SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 56 862 918 93.90
2 Merrill Lynch (Asia Pacific) Limited 47 537 584 91.95
3 Merrill Lynch Far East Limited 45 456 501 91.02 2010-08-20
4 SG SECURITIES (HK) LIMITED 38 192 230 83.48 2003-12-16
5 Morgan Stanley Asia Limited 37 951 988 96.26 2006-04-07
6 Credit Suisse (Hong Kong) Limited 36 454 490 92.65 2008-11-04
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 369 399 92.48 2008-08-20
8 DEUTSCHE SECURITIES ASIA LIMITED 28 226 254 88.98 2004-01-08
9 Citigroup Global Markets Asia Limited 23 580 603 96.19 2008-03-31
10 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 22 190 212 89.62 2005-02-15
11 BOCI SECURITIES LIMITED 21 420 441 95.24 2004-03-01
12 Manulife Investment Management (Hong Kong) Limited 21 277 298 92.95 2015-03-17
13 OnePlatform Asset Management Limited 21 993 1014 97.93 2007-07-04
14 CCB INTERNATIONAL SECURITIES LIMITED 20 54 74 72.97 2005-08-19
15 CLSA LIMITED 20 279 299 93.31 2013-07-09
16 BARCLAYS CAPITAL ASIA LIMITED 19 268 287 93.38 2005-01-12
17 UBS SECURITIES HONG KONG LIMITED 19 327 346 94.51 2011-07-06
18 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 18 62 80 77.50 2005-11-29
19 MACQUARIE CAPITAL LIMITED 18 221 239 92.47 2013-07-09
20 BOCI ASIA LIMITED 17 89 106 83.96
21 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 419 436 96.10
22 ICBC INTERNATIONAL SECURITIES LIMITED 17 49 66 74.24 2008-11-14
23 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 407 423 96.22 2003-09-30
24 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 16 83 99 83.84 2007-04-04
25 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 164 180 91.11 2003-12-02
26 Morgan Stanley Hong Kong Securities Limited 16 351 367 95.64 2010-11-30
27 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 503 519 96.92
28 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 15 30 45 66.67 2008-02-21
29 Yuanta Securities (Hong Kong) Company Limited 15 126 141 89.36 2006-07-08
30 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 14 115 129 89.15
31 KGI ASIA LIMITED 14 747 761 98.16
32 Quam Securities Limited 14 201 215 93.49 2004-10-15
33 BOCOM International Securities Limited 13 234 247 94.74 2007-09-10
34 China Galaxy International Securities (Hong Kong) Co., Limited 13 154 167 92.22 2011-09-12
35 Daiwa Capital Markets Hong Kong Limited 13 118 131 90.08 2007-10-05
36 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 102 115 88.70 2013-07-11
37 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 46 59 77.97 2004-05-31
38 MIZUHO SECURITIES ASIA LIMITED 13 137 150 91.33 2007-02-26
39 UBS SECURITIES ASIA LIMITED 13 438 451 97.12
40 BNP PARIBAS SECURITIES (ASIA) LIMITED 12 250 262 95.42 2011-09-06
41 CCB INTERNATIONAL CAPITAL LIMITED 12 79 91 86.81 2004-05-27
42 CITIC Securities (Hong Kong) Limited 12 70 82 85.37
43 CITIC Securities Brokerage (HK) Limited 12 242 254 95.28
44 Everbright Securities Investment Services (HK) Limited 12 426 438 97.26
45 MIB SECURITIES (HONG KONG) LIMITED 12 93 105 88.57 2012-05-21
46 ABCI Securities Company Limited 11 50 61 81.97 2005-11-15
47 CGS International Securities Hong Kong Limited 11 67 78 85.90
48 Crosby Securities Limited 11 18 29 62.07 2013-03-06
49 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 151 162 93.21
50 Jefferies Hong Kong Limited 11 120 131 91.60 2010-01-04
51 JPMorgan Asset Management (Asia Pacific) Limited 11 119 130 91.54 2006-02-16
52 KGI FUTURES (HONG KONG) LIMITED 11 462 473 97.67
53 Nerico Brothers Limited (HK) 11 95 106 89.62 2004-11-30
54 PRESIDENT SECURITIES (HONG KONG) LIMITED 11 20 31 64.52 2007-06-20
55 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 227 238 95.38
56 Yunfeng Financial Markets Limited 11 22 33 66.67
57 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
58 BlackRock Asset Management North Asia Limited 10 177 187 94.65 2003-12-16
59 China Renaissance Securities (Hong Kong) Limited 10 23 33 69.70 2012-10-24
60 DBS ASIA CAPITAL LIMITED 10 12 22 54.55
61 GF Securities (Hong Kong) Brokerage Limited 10 127 137 92.70 2007-01-31
62 HSBC Corporate Finance (Hong Kong) Limited 10 116 126 92.06 2012-03-09
63 SMBC Nikko Securities (Hong Kong) Limited 10 26 36 72.22 2012-07-20
64 UBS Asset Management (Hong Kong) Limited 10 61 71 85.92 2012-09-12
65 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 25 34 73.53 2003-08-29
66 BOCOM International (Asia) Limited 9 41 50 82.00 2007-09-21
67 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 84 93 90.32 2003-10-31
68 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 9 90 99 90.91 2012-01-06
69 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 208 217 95.85
70 Credit Suisse Securities (Hong Kong) Limited 9 126 135 93.33 2013-07-30
71 EMPEROR SECURITIES LIMITED (HK) 9 161 170 94.71
72 Fidelity Management & Research (Hong Kong) Limited 9 49 58 84.48 2008-09-04
73 FIL Investment Management (Hong Kong) Limited 9 169 178 94.94
74 HAITONG INTERNATIONAL CAPITAL LIMITED 9 30 39 76.92
75 HSBC BROKING SECURITIES (ASIA) LIMITED 9 114 123 92.68 2015-01-19
76 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
77 KGI SECURITIES (HONG KONG) LIMITED 9 35 44 79.55
78 MUFG Securities Asia Limited 9 48 57 84.21 2010-12-31
79 Quam Capital Limited (b1994-08-04) 9 18 27 66.67
80 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 164 173 94.80
81 SINOPAC SECURITIES (ASIA) LIMITED 9 74 83 89.16 2012-04-23
82 Somerley Capital Limited 9 15 24 62.50 2013-10-02
83 Standard Chartered Securities (Hong Kong) Limited 9 40 49 81.63 2012-12-17
84 Tung Shing Securities (Brokers) Limited 9 190 199 95.48 2012-03-15
85 Wellington Management Hong Kong Limited (b2003-01-02) 9 38 47 80.85 2003-09-18
86 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 8 71 79 89.87 2015-06-01
87 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 106 114 92.98 2007-07-04
88 CASH Wealth Management Limited 8 27 35 77.14 2011-01-17
89 CES Capital International (Hong Kong) Co., Limited 8 10 18 55.56 2008-03-20
90 CHIEF SECURITIES LIMITED 8 158 166 95.18 2006-04-20
91 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 204 212 96.23
92 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 8 26 34 76.47 2009-01-02
93 Essence International Securities (Hong Kong) Limited 8 77 85 90.59 2010-05-18
94 FIRST SHANGHAI SECURITIES LIMITED 8 67 75 89.33
95 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 183 191 95.81
96 HAITONG INTERNATIONAL FUTURES LIMITED 8 283 291 97.25
97 HSBC BROKING SECURITIES (HONG KONG) LIMITED 8 15 23 65.22
98 JPMorgan Funds (Asia) Limited 8 117 125 93.60
99 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
100 Northern Trust Company of Hong Kong Limited (The) 8 23 31 74.19 2011-09-05
101 orientiert XYZ Securities Limited 8 62 70 88.57 2004-12-03
102 RHB SECURITIES HONG KONG LIMITED 8 107 115 93.04 2006-11-17
103 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 46 54 85.19 2010-02-23
104 Wells Fargo Securities Asia Limited 8 26 34 76.47 2008-04-25
105 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
106 Astrum Capital Management Limited (HK) 7 10 17 58.82 2005-07-08
107 BNY Mellon Investment Management Hong Kong Limited 7 17 24 70.83 2008-06-06
108 China Securities (International) Brokerage Company Limited 7 71 78 91.03 2013-04-24
109 China Securities (International) Corporate Finance Company Limited 7 42 49 85.71 2013-04-08
110 CMB International Capital Limited 7 19 26 73.08 2010-09-07
111 CMBC SECURITIES COMPANY LIMITED 7 26 33 78.79 2008-01-24
112 Fosun International Securities Limited 7 23 30 76.67 2008-06-23
113 GAM HONG KONG LIMITED 7 11 18 61.11
114 Glory Sun Securities Limited 7 29 36 80.56 2012-09-18
115 GUOTAI JUNAN CAPITAL LIMITED 7 42 49 85.71
116 HSBC Global Asset Management (Hong Kong) Limited 7 119 126 94.44 2006-03-29
117 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 86 93 92.47
118 ICBC INTERNATIONAL CAPITAL LIMITED 7 57 64 89.06 2008-05-27
119 KGI CAPITAL ASIA LIMITED 7 9 16 56.25
120 Macquarie Corporate (Hong Kong) Limited 7 50 57 87.72
121 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 24 31 77.42 2005-07-05
122 Pictet Asset Management (Hong Kong) Limited 7 14 21 66.67 2006-10-26
123 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 32 39 82.05 2009-07-30
124 Point72 Hong Kong Limited 7 35 42 83.33 2006-11-14
125 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 10 17 58.82
126 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 7 55 62 88.71
127 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 60 67 89.55 2004-10-14
128 Sanford C. Bernstein (Hong Kong) Limited 7 46 53 86.79 2011-09-28
129 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
130 Sumitomo Mitsui Trust (Hong Kong) Limited 7 11 18 61.11 2014-01-07
131 T.F.S. Derivatives HK Limited 7 32 39 82.05 2009-04-03
132 Templewater Hong Kong Limited 7 20 27 74.07
133 TT INTERNATIONAL (HONG KONG) LIMITED 7 9 16 56.25 2004-06-04
134 UBS DERIVATIVES HONG KONG LIMITED 7 79 86 91.86
135 VMS Securities Limited 7 10 17 58.82
136 ABCI CAPITAL LIMITED 6 26 32 81.25 2011-03-17
137 abrdn Hong Kong Limited 6 16 22 72.73
138 AIF Securities Limited 6 6 12 50.00 2004-11-02
139 Amundi Hong Kong Limited 6 41 47 87.23
140 BLACKSTONE GROUP (HK) LIMITED (THE) 6 47 53 88.68 2008-10-14
141 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
142 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 23 29 79.31
143 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
144 Capstone Financial (HK) Limited 6 6 12 50.00 2010-03-12
145 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 6 14 20 70.00 2007-08-23
146 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 45 51 88.24 2012-07-13
147 China Orient International Asset Management Limited 6 15 21 71.43 2012-05-15
148 China Universal Asset Management (Hong Kong) Company Limited 6 11 17 64.71 2010-02-19
149 CNCB (Hong Kong) Capital Limited 6 5 11 45.45 2010-10-27
150 CS Wealth Securities Limited 6 1 7 14.29
151 CSC SECURITIES (HK) LIMITED 6 32 38 84.21 2003-12-29
152 CSI Corporate Finance (HK) Limited 6 24 30 80.00 2007-08-01
153 CVC Asia Pacific Limited 6 14 20 70.00 2009-11-16
154 DAEWOO SECURITIES (HONG KONG) LIMITED 6 24 30 80.00 2012-02-17
155 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 164 170 96.47
156 EVER-LONG SECURITIES COMPANY LIMITED 6 27 33 81.82
157 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
158 FIRST SECURITIES (HK) LIMITED 6 31 37 83.78 2009-08-03
159 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
160 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 45 51 88.24
161 INVESCO HONG KONG LIMITED 6 95 101 94.06
162 KINGSTON SECURITIES LIMITED 6 55 61 90.16
163 LIM ADVISORS LIMITED 6 14 20 70.00
164 LUK FOOK SECURITIES (HK) LIMITED 6 102 108 94.44 2012-06-25
165 Morningstar Investment Management Asia Limited 6 17 23 73.91 2014-05-08
166 Newedge Broker Hong Kong Limited 6 14 20 70.00
167 Nuada Limited 6 4 10 40.00 2004-01-15
168 Ontario Teachers' Pension Plan (Asia) Limited 6 7 13 53.85 2013-05-20
169 Open Securities Limited 6 8 14 57.14 2010-07-16
170 Oshidori Securities Limited 6 9 15 60.00 2015-05-19
171 PHILLIP SECURITIES (HONG KONG) LIMITED 6 530 536 98.88
172 Rifa Securities Limited 6 28 34 82.35
173 SANFULL SECURITIES LIMITED 6 66 72 91.67
174 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
175 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 80 86 93.02
176 SG Asset Finance (Hong Kong) Limited 6 14 20 70.00 2003-10-02
177 Sinofortune Securities Limited 6 5 11 45.45 2012-02-03
178 Soochow Securities International Brokerage Limited 6 98 104 94.23 2012-01-12
179 SOUTH CHINA SECURITIES LIMITED 6 96 102 94.12
180 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 16 22 72.73
181 Swissquote Asia Limited 6 3 9 33.33 2013-02-25
182 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 24 30 80.00 2008-08-07
183 Taiping Securities (HK) Co Limited 6 50 56 89.29
184 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 37 43 86.05 2007-04-26
185 Vanguard Investments Hong Kong Limited 6 19 25 76.00 2012-02-07
186 YUE XIU SECURITIES COMPANY LIMITED 6 52 58 89.66 2013-12-02
187 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
188 Anuenue Securities Limited 5 8 13 61.54
189 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
190 AVALOK CAPITAL LIMITED 5 1 6 16.67 2012-05-31
191 AXA Investment Managers Asia Limited 5 17 22 77.27 2005-07-21
192 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 17 22 77.27
193 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
194 Barings Investment Advisers (Hong Kong) Limited 5 5 10 50.00 2009-05-08
195 BEA Union Investment Management Limited 5 20 25 80.00
196 Beevest Securities Limited 5 7 12 58.33
197 BOCI RESEARCH LIMITED 5 39 44 88.64
198 BOCOM International Asset Management Limited 5 19 24 79.17 2007-09-13
199 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 12 17 70.59 2011-01-04
200 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 25 30 83.33 2012-08-01
201 Canaccord Genuity (Hong Kong) Limited 5 1 6 16.67 2011-05-04
202 CES Commodities (HK) Limited 5 273 278 98.20
203 Changjiang Securities Brokerage (HK) Limited 5 28 33 84.85 2011-12-13
204 China Alpha Fund Management (HK) Limited 5 3 8 37.50 2010-05-31
205 China Asset Management (Hong Kong) Limited 5 24 29 82.76 2008-12-10
206 CHINA EVERBRIGHT CAPITAL LIMITED 5 22 27 81.48 2005-05-09
207 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 22 27 81.48 2006-12-08
208 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 5 79 84 94.05
209 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 9 14 64.29 2007-04-20
210 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 24 29 82.76 2007-12-07
211 CITIC Securities Asset Management (HK) Limited 5 22 27 81.48 2008-08-01
212 CMB International Asset Management Limited 5 7 12 58.33 2010-05-26
213 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 14 19 73.68 2010-08-20
214 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
215 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
216 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 10 15 66.67 2009-10-14
217 DBS VICKERS (HONG KONG) LIMITED 5 136 141 96.45 2003-10-14
218 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 25 30 83.33
219 Eclipse Options (HK) Limited 5 23 28 82.14 2007-05-31
220 Evercore Asia Limited 5 13 18 72.22 2011-03-04
221 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
222 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
223 FITCH (HONG KONG) LIMITED 5 83 88 94.32 2011-06-01
224 FULBRIGHT SECURITIES LIMITED 5 240 245 97.96 2010-05-18
225 GAOYU SECURITIES LIMITED 5 15 20 75.00
226 GET NICE SECURITIES LIMITED 5 81 86 94.19
227 GF Capital (Hong Kong) Limited 5 29 34 85.29 2007-01-31
228 Ginger Capital Advisory Limited 5 1 6 16.67 2011-06-01
229 HANG SENG SECURITIES LIMITED 5 15 20 75.00
230 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
231 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
232 HGNH International Futures Co., Limited 5 34 39 87.18 2007-06-26
233 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 5 5 10 50.00 2007-09-21
234 Hongkong Bay Asset Management Limited 5 4 9 44.44 2012-03-08
235 Huajin Corporate Finance (International) Limited 5 1 6 16.67
236 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
237 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 5 0 5 0.00 2012-11-20
238 I-ACCESS INVESTORS LIMITED 5 29 34 85.29 2005-07-13
239 iBest Consultants Limited 5 30 35 85.71 2008-04-15
240 iFAST Financial (HK) Limited 5 12 17 70.59 2007-03-30
241 Income Partners Asset Management (HK) Limited 5 19 24 79.17
242 INSTINET PACIFIC LIMITED 5 16 21 76.19
243 Interactive Brokers Hong Kong Limited 5 44 49 89.80 2004-01-07
244 JS CRESVALE CAPITAL LIMITED 5 3 8 37.50
245 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 11 16 68.75 2010-09-29
246 Jupiter Asset Management (Asia Pacific) Limited 5 12 17 70.59 2014-12-12
247 JVSakk Asia Limited 5 10 15 66.67
248 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
