SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Credit Suisse (Hong Kong) Limited 49 452 501 90.22 2008-11-04
2 GOLDMAN SACHS (ASIA) L.L.C. 48 781 829 94.21
3 Merrill Lynch (Asia Pacific) Limited 42 522 564 92.55
4 SG SECURITIES (HK) LIMITED 42 192 234 82.05 2003-12-16
5 Merrill Lynch Far East Limited 39 438 477 91.82 2010-08-20
6 Morgan Stanley Asia Limited 35 907 942 96.28 2006-04-07
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 441 472 93.43 2008-08-20
8 Manulife Investment Management (Hong Kong) Limited 30 389 419 92.84 2015-03-17
9 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 206 231 89.18 2005-02-15
10 Citigroup Global Markets Asia Limited 24 553 577 95.84 2008-03-31
11 DEUTSCHE SECURITIES ASIA LIMITED 23 230 253 90.91 2004-01-08
12 CLSA LIMITED 22 264 286 92.31 2013-07-09
13 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 22 85 107 79.44 2007-04-04
14 UBS SECURITIES HONG KONG LIMITED 22 289 311 92.93 2016-12-19
15 CCB INTERNATIONAL SECURITIES LIMITED 21 62 83 74.70 2005-08-19
16 OnePlatform Asset Management Limited 21 904 925 97.73 2007-07-04
17 BOCI SECURITIES LIMITED 20 398 418 95.22 2004-03-01
18 Yuanta Securities (Hong Kong) Company Limited 20 153 173 88.44 2006-07-08
19 BOCI ASIA LIMITED 19 92 111 82.88
20 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 19 407 426 95.54 2003-09-30
21 KGI ASIA LIMITED 19 753 772 97.54
22 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 18 396 414 95.65 2016-10-11
23 MACQUARIE CAPITAL LIMITED 18 200 218 91.74 2013-07-09
24 NOMURA INTERNATIONAL (HONG KONG) LIMITED 18 520 538 96.65
25 BARCLAYS CAPITAL ASIA LIMITED 16 130 146 89.04 2005-01-12
26 BOCOM International Securities Limited 15 217 232 93.53 2007-09-10
27 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 15 70 85 82.35 2005-11-29
28 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
29 China Galaxy International Securities (Hong Kong) Co., Limited 15 161 176 91.48 2011-09-12
30 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 187 202 92.57 2003-12-02
31 JPMorgan Asset Management (Asia Pacific) Limited 15 123 138 89.13 2006-02-16
32 Morgan Stanley Hong Kong Securities Limited 15 334 349 95.70 2010-11-30
33 UBS SECURITIES ASIA LIMITED 15 351 366 95.90
34 ICBC INTERNATIONAL SECURITIES LIMITED 14 50 64 78.13 2008-11-14
35 CCB INTERNATIONAL CAPITAL LIMITED 13 82 95 86.32 2004-05-27
36 KGI FUTURES (HONG KONG) LIMITED 13 469 482 97.30
37 MIB SECURITIES (HONG KONG) LIMITED 13 80 93 86.02 2012-05-21
38 MIZUHO SECURITIES ASIA LIMITED 13 155 168 92.26
39 Yunfeng Financial Markets Limited 13 26 39 66.67
40 CITIC Securities Brokerage (HK) Limited 12 228 240 95.00
41 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
42 Everbright Securities Investment Services (HK) Limited 12 403 415 97.11
43 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 12 198 210 94.29
44 Jefferies Hong Kong Limited 12 123 135 91.11 2010-01-04
45 Mason Securities Limited 12 46 58 79.31 2016-09-02
46 Quam Securities Limited 12 185 197 93.91 2004-10-15
47 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 12 31 43 72.09 2008-02-21
48 CGS International Securities Hong Kong Limited 11 50 61 81.97
49 CITIC Securities (Hong Kong) Limited 11 60 71 84.51
50 Credit Suisse Securities (Hong Kong) Limited 11 104 115 90.43 2013-07-30
51 EVER-LONG SECURITIES COMPANY LIMITED 11 32 43 74.42
52 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
53 GF Securities (Hong Kong) Brokerage Limited 11 152 163 93.25 2007-01-31
54 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
55 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 11 52 63 82.54
56 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 11 48 59 81.36 2004-05-31
57 Northern Trust Company of Hong Kong Limited (The) 11 19 30 63.33 2011-09-05
58 SMBC Nikko Securities (Hong Kong) Limited 11 26 37 70.27 2012-07-20
59 Standard Chartered Securities (Hong Kong) Limited 11 27 38 71.05 2012-12-17
60 AMPLE CAPITAL LIMITED 10 29 39 74.36 2007-01-02
61 BlackRock Asset Management North Asia Limited 10 179 189 94.71 2003-12-16
62 BNP PARIBAS SECURITIES (ASIA) LIMITED 10 223 233 95.71 2011-09-06
63 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 10 112 122 91.80 2012-01-06
64 China Renaissance Securities (Hong Kong) Limited 10 20 30 66.67 2012-10-24
65 China Securities (International) Brokerage Company Limited 10 81 91 89.01 2013-04-24
66 DWS Investments Hong Kong Limited 10 28 38 73.68 2016-03-18
67 Fidelity Management & Research (Hong Kong) Limited 10 47 57 82.46 2008-09-04
68 GUOTAI JUNAN CAPITAL LIMITED 10 39 49 79.59
69 HAITONG INTERNATIONAL CAPITAL LIMITED 10 39 49 79.59
70 Nerico Brothers Limited (HK) 10 84 94 89.36 2004-11-30
71 PRESIDENT SECURITIES (HONG KONG) LIMITED 10 19 29 65.52 2007-06-20
72 Sanford C. Bernstein (Hong Kong) Limited 10 45 55 81.82 2011-09-28
73 SINOPAC SECURITIES (ASIA) LIMITED 10 93 103 90.29 2012-04-23
74 UBS Asset Management (Hong Kong) Limited 10 74 84 88.10 2012-09-12
75 ABCI Securities Company Limited 9 61 70 87.14 2005-11-15
76 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 9 76 85 89.41 2015-06-01
77 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 26 35 74.29 2003-08-29
78 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 9 20 29 68.97 2007-08-23
79 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
80 CMB International Securities Limited 9 54 63 85.71 2010-06-15
81 Crosby Securities Limited 9 16 25 64.00 2013-03-06
82 EMPEROR SECURITIES LIMITED (HK) 9 164 173 94.80
83 Essence International Securities (Hong Kong) Limited 9 80 89 89.89 2010-05-18
84 FIRST SHANGHAI SECURITIES LIMITED 9 66 75 88.00
85 HSBC Global Asset Management (Hong Kong) Limited 9 121 130 93.08 2006-03-29
86 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 94 103 91.26
87 HSBC SECURITIES BROKERS (ASIA) LIMITED 9 69 78 88.46 2011-03-04
88 KGI CAPITAL ASIA LIMITED 9 11 20 55.00
89 MUFG Securities Asia Limited 9 46 55 83.64 2010-12-31
90 ORIENT SECURITIES (HONG KONG) LIMITED 9 58 67 86.57 2010-07-21
91 RHB SECURITIES HONG KONG LIMITED 9 115 124 92.74 2006-11-17
92 Somerley Capital Limited 9 12 21 57.14 2013-10-02
93 Templewater Hong Kong Limited 9 19 28 67.86
94 Tung Shing Securities (Brokers) Limited 9 174 183 95.08 2012-03-15
95 Yunfeng Securities Limited 9 17 26 65.38 2013-08-27
96 BNY Mellon Investment Management Hong Kong Limited 8 15 23 65.22 2008-06-06
97 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 102 110 92.73 2007-07-04
98 CHIEF SECURITIES LIMITED 8 156 164 95.12 2006-04-20
99 CMB International Capital Limited 8 46 54 85.19 2010-09-07
100 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 198 206 96.12 2016-07-01
101 DBS ASIA CAPITAL LIMITED 8 9 17 52.94
102 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 8 37 45 82.22
103 HAITONG INTERNATIONAL FUTURES LIMITED 8 275 283 97.17
104 HSBC BROKING SECURITIES (ASIA) LIMITED 8 105 113 92.92 2015-01-19
105 HSBC Corporate Finance (Hong Kong) Limited 8 111 119 93.28 2012-03-09
106 INNOVAX CAPITAL LIMITED 8 7 15 46.67 2015-02-25
107 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 153 161 95.03
108 JPMorgan Funds (Asia) Limited 8 124 132 93.94
109 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 81 89 91.01
110 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 223 231 96.54
111 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 49 57 85.96 2010-02-23
112 Wellington Management Hong Kong Limited (b2003-01-02) 8 35 43 81.40 2003-09-18
113 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 8 91 99 91.92 2012-11-13
114 ABCI CAPITAL LIMITED 7 28 35 80.00 2011-03-17
115 Amundi Hong Kong Limited 7 32 39 82.05
116 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 10 17 58.82
117 BOCOM International (Asia) Limited 7 39 46 84.78 2007-09-21
118 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 15 22 68.18 2004-07-15
119 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 98 105 93.33
120 CITIC Securities Futures (HK) Limited 7 112 119 94.12
121 CMBC SECURITIES COMPANY LIMITED 7 23 30 76.67 2008-01-24
122 CSC SECURITIES (HK) LIMITED 7 31 38 81.58 2003-12-29
123 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 33 40 82.50 2009-01-02
124 Eclipse Options (HK) Limited 7 16 23 69.57 2007-05-31
125 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 141 148 95.27
126 FIRST SECURITIES (HK) LIMITED 7 36 43 83.72 2009-08-03
127 FULBRIGHT SECURITIES LIMITED 7 255 262 97.33 2010-05-18
128 Glory Sun Securities Limited 7 30 37 81.08 2012-09-18
129 Goldman Sachs Asset Management (Hong Kong) Limited 7 47 54 87.04 2016-06-24
130 Macquarie Corporate (Hong Kong) Limited 7 56 63 88.89
131 Octal Capital Limited 7 8 15 53.33 2011-06-01
132 OP INVESTMENT MANAGEMENT LIMITED 7 12 19 63.16 2004-02-18
133 orientiert XYZ Securities Limited 7 28 35 80.00 2004-12-03
134 Pictet Asset Management (Hong Kong) Limited 7 15 22 68.18 2006-10-26
135 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 25 32 78.13 2009-07-30
136 Quam Capital Limited (b1994-08-04) 7 7 14 50.00
137 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 158 165 95.76
138 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 29 36 80.56 2008-08-07
139 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
140 VMS Securities Limited 7 12 19 63.16
141 Wells Fargo Securities Asia Limited 7 36 43 83.72 2008-04-25
142 abrdn Hong Kong Limited 6 18 24 75.00
143 AllianceBernstein Hong Kong Limited 6 39 45 86.67 2006-10-05
144 Arta Global Markets Limited 6 12 18 66.67 2008-01-08
145 Astrum Capital Management Limited (HK) 6 14 20 70.00 2005-07-08
146 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
147 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 18 24 75.00
148 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
149 BOSC International Company Limited 6 13 19 68.42 2015-01-09
150 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 6 124 130 95.38 2011-02-15
151 CELESTIAL COMMODITIES LIMITED 6 113 119 94.96
152 CELESTIAL SECURITIES LIMITED 6 189 195 96.92
153 CES Capital International (Hong Kong) Co., Limited 6 10 16 62.50 2008-03-20
154 Changjiang Securities Brokerage (HK) Limited 6 29 35 82.86 2011-12-13
155 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 50 56 89.29 2012-07-13
156 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 6 20 26 76.92 2006-12-08
157 China Orient International Asset Management Limited 6 18 24 75.00 2012-05-15
158 China Securities (International) Corporate Finance Company Limited 6 48 54 88.89 2013-04-08
159 China Universal Asset Management (Hong Kong) Company Limited 6 13 19 68.42 2010-02-19
160 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 19 25 76.00 2007-12-07
161 CLC International Limited 6 9 15 60.00 2012-12-07
162 COHEN & STEERS ASIA LIMITED 6 4 10 40.00 2005-07-29
163 DAKIN CAPITAL LIMITED 6 10 16 62.50 2016-01-21
164 FIL Investment Advisors 6 101 107 94.39
165 Fortune Origin Securities Limited 6 8 14 57.14 2009-07-09
166 Fosun International Securities Limited 6 24 30 80.00 2008-06-23
167 GAM HONG KONG LIMITED 6 12 18 66.67
168 GET NICE SECURITIES LIMITED 6 81 87 93.10
169 GF Capital (Hong Kong) Limited 6 32 38 84.21 2007-01-31
170 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 44 50 88.00
171 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 16 22 72.73
172 Huajin Corporate Finance (International) Limited 6 8 14 57.14
173 Huarong International Securities Limited 6 55 61 90.16 2004-10-25
174 INVESCO HONG KONG LIMITED 6 92 98 93.88
175 JK Capital Management Limited 6 4 10 40.00 2015-12-01
176 JVSakk Asset Management Limited 6 28 34 82.35 2008-08-28
177 Lego Corporate Finance Limited 6 15 21 71.43 2016-01-13
178 LIM ADVISORS LIMITED 6 15 21 71.43
179 LUK FOOK SECURITIES (HK) LIMITED 6 95 101 94.06 2012-06-25
180 MFG Limited (HK) 6 6 12 50.00 2006-07-17
181 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 23 29 79.31 2005-07-05
182 Nuada Limited 6 4 10 40.00 2004-01-15
183 Open Securities Limited 6 7 13 53.85 2010-07-16
184 Oshidori Securities Limited 6 11 17 64.71 2015-05-19
185 PHILLIP SECURITIES (HONG KONG) LIMITED 6 486 492 98.78
186 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 10 16 62.50
187 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 51 57 89.47
188 Rich Union Securities (H.K.) Limited 6 38 44 86.36
189 Rifa Securities Limited 6 34 40 85.00
190 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
191 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
192 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 23 29 79.31
193 Sigma Capital Management Limited 6 10 16 62.50 2008-03-12
194 SINO-CEEF Capital Management Company Limited 6 0 6 0.00 2008-04-17
195 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 34 40 85.00 2009-06-02
196 Soochow Securities International Brokerage Limited 6 96 102 94.12 2012-01-12
197 SOUTH CHINA SECURITIES LIMITED 6 106 112 94.64
198 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 15 21 71.43
199 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
200 Sumitomo Mitsui Trust (Hong Kong) Limited 6 12 18 66.67 2014-01-07
201 T. Rowe Price Hong Kong Limited 6 52 58 89.66 2010-12-21
202 T.F.S. Derivatives HK Limited 6 30 36 83.33 2009-04-03
203 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 48 54 88.89 2007-04-26
204 Tung Shing Futures (Brokers) Limited 6 76 82 92.68
205 VBG Capital Limited 6 11 17 64.71 2009-04-20
206 Venture Smart Asia Limited 6 17 23 73.91 2015-12-18
207 YUE XIU SECURITIES COMPANY LIMITED 6 60 66 90.91 2013-12-02
208 ALTUS CAPITAL LIMITED 5 14 19 73.68
209 Anbang Asset Management (Hong Kong) Co. Limited 5 9 14 64.29 2012-05-15
210 Anuenue Securities Limited 5 9 14 64.29
211 Arta Global Futures Limited 5 3 8 37.50
212 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 5 3 8 37.50
213 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
214 BEA Union Investment Management Limited 5 22 27 81.48
215 Beijing Securities Limited 5 9 14 64.29 2008-11-07
216 BLACKSTONE GROUP (HK) LIMITED (THE) 5 50 55 90.91 2008-10-14
217 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 4 9 44.44 2010-11-03
218 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 150 155 96.77 2009-10-05
219 C.M. Capital Advisors (HK) Limited 5 0 5 0.00 2016-07-06
220 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 37 42 88.10 2012-08-01
221 CEB International Capital Corporation Limited 5 14 19 73.68 2015-12-22
222 CENTALINE WEALTH MANAGEMENT LIMITED 5 58 63 92.06 2004-04-02
223 Chanceton Capital Partners Limited 5 4 9 44.44
224 China Alpha Fund Management (HK) Limited 5 6 11 54.55 2010-05-31
225 CHINA DEMETER SECURITIES LIMITED 5 7 12 58.33 2010-10-18
226 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 5 24 29 82.76 2016-06-15
227 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 6 11 54.55 2012-04-27
228 China Securities (International) Asset Management Company Limited 5 12 17 70.59 2013-02-22
229 CMB International Asset Management Limited 5 10 15 66.67 2010-05-26
230 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 13 18 72.22 2010-08-20
231 CSC FUTURES (HK) LIMITED 5 28 33 84.85 2015-03-09
232 CSOP Asset Management Limited 5 38 43 88.37 2008-09-29
233 CTI Capital Hong Kong Limited 5 7 12 58.33 2015-01-26
234 CVC Asia Pacific Limited 5 14 19 73.68 2009-11-16
235 CVP Securities Limited 5 6 11 54.55 2004-07-09
236 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
237 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 12 17 70.59 2009-10-14
238 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 5 7 12 58.33 2011-09-02
239 DAEWOO SECURITIES (HONG KONG) LIMITED 5 20 25 80.00 2012-02-17
240 DBS VICKERS (HONG KONG) LIMITED 5 116 121 95.87 2003-10-14
241 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 29 34 85.29
242 Dongxing Securities (Hong Kong) Company Limited 5 26 31 83.87 2013-12-23
243 EMPEROR CORPORATE FINANCE LIMITED 5 7 12 58.33 2009-12-24
244 EQT Partners Asia Limited 5 7 12 58.33 2011-04-15
245 Essence Corporate Finance (Hong Kong) Limited 5 7 12 58.33 2010-09-01
246 EVENSTAR ADVISORS LIMITED 5 4 9 44.44 2007-04-19
247 Evercore Asia Limited 5 14 19 73.68 2011-03-04
248 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
249 F.T.M.F. DISTRIBUTION LIMITED 5 5 10 50.00 2008-08-15
250 Future Growth Financial Services Limited 5 12 17 70.59 2010-04-08
251 GAOYU SECURITIES LIMITED 5 12 17 70.59
252 GRANSING SECURITIES CO., LIMITED 5 15 20 75.00
253 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 7 12 58.33 2010-06-30
254 GUOYUAN FUTURES (HONG KONG) LIMITED 5 58 63 92.06 2007-11-29
255 HANG SENG SECURITIES LIMITED 5 15 20 75.00
256 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
257 HARVEST GLOBAL INVESTMENTS LIMITED 5 42 47 89.36 2009-02-16
258 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
259 HGNH International Futures Co., Limited 5 37 42 88.10 2007-06-26
260 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
261 I-ACCESS INVESTORS LIMITED 5 24 29 82.76 2005-07-13
262 ICBC INTERNATIONAL CAPITAL LIMITED 5 61 66 92.42 2008-05-27
263 Imperium International Asset Management Limited 5 1 6 16.67 2008-12-02
264 Income Partners Asset Management (HK) Limited 5 15 20 75.00
265 INSTINET PACIFIC LIMITED 5 16 21 76.19
266 Interactive Brokers Hong Kong Limited 5 49 54 90.74 2004-01-07
267 JF INTERNATIONAL MANAGEMENT INC. 5 53 58 91.38
268 Jupiter Asset Management (Asia Pacific) Limited 5 11 16 68.75 2014-12-12
269 JVSakk Asia Limited 5 10 15 66.67
270 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
271 KGI Asset Management Limited 5 14 19 73.68 2013-05-31
272 KINGSTON CORPORATE FINANCE LIMITED 5 8 13 61.54
273 KINGSTON SECURITIES LIMITED 5 54 59 91.53
274 KINGSWAY CAPITAL LIMITED 5 14 19 73.68 2008-08-14
275 LAMTEX SECURITIES LIMITED 5 9 14 64.29 2016-09-02
276 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 91 96 94.79
277 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
278 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
279 LUEN FAT SECURITIES COMPANY LIMITED 5 38 43 88.37
