SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ALPHATECH CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2015-04-10
2 BCCF SECURITIES CO., LIMITED 1 0 1 0.00 2012-09-17
3 Big Bay Asset Management (HK) Limited 1 0 1 0.00 2013-09-19
4 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
5 China Tonghai (IA) Limited 1 0 1 0.00
6 D'Asie Asset Management Limited 1 0 1 0.00 2015-09-24
7 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
8 Emerald Hill Capital Partners Limited 1 0 1 0.00 2011-10-26
9 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
10 Goldbridge Securities Limited 1 0 1 0.00
11 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00 2008-12-02
12 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 1 0 1 0.00 2015-01-05
13 GREAT BAY SECURITIES LIMITED 1 0 1 0.00
14 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
15 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
16 Kam Wah Investments Limited 1 0 1 0.00
17 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
18 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
19 LUEN HING SECURITIES LIMITED 1 0 1 0.00
20 MAP CAPITAL LIMITED (HK) 1 0 1 0.00 2008-01-16
21 MTF SECURITIES LIMITED 1 0 1 0.00
22 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
23 Oracle Capital Limited 1 0 1 0.00 2009-08-17
24 ORIENTAL WEALTH FUTURES LIMITED 1 0 1 0.00 2009-06-18
25 ORIENTAL WEALTH SECURITIES LIMITED 1 0 1 0.00 2008-09-05
26 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
27 Penjing Asset Management (HK) Limited 1 0 1 0.00 2005-03-24
28 Silk Road International Capital Limited 1 0 1 0.00
29 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
30 Sinostar Securities Limited 1 0 1 0.00 2014-08-18
31 TIANDA ASSET MANAGEMENT LIMITED 1 0 1 0.00 2013-04-24
32 UNITED SIMSEN FOREX DEALERS LIMITED 1 0 1 0.00
33 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
34 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
35 Willis Towers Watson Securities (Hong Kong) Limited 1 0 1 0.00 2015-06-17
36 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 1 0 1 0.00
37 ZhongHua Finance Capital Co., Limited 1 0 1 0.00 2005-05-26
38 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
39 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
40 AASTOCKS.COM LIMITED 2 0 2 0.00
41 Absolute Investment Management (HK) Limited 2 0 2 0.00
42 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-12-11
43 ACM ASIA LIMITED 2 0 2 0.00
44 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
45 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
46 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
47 AIU International Securities Limited 2 0 2 0.00 2011-12-28
48 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
49 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
50 Alpha Nova Capital Management Limited 2 0 2 0.00
51 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
52 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
53 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
54 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
55 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
56 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
57 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
58 Arta Global Futures Limited 2 0 2 0.00
59 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
60 Ascender Capital Limited 2 0 2 0.00 2012-12-07
61 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
62 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
63 Asia Cornerstone Asset Management Company Limited 2 0 2 0.00 2015-03-05
64 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
65 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
66 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
67 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
68 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
69 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
70 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
71 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 0 2 0.00 2015-08-05
72 Bain Capital Public Equity (Asia) Limited 2 0 2 0.00 2015-09-07
73 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
74 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
75 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
76 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
77 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
78 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
79 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
80 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 0 2 0.00 2011-01-04
81 Bonus Eventus Securities Limited 2 0 2 0.00 2015-11-03
82 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
83 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
84 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-08-31
85 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
86 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
87 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
88 BROOKE CAPITAL LIMITED 2 0 2 0.00
89 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
90 Capital Instinct Limited 2 0 2 0.00 2011-05-25
91 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
92 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
93 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
94 CEB International Capital Corporation Limited 2 0 2 0.00 2015-12-22
95 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
96 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
97 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
98 CERES CAPITAL LIMITED 2 0 2 0.00
99 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
100 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
101 ChapmanCraig Limited 2 0 2 0.00
102 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
103 China Enterprise Securities Company Limited 2 0 2 0.00 2011-01-27
104 CHINA HANYA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-04-22
105 CHINA POINT STOCK BROKERS LIMITED 1 1 2 50.00
106 China Vered Securities Limited 2 0 2 0.00 2013-12-03
107 China-Hong Kong Link Securities Company Limited 2 0 2 0.00 2015-09-30
108 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
109 CloudAlpha Capital Management Limited 2 0 2 0.00 2015-03-05
110 CMBC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2015-12-11
111 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
112 COMMENCE COMPANY LIMITED 2 0 2 0.00
113 Continuum Capital Limited 2 0 2 0.00 2013-03-07
114 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
115 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
116 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
117 D.J. SECURITIES LIMITED 2 0 2 0.00
118 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
119 DATANG FINANCIAL HOLDING CO., LIMITED 2 0 2 0.00 2015-11-11
120 DL Family Office (HK) Limited 2 0 2 0.00 2015-07-23
121 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
122 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
123 DSG Asset Management (HK) Company Limited 2 0 2 0.00 2015-11-18
124 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
125 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
126 EFM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-11-04
127 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
128 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
129 Elpis Capital Limited 2 0 2 0.00 2015-01-09
130 ELSTONE SECURITIES LIMITED 2 0 2 0.00
131 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
132 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
133 Equities First Holdings Hong Kong Limited 2 0 2 0.00 2015-09-17
134 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
135 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
136 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
137 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
138 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
139 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
140 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
141 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
142 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
143 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
144 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
145 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
146 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
147 FLAG Squadron Asia Limited 2 0 2 0.00 2006-10-24
148 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
149 FULL WIN SECURITIES LIMITED 2 0 2 0.00
150 FULLJET SECURITIES LIMITED 2 0 2 0.00
151 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
152 GCIS LIMITED 2 0 2 0.00 2007-05-16
153 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
154 GET NICE CAPITAL LIMITED 2 0 2 0.00
155 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
156 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
157 GPB Financial Services Hong Kong Limited 2 0 2 0.00 2015-12-15
158 Grand Moore Capital Limited 2 0 2 0.00 2015-12-22
159 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
160 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
161 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
162 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
163 GSI FINANCE GROUP LIMITED 1 1 2 50.00 2011-03-18
164 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
165 Gulf Line Capital Advisors Limited 2 0 2 0.00 2015-08-27
166 Guo Tong Capital Management Company Limited 2 0 2 0.00 2010-05-24
167 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
168 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
169 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
170 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
171 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
172 Huaxin Futures Limited 2 0 2 0.00 2015-11-10
173 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
174 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
175 HZ CAPITAL LIMITED (HK) 2 0 2 0.00 2015-03-26
176 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
177 ICBC (Asia) Futures Company Limited 2 0 2 0.00 2013-07-23
178 IMARKETS LIMITED 2 0 2 0.00
179 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
180 IMC Asia Pacific Limited 2 0 2 0.00 2007-03-12
181 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
182 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
183 iVenture Investment Management Limited 2 0 2 0.00
184 J Capital Research Limited 2 0 2 0.00 2012-03-01
185 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
186 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
187 JS SECURITIES LIMITED (HK) 2 0 2 0.00 2011-01-20
188 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
189 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
190 KARFORD SECURITIES LIMITED 2 0 2 0.00
191 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
192 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
193 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
194 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
195 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
196 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
197 Kylin International (HK) Co., Limited 2 0 2 0.00 2014-04-04
198 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
199 LAU & COMPANY LIMITED 2 0 2 0.00
200 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
201 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
202 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
203 LW Asset Management Advisors Limited 2 0 2 0.00 2013-05-08
204 M SECURITIES LIMITED (HK) 1 1 2 50.00 2006-02-23
205 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
206 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
207 MARC FABER LIMITED 2 0 2 0.00
208 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
209 METRO CAPITAL FUTURES LIMITED 2 0 2 0.00
210 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
211 Milma & Co. Limited 2 0 2 0.00 2008-09-24
212 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
213 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
214 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
215 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
216 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
217 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
218 NFH Asset Management Limited 2 0 2 0.00 2015-10-16
219 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
220 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
221 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
222 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
223 OIA Asia Limited 2 0 2 0.00 2014-11-20
224 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
225 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
226 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
227 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
228 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
229 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
230 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
231 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
232 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
233 Pinxin (Hong Kong) Asset Management Co. Limited 2 0 2 0.00 2014-11-13
234 PLATFORM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-06-26
235 POLYMATHY CAPITAL LIMITED 1 1 2 50.00 2013-12-17
236 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
237 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
238 Profound Capital Limited 2 0 2 0.00 2014-01-24
239 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
240 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
241 QMIS Asset Management Limited 0 2 2 100.00 2009-08-13
242 QMIS Securities Limited 1 1 2 50.00 2009-07-24
243 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
244 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
245 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
246 ROCIM Limited 2 0 2 0.00 2007-06-29
247 Rosefinch Global Asset Management (HK) Limited 2 0 2 0.00 2015-06-15
248 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
249 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
250 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
251 Sapiens Technologies Limited 2 0 2 0.00 2015-11-30
252 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
253 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
254 Select Investment Services Limited (HK) 2 0 2 0.00 2011-09-16
255 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
256 SIFT CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-10-28
257 Silver Grant International Capital Management Limited 2 0 2 0.00 2015-04-30
258 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
259 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
260 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
261 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
262 SJS Markets Limited 2 0 2 0.00 2005-03-02
263 Solitude Limited (HK) 2 0 2 0.00 2015-10-20
264 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
265 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
266 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
267 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2012-03-30
268 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
269 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
270 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
271 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
272 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
273 T. M. MANAGEMENT LIMITED 2 0 2 0.00
274 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
275 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
276 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
277 Tiro Capital Limited 1 1 2 50.00 2014-08-27
278 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
279 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
280 Venture Smart Asia Limited 2 0 2 0.00 2015-12-18
281 VERCAP Financial Services Limited 2 0 2 0.00