249 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
250 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 81 86 94.19
251 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
252 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
253 LUEN FAT SECURITIES COMPANY LIMITED 5 39 44 88.64
254 LUK FOOK FUTURES (HK) LIMITED 5 45 50 90.00 2011-12-05
255 Mackenzie Investments Asia Limited 5 4 9 44.44
256 MANGO FINANCIAL LIMITED 5 19 24 79.17
257 MCM Asia Limited 5 8 13 61.54 2013-03-28
258 MIB FUTURES (HONG KONG) LIMITED 5 53 58 91.38 2011-03-25
259 Minerva Holding Financial Securities Limited 5 8 13 61.54
260 Mirae Asset Securities (HK) Limited 5 1 6 16.67 2007-01-11
261 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
262 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
263 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
264 Oaktree Capital (Hong Kong) Limited 5 11 16 68.75 2006-07-12
265 Octal Capital Limited 5 6 11 54.55 2011-06-01
266 ORIENT FUTURES (HONG KONG) LIMITED 5 25 30 83.33 2011-02-28
267 ORIENT SECURITIES (HONG KONG) LIMITED 5 47 52 90.38 2010-07-21
268 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
269 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
270 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 5 11 16 68.75 2007-03-08
271 PineBridge Investments Asia Limited 5 34 39 87.18 2009-04-02
272 Planetree Securities Limited 5 13 18 72.22
273 RaffAello Capital Limited 5 5 10 50.00 2012-07-05
274 Rich Union Securities (H.K.) Limited 5 37 42 88.10
275 Rothschild & Co Hong Kong Limited 5 23 28 82.14 2005-04-27
276 Saxo Capital Markets HK Limited 5 3 8 37.50 2011-01-19
277 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
278 SEEKERS MARKETS LIMITED 5 13 18 72.22 2013-08-09
279 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 19 24 79.17
280 Sigma Capital Management Limited 5 8 13 61.54 2008-03-12
281 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 35 40 87.50 2009-06-02
282 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
283 Soochow Securities International Futures Limited 5 57 62 91.94 2012-08-27
284 State Street Securities Hong Kong Limited 5 17 22 77.27 2013-04-22
285 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
286 SUN SECURITIES LIMITED 5 9 14 64.29 2011-04-01
287 T. Rowe Price Hong Kong Limited 5 42 47 89.36 2010-12-21
288 Tung Shing Futures (Brokers) Limited 5 82 87 94.25
289 UPBEST SECURITIES COMPANY LIMITED 5 24 29 82.76
290 VALUE PARTNERS HONG KONG LIMITED 5 79 84 94.05 2007-11-19
291 VALUE PARTNERS LIMITED 5 79 84 94.05
292 Vantage Capital Markets HK Limited 5 31 36 86.11 2008-10-02
293 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
294 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
295 YICKO SECURITIES LIMITED 5 16 21 76.19 2015-10-30
296 Yunfeng Securities Limited 5 4 9 44.44 2013-08-27
297 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
298 ZHONGRONG PT SECURITIES LIMITED 5 43 48 89.58 2010-07-30
299 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 47 52 90.38 2012-12-07
300 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 81 86 94.19 2012-11-13
301 313 Capital Management Limited 4 15 19 78.95 2010-04-19
302 ALTUS CAPITAL LIMITED 4 10 14 71.43
303 ALTUS INVESTMENTS LIMITED (HK) 4 10 14 71.43 2005-12-14
304 Anbang Asset Management (Hong Kong) Co. Limited 4 1 5 20.00 2012-05-15
305 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
306 Apollo Asset Management Limited (HK) 4 3 7 42.86 2010-09-16
307 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
308 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
309 Arta Global Markets Limited 4 6 10 60.00 2008-01-08
310 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
311 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
312 ATHENA WEALTH MANAGEMENT LIMITED 4 49 53 92.45 2008-04-25
313 Atlantic Asset Management Limited 4 3 7 42.86 2013-11-06
314 ATLANTIS INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
315 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
316 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 19 23 82.61 2006-01-25
317 Azentus Capital Management Limited 4 2 6 33.33 2011-02-21
318 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
319 Beijing Securities Limited 4 8 12 66.67 2008-11-07
320 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2004-10-26
321 BERICH BROKERAGE LIMITED 4 11 15 73.33
322 BFIN Private Advisors (Hong Kong) Limited 4 4 8 50.00 2014-02-21
323 Black Marble Securities Limited 4 14 18 77.78
324 BMI FUNDS MANAGEMENT LIMITED 4 14 18 77.78 2010-09-10
325 BOCOM MPF & Financial Services Company Limited 4 21 25 84.00 2012-06-25
326 BOSC International Company Limited 4 8 12 66.67 2015-01-09
327 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 4 4 8 50.00 2013-09-06
328 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 118 122 96.72 2011-02-15
329 CAIIS Limited 4 24 28 85.71 2006-05-23
330 Caitong International Asset Management Co., Limited 4 13 17 76.47 2013-05-20
331 Capital International, Inc. 4 40 44 90.91 2007-07-03
332 CBH Asia Limited 4 16 20 80.00 2010-09-24
333 CELESTIAL CAPITAL LIMITED 4 12 16 75.00
334 CELESTIAL COMMODITIES LIMITED 4 130 134 97.01
335 CELESTIAL SECURITIES LIMITED 4 216 220 98.18
336 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
337 CENTALINE WEALTH MANAGEMENT LIMITED 4 69 73 94.52 2004-04-02
338 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
339 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 71.43
340 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
341 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 26 30 86.67
342 China Galaxy International Futures (Hong Kong) Co., Limited 4 90 94 95.74 2011-12-14
343 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
344 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 18 22 81.82 2006-07-03
345 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 33 37 89.19 2011-04-26
346 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
347 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
348 China Reserve Securities Limited 4 3 7 42.86
349 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
350 CHINA SYSTEM SECURITIES LIMITED 4 11 15 73.33 2005-07-07
351 CINDA INTERNATIONAL SECURITIES LIMITED 4 90 94 95.74
352 CITIC Securities Futures (HK) Limited 4 115 119 96.64
353 CLC International Limited 4 9 13 69.23 2012-12-07
354 CLC SECURITIES LIMITED 4 14 18 77.78 2008-06-16
355 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
356 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
357 CMB International Securities Limited 4 34 38 89.47 2010-06-15
358 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
359 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
360 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
361 COFCO Asset Management (International) Company Limited 4 2 6 33.33 2013-02-05
362 COMGEST FAR EAST LIMITED 4 3 7 42.86 2014-11-03
363 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
364 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 122 126 96.83
365 CORPORATE BROKERS LIMITED 4 69 73 94.52
366 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
367 CSC FUTURES (HK) LIMITED 4 22 26 84.62 2015-03-09
368 CSOP Asset Management Limited 4 28 32 87.50 2008-09-29
369 CTBC Asia Limited 4 14 18 77.78 2004-01-14
370 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 3 7 42.86 2007-10-10
371 DigitalBridge Management Asia Limited 4 10 14 71.43 2010-07-20
372 DWS Investments Hong Kong Limited 4 26 30 86.67
373 Dymon Asia Capital (HK) Limited 4 11 15 73.33 2011-08-31
374 EAST ASIA FUTURES LIMITED 4 8 12 66.67
375 EAST ASIA SECURITIES COMPANY LIMITED 4 134 138 97.10
376 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 1 5 20.00 2008-05-21
377 EFG Asset Management (HK) Limited 4 5 9 55.56 2008-06-06
378 Emperor Asset Management Limited 4 1 5 20.00 2009-11-03
379 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
380 EMPEROR FUTURES LIMITED 4 91 95 95.79
381 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
382 EQT Partners Asia Limited 4 6 10 60.00 2011-04-15
383 Essence Corporate Finance (Hong Kong) Limited 4 6 10 60.00 2010-09-01
384 Eton Park Asia Limited 4 7 11 63.64 2006-11-13
385 EWARTON SECURITIES LIMITED 4 15 19 78.95
386 FIL Investment Advisors 4 90 94 95.74
387 Finet Securities Limited 4 0 4 0.00 2015-12-17
388 FIRST SHANGHAI FUTURES LIMITED 4 32 36 88.89
389 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
390 Fortune Origin Securities Limited 4 4 8 50.00 2009-07-09
391 Fountainhead Partners Company Limited 4 3 7 42.86 2015-10-12
392 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00 2014-11-25
393 FULBRIGHT FUTURES LIMITED 4 82 86 95.35 2005-12-05
394 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 10 14 71.43 2012-09-24
395 Funderstone Securities Limited 4 16 20 80.00
396 GAINWELL SECURITIES COMPANY LIMITED 4 0 4 0.00 2004-08-21
397 GENERALI INVESTMENTS ASIA LIMITED 4 8 12 66.67 2006-02-08
398 GF International Investment Management Limited 4 10 14 71.43 2011-09-08
399 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 3 7 42.86 2012-03-30
400 Grand Cartel Securities Company Limited 4 3 7 42.86
401 GRANSING SECURITIES CO., LIMITED 4 12 16 75.00
402 Great Wall Pan Asia Asset Management Limited 4 7 11 63.64 2014-05-13
403 GT CAPITAL LIMITED 4 7 11 63.64
404 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
405 Guosen Securities (HK) Brokerage Company, Limited 4 50 54 92.59 2010-02-26
406 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
407 HANG TAI SECURITIES LIMITED 4 4 8 50.00
408 Hao Tian International Securities Limited 4 4 8 50.00
409 HEAD & SHOULDERS SECURITIES LIMITED 4 6 10 60.00 2008-03-27
410 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
411 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 3 7 42.86 2013-02-28
412 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
413 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 20 24 83.33
414 HSBC BROKING FOREX (ASIA) LIMITED 4 96 100 96.00
415 HSBC BROKING FUTURES (ASIA) LIMITED 4 108 112 96.43
416 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
417 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 74 78 94.87 2011-03-04
418 HUNG SING SECURITIES LIMITED 4 13 17 76.47
419 Hutchin Hill Capital HK Limited 4 6 10 60.00 2015-03-09
420 Hywin Asset Management (Hong Kong) Limited 4 3 7 42.86 2013-07-05
421 IAM LEGACY LIMITED 4 8 12 66.67 2007-08-21
422 ICBC (ASIA) SECURITIES LIMITED 4 16 20 80.00
423 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 34 38 89.47 2009-11-16
424 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 76.47 2009-07-10
425 iFAST Global Markets (HK) Limited 4 8 12 66.67 2008-02-12
426 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
427 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 81 85 95.29 2010-10-06
428 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
429 INNOVAX CAPITAL LIMITED 4 6 10 60.00 2015-02-25
430 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 81 85 95.29
431 Ion Pacific Limited 4 0 4 0.00 2015-12-17
432 Japaninvest (Hong Kong) Limited 4 1 5 20.00 2010-10-26
433 JK Capital Management Limited 4 6 10 60.00 2015-12-01
434 JVSakk Asset Management Limited 4 24 28 85.71 2008-08-28
435 JW Capital Limited (HK) 4 4 8 50.00 2011-12-19
436 KAISER FUTURES LIMITED 4 17 21 80.95
437 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
438 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
439 KGI Asset Management Limited 4 17 21 80.95 2013-05-31
440 KINGSTON CORPORATE FINANCE LIMITED 4 8 12 66.67
441 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
442 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 63.64 2007-03-20
443 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2008-11-20
444 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 16 20 80.00 2003-06-06
445 Lion Global Financial Limited 4 21 25 84.00 2008-10-10
446 M&F Asset Management Limited 4 2 6 33.33
447 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 35 39 89.74 2010-06-29
448 MAN INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-28
449 Mason Futures Limited (HK) 4 36 40 90.00
450 Mason Securities Limited 4 44 48 91.67
451 MEAG Hong Kong Limited 4 4 8 50.00
452 MESSIS CAPITAL LIMITED 4 15 19 78.95 2012-12-11
453 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
454 MFG Limited (HK) 4 8 12 66.67 2006-07-17
455 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
456 MIS SERVICES LIMITED (d2019-06-01) 4 2 6 33.33
457 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 6 10 60.00 2010-11-03
458 Monex Boom Securities (H.K.) Limited 4 8 12 66.67
459 Moody's Investors Service Hong Kong Limited 4 107 111 96.40 2011-06-01
460 NATIXIS ASIA LIMITED 4 70 74 94.59 2004-10-19
461 Neuberger Berman Asia Limited 4 34 38 89.47 2008-03-13
462 Neutral Financial Holding Company Limited 4 9 13 69.23
463 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
464 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2009-04-09
465 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
466 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
467 OP INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43 2004-02-18
468 Oppenheimer Investments Asia Limited 4 9 13 69.23 2010-02-12
469 Optima Capital Limited 4 13 17 76.47 2007-10-25
470 ORTUS CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2003-08-29
471 Oshidori Corporate Finance Limited 4 3 7 42.86
472 Partners Asset Management (HK) Limited 4 5 9 55.56 2007-04-03
473 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
474 PHILLIP COMMODITIES (H.K.) LIMITED 4 340 344 98.84 2003-12-09
475 PineBridge Investments Hong Kong Limited 4 18 22 81.82
476 PINESTONE SECURITIES LIMITED 4 0 4 0.00 2012-09-13
477 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 13 17 76.47 2007-03-01
478 Planetree Futures Limited 4 8 12 66.67
479 PO SANG SECURITIES LIMITED 4 13 17 76.47 2012-03-23
480 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 11 15 73.33 2008-03-12
481 Prime Cdex Securities Limited 4 21 25 84.00
482 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 5 9 55.56
483 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 8 12 66.67
484 Prudence Investment Management (Hong Kong) Limited 4 5 9 55.56 2009-06-08
485 Qantex Capital Markets Limited 4 10 14 71.43 2009-04-14
486 QL Asset Management Company Limited 4 3 7 42.86 2014-10-06
487 Quam Asset Management Limited (b1983-06-28) 4 7 11 63.64
488 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
489 Quintus Partners Limited 4 1 5 20.00 2015-06-12
490 REALINK FINANCIAL TRADE LIMITED 4 3 7 42.86 2003-09-25
491 RED CAPITAL GROUP LIMITED 4 7 11 63.64 2014-09-03
492 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
493 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
494 REDFORD SECURITIES LIMITED 4 9 13 69.23 2005-03-31
495 Religare Capital Markets (Hong Kong) Limited 4 6 10 60.00 2008-07-24
496 RHB CAPITAL HONG KONG LIMITED 4 11 15 73.33
497 RHB FUTURES HONG KONG LIMITED 4 50 54 92.59 2005-09-28
498 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
499 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
500 Seazen Resources Futures Limited 4 3 7 42.86 2013-08-21
501 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 8 12 66.67 2008-11-07
502 Seres Asset Management Limited 4 1 5 20.00 2010-04-14
503 Shang International Finance Limited 4 7 11 63.64
504 SHENG YUAN SECURITIES LIMITED 4 11 15 73.33 2010-10-27
505 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
506 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
507 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
508 Soochow Securities International Capital Limited 4 5 9 55.56 2013-07-19
509 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
510 SOUTH CHINA RESEARCH LIMITED 4 8 12 66.67
511 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
512 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 8 12 66.67
513 SPARX Asia Investment Advisors Limited 4 5 9 55.56 2004-04-20