280 LUK FOOK FUTURES (HK) LIMITED 5 43 48 89.58 2011-12-05
281 Mackenzie Investments Asia Limited 5 4 9 44.44
282 MAN INVESTMENTS (HONG KONG) LIMITED 5 4 9 44.44 2005-07-28
283 MEAG Hong Kong Limited 5 3 8 37.50
284 Monex Boom Securities (H.K.) Limited 5 8 13 61.54 2016-06-03
285 Morningstar Investment Management Asia Limited 5 23 28 82.14 2014-05-08
286 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
287 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
288 NOAH HOLDINGS (HONG KONG) LIMITED 5 33 38 86.84 2012-01-04
289 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
290 Ontario Teachers' Pension Plan (Asia) Limited 5 9 14 64.29 2013-05-20
291 ORIENT FUTURES (HONG KONG) LIMITED 5 23 28 82.14 2011-02-28
292 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 5 34 39 87.18 2007-01-09
293 PICC Asset Management (Hong Kong) Company Limited 5 2 7 28.57 2015-04-16
294 PineBridge Investments Asia Limited 5 37 42 88.10 2009-04-02
295 Pittodrie Finance Limited 5 0 5 0.00 2012-04-02
296 Planetree Securities Limited 5 12 17 70.59
297 PO SANG SECURITIES LIMITED 5 15 20 75.00 2012-03-23
298 Point72 Hong Kong Limited 5 48 53 90.57 2006-11-14
299 Prime Cdex Securities Limited 5 21 26 80.77 2016-06-27
300 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 62 67 92.54 2004-10-14
301 RHB CAPITAL HONG KONG LIMITED 5 9 14 64.29
302 Rothschild & Co Hong Kong Limited 5 29 34 85.29 2005-04-27
303 SANFULL SECURITIES LIMITED 5 71 76 93.42
304 Saxo Capital Markets HK Limited 5 5 10 50.00 2011-01-19
305 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
306 SHENG YUAN SECURITIES LIMITED 5 9 14 64.29 2010-10-27
307 Sinofortune Securities Limited 5 5 10 50.00 2012-02-03
308 SINOMAX SECURITIES LIMITED 5 11 16 68.75 2016-08-19
309 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
310 Soochow Securities International Futures Limited 5 55 60 91.67 2012-08-27
311 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 31 36 86.11 2015-07-02
312 STI Asset Management Limited 5 18 23 78.26 2008-10-22
313 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
314 TC Capital International Limited 5 9 14 64.29 2010-08-11
315 TC Investment Management (Asia) Limited 5 24 29 82.76 2014-03-18
316 TULLETT PREBON (HONG KONG) LIMITED 5 21 26 80.77 2010-08-26
317 UNION GAMING SECURITIES ASIA LIMITED 5 1 6 16.67 2015-03-26
318 United Securities Limited (HK) 5 2 7 28.57
319 VALUE PARTNERS HONG KONG LIMITED 5 80 85 94.12 2007-11-19
320 VALUE PARTNERS LIMITED 5 80 85 94.12
321 Vanguard Investments Hong Kong Limited 5 24 29 82.76 2012-02-07
322 Vantage Capital Markets HK Limited 5 29 34 85.29 2008-10-02
323 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
324 WIN WONG SECURITIES LIMITED 5 25 30 83.33
325 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
326 ZHONGRONG PT SECURITIES LIMITED 5 42 47 89.36 2010-07-30
327 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 45 50 90.00 2012-12-07
328 AIF Securities Limited 4 3 7 42.86 2004-11-02
329 ALTUS INVESTMENTS LIMITED (HK) 4 15 19 78.95 2005-12-14
330 Amasse Capital Limited 4 6 10 60.00 2012-07-13
331 APG Investments Asia Limited 4 17 21 80.95 2008-11-18
332 Argonaut Securities (Asia) Limited 4 3 7 42.86 2011-09-08
333 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 66.67
334 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
335 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
336 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
337 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
338 Barings Investment Advisers (Hong Kong) Limited 4 5 9 55.56 2009-05-08
339 BC Global Asset Management Limited 4 2 6 33.33 2015-11-03
340 BDA PARTNERS (HK) LIMITED 4 4 8 50.00 2016-02-03
341 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 63.64 2004-10-26
342 BERICH BROKERAGE LIMITED 4 8 12 66.67
343 Black Marble Securities Limited 4 20 24 83.33
344 BMI FUNDS MANAGEMENT LIMITED 4 15 19 78.95 2010-09-10
345 BOCHK Asset Management Limited 4 26 30 86.67 2010-12-15
346 BOCI RESEARCH LIMITED 4 35 39 89.74
347 BOCOM MPF & Financial Services Company Limited 4 19 23 82.61 2012-06-25
348 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 20 24 83.33 2011-01-04
349 CAIIS Limited 4 32 36 88.89 2006-05-23
350 Capital International, Inc. 4 39 43 90.70 2007-07-03
351 Capstone Financial (HK) Limited 4 2 6 33.33 2010-03-12
352 CASH ASSET MANAGEMENT LIMITED 4 15 19 78.95 2005-03-30
353 CASH Wealth Management Limited 4 21 25 84.00 2011-01-17
354 CBH Asia Limited 4 5 9 55.56 2010-09-24
355 CCB Securities Limited 4 4 8 50.00 2016-06-20
356 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
357 Central China International Securities Co., Limited 4 11 15 73.33 2015-07-13
358 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
359 CES Commodities (HK) Limited 4 267 271 98.52
360 Changjiang Corporate Finance (HK) Limited 4 12 16 75.00 2012-06-29
361 Channel 8 Wealth Management Limited 4 14 18 77.78 2010-01-27
362 CHIEF COMMODITIES LIMITED 4 80 84 95.24 2006-05-17
363 CHINA EVERBRIGHT CAPITAL LIMITED 4 24 28 85.71 2005-05-09
364 China Galaxy International Futures (Hong Kong) Co., Limited 4 95 99 95.96 2011-12-14
365 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
366 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64 2013-01-09
367 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 20 24 83.33 2006-07-03
368 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 40 44 90.91 2011-04-26
369 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
370 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
371 China Vered Asset Management (Hong Kong) Limited 4 10 14 71.43 2012-04-17
372 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 9 13 69.23 2007-04-20
373 CIFM Asset Management (Hong Kong) Limited 4 6 10 60.00 2011-07-20
374 CINDA INTERNATIONAL FUTURES LIMITED 4 39 43 90.70
375 CINDA INTERNATIONAL SECURITIES LIMITED 4 89 93 95.70
376 CITIC Securities Asset Management (HK) Limited 4 17 21 80.95 2008-08-01
377 CLC SECURITIES LIMITED 4 11 15 73.33 2008-06-16
378 CMBC International Securities Limited 4 3 7 42.86 2016-11-30
379 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
380 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 14 18 77.78 2009-03-31
381 CNCB (Hong Kong) Capital Limited 4 9 13 69.23 2010-10-27
382 COMGEST FAR EAST LIMITED 4 2 6 33.33 2014-11-03
383 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
384 Conning Asia Pacific Limited 4 17 21 80.95 2012-02-24
385 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
386 CORPORATE BROKERS LIMITED 4 62 66 93.94
387 CORPORATE COMMODITIES LIMITED 4 26 30 86.67
388 CTBC Asia Limited 4 12 16 75.00 2004-01-14
389 CUPOLA CAPITAL LIMITED 4 3 7 42.86
390 Cynergy Asset Management Limited 4 0 4 0.00 2016-01-28
391 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
392 DIGNARI CAPITAL PARTNERS (HK) LIMITED 4 1 5 20.00 2014-06-30
393 Direxion Asia Limited 4 0 4 0.00 2013-06-13
394 Dymon Asia Capital (HK) Limited 4 13 17 76.47 2011-08-31
395 EAST ASIA FUTURES LIMITED 4 7 11 63.64
396 EAST ASIA SECURITIES COMPANY LIMITED 4 66 70 94.29
397 EMPEROR FUTURES LIMITED 4 90 94 95.74
398 Enhanced Securities Limited 4 5 9 55.56 2011-08-02
399 EWARTON SECURITIES LIMITED 4 15 19 78.95
400 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
401 First Sentier Investors (Hong Kong) Limited 4 28 32 87.50
402 FIRST SHANGHAI FUTURES LIMITED 4 35 39 89.74
403 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
404 FITCH (HONG KONG) LIMITED 4 90 94 95.74 2011-06-01
405 FOUNDER SECURITIES (HONG KONG) LIMITED 4 21 25 84.00 2014-12-19
406 Fountainhead Partners Company Limited 4 1 5 20.00 2015-10-12
407 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 6 10 60.00 2011-11-15
408 Frontpage Capital Limited 4 6 10 60.00 2015-11-10
409 FULBRIGHT FUTURES LIMITED 4 91 95 95.79 2005-12-05
410 Funderstone Securities Limited 4 14 18 77.78
411 Futu Securities International (HONG KONG) Limited 4 15 19 78.95 2012-10-04
412 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
413 GF Asset Management (Hong Kong) Limited 4 16 20 80.00 2007-11-08
414 Golden Rich Securities Limited 4 10 14 71.43 2016-04-06
415 Grace Financial Limited (HK) 4 2 6 33.33 2008-02-13
416 Gram Capital Limited 4 3 7 42.86 2014-03-12
417 Grand Cartel Securities Company Limited 4 2 6 33.33
418 GT CAPITAL LIMITED 4 8 12 66.67
419 Guosen Securities (HK) Brokerage Company, Limited 4 55 59 93.22 2010-02-26
420 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 18 22 81.82 2004-11-29
421 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 83 87 95.40 2010-11-26
422 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 81 85 95.29 2007-01-30
423 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 22 26 84.62 2008-07-03
424 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 29 33 87.88
425 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 26 30 86.67 2005-11-15
426 HALCYON SECURITIES LIMITED 4 9 13 69.23 2013-01-28
427 Hamilton Asset Management Limited (HK) 4 1 5 20.00 2016-05-31
428 HAMON ASIAN ADVISORS LIMITED 4 7 11 63.64
429 HAMON ASSET MANAGEMENT LIMITED 4 7 11 63.64
430 HAMON INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
431 HANG TAI SECURITIES LIMITED 4 4 8 50.00
432 Hao Tian International Securities Limited 4 7 11 63.64
433 HARRIS FRASER (INTERNATIONAL) LIMITED 4 35 39 89.74
434 HEAD & SHOULDERS SECURITIES LIMITED 4 11 15 73.33 2008-03-27
435 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
436 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
437 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
438 Hongkong Bay Asset Management Limited 4 1 5 20.00 2012-03-08
439 HSBC BROKING FOREX (ASIA) LIMITED 4 89 93 95.70
440 HSBC BROKING FUTURES (ASIA) LIMITED 4 98 102 96.08
441 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
442 HUAJIN FUTURES (INTERNATIONAL) LIMITED 4 7 11 63.64 2015-08-17
443 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 4 16 20 80.00 2015-08-17
444 Huarong International Asset Management Limited 4 20 24 83.33 2011-03-14
445 Huizhi International Capital Holdings Co., Limited 4 1 5 20.00
446 HUNG SING SECURITIES LIMITED 4 13 17 76.47
447 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
448 Hywin Asset Management (Hong Kong) Limited 4 2 6 33.33 2013-07-05
449 IAM LEGACY LIMITED 4 7 11 63.64 2007-08-21
450 iBest Consultants Limited 4 28 32 87.50 2008-04-15
451 ICBC (ASIA) SECURITIES LIMITED 4 15 19 78.95
452 ICBC Credit Suisse Asset Management (International) Company Limited 4 9 13 69.23 2011-11-18
453 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
454 ICBC INTERNATIONAL RESEARCH LIMITED 4 15 19 78.95 2009-07-10
455 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 6 10 60.00 2009-08-06
456 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 80 84 95.24
457 INVESTPORT (H.K.) LIMITED 4 2 6 33.33 2016-08-29
458 Ion Pacific Limited 4 5 9 55.56 2015-12-17
459 JOINCAP CAPITAL LIMITED 4 0 4 0.00
460 JS CRESVALE CAPITAL LIMITED 4 4 8 50.00
461 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 11 15 73.33 2010-09-29
462 KAISER FUTURES LIMITED 4 16 20 80.00
463 KAISER SECURITIES LIMITED 4 16 20 80.00
464 Leading Securities Company Limited 4 4 8 50.00 2013-02-21
465 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 17 21 80.95 2003-06-06
466 LT Securities Limited 4 7 11 63.64 2011-04-01
467 LY CAPITAL LIMITED 4 5 9 55.56 2013-12-11
468 M&F Asset Management Limited 4 3 7 42.86
469 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
470 MANGO FINANCIAL LIMITED 4 16 20 80.00
471 MASON INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
472 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
473 METRO CAPITAL SECURITIES LIMITED 4 6 10 60.00
474 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
475 Minerva Asset Global Investment Capital Limited 4 5 9 55.56 2016-03-22
476 Mirae Asset Securities (HK) Limited 4 1 5 20.00 2007-01-11
477 Moody's Investors Service Hong Kong Limited 4 105 109 96.33 2011-06-01
478 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
479 New China Asset Management (Hong Kong) Limited 4 14 18 77.78 2013-11-06
480 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2009-04-09
481 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
482 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
483 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
484 OnePlatform Securities Limited 4 21 25 84.00 2016-07-28
485 Oppenheimer Investments Asia Limited 4 6 10 60.00 2010-02-12
486 Orbis Investment Management (Hong Kong) Limited 4 0 4 0.00 2014-05-14
487 Orchard Wealth Management Limited 4 2 6 33.33 2008-11-05
488 Oreana Financial Services Limited 4 6 10 60.00 2011-07-12
489 ORIENT CAPITAL (HONG KONG) LIMITED 4 15 19 78.95 2014-09-18
490 ORIENTAL PATRON ASIA LIMITED 4 7 11 63.64
491 ORIENTAL PATRON SECURITIES LIMITED 4 9 13 69.23
492 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2004-04-07
493 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
494 Pedder Street Investment Management Limited 4 4 8 50.00 2014-06-03
495 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 4 22 26 84.62
496 PHILLIP COMMODITIES (H.K.) LIMITED 4 315 319 98.75 2003-12-09
497 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
498 PICO ZEMAN SECURITIES (HK) LIMITED 4 5 9 55.56 2010-07-12
499 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 16 20 80.00 2007-03-08
500 PineBridge Investments Hong Kong Limited 4 21 25 84.00
501 Planetree Futures Limited 4 8 12 66.67
502 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
503 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 8 12 66.67
504 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 10 14 71.43
505 Prudence Investment Management (Hong Kong) Limited 4 4 8 50.00 2009-06-08
506 PRUDENTIAL BROKERAGE LIMITED 4 138 142 97.18
507 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
508 QL Asset Management Company Limited 4 5 9 55.56 2014-10-06
509 Quam Asset Management Limited (b1983-06-28) 4 8 12 66.67
510 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
511 Quintus Partners Limited 4 1 5 20.00 2015-06-12
512 Racing Capital Management (HK) Limited 4 0 4 0.00 2015-08-27
513 RaffAello Capital Limited 4 6 10 60.00 2012-07-05
514 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
515 Rakuten Securities Hong Kong Limited 4 7 11 63.64
516 Redbridge Capital Management Limited 4 1 5 20.00 2014-06-09
517 REDFORD SECURITIES LIMITED 4 7 11 63.64 2005-03-31
518 RHB FUTURES HONG KONG LIMITED 4 53 57 92.98 2005-09-28
519 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
520 SAMSUNG SECURITIES (ASIA) LIMITED 4 5 9 55.56
521 SBI FX Co., Limited 4 4 8 50.00 2016-07-21
522 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 4 26 30 86.67 2007-03-09
523 SDHG International Securities Limited 4 5 9 55.56
524 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
525 Seazen Resources Securities Limited 4 6 10 60.00 2016-01-28
526 SEEKERS ADVISORS H.K. LIMITED 4 5 9 55.56 2012-03-23
527 SEEKERS MARKETS LIMITED 4 13 17 76.47 2013-08-09
528 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 10 14 71.43 2008-11-07
529 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
530 Sino-Rich Securities & Futures Limited 4 24 28 85.71 2010-11-17
531 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
532 Soochow Securities International Capital Limited 4 6 10 60.00 2013-07-19
533 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
534 SOUTH CHINA RESEARCH LIMITED 4 24 28 85.71
535 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 11 15 73.33 2008-12-18
536 SP Securities Limited 4 4 8 50.00 2016-03-11
537 SPARX Asia Investment Advisors Limited 4 4 8 50.00 2004-04-20
538 SPDB International Capital Limited 4 10 14 71.43 2015-10-13
539 SPS SECURITIES LIMITED 4 18 22 81.82
540 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 23 27 85.19 2005-07-07
541 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
542 State Street Securities Hong Kong Limited 4 12 16 75.00 2013-04-22
543 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
544 Success Securities Limited 4 68 72 94.44
545 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
546 SUN GROWTH SECURITIES LIMITED 4 10 14 71.43
547 Sun Life Asset Management (HK) Limited 4 2 6 33.33 2014-05-23
548 Superactive Financial Group Company Limited 4 3 7 42.86 2015-06-12
549 Swissquote Asia Limited 4 3 7 42.86 2013-02-25
550 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
551 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
552 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 27 31 87.10 2010-04-27
553 Telecom King Securities Limited 4 14 18 77.78 2007-10-17
554 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
555 TFI Asset Management Limited 4 1 5 20.00 2009-06-18
556 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 4 1 5 20.00
557 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
558 TOPAZ CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2014-02-11
559 Tora Trading Services Limited (HK) 4 3 7 42.86 2008-11-14
560 TOYO SECURITIES ASIA LIMITED 4 6 10 60.00
561 TRUTH SECURITIES LIMITED 4 3 7 42.86
562 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
563 Tybourne Capital Management (HK) Limited 4 5 9 55.56 2012-03-15
564 UBP ASSET MANAGEMENT ASIA LIMITED 4 9 13 69.23 2007-01-11
565 UOB KAY HIAN (HONG KONG) LIMITED 4 258 262 98.47
566 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 157 161 97.52
567 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
568 VC BROKERAGE LIMITED 4 44 48 91.67
569 VC FUTURES LIMITED 4 26 30 86.67
570 Virtu ITG Hong Kong Limited 4 17 21 80.95
571 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
572 VISION FINANCE (SECURITIES) LIMITED 4 5 9 55.56 2007-05-08
573 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 60.00 2006-11-14
574 Vontobel Wealth Management (Hong Kong) Limited 4 7 11 63.64 2013-01-14
575 VTB Capital Hong Kong Limited 4 4 8 50.00 2011-06-30
576 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
