3 5 8 62.50 2011-04-01
589 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
590 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
591 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
592 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
593 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
594 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
595 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
596 BMI Securities Limited 2 6 8 75.00 2011-03-14
597 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
598 Open Asset Management Limited 3 2 5 40.00 2011-03-08
599 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
600 Evercore Asia Limited 4 11 15 73.33 2011-03-04
601 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
602 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
603 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
604 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
605 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
606 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
607 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
608 Paulson Asia Limited 3 1 4 25.00 2011-02-21
609 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
610 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
611 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
612 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
613 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
614 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
615 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
616 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
617 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
618 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
619 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
620 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
621 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
622 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
623 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
624 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
625 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
626 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
627 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
628 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
629 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
630 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
631 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
632 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
633 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
634 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
635 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
636 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
637 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
638 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
639 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
640 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
641 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
642 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
643 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
644 BCT Financial Limited 2 60 62 96.77 2010-11-24
645 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
646 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
647 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
648 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
649 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
650 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
651 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
652 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
653 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
654 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
655 SFM HK Management Limited 2 11 13 84.62 2010-11-01
656 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
657 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
658 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
659 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
660 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
661 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
662 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
663 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
664 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
665 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
666 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
667 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
668 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
669 CBH Asia Limited 4 17 21 80.95 2010-09-24
670 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
671 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
672 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
673 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
674 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
675 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
676 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
677 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
678 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
679 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
680 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
681 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
682 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
683 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
684 CMB International Capital Limited 4 12 16 75.00 2010-09-07
685 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
686 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
687 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
688 Parry International Trading Limited 2 3 5 60.00 2010-08-26
689 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
690 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
691 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
692 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
693 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
694 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
695 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
696 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
697 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
698 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
699 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
700 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
701 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
702 TC Capital International Limited 4 10 14 71.43 2010-08-11
703 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
704 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
705 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
706 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
707 LCA Solutions Limited 2 4 6 66.67 2010-07-30
708 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
709 De Riva Asia Limited 3 7 10 70.00 2010-07-29
710 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
711 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
712 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
713 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
714 Open Securities Limited 5 14 19 73.68 2010-07-16
715 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
716 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
717 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
718 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
719 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
720 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
721 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
722 Springboard Capital Limited 3 4 7 57.14 2010-07-02
723 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
724 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
725 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
726 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
727 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
728 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
729 CCTIC International Limited 2 1 3 33.33 2010-06-28
730 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
731 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
732 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
733 South China Forex Limited 3 20 23 86.96 2010-06-21
734 CMB International Securities Limited 3 23 26 88.46 2010-06-15
735 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
736 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
737 Elements Advisors Limited 2 2 4 50.00 2010-06-08
738 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
739 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
740 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
741 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
742 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
743 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
744 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
745 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
746 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
747 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
748 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
749 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
750 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
751 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
752 Safari Asia Limited 3 1 4 25.00 2010-04-30
753 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
754 313 Capital Management Limited 2 23 25 92.00 2010-04-19
755 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
756 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
757 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
758 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
759 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
760 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
761 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
762 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
763 Hana Asia Limited 2 0 2 0.00 2010-03-25
764 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
765 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
766 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
767 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
768 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
769 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
770 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
771 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
772 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
773 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
774 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
775 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
776 CHN International Group Limited 1 1 2 50.00 2010-02-22
777 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
778 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
779 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
780 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
781 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
782 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
783 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
784 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
785 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