514 SPS SECURITIES LIMITED 4 17 21 80.95
515 St. James's Place (Hong Kong) Limited 4 32 36 88.89 2012-02-14
516 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 32 36 88.89 2015-07-02
517 STI Asset Management Limited 4 7 11 63.64 2008-10-22
518 Success Futures and Foreign Exchange Limited 4 51 55 92.73 2005-12-06
519 Success Securities Limited 4 74 78 94.87
520 Sucden Financial (HK) Limited 4 4 8 50.00 2009-04-28
521 SynerWealth Financial Limited 4 21 25 84.00 2009-02-04
522 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
523 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
524 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 22 26 84.62 2010-04-27
525 TC Investment Management (Asia) Limited 4 12 16 75.00 2014-03-18
526 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2006-03-24
527 Tor Investment Management (Hong Kong) Limited 4 5 9 55.56 2012-12-12
528 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
529 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
530 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
531 UBP ASSET MANAGEMENT ASIA LIMITED 4 20 24 83.33 2007-01-11
532 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
533 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 154 158 97.47
534 VALUABLE CAPITAL LIMITED 4 5 9 55.56 2010-07-14
535 VBG Capital Limited 4 6 10 60.00 2009-04-20
536 VC FUTURES LIMITED 4 29 33 87.88
537 Virtu ITG Hong Kong Limited 4 14 18 77.78
538 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
539 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
540 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
541 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
542 Vontobel Wealth Management (Hong Kong) Limited 4 6 10 60.00 2013-01-14
543 W. Falcon Asset Management (Asia) Limited 4 3 7 42.86 2014-07-17
544 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
545 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 4 18 22 81.82 2008-09-02
546 Win Securities Limited 4 5 9 55.56
547 WIN WONG SECURITIES LIMITED 4 26 30 86.67
548 WING FUNG SECURITIES LIMITED 4 22 26 84.62
549 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
550 WINTECH SECURITIES LIMITED 4 6 10 60.00
551 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
552 WOCOM LIMITED (HK) 4 16 20 80.00
553 WOCOM SECURITIES LIMITED 4 19 23 82.61
554 Yuanta Asia Investment (Hong Kong) Limited 4 5 9 55.56 2003-08-13
555 YUE XIU ASSET MANAGEMENT LIMITED 4 5 9 55.56 2011-04-12
556 3W Fund Management Limited 3 1 4 25.00 2012-11-16
557 987654 Limited 3 0 3 0.00 2015-11-09
558 A.M. BEST ASIA-PACIFIC LIMITED 3 4 7 57.14 2011-06-01
559 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
560 ABCI ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-10-18
561 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
562 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
563 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
564 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
565 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
566 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
567 Aegon Asset Management (Asia) Limited 3 6 9 66.67 2012-04-30
568 AIF CAPITAL LIMITED 3 2 5 40.00
569 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
570 Akron Corporate Finance Limited 3 2 5 40.00 2013-10-03
571 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
572 ALBOURNE PARTNERS (ASIA) LIMITED 3 7 10 70.00 2004-09-07
573 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
574 Allard Partners Limited 3 9 12 75.00
575 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
576 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
577 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
578 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2015-06-12
579 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
580 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
581 Anbang Capital (Hong Kong) Co. Limited 3 16 19 84.21 2013-12-06
582 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
583 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
584 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
585 Anli Securities Limited 3 6 9 66.67 2015-11-09
586 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
587 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
588 Ares Management Asia (Hong Kong) Limited 3 9 12 75.00 2009-05-25
589 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
590 ARISTO SECURITIES LIMITED 3 5 8 62.50 2014-08-06
591 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
592 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
593 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 10 13 76.92
594 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
595 ASIA PACIFIC CAPITAL (HK) LIMITED 3 2 5 40.00 2004-01-02
596 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
597 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
598 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
599 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
600 ASSET MANAGEMENT GROUP LIMITED 3 27 30 90.00 2006-01-17
601 Asset Management One Hong Kong Limited 3 2 5 40.00 2013-02-21
602 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
603 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
604 Averest Capital Limited 3 2 5 40.00
605 Avia Asset Management Limited 3 2 5 40.00
606 BANDS Financial Limited 3 2 5 40.00 2015-10-13
607 Bauhinia Capital Partners Limited 3 3 6 50.00 2012-01-09
608 BC Global Asset Management Limited 3 0 3 0.00 2015-11-03
609 Belvest Investment Services Limited 3 3 6 50.00 2014-06-23
610 Bentley Capital Limited (HK) 3 0 3 0.00
611 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
612 BETA INTERNATIONAL SECURITIES LIMITED 3 6 9 66.67
613 BFAM Partners (Hong Kong) Limited 3 9 12 75.00 2012-03-30
614 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
615 Blossomhill Investment Limited 3 0 3 0.00 2010-03-04
616 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
617 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2009-11-17
618 BlueCrest Capital Management (Hong Kong) Limited 3 12 15 80.00 2014-09-16
619 BLUESTONE SECURITIES (HK) CO., LIMITED 3 3 6 50.00 2015-04-24
620 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
621 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
622 BOCHK Asset Management Limited 3 18 21 85.71 2010-12-15
623 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
624 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
625 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
626 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
627 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
628 Bosera Asset Management (International) Co., Limited 3 22 25 88.00 2010-11-05
629 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
630 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
631 Bright Fund Management Limited 3 57 60 95.00
632 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 150 153 98.04 2009-10-05
633 BTIG Hong Kong Limited 3 19 22 86.36 2008-04-15
634 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
635 BUSINESS FUTURES LIMITED 3 4 7 57.14
636 BUSINESS SECURITIES LIMITED 3 13 16 81.25
637 CACHET ASSET MANAGEMENT LIMITED 3 5 8 62.50 2015-01-13
638 Calibration Partners (Hong Kong) Limited 3 5 8 62.50 2013-12-09
639 Cambridge Strategy (Asset Management) Asia Limited (The) 3 4 7 57.14 2010-09-13
640 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 20 23 86.96 2004-07-15
641 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
642 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
643 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
644 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
645 CAPITAL GLOBAL MANAGEMENT LIMITED 3 32 35 91.43 2005-09-17
646 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
647 CARDINALASIA CONSULTING LIMITED 3 7 10 70.00 2003-06-27
648 Carlyle Global Credit (Asia) Limited 3 4 7 57.14 2015-04-02
649 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 0 3 0.00 2012-04-30
650 Carnegie Hill Capital Partners Limited 3 0 3 0.00 2015-11-25
651 CASH ASSET MANAGEMENT LIMITED 3 17 20 85.00 2005-03-30
652 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2007-11-27
653 CBRE Investment Management (Asia) Limited 3 1 4 25.00
654 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
655 Celera Markets Limited 3 1 4 25.00 2008-08-12
656 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
657 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
658 Central China International Securities Co., Limited 3 5 8 62.50 2015-07-13
659 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
660 CES Forex (HK) Limited 3 154 157 98.09
661 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
662 CG Partners Asset Management Co., Limited 3 3 6 50.00 2015-09-01
663 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
664 Changjiang Corporate Finance (HK) Limited 3 12 15 80.00 2012-06-29
665 Changjiang Futures (HK) Limited 3 18 21 85.71 2012-02-13
666 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
667 Channel 8 Wealth Management Limited 3 12 15 80.00 2010-01-27
668 CHARLESWIN BULLION LIMITED 3 0 3 0.00 2011-11-07
669 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
670 CHEONG LEE SECURITIES LIMITED 3 10 13 76.92 2005-11-24
671 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
672 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
673 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
674 China Finance Holdings Limited 3 0 3 0.00
675 China Finance KAB Limited 3 13 16 81.25 2004-12-23
676 CHINA GLORY SECURITIES COMPANY LIMITED 3 3 6 50.00 2013-07-09
677 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
678 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-04-27
679 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14 2013-01-09
680 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
681 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
682 China Re Asset Management (Hong Kong) Company Limited 3 8 11 72.73 2015-05-14
683 China Renaissance Broking Services (Hong Kong) Limited 3 1 4 25.00
684 China Securities (International) Asset Management Company Limited 3 11 14 78.57 2013-02-22
685 CHINA SKY SECURITIES LIMITED 3 3 6 50.00
686 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
687 CHONG HING COMMODITIES AND FUTURES LIMITED 3 18 21 85.71
688 CHONG HING SECURITIES LIMITED 3 67 70 95.71
689 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
690 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
691 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
692 CHRISTFUND SECURITIES LIMITED 3 20 23 86.96
693 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
694 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
695 CIFM Asset Management (Hong Kong) Limited 3 9 12 75.00 2011-07-20
696 CINDA INTERNATIONAL CAPITAL LIMITED 3 10 13 76.92
697 CINDA INTERNATIONAL FUTURES LIMITED 3 42 45 93.33
698 Citadel Asia Limited 3 10 13 76.92 2005-10-21
699 CITIC Securities CLSA Capital Partners (HK) Limited 3 13 16 81.25
700 CITY CREDIT CAPITAL (HK) LIMITED 3 6 9 66.67 2012-10-16
701 City Financial Investment Company (Hong Kong) Limited 3 3 6 50.00 2013-12-03
702 CLC FUTURES LIMITED 3 5 8 62.50 2014-10-29
703 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
704 CLSA FUTURES LIMITED 3 19 22 86.36
705 CMB International Global Markets Limited 3 7 10 70.00
706 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
707 COL Securities (HK) Limited 3 1 4 25.00
708 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
709 Complus Asset Management Limited 3 6 9 66.67 2011-05-25
710 COMPRADOR LIMITED (HK) 3 5 8 62.50 2015-04-08
711 CONVOY CAPITAL HONG KONG LIMITED 3 5 8 62.50 2012-08-23
712 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
713 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
714 Cornucopiae Asset Management Limited 3 3 6 50.00 2011-08-02
715 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
716 CreditEase Wealth Management (HK) Limited 3 6 9 66.67 2013-11-06
717 CTI Capital Hong Kong Limited 3 5 8 62.50 2015-01-26
718 CTW SECURITIES LIMITED 3 1 4 25.00
719 CVP Capital Limited (HK) 3 1 4 25.00 2014-10-22
720 CVP Securities Limited 3 27 30 90.00 2004-07-09
721 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
722 DAH SING SECURITIES LIMITED 3 6 9 66.67
723 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
724 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
725 De Riva Asia Limited 3 10 13 76.92 2010-07-29
726 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
727 DELTA ASIA SECURITIES LIMITED 3 13 16 81.25 2011-12-23
728 Delta Asia Wealth Management Limited 3 5 8 62.50
729 DES Asset Management Limited 3 1 4 25.00 2015-03-03
730 DIGNARI CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2014-06-30
731 DL BROKERAGE LIMITED 3 16 19 84.21
732 DL SECURITIES (HK) LIMITED 3 2 5 40.00 2012-09-04
733 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
734 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
735 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
736 Double Haven Capital (Hong Kong) Limited 3 8 11 72.73 2007-02-16
737 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-01-28
738 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
739 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
740 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
741 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
742 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 6 9 66.67 2008-02-26
743 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
744 EIP Alpha Limited 3 4 7 57.14 2014-02-12
745 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-12-22
746 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
747 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
748 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
749 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
750 EnTrustPermal (Hong Kong) Limited 3 1 4 25.00 2006-03-09
751 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
752 Essence Asset Management (Hong Kong) Limited 3 7 10 70.00 2010-08-19
753 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
754 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
755 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
756 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
757 Everbright Securities Global (HK) Limited 3 3 6 50.00
758 Evergrande Futures (Hong Kong) Limited 3 18 21 85.71 2003-11-21
759 EVERHOT SECURITIES LIMITED 3 5 8 62.50
760 Evo Capital Management Asia Limited 3 7 10 70.00 2007-08-22
761 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
762 EXS Capital Asia Limited 3 8 11 72.73 2008-06-12
763 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
764 FAIRWIN BROKING LIMITED 3 4 7 57.14
765 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
766 FDB Financial Group Limited 3 6 9 66.67
767 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
768 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
769 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
770 First Shanghai Investment Management (HK) Limited 3 0 3 0.00 2015-03-18
771 Forebright Capital Management Limited 3 2 5 40.00 2014-11-25
772 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
773 Forwin Capital Management Limited 3 2 5 40.00 2014-06-17
774 FOUNDER SECURITIES (HONG KONG) LIMITED 3 13 16 81.25 2014-12-19
775 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 72.73 2011-11-15
776 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 50.00 2012-05-18
777 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
778 Funderstone Futures Limited 3 16 19 84.21
779 Futu Securities International (HONG KONG) Limited 3 11 14 78.57 2012-10-04
780 Future Growth Financial Services Limited 3 7 10 70.00 2010-04-08
781 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
782 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
783 Genting Securities Limited 3 0 3 0.00 2012-05-18
784 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