282 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
283 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
284 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
285 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
286 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
287 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
288 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
289 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
290 Widus Investment Limited 2 0 2 0.00 2015-10-22
291 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
292 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
293 Win Harvest Asset Management Limited 2 0 2 0.00 2015-10-28
294 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
295 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 2 0 2 0.00 2015-09-17
296 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
297 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
298 Yuet Sheung International Securities Limited 2 0 2 0.00 2015-12-18
299 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
300 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
301 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
302 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
303 Zhongrong International Capital Management Limited 2 0 2 0.00 2015-05-22
304 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
305 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
306 987654 Limited 3 0 3 0.00 2015-11-09
307 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
308 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
309 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
310 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
311 Affiliated Managers Group (Hong Kong) Limited 2 1 3 33.33 2010-12-07
312 Alliance Asset Management Limited (HK) 2 1 3 33.33 2014-12-23
313 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
314 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2015-06-12
315 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
316 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
317 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
318 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
319 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
320 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
321 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
322 Areion Asset Management Company Limited 2 1 3 33.33 2010-08-24
323 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
324 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
325 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
326 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
327 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
328 Austin Asia Securities Limited 2 1 3 33.33 2012-11-14
329 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
330 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
331 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
332 Bach Option Limited 2 1 3 33.33 2013-06-10
333 BALI SECURITIES CO. LIMITED 2 1 3 33.33
334 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
335 BC Global Asset Management Limited 3 0 3 0.00 2015-11-03
336 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
337 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
338 Bentley Capital Limited (HK) 3 0 3 0.00
339 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
340 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
341 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
342 BLOOMYEARS LIMITED 2 1 3 33.33
343 Blossomhill Investment Limited 3 0 3 0.00 2010-03-04
344 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
345 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
346 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
347 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
348 Boyu Capital Investment Management Co., Limited 2 1 3 33.33 2014-11-28
349 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
350 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
351 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 0 3 0.00 2012-04-30
352 Carnegie Hill Capital Partners Limited 3 0 3 0.00 2015-11-25
353 CCTIC International Limited 2 1 3 33.33 2010-06-28
354 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2015-06-11
355 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
356 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
357 CHARLESWIN BULLION LIMITED 3 0 3 0.00 2011-11-07
358 CHEETAH ADVISORS LIMITED 2 1 3 33.33
359 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-02-07
360 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
361 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
362 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
363 China Finance Holdings Limited 3 0 3 0.00
364 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
365 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
366 China Sunrise Asset Management Limited 2 1 3 33.33 2014-10-09
367 CHN International Group Limited 2 1 3 33.33 2010-02-22
368 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
369 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
370 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
371 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
372 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-02-22
373 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
374 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
375 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
376 Credit Agricole Securities (Asia) Limited 2 1 3 33.33
377 CSI Partners HK Limited 2 1 3 33.33 2015-11-06
378 CSPI Credit Ratings Company Limited 2 1 3 33.33 2012-08-10
379 D&R International Capital Management (Hong Kong) Limited 2 1 3 33.33 2015-01-30
380 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
381 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
382 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
383 EAA SECURITIES LIMITED 2 1 3 33.33
384 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-12-22
385 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
386 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
387 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
388 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
389 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
390 First Shanghai Investment Management (HK) Limited 3 0 3 0.00 2015-03-18
391 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
392 Funderstone Asset Management (HK) Limited 2 1 3 33.33
393 G. H. Financials (Hong Kong) Limited 2 1 3 33.33 2013-12-09
394 Gary Cheng Securities Limited 2 1 3 33.33 2015-12-02
395 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
396 GAYANG SECURITIES LIMITED 2 1 3 33.33 2010-11-09
397 GCAM Limited 2 1 3 33.33 2004-10-19
398 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
399 Genting Securities Limited 3 0 3 0.00 2012-05-18
400 GMT RESEARCH LIMITED (HK) 3 0 3 0.00 2014-10-10
401 Gold Mountains Asset Management Limited 2 1 3 33.33 2013-08-28
402 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
403 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
404 Goldhorse Securities Limited 3 0 3 0.00 2015-10-19
405 Goldyard Capital Limited 2 1 3 33.33
406 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
407 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
408 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
409 Grit Securities Limited 2 1 3 33.33
410 GROW Asset Management (HK) Limited 2 1 3 33.33 2015-01-09
411 Growth Track Asset Management Limited 2 1 3 33.33 2014-03-18
412 GUOTAI GLOBAL INVESTMENTS LIMITED 3 0 3 0.00 2015-08-19
413 Hao Advisors Management Limited 2 1 3 33.33 2015-05-12
414 HD Capital Limited 2 1 3 33.33 2015-12-14
415 Heitman International HK Limited 2 1 3 33.33 2014-02-18
416 HF Securities and Futures Limited 2 1 3 33.33 2015-10-28
417 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
418 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
419 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
420 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
421 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
422 HPEF Venture Partners Limited 2 1 3 33.33
423 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
424 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
425 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
426 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
427 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 33.33 2013-12-02
428 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
429 Impression Investment Limited 3 0 3 0.00 2014-04-30
430 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
431 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
432 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
433 JOINCAP CAPITAL LIMITED 2 1 3 33.33
434 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
435 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
436 JT CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-10-13
437 Kaisa Asset Management Limited 3 0 3 0.00 2015-08-18
438 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
439 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
440 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
441 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
442 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 33.33
443 Kiu Hung Capital Company Limited 3 0 3 0.00 2015-10-23
444 Koi Investment Partners International Limited 2 1 3 33.33 2010-11-05
445 Leading Securities Company Limited 2 1 3 33.33 2013-02-21
446 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
447 LUMINARY CAPITAL LIMITED 3 0 3 0.00 2007-11-14
448 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
449 Matrix Asset Management Limited 2 1 3 33.33 2014-06-05
450 MC Asset Management Asia Limited 2 1 3 33.33 2014-03-18
451 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
452 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 1 3 33.33 2013-11-26
453 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
454 MLB Asset Management Limited 2 1 3 33.33 2015-10-30
455 MORGAN FUEL GO SECURITIES LIMITED 2 1 3 33.33
456 MORTON SECURITIES LIMITED 2 1 3 33.33
457 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
458 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
459 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
460 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
461 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
462 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
463 NFH Corporate Finance Limited 2 1 3 33.33 2015-11-17
464 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
465 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
466 Ocean Arete Limited 2 1 3 33.33 2014-08-18
467 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
468 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
469 Open Asset Management Limited 3 0 3 0.00 2011-03-08
470 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
471 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2008-04-22
472 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
473 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
474 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
475 PacBridge Capital Partners (HK) Limited 3 0 3 0.00 2009-03-17
476 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
477 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
478 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
479 Patrol Capital Management Limited 2 1 3 33.33 2015-08-24
480 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
481 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
482 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
483 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
484 Pine Star Asset Management Limited 2 1 3 33.33 2014-01-30
485 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
486 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
487 PRESTIGE SECURITIES LIMITED (HK) 2 1 3 33.33 2015-09-15
488 Prive Financial Limited 3 0 3 0.00 2012-12-06
489 PYRMONT WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2006-02-24
490 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2015-10-19
491 QH Asset Management Company Limited 2 1 3 33.33 2014-07-03
492 QH CAPITAL LIMITED 3 0 3 0.00 2009-07-22
493 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
494 Racing Capital Management (HK) Limited 3 0 3 0.00 2015-08-27
495 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
496 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
497 RED CLIFF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-08-15
498 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
499 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
500 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
501 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
502 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
503 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
504 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
505 Safari Asia Limited 2 1 3 33.33 2010-04-30
506 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
507 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
508 Sheng Yuan Sino Asset Management Limited 3 0 3 0.00 2005-09-09
509 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
510 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
511 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
512 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
513 Sinofortune Financial Capital Limited 1 2 3 66.67
514 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
515 SM Investment Advisors Limited 3 0 3 0.00 2014-12-03
516 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
517 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
518 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
519 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
520 Solaris Capital Advisors (HK) Limited 2 1 3 33.33 2015-04-14
521 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
522 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2012-07-12
523 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
524 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2015-01-16
525 StoneX Financial (HK) Limited 3 0 3 0.00 2014-07-03
526 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
527 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
528 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
529 T & F Equities Limited 2 1 3 33.33 2012-12-11
530 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
531 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
532 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
533 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
534 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
535 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
536 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
537 Tenbagger Investment Management (Hong Kong) Limited 2 1 3 33.33 2015-09-11
538 Tensant Securities Limited 2 1 3 33.33 2004-08-25
539 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
540 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
541 Tongfang Securities Limited 2 1 3 33.33 2015-07-17
542 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
543 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
544 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
545 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
546 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
547 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
548 Trilogy Partners Limited 2 1 3 33.33 2014-07-25
549 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
550 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
551 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
552 TVC MANAGEMENT LIMITED 3 0 3 0.00
553 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
554 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
555 UCF Asset Management (HK) Limited 1 2 3 66.67 2012-05-04