786 Kriya Capital Limited 3 4 7 57.14 2010-01-08
787 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
788 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
789 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
790 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
791 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
792 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
793 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
794 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
795 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
796 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
797 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
798 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
799 INV Partners Limited 4 2 6 33.33 2009-11-24
800 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
801 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
802 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
803 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
804 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
805 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
806 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
807 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
808 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
809 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
810 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
811 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
812 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
813 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
814 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
815 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
816 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
817 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
818 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
819 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
820 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
821 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
822 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
823 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
824 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
825 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
826 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
827 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
828 Oracle Capital Limited 2 1 3 33.33 2009-08-17
829 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
830 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
831 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
832 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
833 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
834 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
835 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
836 QMIS Securities Limited 2 5 7 71.43 2009-07-24
837 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
838 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
839 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
840 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
841 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
842 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
843 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
844 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
845 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
846 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
847 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
848 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
849 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
850 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
851 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
852 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
853 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
854 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
855 W2 Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
856 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
857 Goldin Financial Limited 2 2 4 50.00 2009-06-01
858 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
859 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
860 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
861 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
862 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
863 VBG Capital Limited 3 5 8 62.50 2009-04-20
864 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
865 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
866 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
867 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
868 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
869 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
870 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
871 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
872 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
873 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
874 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
875 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
876 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
877 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
878 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
879 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
880 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
881 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
882 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
883 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
884 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
885 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
886 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
887 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
888 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
889 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
890 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
891 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
892 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
893 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
894 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
895 Goldin Equities Limited 2 5 7 71.43 2008-12-17
896 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
897 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
898 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
899 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
900 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
901 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
902 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
903 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
904 TR Advisors Limited 3 3 6 50.00 2008-12-02
905 Rifa Futures Limited 3 15 18 83.33 2008-12-01
906 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
907 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
908 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
909 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
910 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
911 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
912 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
913 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
914 Beijing Securities Limited 4 8 12 66.67 2008-11-07
915 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
916 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
917 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
918 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
919 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
920 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
921 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
922 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
923 STI Asset Management Limited 4 7 11 63.64 2008-10-22
924 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
925 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
926 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
927 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
928 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
929 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
930 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
931 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
932 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
933 Milma & Co. Limited 2 3 5 60.00 2008-09-24
934 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
935 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
936 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
937 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
938 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
939 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
940 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
941 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
942 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
943 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
944 Permira Advisers Limited 2 5 7 71.43 2008-08-19
945 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
946 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
947 Celera Markets Limited 2 0 2 0.00 2008-08-12
948 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
949 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
950 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
951 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
952 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
953 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
954 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
955 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
956 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
957 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
958 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
959 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
960 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
961 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
962 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
963 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
964 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
965 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
966 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
967 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
968 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
969 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
970 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
971 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
972 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
973 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
974 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
975 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
976 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
977 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
978 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
979 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
980 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
981 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
982 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