785 GET NICE FUTURES COMPANY LIMITED 3 34 37 91.89
786 GF Asset Management (Hong Kong) Limited 3 11 14 78.57 2007-11-08
787 GF FUTURES (HONG KONG) CO., LIMITED 3 37 40 92.50 2007-02-16
788 GL Advisors Hong Kong Limited 3 1 4 25.00 2015-08-24
789 Global Prime Partners (Asia) Limited 3 1 4 25.00 2015-08-05
790 GLS SECURITIES LIMITED 3 3 6 50.00
791 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
792 GMT RESEARCH LIMITED (HK) 3 0 3 0.00 2014-10-10
793 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
794 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
795 Golden Jade Asset Management Limited 3 2 5 40.00 2012-04-26
796 GOLDENWAY SECURITIES COMPANY LIMITED 3 2 5 40.00
797 Goldhorse Securities Limited 3 0 3 0.00 2015-10-19
798 Goldstream Capital Management Limited 3 1 4 25.00 2012-03-02
799 Gong Ping Futures Limited 3 26 29 89.66 2011-11-22
800 Gong Ping Securities Limited 3 26 29 89.66 2010-12-08
801 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
802 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
803 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
804 Gram Capital Limited 3 4 7 57.14 2014-03-12
805 Grand China Securities Limited 3 12 15 80.00 2012-05-03
806 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 3 6 50.00
807 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 2 5 40.00
808 Greenfield Asset Management Limited 3 1 4 25.00 2005-11-11
809 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
810 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 3 12 15 80.00 2010-06-30
811 GUOTAI GLOBAL INVESTMENTS LIMITED 3 0 3 0.00 2015-08-19
812 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
813 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 5 8 62.50 2008-05-29
814 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 71 74 95.95 2010-11-26
815 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
816 GUOYUAN FUTURES (HONG KONG) LIMITED 3 40 43 93.02 2007-11-29
817 Hafoo Securities Limited 3 6 9 66.67 2009-12-09
818 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 20 23 86.96 2008-07-03
819 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 25 28 89.29
820 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 24 27 88.89 2005-11-15
821 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
822 HALCYON SECURITIES LIMITED 3 9 12 75.00 2013-01-28
823 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
824 HAMON ASSET MANAGEMENT LIMITED 3 5 8 62.50
825 HAMON INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
826 HANG SENG INVESTMENT SERVICES LIMITED 3 14 17 82.35
827 Harmony Advisors Limited 3 3 6 50.00 2014-01-28
828 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
829 HARRIS FRASER (INTERNATIONAL) LIMITED 3 33 36 91.67
830 HARVEST GLOBAL INVESTMENTS LIMITED 3 35 38 92.11 2009-02-16
831 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-05-21
832 HENYEP SECURITIES LIMITED 3 13 16 81.25
833 HFS ASSET MANAGEMENT LIMITED 3 4 7 57.14
834 HGNH International Securities Co., Limited 3 24 27 88.89 2014-01-08
835 HING WONG SECURITIES LIMITED 3 9 12 75.00
836 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
837 HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-11-21
838 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
839 Hongkong Bay Securities Limited 3 2 5 40.00
840 Horizon Asset International (HK) Limited 3 9 12 75.00 2008-09-03
841 HPEF Capital Partners Limited 3 8 11 72.73
842 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
843 HUA NAN SECURITIES (HK) LIMITED 3 4 7 57.14
844 HUA YU INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
845 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
846 ICAP Equities Asia Limited 3 14 17 82.35 2008-12-22
847 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
848 ICBC Asset Management (Global) Company Limited 3 8 11 72.73
849 ICBC Credit Suisse Asset Management (International) Company Limited 3 9 12 75.00 2011-11-18
850 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 14 17 82.35 2009-12-14
851 ICBC INTERNATIONAL FUTURES LIMITED 3 19 22 86.36 2009-05-06
852 iFAST Securities (HK) Limited 3 1 4 25.00
853 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
854 IL&FS Global Financial Services (HK) Limited 3 1 4 25.00 2013-10-11
855 Imagi Brokerage Limited 3 4 7 57.14
856 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
857 Impression Investment Limited 3 0 3 0.00 2014-04-30
858 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
859 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 70.00 2009-08-06
860 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
861 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
862 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
863 INTERNATIONAL COMMERCE CORPORATION 3 4 7 57.14 2006-02-13
864 INV Partners Limited 3 2 5 40.00 2009-11-24
865 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
866 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
867 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
868 JANE STREET HONG KONG LIMITED 3 19 22 86.36 2013-07-26
869 Janus Henderson Investors Hong Kong Limited 3 17 20 85.00
870 JF INTERNATIONAL MANAGEMENT INC. 3 50 53 94.34
871 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
872 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 76.92 2007-07-27
873 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
874 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
875 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
876 JT CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-10-13
877 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
878 Kaisa Asset Management Limited 3 0 3 0.00 2015-08-18
879 Kaiser KT Capital Limited 3 1 4 25.00
880 KAISER SECURITIES LIMITED 3 18 21 85.71
881 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
882 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
883 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
884 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
885 KARST PEAK CAPITAL LIMITED 3 3 6 50.00 2012-03-16
886 KB Securities Hong Kong Limited 3 5 8 62.50
887 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
888 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 14 17 82.35 2006-11-28
889 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
890 Kiu Hung Capital Company Limited 3 0 3 0.00 2015-10-23
891 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 66.67 2014-04-11
892 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
893 Kriya Capital Limited 3 2 5 40.00 2010-01-08
894 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
895 KVB Kunlun Securities (HK) Limited 3 9 12 75.00 2008-07-02
896 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
897 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
898 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
899 Legal & General Investment Management Asia Limited 3 1 4 25.00 2013-07-22
900 LEHIN SECURITIES LIMITED 3 17 20 85.00
901 LEI SHING HONG SECURITIES LIMITED 3 14 17 82.35
902 Liquid Capital Markets Hong Kong Limited 3 9 12 75.00 2009-10-29
903 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
904 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
905 LMAX Hong Kong Limited 3 3 6 50.00 2015-01-06
906 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
907 LST CAPITAL PARTNERS LIMITED 3 1 4 25.00 2014-07-25
908 LT Securities Limited 3 6 9 66.67 2011-04-01
909 LUMINARY CAPITAL LIMITED 3 0 3 0.00 2007-11-14
910 LY CAPITAL LIMITED 3 4 7 57.14 2013-12-11
911 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
912 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
913 MAGIC COMPASS SECURITIES LIMITED 3 6 9 66.67 2011-10-12
914 MALAHON SECURITIES LIMITED 3 14 17 82.35
915 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
916 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
917 Marex Hong Kong Limited 3 7 10 70.00 2011-01-28
918 MASON INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
919 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
920 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
921 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
922 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
923 MERCER INVESTMENTS (HK) LIMITED 3 15 18 83.33 2005-08-04
924 Merdeka Securities Limited 3 3 6 50.00
925 Mesirow Financial Hong Kong, Limited 3 1 4 25.00 2012-06-05
926 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
927 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
928 MING HON SECURITIES LIMITED 3 1 4 25.00
929 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
930 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 66.67 2011-04-14
931 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
932 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
933 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
934 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
935 Neo Risk Investment Advisors Limited 3 1 4 25.00 2015-02-05
936 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
937 New China Asset Management (Hong Kong) Limited 3 10 13 76.92 2013-11-06
938 NEW GALA SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-02-02
939 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
940 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
941 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
942 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
943 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
944 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73 2013-09-17
945 Nine Masts Capital Limited 3 15 18 83.33 2010-05-11
946 Ninety One Hong Kong Limited 3 9 12 75.00 2014-04-09
947 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
948 NOAH HOLDINGS (HONG KONG) LIMITED 3 35 38 92.11 2012-01-04
949 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
950 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2006-08-24
951 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
952 Ocean Blue Economic Asset Management Company Limited 3 1 4 25.00 2014-12-30
953 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
954 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
955 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
956 OLD PEAK LIMITED (HK) 3 4 7 57.14 2005-08-26
957 ONSHINE SECURITIES LIMITED 3 5 8 62.50
958 Open Asset Management Limited 3 0 3 0.00 2011-03-08
959 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
960 Opus Capital Management Limited 3 3 6 50.00 2015-03-31
961 Ord Minnett Hong Kong Limited 3 8 11 72.73 2013-01-15
962 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2010-08-18
963 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
964 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
965 OTCex Hong Kong Limited 3 7 10 70.00 2010-08-23
966 Otkcab Limited 3 3 6 50.00 2011-10-07
967 Owl Creek Hong Kong Limited 3 2 5 40.00 2011-05-20
968 PacBridge Capital Partners (HK) Limited 3 0 3 0.00 2009-03-17
969 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 38 41 92.68 2007-01-09
970 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
971 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
972 PANOPTIC EUROPE LIMITED 3 1 4 25.00 2015-05-04
973 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
974 Partners Capital Asia Limited 3 1 4 25.00 2011-08-04
975 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 3 6 50.00
976 PARTNERS CAPITAL SECURITIES LIMITED 3 6 9 66.67
977 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
978 Paulson Asia Limited 3 1 4 25.00 2011-02-21
979 PC SECURITIES LIMITED 3 12 15 80.00 2014-06-11
980 Pedder Street Investment Management Limited 3 3 6 50.00 2014-06-03
981 PEGASUS FUND MANAGERS LIMITED 3 10 13 76.92 2011-01-28
982 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
983 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
984 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
985 Ping An of China Capital (Hong Kong) Company Limited 3 6 9 66.67 2010-12-07
986 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
987 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
988 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
989 Pleiad Investment Advisors Limited 3 6 9 66.67 2014-06-13
990 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
991 PO LEE SECURITIES LIMITED 3 4 7 57.14
992 Polen Capital HK Limited 3 10 13 76.92 2012-09-28
993 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
994 Prive Financial Limited 3 0 3 0.00 2012-12-06
995 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
996 Proton Capital Limited 3 2 5 40.00 2007-10-16
997 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
998 PRUDENTIAL BROKERAGE LIMITED 3 146 149 97.99
999 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 60 63 95.24
1000 QH CAPITAL LIMITED 3 0 3 0.00 2009-07-22
1001 QUAD CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2014-08-04
1002 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1003 QUEST STOCKBROKERS (HK) LIMITED 3 2 5 40.00
1004 Racing Capital Management (HK) Limited 3 0 3 0.00 2015-08-27
1005 RaffAello Securities (HK) Limited 3 7 10 70.00 2005-03-30
1006 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1007 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1008 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1009 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1010 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1011 Rifa Futures Limited 3 11 14 78.57 2008-12-01
1012 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1013 Robeco Hong Kong Limited 3 35 38 92.11 2007-12-18
1014 ROOFER SECURITIES LIMITED 3 8 11 72.73
1015 ROSA SECURITIES LIMITED 3 2 5 40.00
1016 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1017 RRJ Management (HK) Limited 3 13 16 81.25 2013-05-31
1018 S&P Global Ratings Hong Kong Limited 3 59 62 95.16 2011-06-01
1019 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1020 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
1021 Samsung Asset Management (Hong Kong) Limited 3 25 28 89.29 2008-04-23
1022 SAMSUNG SECURITIES (ASIA) LIMITED 3 7 10 70.00
1023 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1024 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1025 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1026 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1027 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1028 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 32 35 91.43 2007-03-09
1029 SDHG International Securities Limited 3 6 9 66.67
1030 Seazen Resources Asset Management Limited 3 3 6 50.00 2014-12-29
1031 Segantii Capital Management Limited 3 20 23 86.96 2007-11-22
1032 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1033 Sensible Asset Management Limited 3 2 5 40.00 2005-06-18
1034 Shacom Securities Limited 3 10 13 76.92
1035 Shangding International Asset Management Company Limited 3 6 9 66.67 2010-09-08
1036 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1037 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 8 11 72.73 2007-05-18
1038 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2011-12-05
1039 Sheng Yuan Sino Asset Management Limited 3 0 3 0.00 2005-09-09
1040 Shinhan Asset Management (Hong Kong) Limited 3 4 7 57.14 2011-01-27
1041 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
1042 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2011-01-18
1043 SINO GRADE SECURITIES LIMITED 3 11 14 78.57
1044 SINOMAX SECURITIES LIMITED 3 11 14 78.57
1045 Sinostar Asset Management Limited 3 7 10 70.00 2013-08-16
1046 SIU ON SECURITIES LIMITED 3 4 7 57.14
1047 SM Investment Advisors Limited 3 0 3 0.00 2014-12-03
1048 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1049 SoFi Securities (Hong Kong) Limited 3 4 7 57.14 2011-12-22
1050 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1051 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1052 SPDB International Investment Management Limited 3 2 5 40.00 2015-10-13
1053 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2012-07-12