556 UNION GAMING SECURITIES ASIA LIMITED 3 0 3 0.00 2015-03-26
557 United Securities Limited (HK) 1 2 3 66.67
558 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
559 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
560 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-06-25
561 VC International Asset Management Limited 3 0 3 0.00
562 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
563 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
564 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
565 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
566 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
567 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
568 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
569 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
570 Waypointe Limited 3 0 3 0.00 2015-02-11
571 Wealth Management Cube Limited 2 1 3 33.33 2015-03-19
572 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
573 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
574 Xingtai Capital Management Limited 2 1 3 33.33 2013-11-21
575 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
576 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
577 Zentrum Capital Advisors Limited 2 1 3 33.33 2014-06-03
578 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
579 ZHONGCAI ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-13
580 3W Fund Management Limited 3 1 4 25.00 2012-11-16
581 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
582 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
583 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
584 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
585 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
586 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
587 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
588 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
589 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
590 Arta Asset Management Limited 2 2 4 50.00 2008-07-10
591 Artephius Partners Limited 2 2 4 50.00 2013-08-01
592 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
593 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
594 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
595 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
596 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
597 Avenue Asset Management Limited (HK) 2 2 4 50.00 2015-08-27
598 Axis Capital Management Limited 2 2 4 50.00
599 Azurewing Limited (HK) 2 2 4 50.00 2011-10-25
600 Baillie Gifford Asia (Hong Kong) Limited 2 2 4 50.00 2015-12-16
601 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
602 BG Asset Management Limited 2 2 4 50.00 2014-05-27
603 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
604 Blue Lotus Capital Advisors Limited 2 2 4 50.00 2015-10-12
605 BlueBay Hong Kong Limited 2 2 4 50.00 2011-12-13
606 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
607 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
608 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
609 BTL ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2015-08-28
610 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
611 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
612 CBRE Capital Advisors Asia Pacific Limited 2 2 4 50.00 2013-09-27
613 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
614 CBRE Investment Management (Asia) Limited 3 1 4 25.00
615 Celera Markets Limited 3 1 4 25.00 2008-08-12
616 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
617 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
618 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
619 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
620 China Everbright Investment Management Limited 2 2 4 50.00 2007-07-03
621 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 2 4 50.00 2014-01-07
622 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
623 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
624 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
625 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
626 China Renaissance Broking Services (Hong Kong) Limited 3 1 4 25.00
627 China Sunrise Securities (International) Limited 2 2 4 50.00 2015-11-27
628 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
629 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
630 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
631 Chinese Strategic Asset Management Limited 2 2 4 50.00 2007-09-07
632 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
633 CLC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-11-10
634 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
635 CN FIRST INTERNATIONAL FUTURES LIMITED 2 2 4 50.00 2013-09-25
636 CNI Global Assets Management Limited (HK) 2 2 4 50.00 2015-06-02
637 COL Securities (HK) Limited 3 1 4 25.00
638 Constellar Capital Partners Hong Kong Limited 2 2 4 50.00 2015-11-09
639 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
640 CTW SECURITIES LIMITED 3 1 4 25.00
641 CVP Capital Limited (HK) 3 1 4 25.00 2014-10-22
642 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
643 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
644 DES Asset Management Limited 3 1 4 25.00 2015-03-03
645 DIGNARI CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2014-06-30
646 Direxion Asia Limited 2 2 4 50.00 2013-06-13
647 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
648 EIG Global Energy (Asia) Limited 2 2 4 50.00 2012-02-08
649 Elements Advisors Limited 2 2 4 50.00 2010-06-08
650 Enhanced Securities Limited 2 2 4 50.00 2011-08-02
651 EnTrustPermal (Hong Kong) Limited 3 1 4 25.00 2006-03-09
652 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
653 Ever-Long Capital Management Limited (b2014-01-15) 2 2 4 50.00 2014-11-27
654 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
655 Evergain Funds Limited 2 2 4 50.00 2013-12-17
656 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
657 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
658 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
659 FIG HK (Hong Kong) Limited 2 2 4 50.00 2014-10-08
660 Finet Securities Limited 4 0 4 0.00 2015-12-17
661 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
662 FORTUNE FINANCIAL CAPITAL LIMITED 0 4 4 100.00 2009-03-12
663 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
664 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
665 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
666 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00 2014-11-25
667 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
668 GAINWELL SECURITIES COMPANY LIMITED 4 0 4 0.00 2004-08-21
669 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
670 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
671 GIGA (HONG KONG) LIMITED 2 2 4 50.00
672 GL Advisors Hong Kong Limited 3 1 4 25.00 2015-08-24
673 Global Prime Partners (Asia) Limited 3 1 4 25.00 2015-08-05
674 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
675 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
676 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
677 Goldstream Capital Management Limited 3 1 4 25.00 2012-03-02
678 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
679 Greenfield Asset Management Limited 3 1 4 25.00 2005-11-11
680 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
681 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
682 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 2 2 4 50.00 2008-07-24
683 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
684 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
685 Hedgestone Capital Group (H.K.) Co., Limited 2 2 4 50.00 2015-05-12
686 Heitman HK Limited 2 2 4 50.00 2012-12-05
687 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
688 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
689 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
690 HIP HING SECURITIES LIMITED 2 2 4 50.00
691 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
692 HOORAY CAPITAL LIMITED 2 2 4 50.00
693 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
694 iBest Securities Company Limited 2 2 4 50.00
695 IDS FOREX HK LIMITED 2 2 4 50.00 2014-09-17
696 iFAST Securities (HK) Limited 3 1 4 25.00
697 IL&FS Global Financial Services (HK) Limited 3 1 4 25.00 2013-10-11
698 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
699 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
700 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
701 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
702 Ion Pacific Limited 4 0 4 0.00 2015-12-17
703 Kaiser KT Capital Limited 3 1 4 25.00
704 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
705 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
706 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
707 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
708 Legal & General Investment Management Asia Limited 3 1 4 25.00 2013-07-22
709 LFM Global Investment (Hong Kong) Company, Limited 2 2 4 50.00 2012-12-06
710 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
711 LMR Partners Limited 2 2 4 50.00 2012-07-17
712 Longitude Asia Limited 2 2 4 50.00
713 LST CAPITAL PARTNERS LIMITED 3 1 4 25.00 2014-07-25
714 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
715 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
716 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
717 Matrix Securities Limited 2 2 4 50.00
718 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
719 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
720 MEGABASE SECURITIES LIMITED 2 2 4 50.00
721 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
722 Mesirow Financial Hong Kong, Limited 3 1 4 25.00 2012-06-05
723 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
724 MING HON SECURITIES LIMITED 3 1 4 25.00
725 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
726 Neo Risk Investment Advisors Limited 3 1 4 25.00 2015-02-05
727 Neo-Criterion Capital Limited 2 2 4 50.00 2014-04-14
728 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
729 NEW SPRING CAPITAL LIMITED 2 2 4 50.00 2011-06-17
730 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
731 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
732 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
733 Ocean Blue Economic Asset Management Company Limited 3 1 4 25.00 2014-12-30
734 Odysseus Capital Asia Limited 2 2 4 50.00 2009-10-29
735 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
736 Pacific Sun Advisors Limited 2 2 4 50.00
737 PANOPTIC EUROPE LIMITED 3 1 4 25.00 2015-05-04
738 Parry International Trading Limited 2 2 4 50.00 2010-08-26
739 Partners Capital Asia Limited 3 1 4 25.00 2011-08-04
740 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
741 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
742 Paulson Asia Limited 3 1 4 25.00 2011-02-21
743 PINESTONE SECURITIES LIMITED 4 0 4 0.00 2012-09-13
744 Pinyin Capital Management Hong Kong Limited 2 2 4 50.00 2015-11-02
745 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
746 PRIVATE CAPITAL LIMITED 2 2 4 50.00
747 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
748 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
749 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
750 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
751 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
752 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
753 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
754 Samena Capital Hong Kong Limited 2 2 4 50.00 2009-09-01
755 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
756 Sectoral Asset Management Limited 2 2 4 50.00 2013-08-08
757 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
758 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2011-12-05
759 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
760 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
761 SPQ Asia Capital Limited 3 1 4 25.00 2013-04-02
762 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
763 Stellar Securities Limited 2 2 4 50.00
764 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
765 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
766 Sunfund Capital Limited 2 2 4 50.00 2015-10-27
767 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
768 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
769 Swiss International Asset Management Limited 3 1 4 25.00 2013-12-16
770 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
771 THREE STONES CAPITAL LIMITED 2 2 4 50.00 2015-11-11
772 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
773 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
774 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
775 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
776 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
777 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
778 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
779 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
780 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
781 WAH SANG SECURITIES LIMITED 3 1 4 25.00
782 WAI FAT SECURITIES LIMITED 2 2 4 50.00
783 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2013-07-03
784 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
785 WILBY SECURITIES LIMITED 2 2 4 50.00
786 WILSON SECURITIES LIMITED 2 2 4 50.00 2010-02-25
787 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
788 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
789 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
790 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-10-24
791 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
792 Aevitas Securities Limited 2 3 5 60.00
793 AIF CAPITAL LIMITED 3 2 5 40.00
794 Akron Corporate Finance Limited 3 2 5 40.00 2013-10-03
795 ALETHEIA TECHNOLOGIES LIMITED 2 3 5 60.00 2010-07-30
796 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
797 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
798 Anbang Asset Management (Hong Kong) Co. Limited 4 1 5 20.00 2012-05-15
799 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
800 AP Capital Management (Hong Kong) Limited 2 3 5 60.00 2015-08-04
801 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
802 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
803 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
804 ASIA PACIFIC CAPITAL (HK) LIMITED 3 2 5 40.00 2004-01-02
805 Asset Management One Hong Kong Limited 3 2 5 40.00 2013-02-21
806 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
807 Athos Capital Limited 2 3 5 60.00 2012-03-20
808 Averest Capital Limited 3 2 5 40.00
809 Avia Asset Management Limited 3 2 5 40.00
810 BANDS Financial Limited 3 2 5 40.00 2015-10-13
811 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
812 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
813 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
814 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 3 5 60.00 2010-10-06
815 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
816 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
817 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
818 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
819 CCB Securities Limited 2 3 5 60.00
820 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
821 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
822 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
823 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
824 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
825 CITIC Futures International Company Limited 2 3 5 60.00 2015-08-31
826 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
827 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
828 DL SECURITIES (HK) LIMITED 3 2 5 40.00 2012-09-04
829 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
830 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
831 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-01-28
