Chung, Lui 鍾蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2009-06-17 | 2009-11-30 |
2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2007-05-16 | 2009-11-30 | Rep | Dealing in securities | 2010-04-29 | 2015-08-10 |
3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-07-15 | 2016-01-11 | Rep | Advising on securities | 2015-06-26 | 2016-01-11 |
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