1054 SPQ Asia Capital Limited 3 1 4 25.00 2013-04-02
1055 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1056 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1057 Standard Advisory Asia Limited 3 7 10 70.00 2014-12-01
1058 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 13 16 81.25 2005-07-07
1059 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
1060 STJ Advisors (Asia) Limited 3 2 5 40.00 2011-11-17
1061 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1062 STOCKWELL SECURITIES LIMITED 3 55 58 94.83
1063 StoneX Financial (HK) Limited 3 0 3 0.00 2014-07-03
1064 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1065 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
1066 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1067 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1068 Sun Life Asset Management (HK) Limited 3 3 6 50.00 2014-05-23
1069 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1070 Superactive Financial Group Company Limited 3 2 5 40.00 2015-06-12
1071 SUPREME CHINA SECURITIES LIMITED 3 7 10 70.00 2014-10-10
1072 Swiss International Asset Management Limited 3 1 4 25.00 2013-12-16
1073 Swiss-Asia Asset Management (HK) Limited 3 6 9 66.67 2010-06-02
1074 T G SECURITIES LIMITED 3 2 5 40.00 2005-12-19
1075 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1076 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1077 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1078 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1079 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1080 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1081 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1082 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1083 TANG PING KONG LIMITED 3 8 11 72.73
1084 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1085 TC Capital International Limited 3 13 16 81.25 2010-08-11
1086 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1087 Telecom King Securities Limited 3 15 18 83.33 2007-10-17
1088 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1089 TENGARD FUND MANAGEMENT LIMITED 3 6 9 66.67 2012-04-03
1090 TFI Asset Management Limited 3 7 10 70.00 2009-06-18
1091 TFI Securities and Futures Limited 3 4 7 57.14 2013-05-14
1092 THING ON SECURITIES LIMITED 3 5 8 62.50
1093 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 17 20 85.00 2008-04-11
1094 TIAN YUAN FINANCE LIMITED 3 6 9 66.67
1095 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1096 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1097 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1098 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1099 Topaz Financial Group Limited 3 11 14 78.57 2012-10-12
1100 Towers Watson Investment Services Hong Kong Limited 3 13 16 81.25 2007-05-14
1101 TOYO SECURITIES ASIA LIMITED 3 6 9 66.67
1102 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1103 TR Advisors Limited 3 3 6 50.00 2008-12-02
1104 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1105 TRANSASIA PRIVATE CAPITAL LIMITED 3 4 7 57.14 2013-03-19
1106 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1107 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1108 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1109 TRUTH SECURITIES LIMITED 3 4 7 57.14
1110 TSE'S SECURITIES LIMITED 3 36 39 92.31
1111 TULLETT PREBON (HONG KONG) LIMITED 3 21 24 87.50 2010-08-26
1112 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1113 TVC MANAGEMENT LIMITED 3 0 3 0.00
1114 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1115 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1116 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1117 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-11
1118 UNION GAMING SECURITIES ASIA LIMITED 3 0 3 0.00 2015-03-26
1119 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1120 UPBEST COMMODITIES COMPANY LIMITED 3 5 8 62.50
1121 Value Partners Private Equity Limited 3 4 7 57.14
1122 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
1123 VC BROKERAGE LIMITED 3 50 53 94.34
1124 VC CAPITAL LIMITED 3 5 8 62.50
1125 VC International Asset Management Limited 3 0 3 0.00
1126 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
1127 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1128 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1129 VICTORY SECURITIES COMPANY LIMITED 3 44 47 93.62 2007-02-16
1130 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1131 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1132 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1133 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1134 WAH SANG SECURITIES LIMITED 3 1 4 25.00
1135 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1136 Wanhai Securities (HK) Limited 3 7 10 70.00
1137 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
1138 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2013-07-03
1139 Waypointe Limited 3 0 3 0.00 2015-02-11
1140 Well Link International Securities Limited 3 7 10 70.00 2012-10-04
1141 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1142 WINFULL SECURITIES LIMITED 3 13 16 81.25
1143 WING FAT SECURITIES LIMITED 3 7 10 70.00
1144 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
1145 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
1146 WING ON CHEONG SECURITIES COMPANY LIMITED 3 11 14 78.57
1147 WINGS SECURITIES (HK) LIMITED 3 4 7 57.14
1148 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1149 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1150 Wolver Hill Asset Management Asia Limited 3 2 5 40.00 2009-03-10
1151 YF ASSET MANAGEMENT LIMITED 3 3 6 50.00 2013-04-16
1152 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1153 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1154 YUE XIU FUTURES COMPANY LIMITED 3 35 38 92.11
1155 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
1156 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1157 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1158 Zhongcai Securities Limited 3 3 6 50.00 2014-12-19
1159 Zhongrong International Futures Co., Limited 3 7 10 70.00 2012-02-22
1160 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67 2013-12-19
1161 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1162 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1163 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1164 AASTOCKS.COM LIMITED 2 0 2 0.00
1165 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
1166 About Capital Management (HK) Co., Limited 2 5 7 71.43 2013-09-24
1167 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1168 Absolute Investment Management (HK) Limited 2 0 2 0.00
1169 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-12-11
1170 Acion Partners Limited 2 6 8 75.00 2015-02-09
1171 ACM ASIA LIMITED 2 0 2 0.00
1172 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1173 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1174 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
1175 Aevitas Securities Limited 2 3 5 60.00
1176 Affiliated Managers Group (Hong Kong) Limited 2 1 3 33.33 2010-12-07
1177 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
1178 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1179 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1180 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1181 AJ Securities Limited 2 4 6 66.67
1182 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1183 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
1184 ALETHEIA TECHNOLOGIES LIMITED 2 3 5 60.00 2010-07-30
1185 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1186 Alliance Asset Management Limited (HK) 2 1 3 33.33 2014-12-23
1187 Alliance Capital Partners Limited (HK) 2 7 9 77.78 2014-01-24
1188 ALLY BRIDGE GROUP (HK) LIMITED 2 12 14 85.71 2015-07-09
1189 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
1190 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1191 Alpha Nova Capital Management Limited 2 0 2 0.00
1192 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
1193 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
1194 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1195 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
1196 ALTRUIST FINANCIAL GROUP LIMITED 2 40 42 95.24 2004-01-20
1197 AM Squared Limited 2 6 8 75.00 2005-06-30
1198 Amasse Capital Limited 2 7 9 77.78 2012-07-13
1199 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
1200 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
1201 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1202 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1203 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
1204 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1205 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1206 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
1207 AP Capital Management (Hong Kong) Limited 2 3 5 60.00 2015-08-04
1208 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1209 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
1210 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
1211 Areion Asset Management Company Limited 2 1 3 33.33 2010-08-24
1212 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1213 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
1214 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
1215 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1216 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1217 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1218 Arta Asset Management Limited 2 2 4 50.00 2008-07-10
1219 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1220 Arta Global Futures Limited 2 0 2 0.00
1221 Artephius Partners Limited 2 2 4 50.00 2013-08-01
1222 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1223 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1224 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1225 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1226 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
1227 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
1228 Asia Cornerstone Asset Management Company Limited 2 0 2 0.00 2015-03-05
1229 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1230 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1231 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1232 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1233 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1234 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1235 Athos Capital Limited 2 3 5 60.00 2012-03-20
1236 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
1237 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1238 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
1239 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
1240 Austin Asia Securities Limited 2 1 3 33.33 2012-11-14
1241 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1242 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1243 Avenue Asset Management Limited (HK) 2 2 4 50.00 2015-08-27
1244 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1245 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1246 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1247 Axis Capital Management Limited 2 2 4 50.00
1248 Ayers Alliance Securities (HK) Limited 2 10 12 83.33 2013-10-07
1249 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 0 2 0.00 2015-08-05
1250 Azurewing Limited (HK) 2 2 4 50.00 2011-10-25
1251 Bach Option Limited 2 1 3 33.33 2013-06-10
1252 Baillie Gifford Asia (Hong Kong) Limited 2 2 4 50.00 2015-12-16
1253 Bain Capital Public Equity (Asia) Limited 2 0 2 0.00 2015-09-07
1254 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1255 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
1256 Balyasny Asset Management (Hong Kong) Limited 2 15 17 88.24 2008-03-03
1257 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1258 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
1259 BCT Financial Limited 2 60 62 96.77 2010-11-24
1260 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
1261 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1262 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1263 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1264 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1265 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
1266 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
1267 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1268 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1269 BG Asset Management Limited 2 2 4 50.00 2014-05-27
1270 BGC SECURITIES (HONG KONG) LLC 2 32 34 94.12 2008-06-25
1271 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 0 2 0.00 2011-01-04
1272 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1273 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1274 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1275 BLOOMYEARS LIMITED 2 1 3 33.33
1276 Blue Lotus Capital Advisors Limited 2 2 4 50.00 2015-10-12
1277 BlueBay Hong Kong Limited 2 2 4 50.00 2011-12-13
1278 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1279 BMI Securities Limited 2 9 11 81.82 2011-03-14
1280 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1281 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1282 Bonus Eventus Securities Limited 2 0 2 0.00 2015-11-03
1283 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1284 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 3 5 60.00 2010-10-06
1285 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1286 Boyu Capital Investment Management Co., Limited 2 1 3 33.33 2014-11-28
1287 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-08-31
1288 Bradbury Securities Limited 2 9 11 81.82
1289 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1290 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1291 BRIGHT SMART FOREX LIMITED 2 7 9 77.78 2013-03-11
1292 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
1293 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
1294 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1295 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1296 BROOKE CAPITAL LIMITED 2 0 2 0.00
1297 BTG Pactual Asia Limited 2 8 10 80.00 2009-08-13
1298 BTL ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2015-08-28
1299 BULLISH SECURITIES LIMITED 2 8 10 80.00
1300 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1301 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1302 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
1303 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1304 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1305 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1306 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1307 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1308 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1309 CBRE Capital Advisors Asia Pacific Limited 2 2 4 50.00 2013-09-27
1310 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1311 CC Finance Limited 2 11 13 84.62 2006-04-20
1312 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1313 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1314 CCB Securities Limited 2 3 5 60.00
1315 CCTIC International Limited 2 1 3 33.33 2010-06-28
1316 CEB International Capital Corporation Limited 2 0 2 0.00 2015-12-22
1317 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
1318 Central Universe Futures Limited 2 4 6 66.67 2013-10-28
1319 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2015-06-11
1320 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1321 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1322 Cephei Capital Management (Hong Kong) Limited 2 6 8 75.00 2007-07-19
1323 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1324 CERES CAPITAL LIMITED 2 0 2 0.00
1325 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1326 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1327 Chanceton Capital Partners Limited 2 7 9 77.78