832 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
833 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
834 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
835 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 1 5 20.00 2008-05-21
836 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
837 eFusion Capital Limited 2 3 5 60.00 2014-06-06
838 Emperor Asset Management Limited 4 1 5 20.00 2009-11-03
839 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
840 F. R. ZIMMERN LIMITED 2 3 5 60.00
841 F.E. Corporate Finance Advisory Limited 2 3 5 60.00 2012-08-03
842 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
843 Forebright Capital Management Limited 3 2 5 40.00 2014-11-25
844 Forwin Capital Management Limited 3 2 5 40.00 2014-06-17
845 Forwin Securities Group Limited 2 3 5 60.00 2015-05-19
846 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
847 Frontpage Capital Limited 2 3 5 60.00 2015-11-10
848 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
849 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
850 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 3 5 60.00 2013-12-02
851 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
852 Global Value Chain Investment Corporation Limited 2 3 5 60.00 2015-02-02
853 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
854 Golden Jade Asset Management Limited 3 2 5 40.00 2012-04-26
855 GOLDENWAY SECURITIES COMPANY LIMITED 3 2 5 40.00
856 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
857 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 2 5 40.00
858 Guard Capital Management Limited 2 3 5 60.00 2014-07-07
859 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
860 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
861 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
862 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
863 HOI SANG SECURITIES LIMITED 2 3 5 60.00
864 Hong Kong Stock Link Securities Limited 2 3 5 60.00
865 Hongkong Bay Securities Limited 3 2 5 40.00
866 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
867 HUAJIN FUTURES (INTERNATIONAL) LIMITED 2 3 5 60.00 2015-08-17
868 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
869 HUNG SING FUTURES LIMITED 2 3 5 60.00
870 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 5 0 5 0.00 2012-11-20
871 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
872 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
873 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
874 INV Partners Limited 3 2 5 40.00 2009-11-24
875 IRIDIUM CAPITAL LIMITED (HK) 2 3 5 60.00 2015-01-29
876 Isola Capital Asset Management Limited 2 3 5 60.00 2012-10-17
877 Japaninvest (Hong Kong) Limited 4 1 5 20.00 2010-10-26
878 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
879 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
880 Kriya Capital Limited 3 2 5 40.00 2010-01-08
881 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
882 LEGENDS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-08-23
883 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
884 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
885 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
886 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
887 MASON INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
888 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
889 Modus Asset Management Limited 2 3 5 60.00 2015-09-10
890 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
891 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
892 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
893 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2006-08-24
894 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
895 OPTIVER TRADING HONG KONG LIMITED 2 3 5 60.00 2007-12-03
896 Owl Creek Hong Kong Limited 3 2 5 40.00 2011-05-20
897 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
898 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
899 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
900 PGIM (Hong Kong) Limited 2 3 5 60.00
901 PICC Asset Management (Hong Kong) Company Limited 2 3 5 60.00 2015-04-16
902 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
903 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 60.00
904 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
905 Proton Capital Limited 3 2 5 40.00 2007-10-16
906 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
907 Pulun International Capital Limited 2 3 5 60.00 2015-09-16
908 QUEST STOCKBROKERS (HK) LIMITED 3 2 5 40.00
909 Quintus Partners Limited 4 1 5 20.00 2015-06-12
910 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
911 Redwood Peak Limited 2 3 5 60.00 2007-10-05
912 ROC Partners (HK) Limited 2 3 5 60.00 2015-02-03
913 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
914 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
915 ROSA SECURITIES LIMITED 3 2 5 40.00
916 SBI China Capital Asset Management Limited 2 3 5 60.00 2007-10-17
917 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
918 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
919 SELINA & CO. LIMITED (HK) 2 3 5 60.00
920 Sensible Asset Management Limited 3 2 5 40.00 2005-06-18
921 Seres Asset Management Limited 4 1 5 20.00 2010-04-14
922 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2015-06-19
923 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2011-01-18
924 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
925 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
926 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
927 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
928 SPDB International Investment Management Limited 3 2 5 40.00 2015-10-13
929 Springs Capital (Hong Kong) Limited 2 3 5 60.00 2011-04-14
930 Sprout Asset Management (Asia) Limited 2 3 5 60.00 2014-12-08
931 Standard & Poor's Investment Advisory Services (HK) Limited 2 3 5 60.00 2010-09-21
932 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
933 STJ Advisors (Asia) Limited 3 2 5 40.00 2011-11-17
934 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
935 Superactive Financial Group Company Limited 3 2 5 40.00 2015-06-12
936 T G SECURITIES LIMITED 3 2 5 40.00 2005-12-19
937 TAIFAIR FUTURES LIMITED 3 2 5 40.00
938 Tandem Investors Limited 3 2 5 40.00 2014-12-24
939 TOPAZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-02-11
940 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
941 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
942 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
943 Viking Global Hong Kong Limited 2 3 5 60.00 2010-09-17
944 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
945 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
946 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
947 Waton Securities International Limited 2 3 5 60.00
948 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
949 Wolver Hill Asset Management Asia Limited 3 2 5 40.00 2009-03-10
950 Zaaba Capital Limited 2 3 5 60.00 2015-12-16
951 AJ Securities Limited 2 4 6 66.67
952 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
953 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
954 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
955 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
956 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
957 AVALOK CAPITAL LIMITED 5 1 6 16.67 2012-05-31
958 Azentus Capital Management Limited 4 2 6 33.33 2011-02-21
959 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
960 Bauhinia Capital Partners Limited 3 3 6 50.00 2012-01-09
961 Belvest Investment Services Limited 3 3 6 50.00 2014-06-23
962 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2009-11-17
963 BLUESTONE SECURITIES (HK) CO., LIMITED 3 3 6 50.00 2015-04-24
964 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
965 Canaccord Genuity (Hong Kong) Limited 5 1 6 16.67 2011-05-04
966 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
967 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
968 Central Universe Futures Limited 2 4 6 66.67 2013-10-28
969 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
970 CG Partners Asset Management Co., Limited 3 3 6 50.00 2015-09-01
971 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
972 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
973 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
974 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-06-22
975 CHINA GLORY SECURITIES COMPANY LIMITED 3 3 6 50.00 2013-07-09
976 China Innovation Capital Limited 2 4 6 66.67 2014-07-17
977 CHINA SKY SECURITIES LIMITED 3 3 6 50.00
978 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
979 City Financial Investment Company (Hong Kong) Limited 3 3 6 50.00 2013-12-03
980 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
981 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
982 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
983 COFCO Asset Management (International) Company Limited 4 2 6 33.33 2013-02-05
984 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
985 Cornucopiae Asset Management Limited 3 3 6 50.00 2011-08-02
986 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
987 CUPOLA CAPITAL LIMITED 2 4 6 66.67
988 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
989 Deepwater Capital Limited 2 4 6 66.67 2015-05-19
990 DST Investment Management Limited 2 4 6 66.67 2012-04-23
991 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
992 Everbright Securities Global (HK) Limited 3 3 6 50.00
993 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
994 FE SECURITIES LIMITED 2 4 6 66.67
995 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
996 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
997 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 50.00 2012-05-18
998 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
999 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1000 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1001 Ginger Capital Advisory Limited 5 1 6 16.67 2011-06-01
1002 GLS SECURITIES LIMITED 3 3 6 50.00
1003 Goldin Equities Limited 2 4 6 66.67 2008-12-17
1004 Goldin Financial Limited 2 4 6 66.67 2009-06-01
1005 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 3 6 50.00
1006 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1007 Greater China Securities Limited (b1999-04-26) 2 4 6 66.67
1008 Grey Investment Limited 2 4 6 66.67 2012-02-21
1009 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
1010 Harmony Advisors Limited 3 3 6 50.00 2014-01-28
1011 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
1012 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
1013 Huajin Corporate Finance (International) Limited 5 1 6 16.67
1014 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
1015 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1016 IP Investment Management (HK) Limited 2 4 6 66.67 2015-12-21
1017 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1018 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
1019 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1020 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1021 KARST PEAK CAPITAL LIMITED 3 3 6 50.00 2012-03-16
1022 KKR CAPITAL MARKETS ASIA LIMITED 1 5 6 83.33 2009-10-22
1023 KMT SECURITIES LIMITED 2 4 6 66.67
1024 KOG FOREX LIMITED 2 4 6 66.67 2013-01-08
1025 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2008-11-20
1026 Lee Kee Store Company Limited 2 4 6 66.67 2015-02-04
1027 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1028 LMAX Hong Kong Limited 3 3 6 50.00 2015-01-06
1029 LT Finance Management Limited 2 4 6 66.67 2012-12-10
1030 M&F Asset Management Limited 4 2 6 33.33
1031 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1032 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1033 Merdeka Securities Limited 3 3 6 50.00
1034 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1035 Mirae Asset Securities (HK) Limited 5 1 6 16.67 2007-01-11
1036 MIS SERVICES LIMITED (d2019-06-01) 4 2 6 33.33
1037 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1038 NEW GALA SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-02-02
1039 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1040 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2009-04-09
1041 Opus Capital Management Limited 3 3 6 50.00 2015-03-31
1042 ORCHID TREE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2015-06-02
1043 Otkcab Limited 3 3 6 50.00 2011-10-07
1044 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1045 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1046 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 3 6 50.00
1047 Pedder Street Investment Management Limited 3 3 6 50.00 2014-06-03
1048 PLATINUM BROKING COMPANY LIMITED 2 4 6 66.67 2011-02-21
1049 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1050 RICHE BRIGHT SECURITIES LIMITED 2 4 6 66.67 2008-01-04
1051 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1052 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1053 Seazen Resources Asset Management Limited 3 3 6 50.00 2014-12-29
1054 SHENG YUAN ASSET MANAGEMENT LIMITED 2 4 6 66.67 2011-06-14
1055 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
1056 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 4 6 66.67 2015-03-06
1057 SPDB International Capital Limited 2 4 6 66.67 2015-10-13
1058 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1059 Sumo Asset Management Limited 2 4 6 66.67 2010-07-07
1060 Sun Life Asset Management (HK) Limited 3 3 6 50.00 2014-05-23
1061 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1062 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1063 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1064 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1065 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1066 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1067 TR Advisors Limited 3 3 6 50.00 2008-12-02
1068 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1069 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1070 True Partner Advisor Hong Kong Limited 2 4 6 66.67 2010-09-30
1071 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1072 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1073 Vantum Futures Limited 2 4 6 66.67
1074 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1075 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1076 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1077 YF ASSET MANAGEMENT LIMITED 3 3 6 50.00 2013-04-16
1078 Yi Shun Da Capital Limited 2 4 6 66.67 2015-11-04
1079 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-05-03
1080 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1081 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1082 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1083 Zhongcai Securities Limited 3 3 6 50.00 2014-12-19
1084 A.M. BEST ASIA-PACIFIC LIMITED 3 4 7 57.14 2011-06-01
1085 About Capital Management (HK) Co., Limited 2 5 7 71.43 2013-09-24
1086 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
1087 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
1088 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1089 Apollo Asset Management Limited (HK) 4 3 7 42.86 2010-09-16
1090 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
1091 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
1092 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
1093 Atlantic Asset Management Limited 4 3 7 42.86 2013-11-06
1094 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
1095 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
1096 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
1097 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1098 BUSINESS FUTURES LIMITED 3 4 7 57.14
1099 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1100 Cambridge Strategy (Asset Management) Asia Limited (The) 3 4 7 57.14 2010-09-13
1101 Carlyle Global Credit (Asia) Limited 3 4 7 57.14 2015-04-02
1102 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1103 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