983 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
984 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
985 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
986 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
987 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
988 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
989 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
990 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
991 iBest Consultants Limited 6 50 56 89.29 2008-04-15
992 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
993 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
994 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
995 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
996 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
997 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
998 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
999 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1000 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
1001 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1002 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1003 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1004 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
1005 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1006 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
1007 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1008 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1009 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1010 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1011 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
1012 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1013 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1014 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
1015 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1016 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1017 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1018 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
1019 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1020 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1021 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1022 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1023 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1024 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1025 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1026 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1027 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1028 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
1029 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1030 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
1031 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1032 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
1033 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
1034 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1035 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1036 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1037 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
1038 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1039 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1040 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
1041 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1042 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1043 Optima Capital Limited 4 10 14 71.43 2007-10-25
1044 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1045 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1046 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1047 Proton Capital Limited 3 2 5 40.00 2007-10-16
1048 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1049 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1050 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
1051 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
1052 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1053 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
1054 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1055 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
1056 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
1057 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1058 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
1059 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1060 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1061 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
1062 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1063 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1064 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1065 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1066 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1067 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
1068 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1069 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
1070 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
1071 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1072 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
1073 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1074 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1075 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1076 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1077 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
1078 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1079 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
1080 Capital International, Inc. 4 34 38 89.47 2007-07-03
1081 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1082 ROCIM Limited 2 0 2 0.00 2007-06-29
1083 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1084 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
1085 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1086 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1087 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1088 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1089 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1090 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1091 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1092 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1093 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
1094 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1095 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1096 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1097 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1098 GCIS LIMITED 2 0 2 0.00 2007-05-16
1099 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1100 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
1101 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1102 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1103 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1104 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
1105 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1106 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1107 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1108 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
1109 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
1110 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1111 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1112 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1113 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
1114 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1115 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1116 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
1117 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1118 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1119 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
1120 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1121 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1122 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1123 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1124 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1125 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1126 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1127 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1128 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1129 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
1130 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
1131 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1132 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1133 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1134 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1135 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1136 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
1137 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
1138 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
1139 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1140 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
1141 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1142 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1143 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1144 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
1145 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1146 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1147 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1148 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1149 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1150 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1151 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1152 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1153 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1154 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
1155 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1156 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1157 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1158 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1159 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1160 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
1161 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1162 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1163 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
1164 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1165 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1166 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1167 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1168 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1169 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
1170 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1171 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1172 CAIIS Limited 4 21 25 84.00 2006-05-23
1173 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1174 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1175 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
1176 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1177 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1178 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