1328 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1329 ChapmanCraig Limited 2 0 2 0.00
1330 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1331 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
1332 CHARTWELL CAPITAL LIMITED (HK) 2 6 8 75.00 2008-02-05
1333 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1334 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
1335 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1336 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-02-07
1337 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1338 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
1339 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
1340 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1341 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1342 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
1343 CHINA DEMETER SECURITIES LIMITED 2 6 8 75.00 2010-10-18
1344 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1345 China Enterprise Securities Company Limited 2 0 2 0.00 2011-01-27
1346 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1347 China Everbright Investment Management Limited 2 2 4 50.00 2007-07-03
1348 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
1349 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-06-22
1350 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 2 4 50.00 2014-01-07
1351 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1352 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 6 8 75.00 2013-02-25
1353 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1354 CHINA HANYA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-04-22
1355 China Innovation Capital Limited 2 4 6 66.67 2014-07-17
1356 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
1357 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
1358 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
1359 China Sunrise Asset Management Limited 2 1 3 33.33 2014-10-09
1360 China Sunrise Securities (International) Limited 2 2 4 50.00 2015-11-27
1361 CHINA TIMES SECURITIES LIMITED 2 8 10 80.00 2011-02-21
1362 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
1363 China Vered Securities Limited 2 0 2 0.00 2013-12-03
1364 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1365 China-Hong Kong Link Securities Company Limited 2 0 2 0.00 2015-09-30
1366 Chinese Strategic Asset Management Limited 2 2 4 50.00 2007-09-07
1367 CHN International Group Limited 2 1 3 33.33 2010-02-22
1368 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
1369 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1370 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1371 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 10 12 83.33
1372 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
1373 Citadel Securities (Hong Kong) Limited 2 6 8 75.00 2009-04-09
1374 CITIC Futures International Company Limited 2 3 5 60.00 2015-08-31
1375 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43 2007-02-16
1376 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1377 CLC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-11-10
1378 CloudAlpha Capital Management Limited 2 0 2 0.00 2015-03-05
1379 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1380 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-02-22
1381 CMBC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2015-12-11
1382 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1383 CN FIRST INTERNATIONAL FUTURES LIMITED 2 2 4 50.00 2013-09-25
1384 CNI Global Assets Management Limited (HK) 2 2 4 50.00 2015-06-02
1385 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1386 COMMENCE COMPANY LIMITED 2 0 2 0.00
1387 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 24 26 92.31 2008-12-17
1388 Conning Asia Pacific Limited 2 15 17 88.24 2012-02-24
1389 Constellar Capital Partners Hong Kong Limited 2 2 4 50.00 2015-11-09
1390 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1391 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1392 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1393 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1394 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1395 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1396 Credit Agricole Securities (Asia) Limited 2 1 3 33.33
1397 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1398 CSI Partners HK Limited 2 1 3 33.33 2015-11-06
1399 CSPI Credit Ratings Company Limited 2 1 3 33.33 2012-08-10
1400 CUPOLA CAPITAL LIMITED 2 4 6 66.67
1401 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
1402 D&R International Capital Management (Hong Kong) Limited 2 1 3 33.33 2015-01-30
1403 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1404 D.J. SECURITIES LIMITED 2 0 2 0.00
1405 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
1406 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1407 DATANG FINANCIAL HOLDING CO., LIMITED 2 0 2 0.00 2015-11-11
1408 Davidson Kempner Asia Limited 2 11 13 84.62 2010-05-04
1409 Deepwater Capital Limited 2 4 6 66.67 2015-05-19
1410 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
1411 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
1412 Direxion Asia Limited 2 2 4 50.00 2013-06-13
1413 DL Family Office (HK) Limited 2 0 2 0.00 2015-07-23
1414 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1415 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1416 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
1417 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1418 DSG Asset Management (HK) Company Limited 2 0 2 0.00 2015-11-18
1419 DST Investment Management Limited 2 4 6 66.67 2012-04-23
1420 EAA SECURITIES LIMITED 2 1 3 33.33
1421 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1422 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
1423 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1424 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
1425 EFM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-11-04
1426 eFusion Capital Limited 2 3 5 60.00 2014-06-06
1427 EIG Global Energy (Asia) Limited 2 2 4 50.00 2012-02-08
1428 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1429 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
1430 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
1431 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
1432 Elpis Capital Limited 2 0 2 0.00 2015-01-09
1433 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1434 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
1435 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1436 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1437 Enhanced Securities Limited 2 2 4 50.00 2011-08-02
1438 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1439 Equities First Holdings Hong Kong Limited 2 0 2 0.00 2015-09-17
1440 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1441 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1442 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1443 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1444 EUTO CAPITAL PARTNERS LIMITED 2 6 8 75.00 2015-04-28
1445 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
1446 Ever-Long Capital Management Limited (b2014-01-15) 2 2 4 50.00 2014-11-27
1447 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
1448 Everbright Securities Digital Finance (HK) Limited 2 10 12 83.33
1449 Evergain Funds Limited 2 2 4 50.00 2013-12-17
1450 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1451 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
1452 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
1453 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1454 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1455 F. R. ZIMMERN LIMITED 2 3 5 60.00
1456 F.E. Corporate Finance Advisory Limited 2 3 5 60.00 2012-08-03
1457 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1458 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1459 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1460 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1461 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1462 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1463 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
1464 FE SECURITIES LIMITED 2 4 6 66.67
1465 FIG HK (Hong Kong) Limited 2 2 4 50.00 2014-10-08
1466 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
1467 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1468 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1469 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
1470 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1471 FLAG Squadron Asia Limited 2 0 2 0.00 2006-10-24
1472 FORMAX ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-06-10
1473 FORMAX SECURITIES LIMITED 2 9 11 81.82 2014-09-12
1474 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
1475 FORTUNE (HK) SECURITIES LIMITED 2 16 18 88.89
1476 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1477 Forwin Securities Group Limited 2 3 5 60.00 2015-05-19
1478 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1479 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
1480 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1481 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1482 Frontpage Capital Limited 2 3 5 60.00 2015-11-10
1483 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1484 FT Securities Limited 2 9 11 81.82
1485 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
1486 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1487 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
1488 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1489 FULBRIGHT ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-03-22
1490 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1491 FULLJET SECURITIES LIMITED 2 0 2 0.00
1492 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1493 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
1494 FWD Financial Planning Limited (HK) 2 116 118 98.31 2011-01-25
1495 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1496 G. H. Financials (Hong Kong) Limited 2 1 3 33.33 2013-12-09
1497 Gain Capital - Forex.com Hong Kong Limited 2 18 20 90.00 2009-07-22
1498 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 18 20 90.00 2005-02-16
1499 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
1500 Gary Cheng Securities Limited 2 1 3 33.33 2015-12-02
1501 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1502 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
1503 GAYANG SECURITIES LIMITED 2 1 3 33.33 2010-11-09
1504 GCAM Limited 2 1 3 33.33 2004-10-19
1505 GCIS LIMITED 2 0 2 0.00 2007-05-16
1506 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1507 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1508 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1509 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 3 5 60.00 2013-12-02
1510 GEO Securities Limited 2 63 65 96.92 2013-05-03
1511 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1512 GET NICE CAPITAL LIMITED 2 0 2 0.00
1513 GFI (HK) SECURITIES L.L.C. 2 17 19 89.47 2007-06-18
1514 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1515 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
1516 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
1517 GLG Partners Hong Kong Limited 2 5 7 71.43 2010-11-30
1518 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1519 Global Value Chain Investment Corporation Limited 2 3 5 60.00 2015-02-02
1520 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1521 Gold Mountains Asset Management Limited 2 1 3 33.33 2013-08-28
1522 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
1523 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
1524 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
1525 Goldin Equities Limited 2 4 6 66.67 2008-12-17
1526 Goldin Financial Limited 2 4 6 66.67 2009-06-01
1527 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1528 Goldyard Capital Limited 2 1 3 33.33
1529 GPB Financial Services Hong Kong Limited 2 0 2 0.00 2015-12-15
1530 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 10 12 83.33
1531 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1532 Grand Moore Capital Limited 2 0 2 0.00 2015-12-22
1533 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1534 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1535 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1536 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1537 Greater China Securities Limited (b1999-04-26) 2 4 6 66.67
1538 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1539 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1540 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1541 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1542 Grey Investment Limited 2 4 6 66.67 2012-02-21
1543 Grit Securities Limited 2 1 3 33.33
1544 GROW Asset Management (HK) Limited 2 1 3 33.33 2015-01-09
1545 Growth Track Asset Management Limited 2 1 3 33.33 2014-03-18
1546 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1547 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1548 Guard Capital Management Limited 2 3 5 60.00 2014-07-07
1549 Gulf Line Capital Advisors Limited 2 0 2 0.00 2015-08-27
1550 Guo Tong Capital Management Company Limited 2 0 2 0.00 2010-05-24
1551 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 77.78 2012-12-04
1552 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
1553 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
1554 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1555 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
1556 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 2 2 4 50.00 2008-07-24
1557 HAITONG INTERNATIONAL RESEARCH LIMITED 2 29 31 93.55
1558 Hamilton Lane (Hong Kong) Limited 2 7 9 77.78 2010-07-05
1559 HANG SENG FUTURES LIMITED 2 5 7 71.43
1560 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1561 HANTEC SECURITIES CO., LIMITED 2 16 18 88.89
1562 Hao Advisors Management Limited 2 1 3 33.33 2015-05-12
1563 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1564 HD Capital Limited 2 1 3 33.33 2015-12-14
1565 Hedgestone Capital Group (H.K.) Co., Limited 2 2 4 50.00 2015-05-12
1566 Heitman HK Limited 2 2 4 50.00 2012-12-05
1567 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1568 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1569 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
1570 HENIK SECURITIES LIMITED 2 10 12 83.33
1571 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1572 HERMES SECURITIES LIMITED 2 8 10 80.00
1573 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
1574 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1575 HF Securities and Futures Limited 2 1 3 33.33 2015-10-28
1576 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 7 9 77.78 2010-10-27
1577 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1578 HGNH International Asset Management Co., Limited 2 8 10 80.00 2011-10-24
1579 HGNH International Forex Co., Limited 2 23 25 92.00 2014-04-04
1580 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
1581 Hillhouse Investment Management Limited 2 5 7 71.43 2011-01-24
1582 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
1583 HIP HING SECURITIES LIMITED 2 2 4 50.00
1584 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1585 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1586 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1587 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1588 Holly International Financial Holdings Limited 2 5 7 71.43 2012-06-29
1589 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1590 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1591 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
1592 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
1593 HOORAY CAPITAL LIMITED 2 2 4 50.00
1594 HOORAY SECURITIES LIMITED 2 7 9 77.78
1595 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1596 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