1104 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
1105 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14 2013-01-09
1106 China Reserve Securities Limited 4 3 7 42.86
1107 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
1108 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1109 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43 2007-02-16
1110 COMGEST FAR EAST LIMITED 4 3 7 42.86 2014-11-03
1111 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1112 CS Wealth Securities Limited 6 1 7 14.29
1113 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 3 7 42.86 2007-10-10
1114 EIP Alpha Limited 3 4 7 57.14 2014-02-12
1115 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
1116 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1117 FAIRWIN BROKING LIMITED 3 4 7 57.14
1118 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1119 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
1120 FORMAX ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-06-10
1121 Fortune Asset Management Limited 1 6 7 85.71 2009-12-16
1122 Fountainhead Partners Company Limited 4 3 7 42.86 2015-10-12
1123 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1124 GLG Partners Hong Kong Limited 2 5 7 71.43 2010-11-30
1125 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 3 7 42.86 2012-03-30
1126 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1127 Gram Capital Limited 3 4 7 57.14 2014-03-12
1128 Grand Cartel Securities Company Limited 4 3 7 42.86
1129 HANG SENG FUTURES LIMITED 2 5 7 71.43
1130 HFS ASSET MANAGEMENT LIMITED 3 4 7 57.14
1131 Hillhouse Investment Management Limited 2 5 7 71.43 2011-01-24
1132 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 3 7 42.86 2013-02-28
1133 Holly International Financial Holdings Limited 2 5 7 71.43 2012-06-29
1134 HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-11-21
1135 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1136 HUA NAN SECURITIES (HK) LIMITED 3 4 7 57.14
1137 HUA YU INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1138 Hywin Asset Management (Hong Kong) Limited 4 3 7 42.86 2013-07-05
1139 Imagi Brokerage Limited 3 4 7 57.14
1140 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
1141 INTERNATIONAL COMMERCE CORPORATION 3 4 7 57.14 2006-02-13
1142 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1143 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1144 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
1145 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1146 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1147 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1148 LBN Advisers Limited 2 5 7 71.43 2007-09-13
1149 Light & Salt Capital Management Limited 2 5 7 71.43 2014-09-10
1150 LY CAPITAL LIMITED 3 4 7 57.14 2013-12-11
1151 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1152 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1153 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1154 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1155 NINE RIVERS CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-09-25
1156 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1157 OLD PEAK LIMITED (HK) 3 4 7 57.14 2005-08-26
1158 Oreana Financial Services Limited 2 5 7 71.43 2011-07-12
1159 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1160 Oshidori Corporate Finance Limited 4 3 7 42.86
1161 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1162 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1163 PO LEE SECURITIES LIMITED 3 4 7 57.14
1164 Public Financial Securities Limited 2 5 7 71.43
1165 PUREHEART CAPITAL ASIA LIMITED 2 5 7 71.43 2007-03-08
1166 QL Asset Management Company Limited 4 3 7 42.86 2014-10-06
1167 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1168 REALINK FINANCIAL TRADE LIMITED 4 3 7 42.86 2003-09-25
1169 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1170 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1171 RHB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2008-05-08
1172 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1173 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1174 Rui Da International Finance Holding Limited 2 5 7 71.43 2012-03-30
1175 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1176 Seazen Resources Futures Limited 4 3 7 42.86 2013-08-21
1177 SEEKERS ADVISORS H.K. LIMITED 2 5 7 71.43 2012-03-23
1178 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1179 Shinhan Asset Management (Hong Kong) Limited 3 4 7 57.14 2011-01-27
1180 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1181 SINO WEALTH SECURITIES LIMITED 2 5 7 71.43 2012-03-05
1182 SIU ON SECURITIES LIMITED 3 4 7 57.14
1183 SoFi Securities (Hong Kong) Limited 3 4 7 57.14 2011-12-22
1184 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1185 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1186 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1187 TFI Securities and Futures Limited 3 4 7 57.14 2013-05-14
1188 TIANDA SECURITIES LIMITED 2 5 7 71.43 2011-01-18
1189 Tiger Securities Asset Management Company Limited 2 5 7 71.43 2006-12-29
1190 TRANSASIA PRIVATE CAPITAL LIMITED 3 4 7 57.14 2013-03-19
1191 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1192 TRUTH SECURITIES LIMITED 3 4 7 57.14
1193 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-11
1194 Value Partners Private Equity Limited 3 4 7 57.14
1195 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
1196 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
1197 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
1198 W. Falcon Asset Management (Asia) Limited 4 3 7 42.86 2014-07-17
1199 WING ON SECURITIES LIMITED 2 5 7 71.43
1200 WINGS SECURITIES (HK) LIMITED 3 4 7 57.14
1201 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1202 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1203 Xin Tian Fund Management Company Limited 2 5 7 71.43 2013-05-30
1204 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
1205 Acion Partners Limited 2 6 8 75.00 2015-02-09
1206 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
1207 AM Squared Limited 2 6 8 75.00 2005-06-30
1208 ARISTO SECURITIES LIMITED 3 5 8 62.50 2014-08-06
1209 BFIN Private Advisors (Hong Kong) Limited 4 4 8 50.00 2014-02-21
1210 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
1211 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 4 4 8 50.00 2013-09-06
1212 CACHET ASSET MANAGEMENT LIMITED 3 5 8 62.50 2015-01-13
1213 Calibration Partners (Hong Kong) Limited 3 5 8 62.50 2013-12-09
1214 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2007-11-27
1215 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
1216 Central China International Securities Co., Limited 3 5 8 62.50 2015-07-13
1217 Cephei Capital Management (Hong Kong) Limited 2 6 8 75.00 2007-07-19
1218 CHARTWELL CAPITAL LIMITED (HK) 2 6 8 75.00 2008-02-05
1219 China Alpha Fund Management (HK) Limited 5 3 8 37.50 2010-05-31
1220 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
1221 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
1222 CHINA DEMETER SECURITIES LIMITED 2 6 8 75.00 2010-10-18
1223 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 6 8 75.00 2013-02-25
1224 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
1225 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
1226 Citadel Securities (Hong Kong) Limited 2 6 8 75.00 2009-04-09
1227 CLC FUTURES LIMITED 3 5 8 62.50 2014-10-29
1228 COMPRADOR LIMITED (HK) 3 5 8 62.50 2015-04-08
1229 CONVOY CAPITAL HONG KONG LIMITED 3 5 8 62.50 2012-08-23
1230 CTI Capital Hong Kong Limited 3 5 8 62.50 2015-01-26
1231 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
1232 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
1233 Delta Asia Wealth Management Limited 3 5 8 62.50
1234 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
1235 EUTO CAPITAL PARTNERS LIMITED 2 6 8 75.00 2015-04-28
1236 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1237 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
1238 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
1239 Fortune Origin Securities Limited 4 4 8 50.00 2009-07-09
1240 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1241 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1242 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
1243 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 5 8 62.50 2008-05-29
1244 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
1245 HAMON ASSET MANAGEMENT LIMITED 3 5 8 62.50
1246 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1247 Hao Tian International Securities Limited 4 4 8 50.00
1248 Huayu Securities Limited 2 6 8 75.00
1249 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1250 JS CRESVALE CAPITAL LIMITED 5 3 8 37.50
1251 JW Capital Limited (HK) 4 4 8 50.00 2011-12-19
1252 KB Securities Hong Kong Limited 3 5 8 62.50
1253 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1254 LCA Solutions Limited 2 6 8 75.00 2010-07-30
1255 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1256 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 75.00 2012-01-17
1257 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 6 8 75.00 2004-09-22
1258 MEAG Hong Kong Limited 4 4 8 50.00
1259 MVision Private Equity Advisers Asia Limited 2 6 8 75.00 2012-03-29
1260 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1261 OVERLOOK INVESTMENTS LIMITED 2 6 8 75.00
1262 Oxbow Capital Management (HK) Limited 2 6 8 75.00 2015-06-02
1263 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1264 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1265 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1266 PJT Partners (HK) Limited 2 6 8 75.00 2015-10-06
1267 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1268 PRIME COURAGE SECURITIES COMPANY LIMITED 2 6 8 75.00 2011-09-19
1269 QUAD CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2014-08-04
1270 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1271 Ruisen Port Securities Limited 2 6 8 75.00 2011-01-05
1272 Saxo Capital Markets HK Limited 5 3 8 37.50 2011-01-19
1273 SPS COMMODITIES LIMITED 2 6 8 75.00
1274 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1275 Sucden Financial (HK) Limited 4 4 8 50.00 2009-04-28
1276 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1277 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1278 THING ON SECURITIES LIMITED 3 5 8 62.50
1279 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1280 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1281 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1282 UPBEST COMMODITIES COMPANY LIMITED 3 5 8 62.50
1283 VC CAPITAL LIMITED 3 5 8 62.50
1284 VEDA CAPITAL LIMITED (HK) 2 6 8 75.00 2005-12-28
1285 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
1286 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1287 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1288 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
1289 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1290 ABCI ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-10-18
1291 Aegon Asset Management (Asia) Limited 3 6 9 66.67 2012-04-30
1292 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
1293 Alliance Capital Partners Limited (HK) 2 7 9 77.78 2014-01-24
1294 Amasse Capital Limited 2 7 9 77.78 2012-07-13
1295 Anli Securities Limited 3 6 9 66.67 2015-11-09
1296 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2004-10-26
1297 BETA INTERNATIONAL SECURITIES LIMITED 3 6 9 66.67
1298 BRIGHT SMART FOREX LIMITED 2 7 9 77.78 2013-03-11
1299 Chanceton Capital Partners Limited 2 7 9 77.78
1300 CITY CREDIT CAPITAL (HK) LIMITED 3 6 9 66.67 2012-10-16
1301 Complus Asset Management Limited 3 6 9 66.67 2011-05-25
1302 CreditEase Wealth Management (HK) Limited 3 6 9 66.67 2013-11-06
1303 DAH SING SECURITIES LIMITED 3 6 9 66.67
1304 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1305 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
1306 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
1307 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 6 9 66.67 2008-02-26
1308 EFG Asset Management (HK) Limited 4 5 9 55.56 2008-06-06
1309 FDB Financial Group Limited 3 6 9 66.67
1310 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 77.78 2012-12-04
1311 Hafoo Securities Limited 3 6 9 66.67 2009-12-09
1312 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
1313 Hamilton Lane (Hong Kong) Limited 2 7 9 77.78 2010-07-05
1314 HAMON INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
1315 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-05-21
1316 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 7 9 77.78 2010-10-27
1317 Hongkong Bay Asset Management Limited 5 4 9 44.44 2012-03-08
1318 HOORAY SECURITIES LIMITED 2 7 9 77.78
1319 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 2 7 9 77.78 2015-08-17
1320 Huarong International Asset Management Limited 2 7 9 77.78 2011-03-14
1321 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1322 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 66.67 2014-04-11
1323 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1324 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
1325 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1326 LT Securities Limited 3 6 9 66.67 2011-04-01
1327 Mackenzie Investments Asia Limited 5 4 9 44.44
1328 MAGIC COMPASS SECURITIES LIMITED 3 6 9 66.67 2011-10-12
1329 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 66.67 2011-04-14
1330 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1331 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1332 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1333 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
1334 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1335 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1336 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1337 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1338 Partners Asset Management (HK) Limited 4 5 9 55.56 2007-04-03
1339 PARTNERS CAPITAL SECURITIES LIMITED 3 6 9 66.67
1340 Ping An of China Capital (Hong Kong) Company Limited 3 6 9 66.67 2010-12-07
1341 Pleiad Investment Advisors Limited 3 6 9 66.67 2014-06-13
1342 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 5 9 55.56
1343 Prudence Investment Management (Hong Kong) Limited 4 5 9 55.56 2009-06-08
1344 R.J. O'Brien & Associates HK Limited 2 7 9 77.78 2007-10-29
1345 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1346 RONGTONG GLOBAL INVESTMENT LIMITED 2 7 9 77.78 2013-12-30
1347 SDHG International Securities Limited 3 6 9 66.67
1348 SFM HK Management Limited 2 7 9 77.78 2010-11-01
1349 SHACOM FUTURES LIMITED 2 7 9 77.78
1350 Shangding International Asset Management Company Limited 3 6 9 66.67 2010-09-08
1351 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1352 Soochow Securities International Capital Limited 4 5 9 55.56 2013-07-19
1353 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1354 SPARX Asia Investment Advisors Limited 4 5 9 55.56 2004-04-20
1355 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1356 Swiss-Asia Asset Management (HK) Limited 3 6 9 66.67 2010-06-02
1357 Swissquote Asia Limited 6 3 9 33.33 2013-02-25
1358 Sylebra Capital Limited 2 7 9 77.78 2011-09-06
1359 TENGARD FUND MANAGEMENT LIMITED 3 6 9 66.67 2012-04-03
1360 TIAN YUAN FINANCE LIMITED 3 6 9 66.67
1361 Tor Investment Management (Hong Kong) Limited 4 5 9 55.56 2012-12-12
1362 TOYO SECURITIES ASIA LIMITED 3 6 9 66.67
1363 TPG Capital, Limited 2 7 9 77.78 2012-03-07
1364 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
1365 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1366 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
1367 VALUABLE CAPITAL LIMITED 4 5 9 55.56 2010-07-14
1368 Win Securities Limited 4 5 9 55.56
1369 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1370 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1371 Yuanta Asia Investment (Hong Kong) Limited 4 5 9 55.56 2003-08-13