577 Win Securities Limited 4 4 8 50.00
578 WING FUNG SECURITIES LIMITED 4 28 32 87.50
579 WING YEE SECURITIES COMPANY LIMITED 4 5 9 55.56
580 WINTECH SECURITIES LIMITED 4 6 10 60.00
581 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
582 Wise Torch Investments Limited 4 0 4 0.00 2016-11-30
583 WOCOM LIMITED (HK) 4 17 21 80.95
584 WOCOM SECURITIES LIMITED 4 21 25 84.00
585 Yi Shun Da Capital Limited 4 5 9 55.56 2015-11-04
586 YICKO SECURITIES LIMITED 4 21 25 84.00 2015-10-30
587 YUE XIU ASSET MANAGEMENT LIMITED 4 4 8 50.00 2011-04-12
588 YUE XIU FUTURES COMPANY LIMITED 4 32 36 88.89
589 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 4 23 27 85.19 2014-01-07
590 3W Fund Management Limited 3 1 4 25.00 2012-11-16
591 9M Stone Capital Limited 3 0 3 0.00 2016-05-03
592 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
593 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
594 ABCI ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-10-18
595 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
596 Acion Partners Limited 3 4 7 57.14 2015-02-09
597 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
598 ADMIS Hong Kong Limited 3 19 22 86.36 2010-03-10
599 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
600 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
601 Aegon Asset Management (Asia) Limited 3 9 12 75.00 2012-04-30
602 Affiliated Managers Group (Hong Kong) Limited 3 0 3 0.00 2010-12-07
603 AIF CAPITAL LIMITED 3 2 5 40.00
604 AISANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-06-16
605 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
606 ALL VIEW MANAGEMENT LIMITED 3 0 3 0.00 2016-03-24
607 Allard Partners Limited 3 6 9 66.67
608 Alliance Capital Partners Limited (HK) 3 7 10 70.00 2014-01-24
609 ALLY BRIDGE GROUP (HK) LIMITED 3 12 15 80.00 2015-07-09
610 Alpha Nova Capital Management Limited 3 2 5 40.00
611 ALPHA SECURITIES COMPANY LIMITED 3 1 4 25.00
612 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2015-06-12
613 Anbang Capital (Hong Kong) Co. Limited 3 9 12 75.00 2013-12-06
614 Anchor Equity Partners (Asia) Limited 3 1 4 25.00 2014-10-14
615 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
616 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
617 Anli Securities Limited 3 7 10 70.00 2015-11-09
618 Antarctica Asset Management (Asia) Limited 3 0 3 0.00 2016-03-01
619 AP Capital Management (Hong Kong) Limited 3 4 7 57.14 2015-08-04
620 Apollo Asset Management Limited (HK) 3 2 5 40.00 2010-09-16
621 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
622 ARA Asset Management (Prosperity) Limited 3 4 7 57.14 2005-11-30
623 ARCH Capital Management Co. Limited 3 4 7 57.14 2009-02-19
624 ARCH Capital Property Advisors Co. Limited 3 4 7 57.14 2016-09-23
625 Ares Management Asia (Hong Kong) Limited 3 13 16 81.25 2009-05-25
626 ARISTO SECURITIES LIMITED 3 6 9 66.67 2014-08-06
627 Arta Asset Management Limited 3 1 4 25.00 2008-07-10
628 ASA SECURITIES LIMITED 3 7 10 70.00 2010-08-19
629 Ascalon Capital Limited 3 1 4 25.00 2012-04-11
630 ASIA CLIMATE PARTNERS HONG KONG LIMITED 3 9 12 75.00 2016-06-30
631 Asia Lion Capital (Hong Kong) Limited 3 2 5 40.00 2016-01-27
632 ASIA PACIFIC CAPITAL (HK) LIMITED 3 1 4 25.00 2004-01-02
633 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
634 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
635 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
636 ASSET MANAGEMENT GROUP LIMITED 3 31 34 91.18 2006-01-17
637 ATHENA WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2008-04-25
638 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
639 Atlantic Asset Management Limited 3 2 5 40.00 2013-11-06
640 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 7 10 70.00
641 AtomVest Limited 3 1 4 25.00 2016-04-27
642 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2013-11-22
643 Austin Asia Securities Limited 3 2 5 40.00 2012-11-14
644 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
645 AVALOK CAPITAL LIMITED 3 6 9 66.67 2012-05-31
646 Averest Capital Limited 3 2 5 40.00
647 Avia Asset Management Limited 3 2 5 40.00
648 Azentus Capital Management Limited 3 2 5 40.00 2011-02-21
649 Azurewing Limited (HK) 3 2 5 40.00 2011-10-25
650 Baillie Gifford Asia (Hong Kong) Limited 3 4 7 57.14 2015-12-16
651 BANDS Financial Limited 3 3 6 50.00 2015-10-13
652 BASIC ASSET MANAGEMENT LIMITED 3 1 4 25.00 2010-08-04
653 BCT Financial Limited 3 71 74 95.95 2010-11-24
654 Beevest Securities Limited 3 7 10 70.00
655 Bell Potter Securities (HK) Limited 3 0 3 0.00 2012-10-29
656 Belvest Investment Services Limited 3 2 5 40.00 2014-06-23
657 Bentley Capital Limited (HK) 3 0 3 0.00
658 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
659 BFAM Partners (Hong Kong) Limited 3 14 17 82.35 2012-03-30
660 BFIN Private Advisors (Hong Kong) Limited 3 8 11 72.73 2014-02-21
661 Blackwell Global Futures Limited 3 4 7 57.14 2016-11-07
662 BLOOMYEARS LIMITED 3 2 5 40.00
663 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
664 Bluemount Securities Limited 3 0 3 0.00 2016-11-30
665 BLUESTONE SECURITIES (HK) CO., LIMITED 3 4 7 57.14 2015-04-24
666 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
667 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
668 BOCOM International Asset Management Limited 3 22 25 88.00 2007-09-13
669 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 2 5 40.00 2013-11-29
670 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
671 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
672 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
673 Bosen Asset Management Limited 3 1 4 25.00 2010-03-11
674 Bosera Asset Management (International) Co., Limited 3 20 23 86.96 2010-11-05
675 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 3 3 6 50.00 2013-09-06
676 Bright Fund Management Limited 3 63 66 95.45
677 Bright Smart Asset Management Limited 3 1 4 25.00 2012-03-26
678 BrightSphere (Asia-Pacific) Limited (b2015-12-11) 3 1 4 25.00 2016-07-29
679 Brilliant Norton Securities Company Limited 3 4 7 57.14 2011-12-01
680 BTIG Hong Kong Limited 3 20 23 86.96 2008-04-15
681 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
682 BUSINESS FUTURES LIMITED 3 4 7 57.14
683 BUSINESS SECURITIES LIMITED 3 12 15 80.00
684 Caitong International Asset Management Co., Limited 3 13 16 81.25 2013-05-20
685 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
686 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 40.00 2010-09-13
687 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
688 CAPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-05-23
689 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
690 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
691 CAPITAL GLOBAL MANAGEMENT LIMITED 3 31 34 91.18 2005-09-17
692 Capital Instinct Limited 3 0 3 0.00 2011-05-25
693 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
694 CARDINALASIA CONSULTING LIMITED 3 8 11 72.73 2003-06-27
695 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 1 4 25.00 2012-04-30
696 Carret Private Capital Limited 3 2 5 40.00 2007-05-28
697 CASH Algo Finance Group Limited 3 3 6 50.00 2016-06-08
698 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
699 CCTIC International Limited 3 1 4 25.00 2010-06-28
700 CENTALINE SECURITIES LIMITED 3 47 50 94.00 2011-10-07
701 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2016-07-11
702 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
703 Central Universe Futures Limited 3 4 7 57.14 2013-10-28
704 CES Forex (HK) Limited 3 151 154 98.05
705 CF GLOBAL (HK) LIMITED 3 2 5 40.00 2006-11-22
706 CG Partners Asset Management Co., Limited 3 4 7 57.14 2015-09-01
707 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
708 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 76.92
709 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
710 CHEONG LEE SECURITIES LIMITED 3 9 12 75.00 2005-11-24
711 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
712 China AF Corporate Finance Limited 3 2 5 40.00 2016-02-01
713 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
714 China Asset Management (Hong Kong) Limited 3 35 38 92.11 2008-12-10
715 China Chengtong (Hong Kong) Asset Management Company Limited 3 3 6 50.00 2016-07-06
716 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
717 China Enterprise Securities Company Limited 3 6 9 66.67 2011-01-27
718 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-06-22
719 China Finance KAB Limited 3 15 18 83.33 2004-12-23
720 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 7 10 70.00 2013-02-25
721 China Hong Kong Capital Asset Management Company Limited 3 1 4 25.00
722 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
723 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
724 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
725 China Re Asset Management (Hong Kong) Company Limited 3 11 14 78.57 2015-05-14
726 China Reserve Securities Limited 3 4 7 57.14
727 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-08-28
728 China Sunrise Securities (International) Limited 3 6 9 66.67 2015-11-27
729 CHINA SYSTEM SECURITIES LIMITED 3 10 13 76.92 2005-07-07
730 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
731 China Vered Securities Limited 3 10 13 76.92 2013-12-03
732 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
733 CHN International Group Limited 3 0 3 0.00 2010-02-22
734 CHONG HING COMMODITIES AND FUTURES LIMITED 3 21 24 87.50
735 CHONG HING SECURITIES LIMITED 3 65 68 95.59
736 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
737 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
738 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
739 CHRISTFUND FUTURES LIMITED 3 2 5 40.00
740 CHRISTFUND SECURITIES LIMITED 3 18 21 85.71
741 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
742 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
743 Citadel Asia Limited 3 9 12 75.00 2005-10-21
744 Citadel Securities (Hong Kong) Limited 3 9 12 75.00 2009-04-09
745 CITIC Securities CLSA Capital Partners (HK) Limited 3 10 13 76.92
746 CITY CREDIT CAPITAL (HK) LIMITED 3 5 8 62.50 2012-10-16
747 City Financial Investment Company (Hong Kong) Limited 3 1 4 25.00 2013-12-03
748 CLC FUTURES LIMITED 3 7 10 70.00 2014-10-29
749 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
750 CloudAlpha Capital Management Limited 3 0 3 0.00 2015-03-05
751 CLSA Premium International (HK) Limited 3 8 11 72.73 2004-10-20
752 CMS CAPITAL (HK) CO., LIMITED 3 7 10 70.00 2004-05-06
753 CNI Securities Group Limited 3 13 16 81.25 2009-12-15
754 COFCO Asset Management (International) Company Limited 3 2 5 40.00 2013-02-05
755 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
756 Complus Asset Management Limited 3 8 11 72.73 2011-05-25
757 Composite Capital Management (HK) Limited 3 3 6 50.00 2016-06-17
758 COMPRADOR LIMITED (HK) 3 7 10 70.00 2015-04-08
759 Constellar Capital Partners Hong Kong Limited 3 2 5 40.00 2015-11-09
760 CONVOY CAPITAL HONG KONG LIMITED 3 7 10 70.00 2012-08-23
761 Coordinates Capital Management Limited 3 2 5 40.00 2016-08-19
762 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 115 118 97.46
763 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
764 CORNERSTONE SECURITIES LIMITED 3 2 5 40.00 2016-06-13
765 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
766 CreditEase Wealth Management (HK) Limited 3 10 13 76.92 2013-11-06
767 CSPI Credit Ratings Company Limited 3 0 3 0.00 2012-08-10
768 CTW SECURITIES LIMITED 3 0 3 0.00
769 CVP Capital Limited (HK) 3 2 5 40.00 2014-10-22
770 D&R International Capital Management (Hong Kong) Limited 3 1 4 25.00 2015-01-30
771 D. E. Shaw & Co. (Asia Pacific) Limited 3 10 13 76.92 2007-11-14
772 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 57.14
773 De Riva Asia Limited 3 10 13 76.92 2010-07-29
774 Deepwater Capital Limited 3 4 7 57.14 2015-05-19
775 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
776 DELTA ASIA SECURITIES LIMITED 3 12 15 80.00 2011-12-23
777 DES Asset Management Limited 3 1 4 25.00 2015-03-03
778 DL BROKERAGE LIMITED 3 16 19 84.21
779 DL Family Office (HK) Limited 3 3 6 50.00 2015-07-23
780 Double Haven Capital (Hong Kong) Limited 3 9 12 75.00 2007-02-16
781 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2008-01-28
782 DRAGON INVESTMENT ADVISORY COMPANY LIMITED 3 0 3 0.00 2016-09-27
783 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
784 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
785 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
786 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
787 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
788 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 25.00 2008-02-26
789 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
790 EFM ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-11-04
791 EIG Global Energy (Asia) Limited 3 2 5 40.00 2012-02-08
792 EIP Alpha Limited 3 5 8 62.50 2014-02-12
793 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00 2015-12-22
794 ELSTONE SECURITIES LIMITED 3 0 3 0.00
795 Emperor Asset Management Limited 3 2 5 40.00 2009-11-03
796 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
797 ENHANCED INVESTMENT PRODUCTS LIMITED 3 4 7 57.14 2012-01-06
798 ENLIGHTEN FUTURES LIMITED 3 11 14 78.57
799 ENLIGHTEN SECURITIES LIMITED 3 24 27 88.89
800 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
801 Epigen Group (Hong Kong) Limited 3 0 3 0.00 2014-02-05
802 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
803 Eton Park Asia Limited 3 6 9 66.67 2006-11-13
804 Ever-Long Capital Management Limited (b2014-01-15) 3 10 13 76.92 2014-11-27
805 Everbright Capital Management Limited 3 1 4 25.00 2007-09-24
806 Everbright Securities Global (HK) Limited 3 3 6 50.00
807 Evergrande Futures (Hong Kong) Limited 3 19 22 86.36 2003-11-21
808 EVERHOT SECURITIES LIMITED 3 5 8 62.50
809 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
810 EXS Capital Asia Limited 3 1 4 25.00 2008-06-12
811 F.E. Corporate Finance Advisory Limited 3 2 5 40.00 2012-08-03
812 FACTORIAL MANAGEMENT LIMITED 3 3 6 50.00 2011-12-30
813 FAIRWIN BROKING LIMITED 3 5 8 62.50
814 FDB Financial Group Limited 3 6 9 66.67
815 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
816 Finet Securities Limited 3 0 3 0.00 2015-12-17
817 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
818 First Fidelity Capital (International) Limited 3 2 5 40.00 2006-04-19
819 FIRST SHANGHAI CAPITAL LIMITED 3 6 9 66.67
820 Forebright Capital Management Limited 3 4 7 57.14 2014-11-25
821 Foresee Global Asset Management (HK) Limited 3 1 4 25.00 2016-07-07
822 FORMAX ASSET MANAGEMENT LIMITED 3 6 9 66.67 2014-06-10
823 FORMAX SECURITIES LIMITED 3 7 10 70.00 2014-09-12
824 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
825 Forthright Capital Management Limited 3 0 3 0.00 2015-02-02
826 FORTHRIGHT SECURITIES COMPANY LIMITED 3 3 6 50.00 2016-05-12
827 Fortune Asset Management Limited 3 8 11 72.73 2009-12-16
828 FORTUNE FINANCIAL CAPITAL LIMITED 3 10 13 76.92 2009-03-12
829 Forwin Capital Management Limited 3 1 4 25.00 2014-06-17
830 Fosun Asset Management Limited 3 2 5 40.00 2016-03-03
831 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
832 FUBON SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2012-05-18
833 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 3 16 19 84.21 2012-09-24
834 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
835 Funderstone Futures Limited 3 14 17 82.35
836 FWD Financial Planning Limited (HK) 3 113 116 97.41 2011-01-25
837 Gain Capital - Forex.com Hong Kong Limited 3 10 13 76.92 2009-07-22
838 Gary Cheng Securities Limited 3 8 11 72.73 2015-12-02
839 Gen2 Partners Limited 3 1 4 25.00 2008-10-06
840 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
841 Genting Securities Limited 3 0 3 0.00 2012-05-18
842 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
843 GET NICE FUTURES COMPANY LIMITED 3 35 38 92.11
844 GF FUTURES (HONG KONG) CO., LIMITED 3 39 42 92.86 2007-02-16
845 GLS SECURITIES LIMITED 3 3 6 50.00
846 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
847 Golden Hen Securities and Futures Limited 3 4 7 57.14 2010-05-13
848 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 3 6 50.00
849 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 3 6 50.00 2012-03-30
850 Goldin Equities Limited 3 4 7 57.14 2008-12-17
851 GOLDLINK SECURITIES LIMITED 3 2 5 40.00 2016-08-15
852 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
853 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
854 Grand Moore Capital Limited 3 3 6 50.00 2015-12-22
855 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 7 10 70.00
856 GREAT BAY SECURITIES LIMITED 3 0 3 0.00
857 Great Wall Pan Asia Asset Management Limited 3 11 14 78.57 2014-05-13
858 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 0 3 0.00
859 Green Capital Limited (HK) 3 1 4 25.00 2016-07-08
860 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
861 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
862 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2009-03-20
863 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
864 GUOTAI GLOBAL INVESTMENTS LIMITED 3 1 4 25.00 2015-08-19
865 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-05-29
866 Hafoo Securities Limited 3 8 11 72.73 2009-12-09
867 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 12 15 80.00 2008-07-24
868 HAITONG INTERNATIONAL RESEARCH LIMITED 3 37 40 92.50
869 HALCYON CAPITAL LIMITED (HK) 3 7 10 70.00 2012-12-06
870 HANG SENG FUTURES LIMITED 3 6 9 66.67
871 HANG SENG INVESTMENT SERVICES LIMITED 3 18 21 85.71
872 Hao Tian International Futures Limited 3 7 10 70.00 2016-10-06
873 Harmony Advisors Limited 3 1 4 25.00 2014-01-28
874 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
875 HENYEP SECURITIES LIMITED 3 11 14 78.57
876 Herald Energy Capital (HK) Limited 3 0 3 0.00 2016-08-19
877 HERCULES CAPITAL LIMITED (b2002-05-21) 3 0 3 0.00