1597 HPEF Venture Partners Limited 2 1 3 33.33
1598 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1599 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1600 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 24 26 92.31
1601 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1602 HUAJIN FUTURES (INTERNATIONAL) LIMITED 2 3 5 60.00 2015-08-17
1603 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 2 7 9 77.78 2015-08-17
1604 Huarong International Asset Management Limited 2 7 9 77.78 2011-03-14
1605 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1606 Huaxin Futures Limited 2 0 2 0.00 2015-11-10
1607 Huayu Securities Limited 2 6 8 75.00
1608 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1609 HUNG SING FUTURES LIMITED 2 3 5 60.00
1610 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
1611 HZ CAPITAL LIMITED (HK) 2 0 2 0.00 2015-03-26
1612 iBest Securities Company Limited 2 2 4 50.00
1613 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1614 ICBC (Asia) Futures Company Limited 2 0 2 0.00 2013-07-23
1615 IDS FOREX HK LIMITED 2 2 4 50.00 2014-09-17
1616 IMARKETS LIMITED 2 0 2 0.00
1617 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1618 IMC Asia Pacific Limited 2 0 2 0.00 2007-03-12
1619 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1620 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 33.33 2013-12-02
1621 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1622 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1623 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1624 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1625 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1626 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1627 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
1628 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1629 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1630 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1631 IP Investment Management (HK) Limited 2 4 6 66.67 2015-12-21
1632 IPP Financial Advisers Limited 2 26 28 92.86 2006-12-21
1633 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1634 IRIDIUM CAPITAL LIMITED (HK) 2 3 5 60.00 2015-01-29
1635 Isola Capital Asset Management Limited 2 3 5 60.00 2012-10-17
1636 iVenture Investment Management Limited 2 0 2 0.00
1637 J Capital Research Limited 2 0 2 0.00 2012-03-01
1638 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1639 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1640 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1641 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1642 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
1643 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1644 JS SECURITIES LIMITED (HK) 2 0 2 0.00 2011-01-20
1645 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1646 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1647 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1648 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1649 KARFORD SECURITIES LIMITED 2 0 2 0.00
1650 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1651 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1652 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1653 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1654 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1655 Keptain Securities and Asset Management Limited 2 8 10 80.00 2013-01-24
1656 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1657 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1658 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1659 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1660 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1661 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1662 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1663 KINGSTON FUTURES LIMITED 2 18 20 90.00
1664 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1665 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 33.33
1666 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1667 KMT SECURITIES LIMITED 2 4 6 66.67
1668 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1669 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1670 KOALA SECURITIES LIMITED 2 13 15 86.67 2015-09-09
1671 KOG FOREX LIMITED 2 4 6 66.67 2013-01-08
1672 Koi Investment Partners International Limited 2 1 3 33.33 2010-11-05
1673 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1674 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1675 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1676 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1677 Kylin International (HK) Co., Limited 2 0 2 0.00 2014-04-04
1678 LAMTEX SECURITIES LIMITED 2 10 12 83.33
1679 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1680 LAU & COMPANY LIMITED 2 0 2 0.00
1681 LBN Advisers Limited 2 5 7 71.43 2007-09-13
1682 LCA Solutions Limited 2 6 8 75.00 2010-07-30
1683 Leading Securities Company Limited 2 1 3 33.33 2013-02-21
1684 Lee Kee Store Company Limited 2 4 6 66.67 2015-02-04
1685 LEGENDS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-08-23
1686 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1687 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1688 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1689 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1690 LFM Global Investment (Hong Kong) Company, Limited 2 2 4 50.00 2012-12-06
1691 Light & Salt Capital Management Limited 2 5 7 71.43 2014-09-10
1692 Lighthorse Asset Management (HK) Limited 2 9 11 81.82 2009-09-04
1693 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1694 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1695 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1696 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1697 LMR Partners Limited 2 2 4 50.00 2012-07-17
1698 Longitude Asia Limited 2 2 4 50.00
1699 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1700 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 75.00 2012-01-17
1701 LT Finance Management Limited 2 4 6 66.67 2012-12-10
1702 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1703 LW Asset Management Advisors Limited 2 0 2 0.00 2013-05-08
1704 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1705 M3 Capital Partners (HK) Limited 2 12 14 85.71 2008-10-17
1706 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1707 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1708 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1709 MARC FABER LIMITED 2 0 2 0.00
1710 Marex HK Asia Limited 2 8 10 80.00 2013-08-23
1711 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1712 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1713 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1714 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1715 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1716 Matrix Asset Management Limited 2 1 3 33.33 2014-06-05
1717 Matrix Securities Limited 2 2 4 50.00
1718 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1719 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 6 8 75.00 2004-09-22
1720 MC Asset Management Asia Limited 2 1 3 33.33 2014-03-18
1721 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1722 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1723 METRO CAPITAL FUTURES LIMITED 2 0 2 0.00
1724 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 1 3 33.33 2013-11-26
1725 MIDLAND WEALTH MANAGEMENT LIMITED 2 20 22 90.91 2008-02-18
1726 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1727 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1728 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1729 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1730 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
1731 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1732 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
1733 MLB Asset Management Limited 2 1 3 33.33 2015-10-30
1734 Modus Asset Management Limited 2 3 5 60.00 2015-09-10
1735 MOELIS & COMPANY ASIA LIMITED 2 15 17 88.24 2009-12-11
1736 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1737 MORGAN FUEL GO SECURITIES LIMITED 2 1 3 33.33
1738 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1739 MORTON SECURITIES LIMITED 2 1 3 33.33
1740 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1741 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1742 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1743 MVision Private Equity Advisers Asia Limited 2 6 8 75.00 2012-03-29
1744 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1745 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1746 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1747 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1748 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1749 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1750 Neo-Criterion Capital Limited 2 2 4 50.00 2014-04-14
1751 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1752 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1753 NEW SPRING CAPITAL LIMITED 2 2 4 50.00 2011-06-17
1754 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1755 NewQuest Capital Advisors (HK) Limited 2 10 12 83.33 2012-03-08
1756 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1757 NFH Asset Management Limited 2 0 2 0.00 2015-10-16
1758 NFH Corporate Finance Limited 2 1 3 33.33 2015-11-17
1759 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1760 NINE RIVERS CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-09-25
1761 North Beta International Securities Limited 2 8 10 80.00 2009-07-17
1762 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1763 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1764 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1765 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1766 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1767 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1768 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
1769 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1770 Odysseus Capital Asia Limited 2 2 4 50.00 2009-10-29
1771 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1772 OIA Asia Limited 2 0 2 0.00 2014-11-20
1773 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1774 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1775 ONE CHINA SECURITIES LIMITED 2 29 31 93.55 2004-03-01
1776 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1777 OnePlatform Securities Limited 2 19 21 90.48
1778 OPTIVER TRADING HONG KONG LIMITED 2 3 5 60.00 2007-12-03
1779 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1780 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1781 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2008-04-22
1782 ORCHID TREE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2015-06-02
1783 Oreana Financial Services Limited 2 5 7 71.43 2011-07-12
1784 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
1785 ORIENT CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2014-09-18
1786 ORIENT SECURITIES LIMITED 2 16 18 88.89
1787 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
1788 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1789 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1790 OVERLOOK INVESTMENTS LIMITED 2 6 8 75.00
1791 Oxbow Capital Management (HK) Limited 2 6 8 75.00 2015-06-02
1792 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1793 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1794 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
1795 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1796 Pacific Sun Advisors Limited 2 2 4 50.00
1797 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1798 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1799 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1800 Parry International Trading Limited 2 2 4 50.00 2010-08-26
1801 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1802 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1803 Patrol Capital Management Limited 2 1 3 33.33 2015-08-24
1804 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1805 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1806 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1807 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1808 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1809 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1810 PGIM (Hong Kong) Limited 2 3 5 60.00
1811 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1812 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 37 39 94.87
1813 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1814 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1815 PICC Asset Management (Hong Kong) Company Limited 2 3 5 60.00 2015-04-16
1816 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1817 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1818 Pine Star Asset Management Limited 2 1 3 33.33 2014-01-30
1819 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1820 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1821 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1822 Pinxin (Hong Kong) Asset Management Co. Limited 2 0 2 0.00 2014-11-13
1823 Pinyin Capital Management Hong Kong Limited 2 2 4 50.00 2015-11-02
1824 PJT Partners (HK) Limited 2 6 8 75.00 2015-10-06
1825 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1826 PLATFORM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-06-26
1827 PLATINUM BROKING COMPANY LIMITED 2 4 6 66.67 2011-02-21
1828 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1829 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1830 PRESTIGE SECURITIES LIMITED (HK) 2 1 3 33.33 2015-09-15
1831 PRIME COURAGE SECURITIES COMPANY LIMITED 2 6 8 75.00 2011-09-19
1832 PRIME SECURITIES LIMITED (HK) 2 10 12 83.33
1833 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1834 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 60.00
1835 Principal Investment & Retirement Services Limited 2 49 51 96.08 2011-08-17
1836 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1837 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1838 Profound Capital Limited 2 0 2 0.00 2014-01-24
1839 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1840 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1841 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
1842 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1843 Public Financial Securities Limited 2 5 7 71.43
1844 Public Securities Limited 2 9 11 81.82
1845 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1846 Pulun International Capital Limited 2 3 5 60.00 2015-09-16
1847 PUREHEART CAPITAL ASIA LIMITED 2 5 7 71.43 2007-03-08
1848 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1849 PYRMONT WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2006-02-24
1850 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2015-10-19
1851 QH Asset Management Company Limited 2 1 3 33.33 2014-07-03
1852 R.J. O'Brien & Associates HK Limited 2 7 9 77.78 2007-10-29
1853 Rakuten Securities Hong Kong Limited 2 8 10 80.00
1854 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1855 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1856 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1857 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1858 RED CLIFF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-08-15
1859 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1860 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1861 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1862 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1863 Rencent International Asset Management Company Limited 2 8 10 80.00 2013-10-10
1864 RHB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2008-05-08
1865 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1866 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1867 RICHE BRIGHT SECURITIES LIMITED 2 4 6 66.67 2008-01-04