1179 CC Finance Limited 2 9 11 81.82 2006-04-20
1180 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
1181 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1182 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
1183 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
1184 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1185 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1186 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1187 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1188 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1189 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1190 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1191 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1192 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1193 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
1194 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1195 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
1196 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1197 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1198 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
1199 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1200 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1201 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1202 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1203 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1204 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
1205 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1206 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1207 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1208 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
1209 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1210 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
1211 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
1212 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1213 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1214 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
1215 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
1216 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
1217 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1218 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1219 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
1220 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1221 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1222 Citadel Asia Limited 6 22 28 78.57 2005-10-21
1223 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1224 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1225 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1226 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1227 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
1228 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
1229 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1230 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1231 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1232 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1233 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1234 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1235 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1236 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
1237 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
1238 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
1239 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1240 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1241 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1242 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1243 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1244 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
1245 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1246 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
1247 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
1248 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
1249 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1250 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
1251 AM Squared Limited 2 5 7 71.43 2005-06-30
1252 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1253 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1254 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1255 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
1256 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1257 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
1258 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1259 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1260 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
1261 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1262 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1263 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1264 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
1265 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
1266 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1267 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1268 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1269 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1270 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1271 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1272 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1273 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1274 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1275 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
1276 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1277 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1278 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1279 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1280 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1281 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
1282 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1283 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1284 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1285 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1286 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1287 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1288 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1289 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1290 SJS Markets Limited 1 0 1 0.00 2005-03-02
1291 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1292 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1293 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1294 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1295 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
1296 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1297 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1298 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
1299 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1300 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1301 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1302 China Finance KAB Limited 3 10 13 76.92 2004-12-23
1303 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1304 orientiert XYZ Securities Limited 4 66 70 94.29 2004-12-03
1305 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1306 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1307 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1308 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
1309 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1310 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1311 AIF Securities Limited 6 7 13 53.85 2004-11-02
1312 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1313 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1314 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
1315 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
1316 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1317 GCAM Limited 2 2 4 50.00 2004-10-19
1318 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1319 Quam Securities Limited 13 242 255 94.90 2004-10-15
1320 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1321 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1322 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1323 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1324 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1325 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1326 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1327 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1328 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
1329 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1330 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1331 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1332 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1333 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1334 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1335 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1336 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
1337 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1338 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
1339 CVP Securities Limited 2 30 32 93.75 2004-07-09
1340 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1341 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
1342 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1343 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1344 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
1345 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1346 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1347 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1348 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
1349 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
1350 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1351 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1352 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
1353 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1354 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
1355 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1356 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1357 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1358 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
1359 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1360 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1361 Nuada Limited 6 3 9 33.33 2004-01-15
1362 CTBC Asia Limited 4 13 17 76.47 2004-01-14
1363 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
1364 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1365 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1366 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1367 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
1368 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1369 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1370 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
1371 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
1372 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
1373 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1374 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1375 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