878 HF Securities and Futures Limited 3 1 4 25.00 2015-10-28
879 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 62.50 2010-10-27
880 HGNH International Asset Management Co., Limited 3 12 15 80.00 2011-10-24
881 HGNH International Securities Co., Limited 3 31 34 91.18 2014-01-08
882 HING WAI ALLIED SECURITIES LIMITED 3 13 16 81.25
883 HING WONG SECURITIES LIMITED 3 9 12 75.00
884 HK NOBLE SKY TREASURE SECURITIES LIMITED 3 4 7 57.14 2013-02-28
885 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
886 Holly International Financial Holdings Limited 3 5 8 62.50 2012-06-29
887 HONG KONG ASSET MANAGEMENT LIMITED 3 9 12 75.00 2005-11-21
888 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
889 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
890 Horizon Asset International (HK) Limited 3 8 11 72.73 2008-09-03
891 HQ Capital Asia Limited 3 0 3 0.00 2016-11-03
892 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 24 27 88.89
893 HUA YU INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
894 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
895 HUABANG CORPORATE FINANCE LIMITED 3 1 4 25.00 2016-06-21
896 HUAJIN RESEARCH (INTERNATIONAL) LIMITED 3 4 7 57.14 2016-01-20
897 Huarong International Capital Limited (HK) 3 4 7 57.14 2016-06-10
898 HWA Asset Management Limited 3 1 4 25.00 2013-12-02
899 iBest Investment Services Limited 3 0 3 0.00 2016-12-06
900 IBTS ASIA (HK) LIMITED 3 0 3 0.00 2005-11-17
901 ICAP Equities Asia Limited 3 13 16 81.25 2008-12-22
902 ICAP Securities Hong Kong Limited 3 34 37 91.89 2005-10-06
903 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
904 ICBC Asset Management (Global) Company Limited 3 7 10 70.00
905 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 12 15 80.00 2009-12-14
906 ICBC INTERNATIONAL FUTURES LIMITED 3 21 24 87.50 2009-05-06
907 IDS FOREX HK LIMITED 3 6 9 66.67 2014-09-17
908 iFAST Financial (HK) Limited 3 15 18 83.33 2007-03-30
909 iFAST Global Markets (HK) Limited 3 12 15 80.00 2008-02-12
910 iFAST Securities (HK) Limited 3 3 6 50.00
911 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
912 Imagi Brokerage Limited 3 4 7 57.14
913 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
914 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36 2010-10-06
915 Impression Investment Limited 3 0 3 0.00 2014-04-30
916 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
917 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
918 Integrity Capital Management (HK) Limited 3 2 5 40.00 2013-03-05
919 INV ADVISORY LIMITED 3 0 3 0.00 2016-09-19
920 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
921 JANCHOR PARTNERS LIMITED 3 11 14 78.57 2009-11-06
922 JANE STREET HONG KONG LIMITED 3 21 24 87.50 2013-07-26
923 Janus Henderson Investors Hong Kong Limited 3 23 26 88.46
924 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
925 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
926 JOSPA INVESTMENT COMPANY LIMITED 3 8 11 72.73
927 JOYFUL CAPITAL HK LIMITED 3 0 3 0.00 2015-02-05
928 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
929 Jupiter Asset Management (Hong Kong) Limited 3 3 6 50.00 2013-04-10
930 JW Capital Limited (HK) 3 4 7 57.14 2011-12-19
931 Kaiser KT Capital Limited 3 2 5 40.00
932 KAM FAI SECURITIES CO., LIMITED 3 22 25 88.00
933 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
934 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 16 19 84.21
935 KARL-THOMSON SECURITIES COMPANY LIMITED 3 32 35 91.43
936 KARST PEAK CAPITAL LIMITED 3 5 8 62.50 2012-03-16
937 KB Securities Hong Kong Limited 3 1 4 25.00
938 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
939 KCG SECURITIES ASIA LIMITED 3 3 6 50.00 2004-11-25
940 Keptain Securities and Asset Management Limited 3 7 10 70.00 2013-01-24
941 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 11 14 78.57 2006-11-28
942 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
943 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
944 KOALA SECURITIES LIMITED 3 13 16 81.25 2015-09-09
945 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50 2014-04-11
946 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
947 Kriya Capital Limited 3 3 6 50.00 2010-01-08
948 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
949 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
950 Kylin International (HK) Co., Limited 3 0 3 0.00 2014-04-04
951 Lakefront Asset Management (HK) Co., Limited 3 0 3 0.00 2016-11-08
952 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
953 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 72.73 2007-03-20
954 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2008-11-20
955 Lee Kee Store Company Limited 3 7 10 70.00 2015-02-04
956 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
957 Legal & General Investment Management Asia Limited 3 3 6 50.00 2013-07-22
958 LEHIN SECURITIES LIMITED 3 16 19 84.21
959 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
960 Leonteq Securities (Hong Kong) Limited 3 16 19 84.21 2011-04-07
961 LFM Global Investment (Hong Kong) Company, Limited 3 2 5 40.00 2012-12-06
962 Lion Global Financial Limited 3 13 16 81.25 2008-10-10
963 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
964 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
965 LMAX Hong Kong Limited 3 4 7 57.14 2015-01-06
966 LOGOS TECHNOLOGIES (HK) LIMITED 3 0 3 0.00 2016-09-22
967 Long Asia Asset Management (HK) Limited 3 1 4 25.00 2016-04-21
968 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 3 6 50.00 2007-02-14
969 LST CAPITAL PARTNERS LIMITED 3 2 5 40.00 2014-07-25
970 LT Finance Management Limited 3 6 9 66.67 2012-12-10
971 LW Asset Management Advisors Limited 3 1 4 25.00 2013-05-08
972 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
973 M SECURITIES LIMITED (HK) 3 3 6 50.00 2006-02-23
974 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
975 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
976 MALAHON SECURITIES LIMITED 3 13 16 81.25
977 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
978 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
979 Marex HK Asia Limited 3 4 7 57.14 2013-08-23
980 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
981 Mason Futures Limited (HK) 3 38 41 92.68
982 MASTER TRADEMORE SECURITIES LIMITED 3 8 11 72.73
983 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 19 22 86.36 2008-06-30
984 Matrix Securities Limited 3 3 6 50.00
985 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 6 9 66.67 2004-09-22
986 MCM Asia Limited 3 9 12 75.00 2013-03-28
987 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
988 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
989 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
990 MESSIS CAPITAL LIMITED 3 16 19 84.21 2012-12-11
991 METRO CAPITAL FUTURES LIMITED 3 0 3 0.00
992 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
993 MIB FUTURES (HONG KONG) LIMITED 3 46 49 93.88 2011-03-25
994 Minerva Holding Financial Securities Limited 3 15 18 83.33
995 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
996 MIS SERVICES LIMITED (d2019-06-01) 3 0 3 0.00
997 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 57.14 2007-12-21
998 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 3 6 50.00 2010-11-03
999 MLB Asset Management Limited 3 3 6 50.00 2015-10-30
1000 Monmonkey Group Securities Limited 3 0 3 0.00 2016-11-10
1001 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1002 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1003 MORGAN FUEL GO SECURITIES LIMITED 3 0 3 0.00 2016-11-15
1004 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1005 NATIXIS ASIA LIMITED 3 83 86 96.51 2004-10-19
1006 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1007 Neo-Criterion Capital Limited 3 1 4 25.00 2014-04-14
1008 Neutral Financial Holding Company Limited 3 10 13 76.92
1009 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1010 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
1011 NEW SPRING CAPITAL LIMITED 3 2 5 40.00 2011-06-17
1012 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1013 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1014 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1015 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1016 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1017 NFH Corporate Finance Limited 3 0 3 0.00 2015-11-17
1018 NFH Securities and Futures Limited 3 1 4 25.00 2016-08-25
1019 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 10 13 76.92 2013-09-17
1020 Nine Masts Capital Limited 3 20 23 86.96 2010-05-11
1021 Ninety One Hong Kong Limited 3 12 15 80.00 2014-04-09
1022 NIVALIS PARTNERS LIMITED 3 3 6 50.00 2013-09-04
1023 NUOXIN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2006-08-24
1024 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1025 Oasis Management (Hong Kong) 3 9 12 75.00 2004-09-14
1026 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1027 Ocean Blue Economic Asset Management Company Limited 3 0 3 0.00 2014-12-30
1028 OCP Asia (Hong Kong) Limited 3 4 7 57.14 2004-09-03
1029 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1030 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 17 20 85.00
1031 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
1032 ONE CHINA SECURITIES LIMITED 3 26 29 89.66 2004-03-01
1033 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1034 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1035 Optima Capital Limited 3 14 17 82.35 2007-10-25
1036 Optimas Capital Limited 3 3 6 50.00 2016-07-14
1037 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1038 Opus Capital Management Limited 3 2 5 40.00 2015-03-31
1039 ORCHID TREE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2015-06-02
1040 Ord Minnett Hong Kong Limited 3 9 12 75.00 2013-01-15
1041 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1042 Original Group Securities Limited 3 0 3 0.00 2016-12-15
1043 ORTUS CAPITAL MANAGEMENT LIMITED 3 11 14 78.57 2003-08-29
1044 OTCex Hong Kong Limited 3 10 13 76.92 2010-08-23
1045 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1046 PACAT Capital Management Limited 3 0 3 0.00 2010-07-12
1047 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1048 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1049 PARAMETRICA MANAGEMENT LIMITED 3 6 9 66.67 2012-08-03
1050 Parantoux Capital Limited 3 1 4 25.00 2016-09-01
1051 PARTNERS CAPITAL SECURITIES LIMITED 3 5 8 62.50
1052 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1053 PEGASUS FUND MANAGERS LIMITED 3 11 14 78.57 2011-01-28
1054 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1055 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 70.00 2008-07-29
1056 PGIM (Hong Kong) Limited 3 3 6 50.00
1057 PIMCO Asia Limited 3 24 27 88.89 2006-05-17
1058 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
1059 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1060 Planetree Asset Management Limited (HK) 3 2 5 40.00 2012-09-20
1061 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1062 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1063 Pleiad Investment Advisors Limited 3 7 10 70.00 2014-06-13
1064 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1065 PO LEE SECURITIES LIMITED 3 5 8 62.50
1066 Polen Capital HK Limited 3 11 14 78.57 2012-09-28
1067 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1068 Prime China Securities Limited 3 0 3 0.00 2016-09-02
1069 PRIME COURAGE SECURITIES COMPANY LIMITED 3 5 8 62.50 2011-09-19
1070 PRINCE FUND MANAGEMENT LIMITED 3 2 5 40.00 2013-10-11
1071 Prior Securities Limited 3 3 6 50.00 2016-02-29
1072 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1073 Proton Capital Limited 3 2 5 40.00 2007-10-16
1074 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 57 60 95.00
1075 Public Securities Limited 3 7 10 70.00
1076 Pulun International Capital Limited 3 6 9 66.67 2015-09-16
1077 QH Asset Management Company Limited 3 0 3 0.00 2014-07-03
1078 QUAD CAPITAL MANAGEMENT LIMITED 3 6 9 66.67 2014-08-04
1079 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1080 QUEST STOCKBROKERS (HK) LIMITED 3 1 4 25.00
1081 QUINTAR CAPITAL LIMITED 3 4 7 57.14 2016-03-21
1082 R.J. O'Brien & Associates HK Limited 3 6 9 66.67 2007-10-29
1083 REALINK FINANCIAL TRADE LIMITED 3 4 7 57.14 2003-09-25
1084 Redford Asset Management Limited 3 2 5 40.00 2010-03-09
1085 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1086 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1087 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1088 Rifa Futures Limited 3 14 17 82.35 2008-12-01
1089 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1090 Rockhampton Management Limited 3 10 13 76.92 2011-01-26
1091 ROOFER SECURITIES LIMITED 3 8 11 72.73
1092 ROSA SECURITIES LIMITED 3 2 5 40.00
1093 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1094 RRJ Management (HK) Limited 3 12 15 80.00 2013-05-31
1095 S&P Global Ratings Hong Kong Limited 3 74 77 96.10 2011-06-01
1096 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1097 Safari Asia Limited 3 1 4 25.00 2010-04-30
1098 SAIL ADVISORS LIMITED 3 5 8 62.50 2004-05-17
1099 Samena Capital Hong Kong Limited 3 3 6 50.00 2009-09-01
1100 Samsung Asset Management (Hong Kong) Limited 3 21 24 87.50 2008-04-23
1101 SANFULL FUTURES LIMITED 3 8 11 72.73 2007-12-21
1102 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1103 Schonfeld Strategic Advisors (Hong Kong) Limited 3 7 10 70.00 2016-10-11
1104 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1105 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1106 SCOTIATRUST (ASIA) LIMITED 3 4 7 57.14 2011-09-07
1107 SDG Asset Management (HK) Limited 3 2 5 40.00 2016-10-12
1108 Seazen Resources Asset Management Limited 3 1 4 25.00 2014-12-29
1109 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
1110 SECURIS CAPITAL LIMITED 3 0 3 0.00 2005-08-29
1111 Segantii Capital Management Limited 3 22 25 88.00 2007-11-22
1112 SEI INVESTMENTS (ASIA) LIMITED 3 5 8 62.50 2005-03-02
1113 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1114 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1115 Seres Asset Management Limited 3 2 5 40.00 2010-04-14
1116 SEYON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2016-08-15
1117 SFM HK Management Limited 3 12 15 80.00 2010-11-01
1118 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-06-19
1119 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 12 15 80.00 2007-05-18
1120 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED 3 9 12 75.00 2016-11-01
1121 SHANXI SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2015-06-10
1122 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 25 28 89.29
1123 Shinhan Investment Asia Limited 3 6 9 66.67 2007-10-15
1124 Silk Road International Capital Limited 3 0 3 0.00
1125 Silver Grant International Capital Management Limited 3 0 3 0.00 2015-04-30
1126 SILVERHORN INVESTMENT ADVISORS LIMITED 3 11 14 78.57 2011-02-28
1127 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 3 0 3 0.00 2014-04-01
1128 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1129 Sinostar Asset Management Limited 3 3 6 50.00 2013-08-16
1130 Sinostar Securities Limited 3 0 3 0.00 2014-08-18
1131 SIU ON SECURITIES LIMITED 3 4 7 57.14
1132 SM Investment Advisors Limited 3 1 4 25.00 2014-12-03
1133 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1134 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1135 Solaris Capital Advisors (HK) Limited 3 0 3 0.00 2015-04-14
1136 SOLID KING SECURITIES LIMITED 3 5 8 62.50
1137 Solitude Limited (HK) 3 0 3 0.00 2015-10-20
1138 SOUTH CHINA CAPITAL LIMITED 3 17 20 85.00
1139 South China Forex Limited 3 13 16 81.25 2010-06-21
1140 SPDB International Investment Management Limited 3 4 7 57.14 2015-10-13
1141 SPQ Asia Capital Limited 3 2 5 40.00 2013-04-02
1142 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1143 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1144 Sprout Asset Management (Asia) Limited 3 2 5 40.00 2014-12-08
1145 St. James's Place (Hong Kong) Limited 3 43 46 93.48 2012-02-14
1146 Standard Advisory Asia Limited 3 5 8 62.50 2014-12-01
1147 Stellar Securities Limited 3 3 6 50.00
1148 STOCKWELL SECURITIES LIMITED 3 49 52 94.23
1149 StormHarbour Securities (Hong Kong) Limited 3 10 13 76.92 2010-03-18
1150 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
1151 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 78.57 2016-12-19
1152 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1153 Sun International Investment Services Limited 3 1 4 25.00 2016-11-15
1154 SUN SECURITIES LIMITED 3 7 10 70.00 2011-04-01
1155 SUNHIGH FINANCIAL HOLDINGS LIMITED 3 1 4 25.00 2016-09-09
1156 Sunrise Brokers (Hong Kong) Limited 3 29 32 90.63 2009-12-09
1157 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1158 SUSQUEHANNA HONG KONG LIMITED 3 1 4 25.00 2008-11-03
1159 SynerWealth Financial Limited 3 26 29 89.66 2009-02-04
1160 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
1161 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1162 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1163 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 82.35
1164 TAI YIP STOCK COMPANY LIMITED 3 6 9 66.67
1165 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1166 Taiping Securities (HK) Co Limited 3 44 47 93.62
1167 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1168 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1169 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1170 TANG PING KONG LIMITED 3 3 6 50.00
1171 Tang Yin International Futures Company Limited 3 0 3 0.00 2016-11-15
1172 TARZAN STOCK & SHARES LIMITED 3 7 10 70.00
1173 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1174 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1175 TFI Securities and Futures Limited 3 7 10 70.00 2013-05-14
1176 THING ON SECURITIES LIMITED 3 5 8 62.50
1177 TIAN YUAN FINANCE (INDEX TRADING) LIMITED 3 5 8 62.50 2016-10-12
1178 TIAN YUAN FINANCE LIMITED 3 25 28 89.29