1868 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1869 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1870 ROC Partners (HK) Limited 2 3 5 60.00 2015-02-03
1871 ROCIM Limited 2 0 2 0.00 2007-06-29
1872 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1873 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1874 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1875 RONGTONG GLOBAL INVESTMENT LIMITED 2 7 9 77.78 2013-12-30
1876 Rosefinch Global Asset Management (HK) Limited 2 0 2 0.00 2015-06-15
1877 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1878 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1879 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1880 Rui Da International Finance Holding Limited 2 5 7 71.43 2012-03-30
1881 Ruisen Port Securities Limited 2 6 8 75.00 2011-01-05
1882 Safari Asia Limited 2 1 3 33.33 2010-04-30
1883 Samena Capital Hong Kong Limited 2 2 4 50.00 2009-09-01
1884 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1885 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1886 Sapiens Technologies Limited 2 0 2 0.00 2015-11-30
1887 SBI China Capital Asset Management Limited 2 3 5 60.00 2007-10-17
1888 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1889 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1890 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1891 Sectoral Asset Management Limited 2 2 4 50.00 2013-08-08
1892 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1893 SEEKERS ADVISORS H.K. LIMITED 2 5 7 71.43 2012-03-23
1894 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1895 Select Investment Services Limited (HK) 2 0 2 0.00 2011-09-16
1896 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1897 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1898 SFM HK Management Limited 2 7 9 77.78 2010-11-01
1899 SHACOM FUTURES LIMITED 2 7 9 77.78
1900 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2015-06-19
1901 SHANXI SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00 2015-06-10
1902 SHENG YUAN ASSET MANAGEMENT LIMITED 2 4 6 66.67 2011-06-14
1903 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1904 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1905 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1906 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1907 Silver Grant International Capital Management Limited 2 0 2 0.00 2015-04-30
1908 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1909 SILVERHORN INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2011-02-28
1910 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1911 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1912 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1913 SINO WEALTH SECURITIES LIMITED 2 5 7 71.43 2012-03-05
1914 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1915 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 4 6 66.67 2015-03-06
1916 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1917 SJS Markets Limited 2 0 2 0.00 2005-03-02
1918 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1919 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1920 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1921 Solaris Capital Advisors (HK) Limited 2 1 3 33.33 2015-04-14
1922 Solitude Limited (HK) 2 0 2 0.00 2015-10-20
1923 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1924 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1925 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1926 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1927 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1928 South China Forex Limited 2 17 19 89.47 2010-06-21
1929 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1930 SPDB International Capital Limited 2 4 6 66.67 2015-10-13
1931 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1932 Springs Capital (Hong Kong) Limited 2 3 5 60.00 2011-04-14
1933 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1934 Sprout Asset Management (Asia) Limited 2 3 5 60.00 2014-12-08
1935 SPS COMMODITIES LIMITED 2 6 8 75.00
1936 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1937 Standard & Poor's Investment Advisory Services (HK) Limited 2 3 5 60.00 2010-09-21
1938 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2015-01-16
1939 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2012-03-30
1940 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1941 Stellar Securities Limited 2 2 4 50.00
1942 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
1943 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1944 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
1945 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1946 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1947 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1948 Sumo Asset Management Limited 2 4 6 66.67 2010-07-07
1949 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1950 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1951 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1952 Sunfund Capital Limited 2 2 4 50.00 2015-10-27
1953 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1954 Sunrise Brokers (Hong Kong) Limited 2 27 29 93.10 2009-12-09
1955 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
1956 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1957 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1958 Sylebra Capital Limited 2 7 9 77.78 2011-09-06
1959 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1960 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1961 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1962 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1963 T & F Equities Limited 2 1 3 33.33 2012-12-11
1964 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1965 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
1966 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1967 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1968 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1969 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1970 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1971 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1972 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1973 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1974 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
1975 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1976 Tenbagger Investment Management (Hong Kong) Limited 2 1 3 33.33 2015-09-11
1977 Tensant Securities Limited 2 1 3 33.33 2004-08-25
1978 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1979 THREE STONES CAPITAL LIMITED 2 2 4 50.00 2015-11-11
1980 TIANDA SECURITIES LIMITED 2 5 7 71.43 2011-01-18
1981 Tiger Securities Asset Management Company Limited 2 5 7 71.43 2006-12-29
1982 Tongfang Securities Limited 2 1 3 33.33 2015-07-17
1983 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
1984 TOPAZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-02-11
1985 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1986 TPG Capital, Limited 2 7 9 77.78 2012-03-07
1987 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1988 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1989 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1990 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
1991 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1992 Trilogy Partners Limited 2 1 3 33.33 2014-07-25
1993 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1994 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1995 True Partner Advisor Hong Kong Limited 2 4 6 66.67 2010-09-30
1996 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
1997 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1998 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1999 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
2000 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
2001 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
2002 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
2003 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
2004 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
2005 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
2006 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
2007 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
2008 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
2009 Vantum Futures Limited 2 4 6 66.67
2010 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-06-25
2011 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
2012 VEDA CAPITAL LIMITED (HK) 2 6 8 75.00 2005-12-28
2013 Venture Smart Asia Limited 2 0 2 0.00 2015-12-18
2014 VERCAP Financial Services Limited 2 0 2 0.00
2015 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
2016 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2017 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2018 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2019 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
2020 Viking Global Hong Kong Limited 2 3 5 60.00 2010-09-17
2021 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2022 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2023 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
2024 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
2025 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2026 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
2027 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2028 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2029 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2030 Waton Securities International Limited 2 3 5 60.00
2031 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2032 Wealth Management Cube Limited 2 1 3 33.33 2015-03-19
2033 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
2034 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2035 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2036 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2037 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
2038 Well Link Securities Limited 2 16 18 88.89 2005-11-11
2039 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2040 Widus Investment Limited 2 0 2 0.00 2015-10-22
2041 WILBY SECURITIES LIMITED 2 2 4 50.00
2042 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2043 WILSON SECURITIES LIMITED 2 2 4 50.00 2010-02-25
2044 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
2045 Win Harvest Asset Management Limited 2 0 2 0.00 2015-10-28
2046 WING ON SECURITIES LIMITED 2 5 7 71.43
2047 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2048 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2049 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2050 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
2051 Wisetrade Securities Limited 2 9 11 81.82
2052 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2053 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
2054 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2055 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2056 Xin Tian Fund Management Company Limited 2 5 7 71.43 2013-05-30
2057 Xingtai Capital Management Limited 2 1 3 33.33 2013-11-21
2058 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
2059 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 2 0 2 0.00 2015-09-17
2060 YARDLEY SECURITIES LIMITED 2 4 6 66.67
2061 YF FUTURES COMPANY LIMITED 2 6 8 75.00
2062 YF SECURITIES COMPANY LIMITED 2 11 13 84.62
2063 Yi Shun Da Capital Limited 2 4 6 66.67 2015-11-04
2064 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2065 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-10-24
2066 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-05-03
2067 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2068 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2069 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2070 Yuet Sheung International Securities Limited 2 0 2 0.00 2015-12-18
2071 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2072 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
2073 Zaaba Capital Limited 2 3 5 60.00 2015-12-16
2074 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
2075 Zentrum Capital Advisors Limited 2 1 3 33.33 2014-06-03
2076 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
2077 ZHONGCAI ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-13
2078 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2079 Zhongrong International Capital Management Limited 2 0 2 0.00 2015-05-22
2080 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
2081 Zhongrong International Securities Company Limited 2 7 9 77.78 2015-08-12
2082 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 9 11 81.82 2014-01-07
2083 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2084 ALPHATECH CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2015-04-10
2085 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
2086 BCCF SECURITIES CO., LIMITED 1 0 1 0.00 2012-09-17
2087 Big Bay Asset Management (HK) Limited 1 0 1 0.00 2013-09-19
2088 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
2089 CHINA POINT STOCK BROKERS LIMITED 1 1 2 50.00
2090 China Tonghai (IA) Limited 1 0 1 0.00
2091 D'Asie Asset Management Limited 1 0 1 0.00 2015-09-24
2092 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
2093 Emerald Hill Capital Partners Limited 1 0 1 0.00 2011-10-26
2094 Fortune Asset Management Limited 1 6 7 85.71 2009-12-16
2095 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
2096 Goldbridge Securities Limited 1 0 1 0.00
2097 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 1 0 1 0.00 2015-01-05
2098 GREAT BAY SECURITIES LIMITED 1 0 1 0.00
2099 GSI FINANCE GROUP LIMITED 1 1 2 50.00 2011-03-18
2100 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
2101 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
2102 Kam Wah Investments Limited 1 0 1 0.00
2103 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
2104 KKR CAPITAL MARKETS ASIA LIMITED 1 5 6 83.33 2009-10-22
2105 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
2106 LUEN HING SECURITIES LIMITED 1 0 1 0.00
2107 M SECURITIES LIMITED (HK) 1 1 2 50.00 2006-02-23
2108 MAP CAPITAL LIMITED (HK) 1 0 1 0.00 2008-01-16
2109 MTF SECURITIES LIMITED 1 0 1 0.00
2110 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
2111 Oracle Capital Limited 1 0 1 0.00 2009-08-17
2112 ORIENTAL WEALTH FUTURES LIMITED 1 0 1 0.00 2009-06-18
2113 ORIENTAL WEALTH SECURITIES LIMITED 1 0 1 0.00 2008-09-05
2114 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
2115 Penjing Asset Management (HK) Limited 1 0 1 0.00 2005-03-24
2116 POLYMATHY CAPITAL LIMITED 1 1 2 50.00 2013-12-17
2117 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
2118 QMIS Securities Limited 1 1 2 50.00 2009-07-24
2119 SIFT CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-10-28
2120 Silk Road International Capital Limited 1 0 1 0.00
2121 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
2122 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
2123 Sinofortune Financial Capital Limited 1 2 3 66.67
2124 Sinostar Securities Limited 1 0 1 0.00 2014-08-18
2125 TIANDA ASSET MANAGEMENT LIMITED 1 0 1 0.00 2013-04-24
2126 Tiro Capital Limited 1 1 2 50.00 2014-08-27
2127 UCF Asset Management (HK) Limited 1 2 3 66.67 2012-05-04
2128 United Securities Limited (HK) 1 2 3 66.67
2129 UNITED SIMSEN FOREX DEALERS LIMITED 1 0 1 0.00
2130 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2131 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2132 Willis Towers Watson Securities (Hong Kong) Limited 1 0 1 0.00 2015-06-17
2133 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 1 0 1 0.00
2134 ZhongHua Finance Capital Co., Limited 1 0 1 0.00 2005-05-26
2135 FORTUNE FINANCIAL CAPITAL LIMITED 0 4 4 100.00 2009-03-12
2136 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00 2008-12-02
2137 QMIS Asset Management Limited 0 2 2 100.00 2009-08-13
2137 Average 3.40 18.03 21.44 84.12

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