1376 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
1377 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1378 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
1379 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1380 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
1381 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
1382 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
1383 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1384 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1385 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
1386 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1387 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1388 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1389 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1390 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
1391 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1392 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1393 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1394 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1395 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1396 AASTOCKS.COM LIMITED 2 0 2 0.00
1397 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1398 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1399 abrdn Hong Kong Limited 6 10 16 62.50
1400 Absolute Investment Management (HK) Limited 3 0 3 0.00
1401 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1402 ACM ASIA LIMITED 2 0 2 0.00
1403 Aevitas Securities Limited 2 4 6 66.67
1404 AIF CAPITAL LIMITED 3 3 6 50.00
1405 AJ Securities Limited 2 4 6 66.67
1406 Allard Partners Limited 4 4 8 50.00
1407 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
1408 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1409 Alpha Nova Capital Management Limited 2 0 2 0.00
1410 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1411 ALTUS CAPITAL LIMITED 4 9 13 69.23
1412 Amundi Hong Kong Limited 6 33 39 84.62
1413 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
1414 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1415 Anli Securities Limited 3 3 6 50.00
1416 Anuenue Securities Limited 2 10 12 83.33
1417 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1418 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
1419 Arta Global Futures Limited 2 1 3 33.33
1420 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1421 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1422 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1423 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1424 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1425 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1426 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1427 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1428 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
1429 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1430 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1431 Averest Capital Limited 3 2 5 40.00
1432 Avia Asset Management Limited 3 1 4 25.00
1433 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1434 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
1435 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1436 Axis Capital Management Limited 2 2 4 50.00
1437 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1438 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1439 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1440 BEA Union Investment Management Limited 5 18 23 78.26
1441 Beevest Securities Limited 2 6 8 75.00
1442 Bentley Capital Limited (HK) 4 0 4 0.00
1443 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1444 BERICH BROKERAGE LIMITED 3 12 15 80.00
1445 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1446 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1447 Black Marble Securities Limited 2 0 2 0.00
1448 BLOOMYEARS LIMITED 2 1 3 33.33
1449 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
1450 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
1451 BOCI ASIA LIMITED 12 87 99 87.88
1452 BOCI RESEARCH LIMITED 5 34 39 87.18
1453 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1454 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1455 Bradbury Securities Limited 2 8 10 80.00
1456 Bright Fund Management Limited 3 53 56 94.64
1457 BROOKE CAPITAL LIMITED 2 0 2 0.00
1458 BULLISH SECURITIES LIMITED 2 8 10 80.00
1459 BUSINESS FUTURES LIMITED 3 5 8 62.50
1460 BUSINESS SECURITIES LIMITED 3 14 17 82.35
1461 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1462 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1463 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1464 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1465 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1466 CCB Securities Limited 2 3 5 60.00
1467 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1468 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
1469 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
1470 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1471 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1472 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1473 CERES CAPITAL LIMITED 2 0 2 0.00
1474 CES Commodities (HK) Limited 6 288 294 97.96
1475 CES Forex (HK) Limited 3 156 159 98.11
1476 CES International Commodities (HK) Limited 2 0 2 0.00
1477 CGS International Securities Hong Kong Limited 18 93 111 83.78
1478 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1479 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1480 Chanceton Capital Partners Limited 3 5 8 62.50
1481 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1482 ChapmanCraig Limited 2 0 2 0.00
1483 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1484 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1485 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
1486 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1487 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
1488 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1489 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1490 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
1491 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1492 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
1493 China Finance Holdings Limited 2 0 2 0.00
1494 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1495 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1496 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
1497 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1498 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
1499 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1500 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1501 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1502 China Reserve Securities Limited 4 5 9 55.56
1503 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1504 China Tonghai (IA) Limited 1 0 1 0.00
1505 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
1506 CHONG HING SECURITIES LIMITED 3 75 78 96.15
1507 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
1508 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1509 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1510 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
1511 CHUANGS & CO. LIMITED 3 1 4 25.00
1512 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1513 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1514 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
1515 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
1516 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
1517 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
1518 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
1519 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
1520 CITIC Securities Futures (HK) Limited 7 117 124 94.35
1521 CLSA FUTURES LIMITED 4 17 21 80.95
1522 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1523 CMB International Global Markets Limited 3 7 10 70.00
1524 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1525 COL Securities (HK) Limited 3 1 4 25.00
1526 COMMENCE COMPANY LIMITED 2 0 2 0.00
1527 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
1528 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1529 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
1530 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
1531 CORPORATE BROKERS LIMITED 4 66 70 94.29
1532 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
1533 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1534 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
1535 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1536 CS Wealth Securities Limited 4 3 7 42.86
1537 CSC FUTURES (HK) LIMITED 3 21 24 87.50
1538 CTW SECURITIES LIMITED 3 2 5 40.00
1539 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1540 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
1541 D.J. SECURITIES LIMITED 2 0 2 0.00
1542 DAH SING SECURITIES LIMITED 3 7 10 70.00
1543 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1544 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
1545 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
1546 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
1547 Delta Asia Wealth Management Limited 2 6 8 75.00
1548 DL BROKERAGE LIMITED 3 16 19 84.21
1549 DNB Asset Management (Asia) Limited 4 2 6 33.33
1550 DWS Investments Hong Kong Limited 4 16 20 80.00
1551 EAA SECURITIES LIMITED 2 1 3 33.33
1552 EAST ASIA FUTURES LIMITED 4 9 13 69.23
1553 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
1554 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1555 EMPEROR FUTURES LIMITED 4 87 91 95.60
1556 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
1557 EMPEROR SECURITIES LIMITED (HK) 9 163 172 94.77
1558 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
1559 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
1560 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1561 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1562 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1563 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
1564 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
1565 Everbright Securities Global (HK) Limited 3 3 6 50.00
1566 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
1567 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
1568 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1569 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1570 EWARTON SECURITIES LIMITED 4 17 21 80.95
1571 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1572 F. R. ZIMMERN LIMITED 2 3 5 60.00
1573 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1574 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1575 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1576 FAIRWIN BROKING LIMITED 3 4 7 57.14
1577 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1578 FDB Financial Group Limited 2 7 9 77.78
1579 FE SECURITIES LIMITED 2 4 6 66.67
1580 FIL Investment Advisors 5 87 92 94.57
1581 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
1582 Finet Securities Limited 2 0 2 0.00
1583 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1584 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1585 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