1179 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1180 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1181 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1182 Tor Investment Management (Hong Kong) Limited 3 6 9 66.67 2012-12-12
1183 Towers Watson Investment Services Hong Kong Limited 3 14 17 82.35 2007-05-14
1184 TPG Capital, Limited 3 11 14 78.57 2012-03-07
1185 TR Advisors Limited 3 2 5 40.00 2008-12-02
1186 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1187 TRANSASIA PRIVATE CAPITAL LIMITED 3 5 8 62.50 2013-03-19
1188 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1189 TRG MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2008-01-07
1190 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1191 TRINITY SECURITIES CO. LIMITED 3 0 3 0.00 2012-08-08
1192 TRIVEST ADVISORS LIMITED 3 2 5 40.00 2010-04-08
1193 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1194 TSE'S SECURITIES LIMITED 3 30 33 90.91
1195 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1196 TVC MANAGEMENT LIMITED 3 0 3 0.00
1197 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1198 Two Sigma Asia Pacific, Limited 3 2 5 40.00 2014-04-08
1199 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1200 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2012-04-11
1201 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1202 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1203 Value Partners Private Equity Limited 3 5 8 62.50
1204 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
1205 VC CAPITAL LIMITED 3 8 11 72.73
1206 VC International Asset Management Limited 3 0 3 0.00
1207 VEDA CAPITAL LIMITED (HK) 3 10 13 76.92 2005-12-28
1208 Vegasoul Capital Management (Asia) Limited 3 6 9 66.67 2010-01-29
1209 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
1210 VERCAP Financial Services Limited 3 5 8 62.50
1211 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1212 VICTORY SECURITIES COMPANY LIMITED 3 43 46 93.48 2007-02-16
1213 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
1214 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1215 VisionGain Capital Limited 3 2 5 40.00 2007-11-14
1216 VL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-04-15
1217 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1218 W2 Asset Management (HK) Limited 3 1 4 25.00 2009-06-04
1219 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1220 WAH SANG SECURITIES LIMITED 3 1 4 25.00
1221 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1222 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
1223 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2013-07-03
1224 Waton Securities International Limited 3 1 4 25.00
1225 Well Link International Securities Limited 3 8 11 72.73 2012-10-04
1226 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 17 20 85.00 2008-09-02
1227 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1228 WINFULL SECURITIES LIMITED 3 13 16 81.25
1229 WING FAT SECURITIES LIMITED 3 7 10 70.00
1230 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
1231 WING FUNG FUTURES LIMITED 3 26 29 89.66 2006-04-21
1232 WINLAND WEALTH MANAGEMENT LIMITED 3 10 13 76.92
1233 WINTONE SECURITIES LIMITED 3 6 9 66.67 2004-02-16
1234 WOCOM FOREIGN EXCHANGE CO. LIMITED 3 4 7 57.14
1235 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1236 Wolver Hill Asset Management Asia Limited 3 6 9 66.67 2009-03-10
1237 Xin Tian Fund Management Company Limited 3 1 4 25.00 2013-05-30
1238 Xinhu International Futures (Hong Kong) Co., Limited 3 3 6 50.00 2012-05-22
1239 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 3 0 3 0.00 2015-09-17
1240 YING WAH SECURITIES COMPANY LIMITED 3 7 10 70.00
1241 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1242 Yuanta Asia Investment (Hong Kong) Limited 3 4 7 57.14 2003-08-13
1243 YUEXING SECURITIES COMPANY LIMITED 3 10 13 76.92
1244 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1245 Zaaba Capital Limited 3 3 6 50.00 2015-12-16
1246 ZACD Financial Group Limited 3 0 3 0.00 2016-12-02
1247 Zenas Capital Management Limited 3 0 3 0.00 2013-09-12
1248 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1249 Zeta Capital (H.K.) Limited 3 1 4 25.00 2016-03-29
1250 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1251 Zhongcai Securities Limited 3 4 7 57.14 2014-12-19
1252 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED 3 9 12 75.00 2016-11-07
1253 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1254 3 Capital Partners Limited 2 0 2 0.00 2016-09-14
1255 987654 Limited 2 0 2 0.00 2015-11-09
1256 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1257 A.C Asset Management Limited 2 0 2 0.00 2016-12-15
1258 AAA Securities Co. Limited 2 1 3 33.33 2016-11-02
1259 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1260 AASTOCKS.COM LIMITED 2 0 2 0.00
1261 ABLELINK CAPITAL LIMITED 2 1 3 33.33 2016-02-05
1262 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
1263 About Capital Management (HK) Co., Limited 2 8 10 80.00 2013-09-24
1264 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1265 Absolute Investment Management (HK) Limited 2 2 4 50.00
1266 ACM ASIA LIMITED 2 0 2 0.00
1267 ACU SECURITIES LIMITED 2 2 4 50.00 2016-02-18
1268 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1269 Adamas Asset Management (HK) Limited 2 12 14 85.71 2013-02-20
1270 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1271 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
1272 Aevitas Securities Limited 2 4 6 66.67
1273 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
1274 Agamemnon Capital Limited 2 1 3 33.33 2013-12-02
1275 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1276 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1277 AJ Securities Limited 2 4 6 66.67
1278 Akron Corporate Finance Limited 2 1 3 33.33 2013-10-03
1279 Aksia Hong Kong Limited 2 1 3 33.33 2012-08-06
1280 ALBOURNE PARTNERS (ASIA) LIMITED 2 6 8 75.00 2004-09-07
1281 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1282 ALETHEIA TECHNOLOGIES LIMITED 2 2 4 50.00 2010-07-30
1283 Aliantis Capital Limited 2 2 4 50.00 2007-10-10
1284 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1285 Alliance Asset Management Limited (HK) 2 0 2 0.00 2014-12-23
1286 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
1287 Alpha Financial Group Limited 2 14 16 87.50 2005-10-31
1288 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1289 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-05-08
1290 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
1291 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
1292 ALPS ADVISORY (HK) LIMITED 2 8 10 80.00 2013-11-20
1293 ALTAIR CAPITAL LIMITED (HK) 2 0 2 0.00 2016-11-03
1294 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1295 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
1296 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 94.59 2004-01-20
1297 AM Squared Limited 2 9 11 81.82 2005-06-30
1298 Amber Hill Asset Management Limited 2 0 2 0.00 2011-07-13
1299 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
1300 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
1301 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1302 Amital Asset Management Limited 2 0 2 0.00 2013-01-23
1303 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43 2011-08-03
1304 Anatole Investment Management Limited 2 2 4 50.00 2016-05-24
1305 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1306 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1307 Anuenue Capital International Limited 2 2 4 50.00 2005-08-30
1308 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
1309 AQR Capital Management (Asia) Limited 2 1 3 33.33 2016-07-07
1310 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1311 ARCHITECH CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2016-09-08
1312 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
1313 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
1314 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1315 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1316 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
1317 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
1318 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1319 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1320 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1321 Artephius Partners Limited 2 2 4 50.00 2013-08-01
1322 Ascender Capital Limited 2 2 4 50.00 2012-12-07
1323 Ascent Capital Advisors Limited 2 2 4 50.00 2013-11-08
1324 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1325 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
1326 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
1327 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 11 13 84.62
1328 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
1329 Asia Joyful Limited 2 0 2 0.00 2016-09-20
1330 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1331 Asia Pacific Financial Investment Services Co., Limited 2 5 7 71.43 2014-07-22
1332 ASIA WEALTH SECURITIES LIMITED 2 1 3 33.33 2016-08-09
1333 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1334 ASIAVEST CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-12-16
1335 Asiya Investments Hong Kong Limited 2 4 6 66.67 2012-07-06
1336 Aspenwood Capital Limited 2 2 4 50.00 2016-11-15
1337 ASPIRE Multi-Family Office Limited 2 0 2 0.00 2016-11-08
1338 Asset Management One Hong Kong Limited 2 2 4 50.00 2013-02-21
1339 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1340 Asymmetrics Capital Management Limited 2 0 2 0.00 2016-05-27
1341 Athos Capital Limited 2 4 6 66.67 2012-03-20
1342 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
1343 Atta Capital Limited 2 0 2 0.00 2016-10-11
1344 AUDREY CHOW SECURITIES LIMITED 2 6 8 75.00
1345 Aurora Borealis Investment Services Limited 2 2 4 50.00 2016-05-18
1346 AVANTA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1347 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1348 Avenue Asset Management Limited (HK) 2 7 9 77.78 2015-08-27
1349 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 17 19 89.47 2006-01-25
1350 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1351 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1352 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1353 Axis Capital Management Limited 2 2 4 50.00
1354 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
1355 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 1 3 33.33 2015-08-05
1356 Bach Option Limited 2 1 3 33.33 2013-06-10
1357 BAIYI CAPITAL (ASIA) LIMITED 2 0 2 0.00 2016-11-30
1358 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1359 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2004-08-13
1360 Balyasny Asset Management (Hong Kong) Limited 2 20 22 90.91 2008-03-03
1361 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1362 Bauhinia Capital Partners Limited 2 5 7 71.43 2012-01-09
1363 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1364 Beagle Asset Management Company Limited 2 0 2 0.00 2016-04-19
1365 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
1366 Beevest Fortune Asset Management Limited 2 0 2 0.00 2012-08-15
1367 BEI ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2016-09-20
1368 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1369 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
1370 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
1371 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1372 BETA INTERNATIONAL SECURITIES LIMITED 2 7 9 77.78
1373 BG Asset Management Limited 2 1 3 33.33 2014-05-27
1374 BGC SECURITIES (HONG KONG) LLC 2 27 29 93.10 2008-06-25
1375 Big Bay Asset Management (HK) Limited 2 0 2 0.00 2013-09-19
1376 BIG BAY SECURITIES (HK) LIMITED 2 2 4 50.00 2011-07-07
1377 BIN YUAN CAPITAL LIMITED 2 2 4 50.00 2012-12-17
1378 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1379 Black Dragon Asset Management Limited 2 2 4 50.00 2011-07-27
1380 Blackwell Global Securities Limited 2 4 6 66.67 2016-11-07
1381 Blue Lotus Capital Advisors Limited 2 0 2 0.00 2015-10-12
1382 BLUE POOL CAPITAL LIMITED 2 12 14 85.71 2009-11-17
1383 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1384 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1385 Bluemount Asset Management Limited 2 0 2 0.00 2016-11-22
1386 BMI Securities Limited 2 12 14 85.71 2011-03-14
1387 BOA Global Asset Management Limited 2 0 2 0.00 2016-07-13
1388 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1389 BOCI COMMODITIES & FUTURES LIMITED 2 8 10 80.00 2004-11-17
1390 BOKHARY SECURITIES LIMITED 2 9 11 81.82
1391 Bonus Eventus Securities Limited 2 6 8 75.00 2015-11-03
1392 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
1393 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1394 Boyu Capital Investment Management Co., Limited 2 4 6 66.67 2014-11-28
1395 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1396 Bradbury Securities Limited 2 7 9 77.78
1397 Bradesco Securities Hong Kong Limited 2 3 5 60.00 2012-03-05
1398 Bravia Capital Advisors (HK) Limited 2 2 4 50.00 2016-10-12
1399 BREVAN HOWARD (HONG KONG) LIMITED 2 15 17 88.24 2004-07-12
1400 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1401 BRIGHT SMART FOREX LIMITED 2 8 10 80.00 2013-03-11
1402 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
1403 Brilliance Asset Management Limited 2 2 4 50.00 2014-03-19
1404 BROOKE CAPITAL LIMITED 2 0 2 0.00
1405 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2015-08-28
1406 BULLISH SECURITIES LIMITED 2 8 10 80.00
1407 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1408 C.P. SECURITIES INTERNATIONAL LIMITED 2 2 4 50.00
1409 CACHET ASSET MANAGEMENT LIMITED 2 5 7 71.43 2015-01-13
1410 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1411 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1412 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1413 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2007-08-24
1414 Carlyle Global Credit (Asia) Limited 2 5 7 71.43 2015-04-02
1415 Carnegie Hill Capital Partners Limited 2 4 6 66.67 2015-11-25
1416 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1417 Carrington Asset Management Limited 2 0 2 0.00 2016-12-01
1418 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 77.78 2007-11-27
1419 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1420 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
1421 CBRE Clarion Securities HKG Limited 2 1 3 33.33 2008-01-04
1422 CBRE Investment Management (Asia) Limited 2 2 4 50.00 2016-01-05
1423 CC Finance Limited 2 9 11 81.82 2006-04-20
1424 CC Real Estate Advisory Limited 2 2 4 50.00 2010-08-04
1425 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1426 CEB International Asset Management Corporation Limited 2 0 2 0.00 2016-12-21
1427 Celera Markets Limited 2 3 5 60.00 2008-08-12
1428 CELESTIAL CAPITAL LIMITED 2 8 10 80.00
1429 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
1430 CENTRAL WEALTH FUTURES LIMITED 2 1 3 33.33 2016-02-25
1431 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 4 6 66.67 2015-06-11
1432 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1433 CENTURION CORPORATE FINANCE LIMITED 2 0 2 0.00
1434 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1435 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1436 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1437 CERES CAPITAL LIMITED 2 0 2 0.00
1438 CF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-10-20
1439 CF SECURITIES LIMITED 2 3 5 60.00 2016-01-05
1440 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1441 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1442 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
1443 Changjiang Futures (HK) Limited 2 17 19 89.47 2012-02-13
1444 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 5 7 71.43
1445 ChaoShang Securities Limited 2 3 5 60.00 2016-05-12
1446 ChapmanCraig Limited 2 0 2 0.00
1447 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1448 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
1449 CHARLESWIN BULLION LIMITED 2 4 6 66.67 2011-11-07
1450 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1451 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1452 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
1453 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1454 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2014-02-07
1455 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1456 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
1457 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1458 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1459 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
1460 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1461 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1462 China Everbright Investment Management Limited 2 12 14 85.71 2007-07-03
1463 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1464 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-01-07
1465 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1466 CHINA GLORY SECURITIES COMPANY LIMITED 2 7 9 77.78 2013-07-09
1467 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1468 China Innovation Capital Limited 2 3 5 60.00 2014-07-17
1469 China International Securities Limited 2 0 2 0.00 2016-12-01
1470 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
1471 China Post & Capital Global Asset Management Limited 2 1 3 33.33 2016-04-08
1472 China Prospect Securities Limited 2 2 4 50.00 2016-01-22
1473 CHINA QIANHAI ZHONGJIN SECURITIES LIMITED 2 3 5 60.00 2016-11-03
1474 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1475 China Silver Asset Management (Hong Kong) Limited 2 5 7 71.43 2009-12-02
1476 CHINA SKY SECURITIES LIMITED 2 6 8 75.00
1477 China Sunrise Asset Management Limited 2 4 6 66.67 2014-10-09
1478 China Sunrise Capital Limited 2 4 6 66.67 2016-10-25
1479 China Transfer Capital Investment Limited 2 0 2 0.00 2016-11-24