1372 YUE XIU ASSET MANAGEMENT LIMITED 4 5 9 55.56 2011-04-12
1373 Yunfeng Securities Limited 5 4 9 44.44 2013-08-27
1374 Zhongrong International Securities Company Limited 2 7 9 77.78 2015-08-12
1375 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67 2013-12-19
1376 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
1377 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
1378 ALBOURNE PARTNERS (ASIA) LIMITED 3 7 10 70.00 2004-09-07
1379 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
1380 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
1381 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
1382 Arta Global Markets Limited 4 6 10 60.00 2008-01-08
1383 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1384 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
1385 Barings Investment Advisers (Hong Kong) Limited 5 5 10 50.00 2009-05-08
1386 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1387 BTG Pactual Asia Limited 2 8 10 80.00 2009-08-13
1388 BULLISH SECURITIES LIMITED 2 8 10 80.00
1389 CARDINALASIA CONSULTING LIMITED 3 7 10 70.00 2003-06-27
1390 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1391 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-04-27
1392 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
1393 CHINA TIMES SECURITIES LIMITED 2 8 10 80.00 2011-02-21
1394 CMB International Global Markets Limited 3 7 10 70.00
1395 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
1396 EQT Partners Asia Limited 4 6 10 60.00 2011-04-15
1397 Essence Asset Management (Hong Kong) Limited 3 7 10 70.00 2010-08-19
1398 Essence Corporate Finance (Hong Kong) Limited 4 6 10 60.00 2010-09-01
1399 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1400 Evo Capital Management Asia Limited 3 7 10 70.00 2007-08-22
1401 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
1402 Future Growth Financial Services Limited 3 7 10 70.00 2010-04-08
1403 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
1404 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
1405 HEAD & SHOULDERS SECURITIES LIMITED 4 6 10 60.00 2008-03-27
1406 HERMES SECURITIES LIMITED 2 8 10 80.00
1407 HGNH International Asset Management Co., Limited 2 8 10 80.00 2011-10-24
1408 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 5 5 10 50.00 2007-09-21
1409 Hutchin Hill Capital HK Limited 4 6 10 60.00 2015-03-09
1410 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 70.00 2009-08-06
1411 INNOVAX CAPITAL LIMITED 4 6 10 60.00 2015-02-25
1412 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1413 JK Capital Management Limited 4 6 10 60.00 2015-12-01
1414 Keptain Securities and Asset Management Limited 2 8 10 80.00 2013-01-24
1415 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1416 MAN INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-28
1417 Marex HK Asia Limited 2 8 10 80.00 2013-08-23
1418 Marex Hong Kong Limited 3 7 10 70.00 2011-01-28
1419 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1420 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1421 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1422 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 6 10 60.00 2010-11-03
1423 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1424 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1425 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1426 North Beta International Securities Limited 2 8 10 80.00 2009-07-17
1427 Nuada Limited 6 4 10 40.00 2004-01-15
1428 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2010-08-18
1429 OTCex Hong Kong Limited 3 7 10 70.00 2010-08-23
1430 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1431 RaffAello Capital Limited 5 5 10 50.00 2012-07-05
1432 RaffAello Securities (HK) Limited 3 7 10 70.00 2005-03-30
1433 Rakuten Securities Hong Kong Limited 2 8 10 80.00
1434 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1435 Religare Capital Markets (Hong Kong) Limited 4 6 10 60.00 2008-07-24
1436 Rencent International Asset Management Company Limited 2 8 10 80.00 2013-10-10
1437 SAMSUNG SECURITIES (ASIA) LIMITED 3 7 10 70.00
1438 SHANXI SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00 2015-06-10
1439 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1440 Sinostar Asset Management Limited 3 7 10 70.00 2013-08-16
1441 Standard Advisory Asia Limited 3 7 10 70.00 2014-12-01
1442 SUPREME CHINA SECURITIES LIMITED 3 7 10 70.00 2014-10-10
1443 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1444 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2006-03-24
1445 TFI Asset Management Limited 3 7 10 70.00 2009-06-18
1446 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1447 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1448 VBG Capital Limited 4 6 10 60.00 2009-04-20
1449 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
1450 Vontobel Wealth Management (Hong Kong) Limited 4 6 10 60.00 2013-01-14
1451 Wanhai Securities (HK) Limited 3 7 10 70.00
1452 Well Link International Securities Limited 3 7 10 70.00 2012-10-04
1453 WING FAT SECURITIES LIMITED 3 7 10 70.00
1454 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1455 WINTECH SECURITIES LIMITED 4 6 10 60.00
1456 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
1457 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1458 Zhongrong International Futures Co., Limited 3 7 10 70.00 2012-02-22
1459 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
1460 BMI Securities Limited 2 9 11 81.82 2011-03-14
1461 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
1462 Bradbury Securities Limited 2 9 11 81.82
1463 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
1464 China Re Asset Management (Hong Kong) Company Limited 3 8 11 72.73 2015-05-14
1465 CNCB (Hong Kong) Capital Limited 6 5 11 45.45 2010-10-27
1466 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
1467 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
1468 Double Haven Capital (Hong Kong) Limited 3 8 11 72.73 2007-02-16
1469 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
1470 Eton Park Asia Limited 4 7 11 63.64 2006-11-13
1471 EXS Capital Asia Limited 3 8 11 72.73 2008-06-12
1472 FORMAX SECURITIES LIMITED 2 9 11 81.82 2014-09-12
1473 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 72.73 2011-11-15
1474 FT Securities Limited 2 9 11 81.82
1475 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1476 Great Wall Pan Asia Asset Management Limited 4 7 11 63.64 2014-05-13
1477 GT CAPITAL LIMITED 4 7 11 63.64
1478 HPEF Capital Partners Limited 3 8 11 72.73
1479 ICBC Asset Management (Global) Company Limited 3 8 11 72.73
1480 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1481 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 63.64 2007-03-20
1482 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
1483 Lighthorse Asset Management (HK) Limited 2 9 11 81.82 2009-09-04
1484 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73 2013-09-17
1485 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1486 Octal Capital Limited 5 6 11 54.55 2011-06-01
1487 Ord Minnett Hong Kong Limited 3 8 11 72.73 2013-01-15
1488 ORIENT CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2014-09-18
1489 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
1490 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1491 Public Securities Limited 2 9 11 81.82
1492 Quam Asset Management Limited (b1983-06-28) 4 7 11 63.64
1493 RED CAPITAL GROUP LIMITED 4 7 11 63.64 2014-09-03
1494 ROOFER SECURITIES LIMITED 3 8 11 72.73
1495 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
1496 Shang International Finance Limited 4 7 11 63.64
1497 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 8 11 72.73 2007-05-18
1498 Sinofortune Securities Limited 6 5 11 45.45 2012-02-03
1499 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1500 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1501 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1502 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1503 TANG PING KONG LIMITED 3 8 11 72.73
1504 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1505 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1506 Wisetrade Securities Limited 2 9 11 81.82
1507 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 9 11 81.82 2014-01-07
1508 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1509 AIF Securities Limited 6 6 12 50.00 2004-11-02
1510 Allard Partners Limited 3 9 12 75.00
1511 Ares Management Asia (Hong Kong) Limited 3 9 12 75.00 2009-05-25
1512 ATLANTIS INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
1513 Ayers Alliance Securities (HK) Limited 2 10 12 83.33 2013-10-07
1514 Beevest Securities Limited 5 7 12 58.33
1515 Beijing Securities Limited 4 8 12 66.67 2008-11-07
1516 BFAM Partners (Hong Kong) Limited 3 9 12 75.00 2012-03-30
1517 BOSC International Company Limited 4 8 12 66.67 2015-01-09
1518 Capstone Financial (HK) Limited 6 6 12 50.00 2010-03-12
1519 CIFM Asset Management (Hong Kong) Limited 3 9 12 75.00 2011-07-20
1520 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 10 12 83.33
1521 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1522 CMB International Asset Management Limited 5 7 12 58.33 2010-05-26
1523 EAST ASIA FUTURES LIMITED 4 8 12 66.67
1524 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
1525 Everbright Securities Digital Finance (HK) Limited 2 10 12 83.33
1526 FULBRIGHT ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-03-22
1527 GENERALI INVESTMENTS ASIA LIMITED 4 8 12 66.67 2006-02-08
1528 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 10 12 83.33
1529 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
1530 HALCYON SECURITIES LIMITED 3 9 12 75.00 2013-01-28
1531 HENIK SECURITIES LIMITED 2 10 12 83.33
1532 HING WONG SECURITIES LIMITED 3 9 12 75.00
1533 Horizon Asset International (HK) Limited 3 9 12 75.00 2008-09-03
1534 IAM LEGACY LIMITED 4 8 12 66.67 2007-08-21
1535 ICBC Credit Suisse Asset Management (International) Company Limited 3 9 12 75.00 2011-11-18
1536 iFAST Global Markets (HK) Limited 4 8 12 66.67 2008-02-12
1537 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1538 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1539 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1540 KINGSTON CORPORATE FINANCE LIMITED 4 8 12 66.67
1541 KVB Kunlun Securities (HK) Limited 3 9 12 75.00 2008-07-02
1542 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1543 LAMTEX SECURITIES LIMITED 2 10 12 83.33
1544 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1545 Liquid Capital Markets Hong Kong Limited 3 9 12 75.00 2009-10-29
1546 MFG Limited (HK) 4 8 12 66.67 2006-07-17
1547 Monex Boom Securities (H.K.) Limited 4 8 12 66.67
1548 NewQuest Capital Advisors (HK) Limited 2 10 12 83.33 2012-03-08
1549 Ninety One Hong Kong Limited 3 9 12 75.00 2014-04-09
1550 Planetree Futures Limited 4 8 12 66.67
1551 PRIME SECURITIES LIMITED (HK) 2 10 12 83.33
1552 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 8 12 66.67
1553 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1554 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1555 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1556 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 8 12 66.67 2008-11-07
1557 SOUTH CHINA RESEARCH LIMITED 4 8 12 66.67
1558 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 8 12 66.67
1559 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
1560 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
1561 Anuenue Securities Limited 5 8 13 61.54
1562 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 10 13 76.92
1563 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
1564 CC Finance Limited 2 11 13 84.62 2006-04-20
1565 CHEONG LEE SECURITIES LIMITED 3 10 13 76.92 2005-11-24
1566 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1567 CINDA INTERNATIONAL CAPITAL LIMITED 3 10 13 76.92
1568 Citadel Asia Limited 3 10 13 76.92 2005-10-21
1569 CLC International Limited 4 9 13 69.23 2012-12-07
1570 Davidson Kempner Asia Limited 2 11 13 84.62 2010-05-04
1571 De Riva Asia Limited 3 10 13 76.92 2010-07-29
1572 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1573 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
1574 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
1575 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
1576 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 76.92 2007-07-27
1577 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
1578 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1579 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1580 MCM Asia Limited 5 8 13 61.54 2013-03-28
1581 Minerva Holding Financial Securities Limited 5 8 13 61.54
1582 Neutral Financial Holding Company Limited 4 9 13 69.23
1583 New China Asset Management (Hong Kong) Limited 3 10 13 76.92 2013-11-06
1584 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1585 Ontario Teachers' Pension Plan (Asia) Limited 6 7 13 53.85 2013-05-20
1586 Oppenheimer Investments Asia Limited 4 9 13 69.23 2010-02-12
1587 ORTUS CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2003-08-29
1588 PEGASUS FUND MANAGERS LIMITED 3 10 13 76.92 2011-01-28
1589 Polen Capital HK Limited 3 10 13 76.92 2012-09-28
1590 REDFORD SECURITIES LIMITED 4 9 13 69.23 2005-03-31
1591 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
1592 Shacom Securities Limited 3 10 13 76.92
1593 Sigma Capital Management Limited 5 8 13 61.54 2008-03-12
1594 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1595 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1596 YF SECURITIES COMPANY LIMITED 2 11 13 84.62
1597 ALLY BRIDGE GROUP (HK) LIMITED 2 12 14 85.71 2015-07-09
1598 ALTUS CAPITAL LIMITED 4 10 14 71.43
1599 ALTUS INVESTMENTS LIMITED (HK) 4 10 14 71.43 2005-12-14
1600 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
1601 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
1602 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
1603 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
1604 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 71.43
1605 China Securities (International) Asset Management Company Limited 3 11 14 78.57 2013-02-22
1606 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 9 14 64.29 2007-04-20
1607 DigitalBridge Management Asia Limited 4 10 14 71.43 2010-07-20
1608 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 10 14 71.43 2012-09-24
1609 Futu Securities International (HONG KONG) Limited 3 11 14 78.57 2012-10-04
1610 GF Asset Management (Hong Kong) Limited 3 11 14 78.57 2007-11-08
1611 GF International Investment Management Limited 4 10 14 71.43 2011-09-08
1612 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1613 M3 Capital Partners (HK) Limited 2 12 14 85.71 2008-10-17
1614 OP INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43 2004-02-18
1615 Open Securities Limited 6 8 14 57.14 2010-07-16
1616 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1617 Qantex Capital Markets Limited 4 10 14 71.43 2009-04-14
1618 Rifa Futures Limited 3 11 14 78.57 2008-12-01
1619 SINO GRADE SECURITIES LIMITED 3 11 14 78.57
1620 SINOMAX SECURITIES LIMITED 3 11 14 78.57
1621 SUN SECURITIES LIMITED 5 9 14 64.29 2011-04-01
1622 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1623 Topaz Financial Group Limited 3 11 14 78.57 2012-10-12
1624 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
1625 WING ON CHEONG SECURITIES COMPANY LIMITED 3 11 14 78.57
1626 BERICH BROKERAGE LIMITED 4 11 15 73.33
1627 BlueCrest Capital Management (Hong Kong) Limited 3 12 15 80.00 2014-09-16
1628 Changjiang Corporate Finance (HK) Limited 3 12 15 80.00 2012-06-29
1629 Channel 8 Wealth Management Limited 3 12 15 80.00 2010-01-27
1630 CHINA SYSTEM SECURITIES LIMITED 4 11 15 73.33 2005-07-07
1631 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1632 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 10 15 66.67 2009-10-14
1633 Dymon Asia Capital (HK) Limited 4 11 15 73.33 2011-08-31
1634 Grand China Securities Limited 3 12 15 80.00 2012-05-03