1586 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
1587 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
1588 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
1589 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
1590 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
1591 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
1592 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1593 FT Securities Limited 2 8 10 80.00
1594 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1595 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1596 FULLJET SECURITIES LIMITED 2 0 2 0.00
1597 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1598 Funderstone Futures Limited 3 18 21 85.71
1599 Funderstone Securities Limited 4 19 23 82.61
1600 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1601 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1602 GAM HONG KONG LIMITED 6 11 17 64.71
1603 GAOYU SECURITIES LIMITED 5 17 22 77.27
1604 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1605 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1606 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1607 GET NICE CAPITAL LIMITED 2 0 2 0.00
1608 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
1609 GET NICE SECURITIES LIMITED 4 81 85 95.29
1610 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1611 GLS SECURITIES LIMITED 3 3 6 50.00
1612 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1613 Goldbridge Securities Limited 1 0 1 0.00
1614 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1615 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
1616 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
1617 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
1618 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1619 Goldyard Capital Limited 2 1 3 33.33
1620 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1621 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1622 Grand Cartel Securities Company Limited 2 2 4 50.00
1623 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1624 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
1625 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1626 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
1627 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
1628 Grit Securities Limited 2 1 3 33.33
1629 GT CAPITAL LIMITED 2 5 7 71.43
1630 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1631 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
1632 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
1633 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
1634 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
1635 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
1636 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
1637 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
1638 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1639 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
1640 HANG SENG FUTURES LIMITED 2 7 9 77.78
1641 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
1642 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1643 HANG SENG SECURITIES LIMITED 6 18 24 75.00
1644 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1645 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1646 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1647 Hao Tian International Securities Limited 4 6 10 60.00
1648 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1649 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
1650 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1651 HENIK SECURITIES LIMITED 2 11 13 84.62
1652 HENYEP SECURITIES LIMITED 3 13 16 81.25
1653 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1654 HERMES SECURITIES LIMITED 2 8 10 80.00
1655 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1656 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1657 HING WONG SECURITIES LIMITED 3 9 12 75.00
1658 HIP HING SECURITIES LIMITED 2 2 4 50.00
1659 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1660 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1661 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
1662 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1663 Hongkong Bay Securities Limited 2 2 4 50.00
1664 HOORAY CAPITAL LIMITED 2 2 4 50.00
1665 HOORAY SECURITIES LIMITED 2 4 6 66.67
1666 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1667 HPEF Capital Partners Limited 5 16 21 76.19
1668 HPEF Venture Partners Limited 2 3 5 60.00
1669 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
1670 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
1671 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1672 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
1673 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
1674 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
1675 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1676 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1677 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1678 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
1679 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1680 Huajin Corporate Finance (International) Limited 5 5 10 50.00
1681 Huayu Securities Limited 2 6 8 75.00
1682 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1683 HUNG SING FUTURES LIMITED 2 4 6 66.67
1684 HUNG SING SECURITIES LIMITED 4 14 18 77.78
1685 iBest Securities Company Limited 2 2 4 50.00
1686 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
1687 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
1688 iFAST Securities (HK) Limited 2 3 5 60.00
1689 Imagi Brokerage Limited 3 4 7 57.14
1690 IMARKETS LIMITED 2 0 2 0.00
1691 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1692 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1693 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1694 INSTINET PACIFIC LIMITED 4 23 27 85.19
1695 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1696 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1697 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1698 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
1699 INVESCO HONG KONG LIMITED 5 79 84 94.05
1700 iVenture Investment Management Limited 2 0 2 0.00
1701 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1702 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1703 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1704 JK Capital Management Limited 4 4 8 50.00
1705 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1706 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1707 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1708 JVSakk Asia Limited 3 7 10 70.00
1709 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1710 KAISER FUTURES LIMITED 4 16 20 80.00
1711 Kaiser KT Capital Limited 2 3 5 60.00
1712 KAISER SECURITIES LIMITED 4 16 20 80.00
1713 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1714 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1715 Kam Wah Investments Limited 1 0 1 0.00
1716 KARFORD SECURITIES LIMITED 2 0 2 0.00
1717 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1718 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1719 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1720 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1721 KB Securities Hong Kong Limited 2 4 6 66.67
1722 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1723 KGI ASIA LIMITED 14 682 696 97.99
1724 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1725 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1726 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1727 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1728 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1729 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1730 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1731 KINGSTON FUTURES LIMITED 3 19 22 86.36
1732 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1733 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1734 KMT SECURITIES LIMITED 2 6 8 75.00
1735 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1736 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1737 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1738 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1739 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1740 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1741 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1742 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1743 LAU & COMPANY LIMITED 2 0 2 0.00
1744 LEHIN SECURITIES LIMITED 3 20 23 86.96
1745 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
1746 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1747 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1748 LIM ADVISORS LIMITED 6 18 24 75.00
1749 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1750 Longitude Asia Limited 2 2 4 50.00
1751 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1752 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1753 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1754 M&F Asset Management Limited 5 1 6 16.67
1755 Mackenzie Investments Asia Limited 4 5 9 55.56
1756 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1757 MALAHON SECURITIES LIMITED 3 10 13 76.92
1758 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1759 MANGO FINANCIAL LIMITED 5 17 22 77.27
1760 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1761 MARC FABER LIMITED 2 0 2 0.00
1762 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1763 Mason Futures Limited (HK) 4 41 45 91.11
1764 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1765 Mason Securities Limited 6 50 56 89.29
1766 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1767 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1768 Matrix Securities Limited 2 2 4 50.00
1769 MEAG Hong Kong Limited 5 2 7 28.57
1770 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1771 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1772 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1773 Merdeka Securities Limited 3 3 6 50.00
1774 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1775 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1776 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1777 Minerva Holding Financial Securities Limited 4 5 9 55.56
1778 MING HON SECURITIES LIMITED 3 1 4 25.00
1779 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1780 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1781 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1782 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1783 MORTON SECURITIES LIMITED 3 1 4 25.00
1784 MTF SECURITIES LIMITED 1 1 2 50.00
1785 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1786 Neutral Financial Holding Company Limited 5 11 16 68.75
1787 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1788 Newedge Broker Hong Kong Limited 6 22 28 78.57
1789 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1790 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1791 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1792 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1793 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1794 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1795 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1796 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1797 OnePlatform Securities Limited 2 22 24 91.67