1480 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2006-05-23
1481 China-Hong Kong Link Securities Company Limited 2 3 5 60.00 2015-09-30
1482 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1483 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
1484 Chuenman Securities Limited 2 1 3 33.33 2016-08-08
1485 CHUNG LEE SECURITIES COMPANY LIMITED 2 1 3 33.33
1486 CICC US Securities (Hong Kong) Limited 2 15 17 88.24 2011-05-25
1487 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67
1488 Circle Six Capital (Hong Kong) Limited 2 0 2 0.00 2016-09-21
1489 Cithara Investment International Limited 2 0 2 0.00 2016-07-18
1490 CITIC Futures International Company Limited 2 9 11 81.82 2015-08-31
1491 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1492 CLC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-11-10
1493 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2014-11-18
1494 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
1495 CMB International Global Markets Limited 2 0 2 0.00
1496 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-02-22
1497 CN CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-06-01
1498 CN FIRST INTERNATIONAL FUTURES LIMITED 2 4 6 66.67 2013-09-25
1499 CNI Global Assets Management Limited (HK) 2 1 3 33.33 2015-06-02
1500 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1501 Cofes China Limited 2 0 2 0.00 2016-04-29
1502 COL Securities (HK) Limited 2 1 3 33.33
1503 COMMENCE COMPANY LIMITED 2 0 2 0.00
1504 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 33 35 94.29 2008-12-17
1505 Constance Capital Limited (HK) 2 0 2 0.00 2016-12-19
1506 Continuum Capital Limited 2 2 4 50.00 2013-03-07
1507 Convera Hong Kong Limited 2 17 19 89.47 2016-05-20
1508 Core Capital Securities Limited 2 0 2 0.00 2016-06-21
1509 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1510 Cornucopiae Asset Management Limited 2 3 5 60.00 2011-08-02
1511 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1512 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1513 CR Wealth and Asset Management Limited 2 0 2 0.00 2016-02-03
1514 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2008-07-09
1515 Credit Agricole Securities (Asia) Limited 2 4 6 66.67
1516 Critica Capital Management Limited 2 0 2 0.00 2016-05-12
1517 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1518 CS Wealth Securities Limited 2 5 7 71.43
1519 CSI Corporate Finance (HK) Limited 2 1 3 33.33 2007-08-01
1520 CSI Partners HK Limited 2 3 5 60.00 2015-11-06
1521 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
1522 D'Asie Asset Management Limited 2 0 2 0.00 2015-09-24
1523 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1524 D.J. SECURITIES LIMITED 2 1 3 33.33
1525 DAH SING SECURITIES LIMITED 2 7 9 77.78
1526 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1527 DAKIN SECURITIES LIMITED 2 3 5 60.00 2016-04-12
1528 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1529 Davidson Kempner Asia Limited 2 10 12 83.33 2010-05-04
1530 Dawn Capital Limited 2 1 3 33.33 2016-03-07
1531 DAYOU FUTURES (HK) COMPANY LIMITED 2 6 8 75.00 2016-09-08
1532 Delphinium Capital Partners Limited 2 1 3 33.33 2016-10-24
1533 Delta Asia Wealth Management Limited 2 4 6 66.67
1534 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
1535 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1536 DL SECURITIES (HK) LIMITED 2 1 3 33.33 2012-09-04
1537 dLab Asset Management Limited 2 0 2 0.00 2012-10-18
1538 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1539 Donghai International Asset Management (Hong Kong) Limited 2 5 7 71.43 2016-06-02
1540 Donghai International Futures (Hong Kong) Limited 2 5 7 71.43 2016-07-22
1541 Donghai International Securities (Hong Kong) Limited 2 5 7 71.43 2016-07-27
1542 DONVEX CAPITAL LIMITED 2 6 8 75.00 2009-01-29
1543 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1544 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
1545 Dragon Financial Partners Limited 2 0 2 0.00 2016-11-28
1546 Dragonstone Capital Management Limited 2 0 2 0.00 2016-05-11
1547 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1548 DSG Asset Management (HK) Company Limited 2 2 4 50.00 2015-11-18
1549 DSG Securities (Hong Kong) Limited 2 2 4 50.00 2016-07-21
1550 DST Investment Management Limited 2 4 6 66.67 2012-04-23
1551 EAA SECURITIES LIMITED 2 1 3 33.33
1552 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1553 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
1554 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
1555 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
1556 Eddid Securities and Futures Limited 2 0 2 0.00 2016-12-14
1557 Edmond de Rothschild Securities (Hong Kong) Limited 2 1 3 33.33 2011-10-20
1558 eFusion Capital Limited 2 4 6 66.67 2014-06-06
1559 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1560 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-12-20
1561 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
1562 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
1563 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
1564 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
1565 Elpis Capital Limited 2 1 3 33.33 2015-01-09
1566 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
1567 EMP CAPITAL LIMITED 2 0 2 0.00 2016-12-02
1568 Emperio Securities And Assets Management Limited 2 0 2 0.00 2016-10-04
1569 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1570 EnTrustPermal (Hong Kong) Limited 2 0 2 0.00 2006-03-09
1571 Equant Point Asset Management Limited 2 0 2 0.00 2016-11-11
1572 Equities First Holdings Hong Kong Limited 2 2 4 50.00 2015-09-17
1573 Essence Asset Management (Hong Kong) Limited 2 8 10 80.00 2010-08-19
1574 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1575 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2016-08-23
1576 Eurizon Capital Asia Limited 2 0 2 0.00 2016-10-26
1577 EUTO CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-04-28
1578 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
1579 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1580 Everbright Securities Digital Finance (HK) Limited 2 13 15 86.67
1581 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1582 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1583 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
1584 Evo Capital Management Asia Limited 2 5 7 71.43 2007-08-22
1585 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
1586 EXCEL INVESTMENT (HK) LIMITED 2 1 3 33.33 2014-07-21
1587 Excel Shining Asia Limited 2 0 2 0.00 2016-08-01
1588 EXCELLENT TIDE SECURITIES LIMITED 2 0 2 0.00 2016-10-11
1589 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1590 F. R. ZIMMERN LIMITED 2 3 5 60.00
1591 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1592 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1593 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1594 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1595 Falcon Partners Limited 2 0 2 0.00 2016-08-31
1596 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1597 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1598 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
1599 FE SECURITIES LIMITED 2 4 6 66.67
1600 Ferran Securities Limited 2 0 2 0.00 2016-09-30
1601 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
1602 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1603 First Avenue Partners (Asia) Limited 2 1 3 33.33 2016-07-11
1604 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1605 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1606 First Shanghai Investment Management (HK) Limited 2 0 2 0.00 2015-03-18
1607 FIVE STATES CAPITAL RESOURCES LIMITED 2 0 2 0.00 2016-11-09
1608 FORTUNE (HK) SECURITIES LIMITED 2 35 37 94.59
1609 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-11-07
1610 Forwin Futures Group Limited 2 1 3 33.33 2016-06-22
1611 Forwin Securities Group Limited 2 2 4 50.00 2015-05-19
1612 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1613 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2016-05-31
1614 FOUNDER FUTURES (HONG KONG) LIMITED 2 11 13 84.62 2016-06-15
1615 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
1616 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1617 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1618 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1619 FT Securities Limited 2 9 11 81.82
1620 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
1621 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1622 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
1623 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 4 6 66.67
1624 FULBRIGHT ASSET MANAGEMENT LIMITED 2 12 14 85.71 2012-03-22
1625 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-08-24
1626 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1627 FULLJET SECURITIES LIMITED 2 0 2 0.00
1628 FUND GENESIS LIMITED 2 0 2 0.00 2016-06-23
1629 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1630 FUSION WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2016-09-26
1631 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1632 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1633 FXG Asset Management Limited 2 0 2 0.00 2016-11-15
1634 G. H. Financials (Hong Kong) Limited 2 2 4 50.00 2013-12-09
1635 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 17 19 89.47 2005-02-16
1636 GAINWELL SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-08-21
1637 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 77.78
1638 Gamma Consortium Limited (The) 2 0 2 0.00 2016-10-03
1639 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
1640 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
1641 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
1642 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1643 GCAM Limited 2 2 4 50.00 2004-10-19
1644 GCIS LIMITED 2 0 2 0.00 2007-05-16
1645 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1646 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1647 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 0 2 0.00 2013-12-02
1648 GEO Securities Limited 2 28 30 93.33 2013-05-03
1649 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-12-16
1650 GET NICE CAPITAL LIMITED 2 1 3 33.33
1651 GF International Investment Management Limited 2 14 16 87.50 2011-09-08
1652 GFI (HK) SECURITIES L.L.C. 2 20 22 90.91 2007-06-18
1653 GFM Group Limited (HK) 2 0 2 0.00 2016-10-06
1654 GIGA (HONG KONG) LIMITED 2 0 2 0.00
1655 Ginger Capital Advisory Limited 2 0 2 0.00 2011-06-01
1656 GL Advisors Hong Kong Limited 2 2 4 50.00 2015-08-24
1657 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
1658 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
1659 GLG Partners Hong Kong Limited 2 2 4 50.00 2010-11-30
1660 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1661 Global Prime Partners (Asia) Limited 2 3 5 60.00 2015-08-05
1662 Global Value Chain Investment Corporation Limited 2 2 4 50.00 2015-02-02
1663 GLOBAL VISION CAPITAL LIMITED 2 0 2 0.00 2016-12-12
1664 GMT RESEARCH LIMITED (HK) 2 2 4 50.00 2014-10-10
1665 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1666 GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED 2 0 2 0.00 2016-11-09
1667 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1668 Goldbridge Securities Limited 2 0 2 0.00
1669 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
1670 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1671 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1672 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
1673 GOLDENWAY SECURITIES COMPANY LIMITED 2 2 4 50.00
1674 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
1675 Goldhorse Securities Limited 2 0 2 0.00 2015-10-19
1676 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1677 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1678 Goldyard Capital Limited 2 2 4 50.00
1679 Gong Ping Futures Limited 2 13 15 86.67 2011-11-22
1680 Gong Ping Securities Limited 2 13 15 86.67 2010-12-08
1681 GPB Financial Services Hong Kong Limited 2 4 6 66.67 2015-12-15
1682 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 9 11 81.82
1683 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-27
1684 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1685 Grand China Securities Limited 2 5 7 71.43 2012-05-03
1686 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 0.00 2016-11-01
1687 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED 2 3 5 60.00 2016-08-18
1688 GRAND PARTNERS SECURITIES LIMITED 2 0 2 0.00 2016-12-29
1689 GRAND VIEW SECURITIES LIMITED 2 0 2 0.00 2016-12-16
1690 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1691 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1692 Greater China Asset Management (HK) Limited (b2011-10-21) 2 1 3 33.33 2012-08-06
1693 Greater China Securities Limited (b1999-04-26) 2 6 8 75.00
1694 GREATPAGE CAPITAL COMPANY LIMITED 2 1 3 33.33 2016-05-13
1695 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1696 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1697 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1698 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
1699 Grey Investment Limited 2 2 4 50.00 2012-02-21
1700 Grit Securities Limited 2 1 3 33.33
1701 GROW Asset Management (HK) Limited 2 2 4 50.00 2015-01-09
1702 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1703 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1704 Guard Capital Management Limited 2 5 7 71.43 2014-07-07
1705 Gulf Line Capital Advisors Limited 2 4 6 66.67 2015-08-27
1706 Guo Tong Capital Management Company Limited 2 1 3 33.33 2010-05-24
1707 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
1708 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
1709 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1710 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2007-11-28
1711 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2014-10-30
1712 Haitong Futures Hong Kong Limited 2 6 8 75.00 2016-07-07
1713 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1714 Hang Tang International Capital Management Limited 2 5 7 71.43 2016-05-23
1715 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1716 HANTEC SECURITIES CO., LIMITED 2 15 17 88.24
1717 Hao Advisors Management Limited 2 0 2 0.00 2015-05-12
1718 Hao Tian Asset Management Limited 2 0 2 0.00 2016-12-09
1719 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1720 Harmony Capital Global Asset Management Limited 2 0 2 0.00 2016-11-16
1721 Harvest Global Capital Investments Limited 2 3 5 60.00 2016-10-28
1722 HD Capital Limited 2 2 4 50.00 2015-12-14
1723 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-05-21
1724 Hedgestone Capital Group (H.K.) Co., Limited 2 3 5 60.00 2015-05-12
1725 Heitman HK Limited 2 2 4 50.00 2012-12-05
1726 Heitman International HK Limited 2 2 4 50.00 2014-02-18
1727 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1728 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
1729 HENIK SECURITIES LIMITED 2 10 12 83.33
1730 HERMES SECURITIES LIMITED 2 9 11 81.82
1731 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
1732 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1733 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1734 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1735 HGNH International Forex Co., Limited 2 24 26 92.31 2014-04-04
1736 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
1737 Hillhouse Investment Management Limited 2 8 10 80.00 2011-01-24
1738 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
1739 HIP HING SECURITIES LIMITED 2 2 4 50.00
1740 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1741 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1742 Hodes Weill Asia Limited 2 3 5 60.00 2012-08-31
1743 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1744 HOI YICK INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2016-05-10
1745 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1746 Hong Kong Metasequoia Capital Management Limited 2 0 2 0.00 2016-03-21
1747 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1748 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
1749 Hongkong Bay Securities Limited 2 1 3 33.33 2016-09-26
1750 HONOR ASSET MANAGEMENT LIMITED 2 4 6 66.67 2016-02-15
1751 HONOR SECURITIES (HK) LIMITED 2 2 4 50.00 2016-08-04
1752 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
1753 HOORAY CAPITAL LIMITED 2 5 7 71.43
1754 HOORAY SECURITIES LIMITED 2 11 13 84.62
1755 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1756 Houlihan Lokey (China) Limited 2 14 16 87.50 2008-10-09
1757 HPEF Capital Partners Limited 2 4 6 66.67
1758 HPEF Venture Partners Limited 2 1 3 33.33
1759 HPS Investment Partners (HK), Limited 2 1 3 33.33 2016-11-25
1760 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1761 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1762 HSBC SECURITIES (ASIA) LIMITED 2 1 3 33.33
1763 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1764 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
1765 HUAJUN CAPITAL LIMITED 2 0 2 0.00 2016-10-13
1766 Huatai (Hong Kong) Futures Limited 2 3 5 60.00 2016-09-14
1767 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1768 Huaxin Futures Limited 2 2 4 50.00 2015-11-10
1769 Huayu Securities Limited 2 6 8 75.00
1770 Huge Asset Management Limited 2 2 4 50.00 2016-04-11
1771 HUNG SING FUTURES LIMITED 2 2 4 50.00
1772 HZ CAPITAL LIMITED (HK) 2 1 3 33.33 2015-03-26
1773 iBest Securities Company Limited 2 2 4 50.00
1774 IFM Investors (HK) Limited 2 0 2 0.00 2016-09-23
1775 IL&FS Global Financial Services (HK) Limited 2 1 3 33.33 2013-10-11
1776 IMARKETS LIMITED 2 0 2 0.00
1777 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1778 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1779 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-21
1780 INCU CORPORATE FINANCE LIMITED 2 5 7 71.43