1635 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 3 12 15 80.00 2010-06-30
1636 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1637 JVSakk Asia Limited 5 10 15 66.67
1638 KOALA SECURITIES LIMITED 2 13 15 86.67 2015-09-09
1639 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1640 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1641 Oshidori Securities Limited 6 9 15 60.00 2015-05-19
1642 PC SECURITIES LIMITED 3 12 15 80.00 2014-06-11
1643 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 11 15 73.33 2008-03-12
1644 RHB CAPITAL HONG KONG LIMITED 4 11 15 73.33
1645 SHENG YUAN SECURITIES LIMITED 4 11 15 73.33 2010-10-27
1646 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1647 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1648 BUSINESS SECURITIES LIMITED 3 13 16 81.25
1649 CELESTIAL CAPITAL LIMITED 4 12 16 75.00
1650 China Finance KAB Limited 3 13 16 81.25 2004-12-23
1651 CITIC Securities CLSA Capital Partners (HK) Limited 3 13 16 81.25
1652 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
1653 DELTA ASIA SECURITIES LIMITED 3 13 16 81.25 2011-12-23
1654 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
1655 FOUNDER SECURITIES (HONG KONG) LIMITED 3 13 16 81.25 2014-12-19
1656 GRANSING SECURITIES CO., LIMITED 4 12 16 75.00
1657 HENYEP SECURITIES LIMITED 3 13 16 81.25
1658 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
1659 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 11 16 68.75 2010-09-29
1660 KGI CAPITAL ASIA LIMITED 7 9 16 56.25
1661 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
1662 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1663 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1664 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1665 Oaktree Capital (Hong Kong) Limited 5 11 16 68.75 2006-07-12
1666 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1667 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 5 11 16 68.75 2007-03-08
1668 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1669 RRJ Management (HK) Limited 3 13 16 81.25 2013-05-31
1670 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 13 16 81.25 2005-07-07
1671 TC Capital International Limited 3 13 16 81.25 2010-08-11
1672 TC Investment Management (Asia) Limited 4 12 16 75.00 2014-03-18
1673 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1674 Towers Watson Investment Services Hong Kong Limited 3 13 16 81.25 2007-05-14
1675 TT INTERNATIONAL (HONG KONG) LIMITED 7 9 16 56.25 2004-06-04
1676 WINFULL SECURITIES LIMITED 3 13 16 81.25
1677 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
1678 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
1679 Astrum Capital Management Limited (HK) 7 10 17 58.82 2005-07-08
1680 Balyasny Asset Management (Hong Kong) Limited 2 15 17 88.24 2008-03-03
1681 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 12 17 70.59 2011-01-04
1682 Caitong International Asset Management Co., Limited 4 13 17 76.47 2013-05-20
1683 China Universal Asset Management (Hong Kong) Company Limited 6 11 17 64.71 2010-02-19
1684 Conning Asia Pacific Limited 2 15 17 88.24 2012-02-24
1685 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
1686 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
1687 HANG SENG INVESTMENT SERVICES LIMITED 3 14 17 82.35
1688 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1689 ICAP Equities Asia Limited 3 14 17 82.35 2008-12-22
1690 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 14 17 82.35 2009-12-14
1691 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 76.47 2009-07-10
1692 iFAST Financial (HK) Limited 5 12 17 70.59 2007-03-30
1693 Jupiter Asset Management (Asia Pacific) Limited 5 12 17 70.59 2014-12-12
1694 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 14 17 82.35 2006-11-28
1695 LEI SHING HONG SECURITIES LIMITED 3 14 17 82.35
1696 MALAHON SECURITIES LIMITED 3 14 17 82.35
1697 MOELIS & COMPANY ASIA LIMITED 2 15 17 88.24 2009-12-11
1698 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1699 Optima Capital Limited 4 13 17 76.47 2007-10-25
1700 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
1701 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 13 17 76.47 2007-03-01
1702 PO SANG SECURITIES LIMITED 4 13 17 76.47 2012-03-23
1703 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 10 17 58.82
1704 SILVERHORN INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2011-02-28
1705 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1706 VMS Securities Limited 7 10 17 58.82
1707 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1708 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
1709 Black Marble Securities Limited 4 14 18 77.78
1710 BMI FUNDS MANAGEMENT LIMITED 4 14 18 77.78 2010-09-10
1711 CES Capital International (Hong Kong) Co., Limited 8 10 18 55.56 2008-03-20
1712 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
1713 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
1714 CLC SECURITIES LIMITED 4 14 18 77.78 2008-06-16
1715 CTBC Asia Limited 4 14 18 77.78 2004-01-14
1716 Evercore Asia Limited 5 13 18 72.22 2011-03-04
1717 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1718 FORTUNE (HK) SECURITIES LIMITED 2 16 18 88.89
1719 GAM HONG KONG LIMITED 7 11 18 61.11
1720 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
1721 HANTEC SECURITIES CO., LIMITED 2 16 18 88.89
1722 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
1723 MERCER INVESTMENTS (HK) LIMITED 3 15 18 83.33 2005-08-04
1724 Nine Masts Capital Limited 3 15 18 83.33 2010-05-11
1725 ORIENT SECURITIES LIMITED 2 16 18 88.89
1726 Planetree Securities Limited 5 13 18 72.22
1727 SEEKERS MARKETS LIMITED 5 13 18 72.22 2013-08-09
1728 Sumitomo Mitsui Trust (Hong Kong) Limited 7 11 18 61.11 2014-01-07
1729 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1730 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1731 Telecom King Securities Limited 3 15 18 83.33 2007-10-17
1732 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1733 Virtu ITG Hong Kong Limited 4 14 18 77.78
1734 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
1735 Well Link Securities Limited 2 16 18 88.89 2005-11-11
1736 313 Capital Management Limited 4 15 19 78.95 2010-04-19
1737 Anbang Capital (Hong Kong) Co. Limited 3 16 19 84.21 2013-12-06
1738 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
1739 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
1740 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 14 19 73.68 2010-08-20
1741 DL BROKERAGE LIMITED 3 16 19 84.21
1742 EWARTON SECURITIES LIMITED 4 15 19 78.95
1743 Funderstone Futures Limited 3 16 19 84.21
1744 GFI (HK) SECURITIES L.L.C. 2 17 19 89.47 2007-06-18
1745 MESSIS CAPITAL LIMITED 4 15 19 78.95 2012-12-11
1746 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1747 South China Forex Limited 2 17 19 89.47 2010-06-21
1748 CASH ASSET MANAGEMENT LIMITED 3 17 20 85.00 2005-03-30
1749 CBH Asia Limited 4 16 20 80.00 2010-09-24
1750 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 6 14 20 70.00 2007-08-23
1751 CVC Asia Pacific Limited 6 14 20 70.00 2009-11-16
1752 Funderstone Securities Limited 4 16 20 80.00
1753 Gain Capital - Forex.com Hong Kong Limited 2 18 20 90.00 2009-07-22
1754 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 18 20 90.00 2005-02-16
1755 GAOYU SECURITIES LIMITED 5 15 20 75.00
1756 HANG SENG SECURITIES LIMITED 5 15 20 75.00
1757 ICBC (ASIA) SECURITIES LIMITED 4 16 20 80.00
1758 Janus Henderson Investors Hong Kong Limited 3 17 20 85.00
1759 KINGSTON FUTURES LIMITED 2 18 20 90.00
1760 LEHIN SECURITIES LIMITED 3 17 20 85.00
1761 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 16 20 80.00 2003-06-06
1762 LIM ADVISORS LIMITED 6 14 20 70.00
1763 Newedge Broker Hong Kong Limited 6 14 20 70.00
1764 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1765 SG Asset Finance (Hong Kong) Limited 6 14 20 70.00 2003-10-02
1766 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 17 20 85.00 2008-04-11
1767 WOCOM LIMITED (HK) 4 16 20 80.00
1768 BOCHK Asset Management Limited 3 18 21 85.71 2010-12-15
1769 Changjiang Futures (HK) Limited 3 18 21 85.71 2012-02-13
1770 China Orient International Asset Management Limited 6 15 21 71.43 2012-05-15
1771 CHONG HING COMMODITIES AND FUTURES LIMITED 3 18 21 85.71
1772 Evergrande Futures (Hong Kong) Limited 3 18 21 85.71 2003-11-21
1773 INSTINET PACIFIC LIMITED 5 16 21 76.19
1774 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
1775 KAISER FUTURES LIMITED 4 17 21 80.95
1776 KAISER SECURITIES LIMITED 3 18 21 85.71
1777 KGI Asset Management Limited 4 17 21 80.95 2013-05-31
1778 OnePlatform Securities Limited 2 19 21 90.48
1779 Pictet Asset Management (Hong Kong) Limited 7 14 21 66.67 2006-10-26
1780 SPS SECURITIES LIMITED 4 17 21 80.95
1781 YICKO SECURITIES LIMITED 5 16 21 76.19 2015-10-30
1782 abrdn Hong Kong Limited 6 16 22 72.73
1783 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
1784 AXA Investment Managers Asia Limited 5 17 22 77.27 2005-07-21
1785 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 17 22 77.27
1786 BTIG Hong Kong Limited 3 19 22 86.36 2008-04-15
1787 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 18 22 81.82 2006-07-03
1788 CLSA FUTURES LIMITED 3 19 22 86.36
1789 DBS ASIA CAPITAL LIMITED 10 12 22 54.55
1790 ICBC INTERNATIONAL FUTURES LIMITED 3 19 22 86.36 2009-05-06
1791 JANE STREET HONG KONG LIMITED 3 19 22 86.36 2013-07-26
1792 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1793 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1794 MIDLAND WEALTH MANAGEMENT LIMITED 2 20 22 90.91 2008-02-18
1795 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1796 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 16 22 72.73
1797 State Street Securities Hong Kong Limited 5 17 22 77.27 2013-04-22
1798 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 4 18 22 81.82 2008-09-02
1799 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 19 23 82.61 2006-01-25
1800 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 20 23 86.96 2004-07-15
1801 CHRISTFUND SECURITIES LIMITED 3 20 23 86.96
1802 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 20 23 86.96 2008-07-03
1803 HSBC BROKING SECURITIES (HONG KONG) LIMITED 8 15 23 65.22
1804 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
1805 Morningstar Investment Management Asia Limited 6 17 23 73.91 2014-05-08
1806 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1807 Segantii Capital Management Limited 3 20 23 86.96 2007-11-22
1808 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1809 WOCOM SECURITIES LIMITED 4 19 23 82.61
1810 BNY Mellon Investment Management Hong Kong Limited 7 17 24 70.83 2008-06-06
1811 BOCOM International Asset Management Limited 5 19 24 79.17 2007-09-13
1812 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 20 24 83.33
1813 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
1814 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1815 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1816 MANGO FINANCIAL LIMITED 5 19 24 79.17
1817 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 19 24 79.17
1818 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1819 Somerley Capital Limited 9 15 24 62.50 2013-10-02
1820 TULLETT PREBON (HONG KONG) LIMITED 3 21 24 87.50 2010-08-26
1821 UBP ASSET MANAGEMENT ASIA LIMITED 4 20 24 83.33 2007-01-11
1822 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
1823 BEA Union Investment Management Limited 5 20 25 80.00
1824 BOCOM MPF & Financial Services Company Limited 4 21 25 84.00 2012-06-25
1825 Bosera Asset Management (International) Co., Limited 3 22 25 88.00 2010-11-05
1826 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
1827 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
1828 HGNH International Forex Co., Limited 2 23 25 92.00 2014-04-04
1829 Lion Global Financial Limited 4 21 25 84.00 2008-10-10
1830 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
1831 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1832 Prime Cdex Securities Limited 4 21 25 84.00
1833 SynerWealth Financial Limited 4 21 25 84.00 2009-02-04
1834 Vanguard Investments Hong Kong Limited 6 19 25 76.00 2012-02-07
1835 CMB International Capital Limited 7 19 26 73.08 2010-09-07
1836 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 24 26 92.31 2008-12-17
1837 CSC FUTURES (HK) LIMITED 4 22 26 84.62 2015-03-09
1838 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 24 26 92.31
1839 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 22 26 84.62 2010-04-27
1840 WING FUNG SECURITIES LIMITED 4 22 26 84.62
1841 CHINA EVERBRIGHT CAPITAL LIMITED 5 22 27 81.48 2005-05-09
1842 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 22 27 81.48 2006-12-08
1843 CITIC Securities Asset Management (HK) Limited 5 22 27 81.48 2008-08-01
1844 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 24 27 88.89 2005-11-15
1845 HGNH International Securities Co., Limited 3 24 27 88.89 2014-01-08
1846 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
1847 Quam Capital Limited (b1994-08-04) 9 18 27 66.67
1848 Templewater Hong Kong Limited 7 20 27 74.07
1849 CAIIS Limited 4 24 28 85.71 2006-05-23
1850 Eclipse Options (HK) Limited 5 23 28 82.14 2007-05-31
1851 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 25 28 89.29
1852 IPP Financial Advisers Limited 2 26 28 92.86 2006-12-21
1853 JVSakk Asset Management Limited 4 24 28 85.71 2008-08-28
1854 Rothschild & Co Hong Kong Limited 5 23 28 82.14 2005-04-27
1855 Samsung Asset Management (Hong Kong) Limited 3 25 28 89.29 2008-04-23
1856 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
1857 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
1858 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 23 29 79.31
1859 China Asset Management (Hong Kong) Limited 5 24 29 82.76 2008-12-10
1860 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 24 29 82.76 2007-12-07
1861 Crosby Securities Limited 11 18 29 62.07 2013-03-06
1862 Gong Ping Futures Limited 3 26 29 89.66 2011-11-22
1863 Gong Ping Securities Limited 3 26 29 89.66 2010-12-08
1864 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1865 Sunrise Brokers (Hong Kong) Limited 2 27 29 93.10 2009-12-09
1866 UPBEST SECURITIES COMPANY LIMITED 5 24 29 82.76
1867 ASSET MANAGEMENT GROUP LIMITED 3 27 30 90.00 2006-01-17
1868 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 25 30 83.33 2012-08-01
1869 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 26 30 86.67
1870 CSI Corporate Finance (HK) Limited 6 24 30 80.00 2007-08-01
1871 CVP Securities Limited 3 27 30 90.00 2004-07-09
1872 DAEWOO SECURITIES (HONG KONG) LIMITED 6 24 30 80.00 2012-02-17
1873 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 25 30 83.33
1874 DWS Investments Hong Kong Limited 4 26 30 86.67
1875 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
1876 Fosun International Securities Limited 7 23 30 76.67 2008-06-23
1877 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
1878 ORIENT FUTURES (HONG KONG) LIMITED 5 25 30 83.33 2011-02-28
1879 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 24 30 80.00 2008-08-07
1880 WIN WONG SECURITIES LIMITED 4 26 30 86.67
1881 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
1882 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
1883 HAITONG INTERNATIONAL RESEARCH LIMITED 2 29 31 93.55
1884 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 24 31 77.42 2005-07-05
1885 Northern Trust Company of Hong Kong Limited (The) 8 23 31 74.19 2011-09-05
1886 ONE CHINA SECURITIES LIMITED 2 29 31 93.55 2004-03-01
1887 PRESIDENT SECURITIES (HONG KONG) LIMITED 11 20 31 64.52 2007-06-20
1888 ABCI CAPITAL LIMITED 6 26 32 81.25 2011-03-17
1889 CSOP Asset Management Limited 4 28 32 87.50 2008-09-29
1890 Changjiang Securities Brokerage (HK) Limited 5 28 33 84.85 2011-12-13
1891 China Renaissance Securities (Hong Kong) Limited 10 23 33 69.70 2012-10-24
1892 CMBC SECURITIES COMPANY LIMITED 7 26 33 78.79 2008-01-24
1893 EVER-LONG SECURITIES COMPANY LIMITED 6 27 33 81.82