1798 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1799 ORIENT SECURITIES LIMITED 2 22 24 91.67
1800 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1801 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
1802 Oshidori Corporate Finance Limited 2 3 5 60.00
1803 Oshidori Securities Limited 3 5 8 62.50
1804 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1805 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1806 Pacific Sun Advisors Limited 2 2 4 50.00
1807 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1808 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1809 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1810 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1811 PGIM (Hong Kong) Limited 3 3 6 50.00
1812 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1813 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
1814 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1815 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1816 Planetree Futures Limited 4 7 11 63.64
1817 Planetree Securities Limited 4 14 18 77.78
1818 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1819 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1820 PO LEE SECURITIES LIMITED 2 5 7 71.43
1821 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1822 Prime Cdex Securities Limited 4 16 20 80.00
1823 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1824 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1825 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
1826 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
1827 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1828 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
1829 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1830 Public Financial Securities Limited 2 7 9 77.78
1831 Public Securities Limited 2 9 11 81.82
1832 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1833 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1834 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1835 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1836 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1837 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1838 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1839 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1840 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1841 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1842 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1843 Rifa Securities Limited 7 24 31 77.42
1844 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1845 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1846 ROOFER SECURITIES LIMITED 2 9 11 81.82
1847 ROSA SECURITIES LIMITED 3 2 5 40.00
1848 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1849 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1850 SANFULL SECURITIES LIMITED 6 70 76 92.11
1851 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1852 SDHG International Securities Limited 3 5 8 62.50
1853 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1854 SHACOM FUTURES LIMITED 2 7 9 77.78
1855 Shacom Securities Limited 3 10 13 76.92
1856 Shang International Finance Limited 4 9 13 69.23
1857 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1858 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1859 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1860 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1861 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1862 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1863 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1864 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1865 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1866 Silk Road International Capital Limited 1 0 1 0.00
1867 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1868 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1869 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1870 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1871 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1872 Sinofortune Financial Capital Limited 2 1 3 33.33
1873 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1874 SIU ON SECURITIES LIMITED 3 4 7 57.14
1875 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1876 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1877 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1878 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1879 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
1880 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1881 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1882 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1883 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1884 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
1885 SPDB International Holdings Limited 3 0 3 0.00
1886 SPS COMMODITIES LIMITED 2 6 8 75.00
1887 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1888 SPS SECURITIES LIMITED 4 17 21 80.95
1889 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1890 Stellar Securities Limited 2 2 4 50.00
1891 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1892 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1893 Success Securities Limited 4 81 85 95.29
1894 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1895 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1896 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1897 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1898 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1899 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1900 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1901 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1902 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1903 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1904 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1905 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1906 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1907 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1908 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1909 Taiping Securities (HK) Co Limited 6 48 54 88.89
1910 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1911 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1912 TANG PING KONG LIMITED 3 8 11 72.73
1913 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1914 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1915 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1916 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1917 Templewater Hong Kong Limited 7 12 19 63.16
1918 THING ON SECURITIES LIMITED 3 5 8 62.50
1919 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1920 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1921 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1922 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1923 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1924 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1925 TRUTH SECURITIES LIMITED 3 4 7 57.14
1926 TSE'S SECURITIES LIMITED 3 37 40 92.50
1927 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1928 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1929 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1930 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1931 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1932 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1933 TVC MANAGEMENT LIMITED 3 0 3 0.00
1934 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1935 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1936 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1937 United Securities Limited (HK) 2 2 4 50.00
1938 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
1939 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
1940 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1941 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1942 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1943 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1944 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1945 VALUE PARTNERS LIMITED 5 58 63 92.06
1946 Value Partners Private Equity Limited 3 4 7 57.14
1947 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1948 Vantum Futures Limited 2 4 6 66.67
1949 VC BROKERAGE LIMITED 3 53 56 94.64
1950 VC CAPITAL LIMITED 4 4 8 50.00
1951 VC FUTURES LIMITED 4 33 37 89.19
1952 VC International Asset Management Limited 2 1 3 33.33
1953 VERCAP Financial Services Limited 2 0 2 0.00
1954 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1955 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1956 Virtu ITG Hong Kong Limited 4 20 24 83.33
1957 VMS Securities Limited 6 12 18 66.67
1958 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1959 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1960 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1961 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1962 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1963 Wanhai Securities (HK) Limited 2 5 7 71.43
1964 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1965 Waton Securities International Limited 2 4 6 66.67
1966 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1967 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1968 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1969 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1970 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1971 WILBY SECURITIES LIMITED 2 2 4 50.00
1972 Win Securities Limited 3 5 8 62.50
1973 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1974 WINFULL SECURITIES LIMITED 3 14 17 82.35
1975 WING FAT SECURITIES LIMITED 3 7 10 70.00
1976 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1977 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1978 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1979 WING ON SECURITIES LIMITED 2 5 7 71.43
1980 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1981 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1982 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1983 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1984 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1985 WINTECH SECURITIES LIMITED 4 7 11 63.64
1986 Wisetrade Securities Limited 2 9 11 81.82
1987 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1988 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1989 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1990 WOCOM LIMITED (HK) 5 16 21 76.19
1991 WOCOM SECURITIES LIMITED 5 19 24 79.17
1992 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1993 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1994 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1995 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1996 YICKO SECURITIES LIMITED 5 15 20 75.00
1997 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1998 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1999 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
2000 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
2001 Yunfeng Financial Markets Limited 12 27 39 69.23
2001 Average 3.45 18.54 21.98 84.33

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