1781 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1782 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1783 INNOVATION SECURITIES CO., LIMITED 2 4 6 66.67 2016-02-16
1784 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1785 Insight Capital Management (Hong Kong) Limited 2 2 4 50.00 2014-06-16
1786 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1787 INTEGRITY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2005-05-09
1788 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1789 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1790 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 5 7 71.43
1791 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1792 INV Partners Limited 2 1 3 33.33 2009-11-24
1793 IP Investment Management (HK) Limited 2 7 9 77.78 2015-12-21
1794 IPP Financial Advisers Limited 2 25 27 92.59 2006-12-21
1795 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1796 IRIDIUM CAPITAL LIMITED (HK) 2 4 6 66.67 2015-01-29
1797 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1798 iTrade Securities Investment Limited 2 0 2 0.00 2016-12-28
1799 iVenture Investment Management Limited 2 1 3 33.33
1800 IVORY CAPITAL PRIVATE LIMITED 2 1 3 33.33 2007-03-21
1801 J Capital Research Limited 2 1 3 33.33 2012-03-01
1802 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1803 JIMEI SECURITIES LIMITED 2 14 16 87.50 2008-12-09
1804 Jinde Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-11-16
1805 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1806 JS SECURITIES LIMITED (HK) 2 3 5 60.00 2011-01-20
1807 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1808 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1809 Kadensa Capital Limited 2 5 7 71.43 2016-09-02
1810 Kai Yin Securities Limited 2 2 4 50.00 2016-08-31
1811 Kaifeng Investment Management (Hong Kong) Limited 2 1 3 33.33 2016-11-04
1812 Kairous Capital (HK) Limited 2 0 2 0.00 2016-11-15
1813 Kaisa Financial Group Company Limited 2 7 9 77.78 2008-06-16
1814 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1815 KARFORD SECURITIES LIMITED 2 0 2 0.00
1816 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1817 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 60.00
1818 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1819 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1820 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1821 KEYSTONE CAPITAL LIMITED (HK) 2 4 6 66.67 2016-06-17
1822 KILMOREY SECURITIES LIMITED 2 8 10 80.00
1823 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1824 KIN BRIDGE CAPITAL LIMITED 2 0 2 0.00 2016-03-04
1825 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1826 King Wai Asset Management Company Limited 2 2 4 50.00 2011-09-05
1827 KINGKEY SECURITIES GROUP LIMITED 2 6 8 75.00 2011-07-27
1828 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1829 KINGSTON FUTURES LIMITED 2 17 19 89.47
1830 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1831 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 60.00
1832 Kirin Asset Management Limited 2 5 7 71.43 2007-06-12
1833 KKR CAPITAL MARKETS ASIA LIMITED 2 9 11 81.82 2009-10-22
1834 KMT SECURITIES LIMITED 2 4 6 66.67
1835 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1836 KOG FOREX LIMITED 2 2 4 50.00 2013-01-08
1837 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1838 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1839 KRISTAL ADVISORS (HK) LIMITED 2 0 2 0.00 2016-11-15
1840 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1841 KVB Capital Markets Limited 2 0 2 0.00 2016-12-21
1842 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1843 KVB Kunlun Securities (HK) Limited 2 2 4 50.00 2008-07-02
1844 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1845 KWOK HING SECURITIES LIMITED 2 6 8 75.00
1846 Lakeville Capital Management Limited 2 1 3 33.33 2016-09-07
1847 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1848 LAU & COMPANY LIMITED 2 0 2 0.00
1849 LBN Advisers Limited 2 3 5 60.00 2007-09-13
1850 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1851 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1852 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1853 Leo Capital Corp (Hong Kong) Limited 2 0 2 0.00 2016-12-15
1854 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1855 LERTHAI Securities (Hong Kong) Limited 2 0 2 0.00 2016-07-08
1856 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1857 Light & Salt Capital Management Limited 2 4 6 66.67 2014-09-10
1858 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1859 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1860 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1861 Lion Futures Limited 2 0 2 0.00 2016-12-29
1862 Lion International Securities Group Limited 2 0 2 0.00 2016-12-29
1863 Liquid Capital Markets Hong Kong Limited 2 7 9 77.78 2009-10-29
1864 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1865 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1866 LMR Partners Limited 2 7 9 77.78 2012-07-17
1867 Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited 2 0 2 0.00 2016-10-04
1868 Longitude Asia Limited 2 2 4 50.00
1869 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2016-12-28
1870 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1871 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1872 Look's Securities Limited 2 2 4 50.00 2016-08-31
1873 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1874 Luminous Asset Management (HK) Limited 2 0 2 0.00 2016-09-20
1875 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1876 LYNX INVESTMENT PARTNERS LIMITED 2 1 3 33.33 2016-04-06
1877 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1878 M3 Capital Partners (HK) Limited 2 15 17 88.24 2008-10-17
1879 Macquarie Asia Securities Limited 2 2 4 50.00 2005-07-26
1880 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1881 Major Domus Limited 2 3 5 60.00 2016-04-20
1882 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1883 MARC FABER LIMITED 2 0 2 0.00
1884 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1885 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1886 MASECO Asia Limited 2 0 2 0.00 2016-10-07
1887 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1888 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1889 Matrix Asset Management Limited 2 3 5 60.00 2014-06-05
1890 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1891 MAX GIANT LIMITED 2 1 3 33.33 2014-06-09
1892 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1893 MERCER INVESTMENTS (HK) LIMITED 2 13 15 86.67 2005-08-04
1894 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1895 MG Wealth Management Limited 2 0 2 0.00 2016-10-20
1896 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 2 4 50.00 2013-11-26
1897 MIDLAND WEALTH MANAGEMENT LIMITED 2 14 16 87.50 2008-02-18
1898 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1899 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1900 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2008-09-03
1901 Milma & Co. Limited 2 2 4 50.00 2008-09-24
1902 Minerva Advisory Global Capital Limited 2 0 2 0.00 2016-01-12
1903 Minerva Investments Limited (HK) 2 0 2 0.00 2016-10-25
1904 MING HON SECURITIES LIMITED 2 1 3 33.33
1905 Ming Yang Capital Limited 2 0 2 0.00 2016-10-04
1906 MIRABAUD (ASIA) LIMITED 2 6 8 75.00 2003-05-13
1907 MizMaa Ventures Limited 2 2 4 50.00 2015-01-15
1908 Modus Asset Management Limited 2 4 6 66.67 2015-09-10
1909 MOELIS & COMPANY ASIA LIMITED 2 16 18 88.89 2009-12-11
1910 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 66.67 2011-04-14
1911 MONEY CONCEPTS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-02-18
1912 Moore Capital Asia Limited 2 5 7 71.43 2010-06-11
1913 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1914 MORTON SECURITIES LIMITED 2 1 3 33.33
1915 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1916 MOUNT LOGAN CAPITAL LIMITED 2 1 3 33.33 2016-08-01
1917 MTF SECURITIES LIMITED 2 0 2 0.00
1918 MTI Management (HK) Limited 2 0 2 0.00 2016-06-21
1919 Mu Investment Management (Asia) Limited 2 0 2 0.00 2014-09-29
1920 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1921 MVision Private Equity Advisers Asia Limited 2 7 9 77.78 2012-03-29
1922 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1923 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 16 18 88.89 2011-11-25
1924 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1925 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1926 Nan Guo International Asset Management Limited 2 1 3 33.33 2014-10-03
1927 Nan Guo International Securities Limited 2 0 2 0.00 2016-05-19
1928 Nanjia Capital Limited (HK) 2 0 2 0.00 2016-10-20
1929 Natixis Investment Managers Hong Kong Limited 2 5 7 71.43 2012-10-16
1930 Neo Risk Investment Advisors Limited 2 1 3 33.33 2015-02-05
1931 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1932 New Harvest Wealth Securities Company Limited 2 2 4 50.00 2016-06-28
1933 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1934 NEW REGION SECURITIES COMPANY LIMITED 2 3 5 60.00
1935 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1936 NewQuest Capital Advisors (HK) Limited 2 11 13 84.62 2012-03-08
1937 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1938 NFH Asset Management Limited 2 1 3 33.33 2015-10-16
1939 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1940 NINE RIVERS CAPITAL PARTNERS LIMITED 2 7 9 77.78 2015-09-25
1941 NORMAN KONG SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-07-15
1942 North Beta International Securities Limited 2 6 8 75.00 2009-07-17
1943 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1944 Nova Spectrum Capital Management Limited 2 1 3 33.33 2016-03-30
1945 NTF Asset Management Limited 2 1 3 33.33 2016-06-23
1946 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1947 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1948 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1949 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1950 Octal Capital Asset Management Limited 2 1 3 33.33 2016-09-02
1951 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1952 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1953 OIA Asia Limited 2 0 2 0.00 2014-11-20
1954 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1955 OMNIX CAPITAL LIMITED 2 0 2 0.00 2009-03-19
1956 ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2016-06-08
1957 ONE FINANCIAL MARKETS ASIA LIMITED 2 0 2 0.00 2016-10-31
1958 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1959 OPTIVER TRADING HONG KONG LIMITED 2 4 6 66.67 2007-12-03
1960 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1961 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1962 ORFI CAPITAL LIMITED 2 2 4 50.00 2013-07-31
1963 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2010-08-18
1964 ORIENT SECURITIES LIMITED 2 15 17 88.24
1965 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 2 4 50.00 2015-01-15
1966 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1967 Oshidori Corporate Finance Limited 2 7 9 77.78
1968 Otkcab Limited 2 4 6 66.67 2011-10-07
1969 Our Nature Limited 2 0 2 0.00 2016-02-03
1970 OVERLOOK INVESTMENTS LIMITED 2 5 7 71.43
1971 Oxbow Capital Management (HK) Limited 2 7 9 77.78 2015-06-02
1972 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1973 PACIFIC GROUP LIMITED (THE) 2 0 2 0.00
1974 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1975 Pacific International Securities Limited 2 0 2 0.00 2016-11-07
1976 Pacific Sun Advisors Limited 2 1 3 33.33
1977 PANOPTIC EUROPE LIMITED 2 1 3 33.33 2015-05-04
1978 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1979 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1980 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1981 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1982 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1983 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
1984 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1985 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1986 Patrol Capital Management Limited 2 2 4 50.00 2015-08-24
1987 PC SECURITIES LIMITED 2 13 15 86.67 2014-06-11
1988 Pearl Street Advisors Limited 2 1 3 33.33 2013-09-09
1989 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1990 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1991 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1992 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1993 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1994 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 50.00 2006-01-13
1995 Phoenix Capital (International) Limited 2 0 2 0.00 2016-11-29
1996 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
1997 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-04-29
1998 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1999 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
2000 PINERION ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-19
2001 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 7 9 77.78 2007-03-01
2002 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
2003 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 16 18 88.89 2012-03-30
2004 Pinnacle Investment Management Limited 2 1 3 33.33 2016-06-29
2005 Pinpoint Asset Management Limited 2 14 16 87.50 2010-10-25
2006 Pinxin (Hong Kong) Asset Management Co. Limited 2 3 5 60.00 2014-11-13
2007 PJT Partners (HK) Limited 2 7 9 77.78 2015-10-06
2008 PLATFORM ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-26
2009 Platina Capital Management Limited (HK) 2 1 3 33.33 2016-06-20
2010 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
2011 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
2012 PRESTIGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-11-15
2013 PRESTIGE SECURITIES LIMITED (HK) 2 3 5 60.00 2015-09-15
2014 Prime Cdex Asset Management Limited 2 0 2 0.00 2016-12-12
2015 Prime Cdex Futures Limited 2 2 4 50.00 2016-09-26
2016 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
2017 Principal Investment & Retirement Services Limited 2 48 50 96.00 2011-08-17
2018 Prior Asset Management Limited 2 1 3 33.33 2016-09-14
2019 PRIVATE CAPITAL LIMITED 2 2 4 50.00
2020 Prive Financial Limited 2 0 2 0.00 2012-12-06
2021 Privium Fund Management (HK) Limited 2 1 3 33.33 2016-05-24
2022 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
2023 Profound Capital Limited 2 2 4 50.00 2014-01-24
2024 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
2025 Providence Equity Asia Limited 2 1 3 33.33 2007-08-23
2026 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
2027 PSI Capital Asia Limited 2 4 6 66.67 2012-10-12
2028 Public Financial Securities Limited 2 5 7 71.43
2029 Pulun International Asset Management Limited 2 1 3 33.33 2008-02-19
2030 Pulun International Securities Limited 2 1 3 33.33 2016-12-05
2031 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
2032 PV Capital (HK) Limited 2 3 5 60.00 2013-04-18
2033 PYRMONT WEALTH MANAGEMENT LIMITED 2 2 4 50.00 2006-02-24
2034 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2015-10-19
2035 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
2036 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
2037 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2016-05-11
2038 QMIS Asset Management Limited 2 1 3 33.33 2009-08-13
2039 QMIS Securities Limited 2 2 4 50.00 2009-07-24
2040 Quantbot Technologies (HK), Limited 2 1 3 33.33 2016-05-24
2041 QUASAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-11-22
2042 Rafiki Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-11-07
2043 RAM Investment Advisors Limited 2 4 6 66.67 2016-01-14
2044 RAMON INVESTMENT COMPANY LIMITED 2 1 3 33.33
2045 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
2046 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
2047 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
2048 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
2049 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
2050 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
2051 RED CLIFF ASSET MANAGEMENT LIMITED 2 3 5 60.00 2012-08-15
2052 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
2053 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
2054 Religare Capital Markets (Hong Kong) Limited 2 4 6 66.67 2008-07-24
2055 Rencent International Asset Management Company Limited 2 6 8 75.00 2013-10-10
2056 Renco Investments Limited 2 0 2 0.00 2016-12-21
2057 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
2058 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
2059 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
2060 RICHE BRIGHT SECURITIES LIMITED 2 3 5 60.00 2008-01-04
2061 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
2062 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
2063 Righteous Capital Limited 2 0 2 0.00 2016-09-22
2064 River Capital Limited (HK) 2 0 2 0.00 2016-03-22
2065 ROC Partners (HK) Limited 2 5 7 71.43 2015-02-03
2066 ROCIM Limited 2 0 2 0.00 2007-06-29
2067 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
2068 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
2069 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
2070 RONGTONG GLOBAL INVESTMENT LIMITED 2 6 8 75.00 2013-12-30
2071 Rosefinch Global Asset Management (HK) Limited 2 1 3 33.33 2015-06-15
2072 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
2073 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
2074 Ruffer (Asia) Limited 2 4 6 66.67 2008-06-05
2075 Ruisen Port Securities Limited 2 4 6 66.67 2011-01-05
2076 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
2077 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
2078 Sapiens Technologies Limited 2 2 4 50.00 2015-11-30
2079 SBI China Capital Asset Management Limited 2 2 4 50.00 2007-10-17
2080 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
2081 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
2082 SDHG International Asset Management Limited 2 0 2 0.00 2008-12-02