1894 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1895 VC FUTURES LIMITED 4 29 33 87.88
1896 Yunfeng Financial Markets Limited 11 22 33 66.67
1897 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 25 34 73.53 2003-08-29
1898 BGC SECURITIES (HONG KONG) LLC 2 32 34 94.12 2008-06-25
1899 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 8 26 34 76.47 2009-01-02
1900 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
1901 GF Capital (Hong Kong) Limited 5 29 34 85.29 2007-01-31
1902 I-ACCESS INVESTORS LIMITED 5 29 34 85.29 2005-07-13
1903 Rifa Securities Limited 6 28 34 82.35
1904 Wells Fargo Securities Asia Limited 8 26 34 76.47 2008-04-25
1905 CAPITAL GLOBAL MANAGEMENT LIMITED 3 32 35 91.43 2005-09-17
1906 CASH Wealth Management Limited 8 27 35 77.14 2011-01-17
1907 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
1908 iBest Consultants Limited 5 30 35 85.71 2008-04-15
1909 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 32 35 91.43 2007-03-09
1910 FIRST SHANGHAI FUTURES LIMITED 4 32 36 88.89
1911 Glory Sun Securities Limited 7 29 36 80.56 2012-09-18
1912 HARRIS FRASER (INTERNATIONAL) LIMITED 3 33 36 91.67
1913 SMBC Nikko Securities (Hong Kong) Limited 10 26 36 72.22 2012-07-20
1914 St. James's Place (Hong Kong) Limited 4 32 36 88.89 2012-02-14
1915 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 32 36 88.89 2015-07-02
1916 Vantage Capital Markets HK Limited 5 31 36 86.11 2008-10-02
1917 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 33 37 89.19 2011-04-26
1918 FIRST SECURITIES (HK) LIMITED 6 31 37 83.78 2009-08-03
1919 GET NICE FUTURES COMPANY LIMITED 3 34 37 91.89
1920 CMB International Securities Limited 4 34 38 89.47 2010-06-15
1921 CSC SECURITIES (HK) LIMITED 6 32 38 84.21 2003-12-29
1922 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
1923 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
1924 HARVEST GLOBAL INVESTMENTS LIMITED 3 35 38 92.11 2009-02-16
1925 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 34 38 89.47 2009-11-16
1926 Neuberger Berman Asia Limited 4 34 38 89.47 2008-03-13
1927 NOAH HOLDINGS (HONG KONG) LIMITED 3 35 38 92.11 2012-01-04
1928 Robeco Hong Kong Limited 3 35 38 92.11 2007-12-18
1929 YUE XIU FUTURES COMPANY LIMITED 3 35 38 92.11
1930 HAITONG INTERNATIONAL CAPITAL LIMITED 9 30 39 76.92
1931 HGNH International Futures Co., Limited 5 34 39 87.18 2007-06-26
1932 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 35 39 89.74 2010-06-29
1933 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 37 39 94.87
1934 PineBridge Investments Asia Limited 5 34 39 87.18 2009-04-02
1935 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 32 39 82.05 2009-07-30
1936 T.F.S. Derivatives HK Limited 7 32 39 82.05 2009-04-03
1937 TSE'S SECURITIES LIMITED 3 36 39 92.31
1938 GF FUTURES (HONG KONG) CO., LIMITED 3 37 40 92.50 2007-02-16
1939 Mason Futures Limited (HK) 4 36 40 90.00
1940 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 35 40 87.50 2009-06-02
1941 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
1942 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 38 41 92.68 2007-01-09
1943 ALTRUIST FINANCIAL GROUP LIMITED 2 40 42 95.24 2004-01-20
1944 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
1945 Point72 Hong Kong Limited 7 35 42 83.33 2006-11-14
1946 Rich Union Securities (H.K.) Limited 5 37 42 88.10
1947 GUOYUAN FUTURES (HONG KONG) LIMITED 3 40 43 93.02 2007-11-29
1948 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1949 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 37 43 86.05 2007-04-26
1950 BOCI RESEARCH LIMITED 5 39 44 88.64
1951 Capital International, Inc. 4 40 44 90.91 2007-07-03
1952 KGI SECURITIES (HONG KONG) LIMITED 9 35 44 79.55
1953 LUEN FAT SECURITIES COMPANY LIMITED 5 39 44 88.64
1954 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
1955 CINDA INTERNATIONAL FUTURES LIMITED 3 42 45 93.33
1956 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 15 30 45 66.67 2008-02-21
1957 Amundi Hong Kong Limited 6 41 47 87.23
1958 T. Rowe Price Hong Kong Limited 5 42 47 89.36 2010-12-21
1959 VICTORY SECURITIES COMPANY LIMITED 3 44 47 93.62 2007-02-16
1960 Wellington Management Hong Kong Limited (b2003-01-02) 9 38 47 80.85 2003-09-18
1961 Mason Securities Limited 4 44 48 91.67
1962 ZHONGRONG PT SECURITIES LIMITED 5 43 48 89.58 2010-07-30
1963 China Securities (International) Corporate Finance Company Limited 7 42 49 85.71 2013-04-08
1964 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
1965 GUOTAI JUNAN CAPITAL LIMITED 7 42 49 85.71
1966 Interactive Brokers Hong Kong Limited 5 44 49 89.80 2004-01-07
1967 Standard Chartered Securities (Hong Kong) Limited 9 40 49 81.63 2012-12-17
1968 BOCOM International (Asia) Limited 9 41 50 82.00 2007-09-21
1969 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
1970 LUK FOOK FUTURES (HK) LIMITED 5 45 50 90.00 2011-12-05
1971 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 45 51 88.24 2012-07-13
1972 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 45 51 88.24
1973 Principal Investment & Retirement Services Limited 2 49 51 96.08 2011-08-17
1974 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
1975 ORIENT SECURITIES (HONG KONG) LIMITED 5 47 52 90.38 2010-07-21
1976 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 47 52 90.38 2012-12-07
1977 ATHENA WEALTH MANAGEMENT LIMITED 4 49 53 92.45 2008-04-25
1978 BLACKSTONE GROUP (HK) LIMITED (THE) 6 47 53 88.68 2008-10-14
1979 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
1980 JF INTERNATIONAL MANAGEMENT INC. 3 50 53 94.34
1981 Sanford C. Bernstein (Hong Kong) Limited 7 46 53 86.79 2011-09-28
1982 VC BROKERAGE LIMITED 3 50 53 94.34
1983 Guosen Securities (HK) Brokerage Company, Limited 4 50 54 92.59 2010-02-26
1984 RHB FUTURES HONG KONG LIMITED 4 50 54 92.59 2005-09-28
1985 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 46 54 85.19 2010-02-23
1986 Success Futures and Foreign Exchange Limited 4 51 55 92.73 2005-12-06
1987 Taiping Securities (HK) Co Limited 6 50 56 89.29
1988 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
1989 Macquarie Corporate (Hong Kong) Limited 7 50 57 87.72
1990 MUFG Securities Asia Limited 9 48 57 84.21 2010-12-31
1991 Fidelity Management & Research (Hong Kong) Limited 9 49 58 84.48 2008-09-04
1992 MIB FUTURES (HONG KONG) LIMITED 5 53 58 91.38 2011-03-25
1993 STOCKWELL SECURITIES LIMITED 3 55 58 94.83
1994 YUE XIU SECURITIES COMPANY LIMITED 6 52 58 89.66 2013-12-02
1995 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 46 59 77.97 2004-05-31
1996 Bright Fund Management Limited 3 57 60 95.00
1997 ABCI Securities Company Limited 11 50 61 81.97 2005-11-15
1998 KINGSTON SECURITIES LIMITED 6 55 61 90.16
1999 BCT Financial Limited 2 60 62 96.77 2010-11-24
2000 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 7 55 62 88.71
2001 S&P Global Ratings Hong Kong Limited 3 59 62 95.16 2011-06-01
2002 Soochow Securities International Futures Limited 5 57 62 91.94 2012-08-27
2003 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 60 63 95.24
2004 ICBC INTERNATIONAL CAPITAL LIMITED 7 57 64 89.06 2008-05-27
2005 GEO Securities Limited 2 63 65 96.92 2013-05-03
2006 ICBC INTERNATIONAL SECURITIES LIMITED 17 49 66 74.24 2008-11-14
2007 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 60 67 89.55 2004-10-14
2008 CHONG HING SECURITIES LIMITED 3 67 70 95.71
2009 orientiert XYZ Securities Limited 8 62 70 88.57 2004-12-03
2010 UBS Asset Management (Hong Kong) Limited 10 61 71 85.92 2012-09-12
2011 SANFULL SECURITIES LIMITED 6 66 72 91.67
2012 CENTALINE WEALTH MANAGEMENT LIMITED 4 69 73 94.52 2004-04-02
2013 CORPORATE BROKERS LIMITED 4 69 73 94.52
2014 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
2015 CCB INTERNATIONAL SECURITIES LIMITED 20 54 74 72.97 2005-08-19
2016 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 71 74 95.95 2010-11-26
2017 NATIXIS ASIA LIMITED 4 70 74 94.59 2004-10-19
2018 FIRST SHANGHAI SECURITIES LIMITED 8 67 75 89.33
2019 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
2020 CGS International Securities Hong Kong Limited 11 67 78 85.90
2021 China Securities (International) Brokerage Company Limited 7 71 78 91.03 2013-04-24
2022 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 74 78 94.87 2011-03-04
2023 Success Securities Limited 4 74 78 94.87
2024 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 8 71 79 89.87 2015-06-01
2025 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 18 62 80 77.50 2005-11-29
2026 CITIC Securities (Hong Kong) Limited 12 70 82 85.37
2027 SINOPAC SECURITIES (ASIA) LIMITED 9 74 83 89.16 2012-04-23
2028 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 5 79 84 94.05
2029 VALUE PARTNERS HONG KONG LIMITED 5 79 84 94.05 2007-11-19
2030 VALUE PARTNERS LIMITED 5 79 84 94.05
2031 Essence International Securities (Hong Kong) Limited 8 77 85 90.59 2010-05-18
2032 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 81 85 95.29 2010-10-06
2033 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 81 85 95.29
2034 FULBRIGHT FUTURES LIMITED 4 82 86 95.35 2005-12-05
2035 GET NICE SECURITIES LIMITED 5 81 86 94.19
2036 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 81 86 94.19
2037 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 80 86 93.02
2038 UBS DERIVATIVES HONG KONG LIMITED 7 79 86 91.86
2039 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 81 86 94.19 2012-11-13
2040 Tung Shing Futures (Brokers) Limited 5 82 87 94.25
2041 FITCH (HONG KONG) LIMITED 5 83 88 94.32 2011-06-01
2042 CCB INTERNATIONAL CAPITAL LIMITED 12 79 91 86.81 2004-05-27
2043 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
2044 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 84 93 90.32 2003-10-31
2045 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 86 93 92.47
2046 China Galaxy International Futures (Hong Kong) Co., Limited 4 90 94 95.74 2011-12-14
2047 CINDA INTERNATIONAL SECURITIES LIMITED 4 90 94 95.74
2048 FIL Investment Advisors 4 90 94 95.74
2049 EMPEROR FUTURES LIMITED 4 91 95 95.79
2050 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 9 90 99 90.91 2012-01-06
2051 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 16 83 99 83.84 2007-04-04
2052 HSBC BROKING FOREX (ASIA) LIMITED 4 96 100 96.00
2053 INVESCO HONG KONG LIMITED 6 95 101 94.06
2054 SOUTH CHINA SECURITIES LIMITED 6 96 102 94.12
2055 Soochow Securities International Brokerage Limited 6 98 104 94.23 2012-01-12
2056 MIB SECURITIES (HONG KONG) LIMITED 12 93 105 88.57 2012-05-21
2057 BOCI ASIA LIMITED 17 89 106 83.96
2058 Nerico Brothers Limited (HK) 11 95 106 89.62 2004-11-30
2059 LUK FOOK SECURITIES (HK) LIMITED 6 102 108 94.44 2012-06-25
2060 Moody's Investors Service Hong Kong Limited 4 107 111 96.40 2011-06-01
2061 HSBC BROKING FUTURES (ASIA) LIMITED 4 108 112 96.43
2062 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 106 114 92.98 2007-07-04
2063 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 102 115 88.70 2013-07-11
2064 RHB SECURITIES HONG KONG LIMITED 8 107 115 93.04 2006-11-17
2065 FWD Financial Planning Limited (HK) 2 116 118 98.31 2011-01-25
2066 CITIC Securities Futures (HK) Limited 4 115 119 96.64
2067 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 118 122 96.72 2011-02-15
2068 HSBC BROKING SECURITIES (ASIA) LIMITED 9 114 123 92.68 2015-01-19
2069 JPMorgan Funds (Asia) Limited 8 117 125 93.60
2070 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 122 126 96.83
2071 HSBC Corporate Finance (Hong Kong) Limited 10 116 126 92.06 2012-03-09
2072 HSBC Global Asset Management (Hong Kong) Limited 7 119 126 94.44 2006-03-29
2073 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 14 115 129 89.15
2074 JPMorgan Asset Management (Asia Pacific) Limited 11 119 130 91.54 2006-02-16
2075 Daiwa Capital Markets Hong Kong Limited 13 118 131 90.08 2007-10-05
2076 Jefferies Hong Kong Limited 11 120 131 91.60 2010-01-04
2077 CELESTIAL COMMODITIES LIMITED 4 130 134 97.01
2078 Credit Suisse Securities (Hong Kong) Limited 9 126 135 93.33 2013-07-30
2079 GF Securities (Hong Kong) Brokerage Limited 10 127 137 92.70 2007-01-31
2080 EAST ASIA SECURITIES COMPANY LIMITED 4 134 138 97.10
2081 DBS VICKERS (HONG KONG) LIMITED 5 136 141 96.45 2003-10-14
2082 Yuanta Securities (Hong Kong) Company Limited 15 126 141 89.36 2006-07-08
2083 PRUDENTIAL BROKERAGE LIMITED 3 146 149 97.99
2084 MIZUHO SECURITIES ASIA LIMITED 13 137 150 91.33 2007-02-26
2085 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 150 153 98.04 2009-10-05
2086 CES Forex (HK) Limited 3 154 157 98.09
2087 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 154 158 97.47
2088 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 151 162 93.21
2089 CHIEF SECURITIES LIMITED 8 158 166 95.18 2006-04-20
2090 China Galaxy International Securities (Hong Kong) Co., Limited 13 154 167 92.22 2011-09-12
2091 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 164 170 96.47
2092 EMPEROR SECURITIES LIMITED (HK) 9 161 170 94.71
2093 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 164 173 94.80
2094 FIL Investment Management (Hong Kong) Limited 9 169 178 94.94
2095 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 164 180 91.11 2003-12-02
2096 BlackRock Asset Management North Asia Limited 10 177 187 94.65 2003-12-16
2097 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 183 191 95.81
2098 Tung Shing Securities (Brokers) Limited 9 190 199 95.48 2012-03-15
2099 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 22 190 212 89.62 2005-02-15
2100 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 204 212 96.23
2101 Quam Securities Limited 14 201 215 93.49 2004-10-15
2102 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 208 217 95.85
2103 CELESTIAL SECURITIES LIMITED 4 216 220 98.18
2104 SG SECURITIES (HK) LIMITED 38 192 230 83.48 2003-12-16
2105 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 227 238 95.38
2106 MACQUARIE CAPITAL LIMITED 18 221 239 92.47 2013-07-09
2107 FULBRIGHT SECURITIES LIMITED 5 240 245 97.96 2010-05-18
2108 BOCOM International Securities Limited 13 234 247 94.74 2007-09-10
2109 CITIC Securities Brokerage (HK) Limited 12 242 254 95.28
2110 DEUTSCHE SECURITIES ASIA LIMITED 28 226 254 88.98 2004-01-08
2111 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
2112 BNP PARIBAS SECURITIES (ASIA) LIMITED 12 250 262 95.42 2011-09-06
2113 CES Commodities (HK) Limited 5 273 278 98.20
2114 BARCLAYS CAPITAL ASIA LIMITED 19 268 287 93.38 2005-01-12
2115 HAITONG INTERNATIONAL FUTURES LIMITED 8 283 291 97.25
2116 Manulife Investment Management (Hong Kong) Limited 21 277 298 92.95 2015-03-17
2117 CLSA LIMITED 20 279 299 93.31 2013-07-09
2118 PHILLIP COMMODITIES (H.K.) LIMITED 4 340 344 98.84 2003-12-09
2119 UBS SECURITIES HONG KONG LIMITED 19 327 346 94.51 2011-07-06
2120 Morgan Stanley Hong Kong Securities Limited 16 351 367 95.64 2010-11-30
2121 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 369 399 92.48 2008-08-20
2122 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 407 423 96.22 2003-09-30
2123 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 419 436 96.10
2124 Everbright Securities Investment Services (HK) Limited 12 426 438 97.26
2125 BOCI SECURITIES LIMITED 21 420 441 95.24 2004-03-01
2126 UBS SECURITIES ASIA LIMITED 13 438 451 97.12
2127 KGI FUTURES (HONG KONG) LIMITED 11 462 473 97.67
2128 Credit Suisse (Hong Kong) Limited 36 454 490 92.65 2008-11-04
2129 Merrill Lynch Far East Limited 45 456 501 91.02 2010-08-20
2130 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 503 519 96.92
2131 PHILLIP SECURITIES (HONG KONG) LIMITED 6 530 536 98.88
2132 Merrill Lynch (Asia Pacific) Limited 47 537 584 91.95
2133 Citigroup Global Markets Asia Limited 23 580 603 96.19 2008-03-31
2134 KGI ASIA LIMITED 14 747 761 98.16
2135 GOLDMAN SACHS (ASIA) L.L.C. 56 862 918 93.90
2136 Morgan Stanley Asia Limited 37 951 988 96.26 2006-04-07
2137 OnePlatform Asset Management Limited 21 993 1014 97.93 2007-07-04
2137 Average 3.40 18.03 21.44 84.12

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