2083 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
2084 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
2085 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
2086 SELINA & CO. LIMITED (HK) 2 3 5 60.00
2087 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
2088 SGI Capital Asset Management Limited 2 0 2 0.00 2016-08-30
2089 SHACOM FUTURES LIMITED 2 6 8 75.00
2090 Shacom Securities Limited 2 10 12 83.33
2091 Shangding International Asset Management Company Limited 2 1 3 33.33 2010-09-08
2092 SHENG YUAN ASSET MANAGEMENT LIMITED 2 7 9 77.78 2011-06-14
2093 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2011-12-05
2094 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
2095 Shinco Capital Limited 2 1 3 33.33 2016-01-21
2096 Shinhan Asset Management (Hong Kong) Limited 2 5 7 71.43 2011-01-27
2097 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-01-18
2098 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
2099 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
2100 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
2101 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
2102 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
2103 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
2104 SINO WEALTH SECURITIES LIMITED 2 8 10 80.00 2012-03-05
2105 Sinofortune Asset Management Limited 2 1 3 33.33 2010-05-20
2106 Sinofortune Financial Capital Limited 2 1 3 33.33
2107 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2015-03-06
2108 Sinovation Capital Asset Management Company Limited 2 0 2 0.00 2009-10-21
2109 SITCOAM (Hong Kong) Holdings Limited 2 3 5 60.00 2016-09-01
2110 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
2111 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
2112 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
2113 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
2114 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
2115 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
2116 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
2117 SORRENTO CAPITAL LIMITED 2 2 4 50.00 2016-03-21
2118 SORRENTO SECURITIES LIMITED 2 4 6 66.67 2016-07-13
2119 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
2120 South China Investment Management Limited 2 11 13 84.62 2016-11-09
2121 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
2122 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
2123 Springs Capital (Hong Kong) Limited 2 4 6 66.67 2011-04-14
2124 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
2125 Spruce Light Asset Management Company Limited 2 0 2 0.00 2016-05-09
2126 SPS COMMODITIES LIMITED 2 6 8 75.00
2127 SPS INVESTMENT SERVICES LIMITED 2 1 3 33.33
2128 SR Wealth Securities Limited 2 1 3 33.33 2016-08-25
2129 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2015-01-16
2130 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2012-03-30
2131 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
2132 StoneX Financial (HK) Limited 2 1 3 33.33 2014-07-03
2133 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
2134 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
2135 Strategic Vision Investment Limited 2 5 7 71.43 2014-08-14
2136 SUCCESS ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-29
2137 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43 2007-05-08
2138 Sumo Asset Management Limited 2 1 3 33.33 2010-07-07
2139 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
2140 Sun Wing International Asset Management Limited 2 0 2 0.00 2016-10-03
2141 SunAsia Investment Management Limited 2 1 3 33.33 2010-12-30
2142 Suncorp Securities Limited 2 2 4 50.00 2016-01-04
2143 Sunfund Capital Limited 2 3 5 60.00 2015-10-27
2144 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
2145 Superfund Financial (Hong Kong) Limited 2 1 3 33.33
2146 SUPREME CHINA SECURITIES LIMITED 2 7 9 77.78 2014-10-10
2147 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
2148 Swiss International Asset Management Limited 2 2 4 50.00 2013-12-16
2149 Swiss-Asia Asset Management (HK) Limited 2 7 9 77.78 2010-06-02
2150 Sylebra Capital Limited 2 10 12 83.33 2011-09-06
2151 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
2152 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
2153 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
2154 T. M. MANAGEMENT LIMITED 2 0 2 0.00
2155 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
2156 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
2157 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
2158 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
2159 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
2160 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
2161 TAP CAPITAL LIMITED 2 0 2 0.00 2016-12-05
2162 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
2163 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
2164 TBP Investment Advisory (HK) Limited 2 5 7 71.43 2013-06-19
2165 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
2166 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
2167 Tenbagger Investment Management (Hong Kong) Limited 2 0 2 0.00 2015-09-11
2168 TENGARD FUND MANAGEMENT LIMITED 2 6 8 75.00 2012-04-03
2169 Tensant Securities Limited 2 2 4 50.00 2004-08-25
2170 Thoth Investment Management Limited 2 0 2 0.00 2016-11-22
2171 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 18 20 90.00 2008-04-11
2172 THREE STONES CAPITAL LIMITED 2 5 7 71.43 2015-11-11
2173 TIANDA SECURITIES LIMITED 2 4 6 66.67 2011-01-18
2174 Tianhe Quant Asset Management Limited 2 0 2 0.00 2013-06-11
2175 TIANLI FINANCIAL LIMITED 2 2 4 50.00 2016-11-28
2176 Tiro Capital Limited 2 2 4 50.00 2014-08-27
2177 Tongfang Securities Limited 2 3 5 60.00 2015-07-17
2178 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
2179 TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-09-15
2180 Topaz Financial Group Limited 2 18 20 90.00 2012-10-12
2181 Topfund Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-12-14
2182 Torq Capital Management (HK) Limited 2 6 8 75.00 2016-10-04
2183 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2013-11-29
2184 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
2185 TradeMaster Securities (Hong Kong) Limited 2 1 3 33.33 2016-08-18
2186 TRADER CITY LIMITED 2 0 2 0.00 2016-04-28
2187 TRADING CENTRAL ASIA LIMITED 2 3 5 60.00 2011-03-08
2188 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
2189 TREE LINE ADVISORS (HONG KONG) LIMITED 2 6 8 75.00 2006-06-30
2190 Trilogy Partners Limited 2 2 4 50.00 2014-07-25
2191 Trinity Corporate Finance Limited (VG) 2 3 5 60.00 2016-01-04
2192 Trinity Financial Group Limited 2 2 4 50.00 2016-02-16
2193 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
2194 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
2195 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
2196 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
2197 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
2198 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
2199 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
2200 UCF Asset Management (HK) Limited 2 0 2 0.00 2012-05-04
2201 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
2202 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
2203 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
2204 UNITED GREAT INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2016-04-22
2205 UNITED ZONE INVESTMENT LIMITED 2 0 2 0.00 2016-09-01
2206 UPBEST COMMODITIES COMPANY LIMITED 2 5 7 71.43
2207 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
2208 UPRIGHT ASSET MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 0.00 2016-11-22
2209 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
2210 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
2211 Vanhau Asset Management Limited 2 0 2 0.00 2016-12-19
2212 VANTAGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-07-18
2213 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
2214 Vantum Asset Management Limited 2 0 2 0.00 2016-11-18
2215 Vantum Futures Limited 2 4 6 66.67
2216 VARDE PARTNERS HONG KONG LIMITED 2 0 2 0.00 2016-10-03
2217 VC ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-06-25
2218 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
2219 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2220 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2221 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2222 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 0 2 0.00
2223 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2224 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2225 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) 2 0 2 0.00 2016-04-26
2226 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
2227 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2228 VP Wealth Management (Hong Kong) Limited 2 4 6 66.67 2007-09-11
2229 W. Falcon Asset Management (Asia) Limited 2 4 6 66.67 2014-07-17
2230 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2231 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2232 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2233 Wanhai Securities (HK) Limited 2 7 9 77.78
2234 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2235 Waypointe Limited 2 0 2 0.00 2015-02-11
2236 Wealth Link Securities Limited 2 2 4 50.00 2016-06-02
2237 Wealth Management Cube Limited 2 2 4 50.00 2015-03-19
2238 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
2239 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2240 Wealthy Global Financial Asset Management Limited 2 0 2 0.00 2016-12-23
2241 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2242 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2243 Welkin Capital Management (Asia) Limited 2 2 4 50.00 2016-02-23
2244 Well Link Asset Management Limited 2 1 3 33.33 2014-01-02
2245 Well Link Securities Limited 2 15 17 88.24 2005-11-11
2246 WESHINE SECURITIES COMPANY LIMITED 2 2 4 50.00 2016-09-19
2247 WEST BULL SECURITIES LIMITED 2 2 4 50.00 2016-09-19
2248 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2249 Widus Investment Limited 2 0 2 0.00 2015-10-22
2250 WILBY SECURITIES LIMITED 2 2 4 50.00
2251 Willis Towers Watson Securities (Hong Kong) Limited 2 2 4 50.00 2015-06-17
2252 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2253 Wilson Asset Management Co., Limited 2 0 2 0.00 2016-10-12
2254 WILSON SECURITIES LIMITED 2 4 6 66.67 2010-02-25
2255 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
2256 Win Harvest Asset Management Limited 2 3 5 60.00 2015-10-28
2257 WING ON CHEONG SECURITIES COMPANY LIMITED 2 3 5 60.00
2258 WING ON SECURITIES LIMITED 2 5 7 71.43
2259 WINGATE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-08-31
2260 WINGS SECURITIES (HK) LIMITED 2 3 5 60.00
2261 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2262 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2263 WINSOME CAPITAL LIMITED 2 3 5 60.00 2016-10-31
2264 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2265 Wizardquant Capital Advisors Limited 2 0 2 0.00 2016-07-07
2266 WKA Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-08-16
2267 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2268 Wonder Capital Group Limited 2 0 2 0.00 2016-03-07
2269 Wonderland International Asset Management Limited 2 2 4 50.00 2016-07-27
2270 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2271 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2272 XIN HUA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2016-10-18
2273 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
2274 Yahao Capital Limited 2 3 5 60.00 2016-08-05
2275 Yango International Financial Holdings Limited 2 0 2 0.00 2016-12-14
2276 YARDLEY SECURITIES LIMITED 2 3 5 60.00
2277 Yellow River Global Capital Limited 2 3 5 60.00 2016-04-21
2278 YF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-04-16
2279 YF FUTURES COMPANY LIMITED 2 3 5 60.00
2280 YF SECURITIES COMPANY LIMITED 2 7 9 77.78
2281 YG Capital Management Limited 2 0 2 0.00 2014-12-12
2282 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2283 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-10-24
2284 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-05-03
2285 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2286 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2287 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2288 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2289 YUN HAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-02
2290 Yunfeng Asset Management Limited 2 7 9 77.78 2011-05-18
2291 Yupei Fortune Capital Limited 2 0 2 0.00 2016-11-28
2292 Zentrum Capital Advisors Limited 2 4 6 66.67 2014-06-03
2293 Zheng He Capital Management Limited 2 2 4 50.00 2014-07-07
2294 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 2 4 6 66.67 2016-03-09
2295 ZHONG JIA SECURITIES LIMITED 2 0 2 0.00 2016-11-01
2296 Zhong Yang Securities Limited 2 1 3 33.33 2016-03-04
2297 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2298 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
2299 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED 2 2 4 50.00 2016-11-04
2300 Zhongrong International Asset Management Company Limited 2 4 6 66.67 2016-04-11
2301 Zhongrong International Capital Management Limited 2 5 7 71.43 2015-05-22
2302 Zhongrong International Futures Co., Limited 2 6 8 75.00
2303 Zhongrong International Securities Company Limited 2 8 10 80.00 2015-08-12
2304 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67 2013-12-19
2305 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2306 313 Capital Management Limited 1 3 4 75.00 2010-04-19
2307 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00 2013-12-11
2308 Arta Corporate Advisory Limited 1 0 1 0.00 2012-09-11
2309 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2009-09-21
2310 Asia Cornerstone Asset Management Company Limited 1 0 1 0.00 2015-03-05
2311 ASSET DYNAMIC MANAGEMENT LIMITED 1 1 2 50.00
2312 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
2313 Austen Capital Management Limited 1 0 1 0.00 2010-06-30
2314 Bain Capital Public Equity (Asia) Limited 1 0 1 0.00 2015-09-07
2315 Brilliant Corporate Finance Limited 1 0 1 0.00 2014-10-31
2316 China Credit International Securities Co., Limited 1 0 1 0.00 2016-09-06
2317 China Finance Holdings Limited 1 0 1 0.00
2318 CHINA HANYA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2008-04-22
2319 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
2320 CHINA POINT STOCK BROKERS LIMITED 1 0 1 0.00
2321 China Tonghai (IA) Limited 1 0 1 0.00
2322 Claren Road Asia Limited 1 2 3 66.67 2009-03-30
2323 CMBC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00 2015-12-11
2324 CVP Asset Management Limited 1 1 2 50.00 2016-02-15
2325 DATANG FINANCIAL HOLDING CO., LIMITED 1 0 1 0.00 2015-11-11
2326 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
2327 Encap (Global) Asset Management Limited 1 2 3 66.67 2009-03-30
2328 ETF Securities (HK) Limited 1 0 1 0.00 2012-08-02
2329 European Capital Partners (Hong Kong) Limited 1 0 1 0.00 2014-10-28
2330 FIG HK (Hong Kong) Limited 1 0 1 0.00 2014-10-08
2331 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
2332 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 1 1 2 50.00 2008-12-02
2333 GSI FINANCE GROUP LIMITED 1 0 1 0.00 2011-03-18
2334 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
2335 Hutchin Hill Capital HK Limited 1 0 1 0.00 2015-03-09
2336 HX Innovation Capital Management Co. Limited 1 0 1 0.00 2016-01-29
2337 i-Golden Data Capital Limited 1 0 1 0.00 2016-03-03
2338 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 1 0 1 0.00 2013-12-02
2339 Infinite Success Assets Management Limited 1 0 1 0.00 2016-06-08
2340 ITAU ASIA LIMITED 1 0 1 0.00 2006-10-31
2341 Japaninvest (Hong Kong) Limited 1 0 1 0.00 2010-10-26
2342 JNL Investments Limited (HK) 1 0 1 0.00 2011-10-21
2343 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 0.00 2008-07-04
2344 Kaisa Asset Management Limited 1 1 2 50.00 2015-08-18
2345 Kam Wah Investments Limited 1 0 1 0.00
2346 KELUSA ASIA FOCUS RESEARCH LIMITED 1 0 1 0.00 2014-12-24
2347 KO KUN STOCK COMPANY LIMITED 1 0 1 0.00 2005-03-18
2348 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
2349 LUEN HING SECURITIES LIMITED 1 0 1 0.00
2350 Maxcess Capital Limited 1 0 1 0.00 2016-01-14
2351 MC Asset Management Asia Limited 1 0 1 0.00 2014-03-18
2352 Merdeka Securities Limited 1 3 4 75.00
2353 NT Securities Asia Limited 1 2 3 66.67 2014-06-03
2354 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
2355 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
2356 Parry International Trading Limited 1 3 4 75.00 2010-08-26
2357 Phoenician Limited (HK) 1 1 2 50.00 2013-03-22
2358 Pinyin Capital Management Hong Kong Limited 1 0 1 0.00 2015-11-02
2359 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 1 2 50.00
2360 PROMISING SECURITIES COMPANY LIMITED 1 9 10 90.00 2004-01-02
2361 REDFORD CORPORATE FINANCE LIMITED 1 1 2 50.00 2011-02-07
2362 Rui Da International Finance Holding Limited 1 7 8 87.50 2012-03-30
2363 Shang International Finance Limited 1 2 3 66.67
2364 SJS Markets Limited 1 0 1 0.00 2005-03-02
2365 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
2366 Standard & Poor's Investment Advisory Services (HK) Limited 1 0 1 0.00 2010-09-21
2367 STJ Advisors (Asia) Limited 1 0 1 0.00 2011-11-17
2368 Stobene Partners (Hong Kong) Limited 1 0 1 0.00 2012-01-31
2369 TIANDA ASSET MANAGEMENT LIMITED 1 1 2 50.00 2013-04-24
2370 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2371 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2372 Wisetrade Securities Limited 1 9 10 90.00
2373 Yuet Sheung International Securities Limited 1 0 1 0.00 2015-12-18
2374 Zhongrong International Investment Consulting Company Limited 1 1 2 50.00 2013-05-08
2375 CINDA INTERNATIONAL CAPITAL LIMITED 0 1 1 100.00
2375 Average 3.36 16.23 19.59 82.85

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