Thong, Siew Wai 湯邵威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2004-12-08 | Rep | Dealing in securities | 2004-12-08 | RO | Dealing in securities | 2004-12-08 | 2006-05-08 | RO | Advising on securities | 2004-12-08 | 2006-06-29 | Rep | Dealing in securities | 2006-05-08 | 2007-03-24 | Rep | Advising on securities | 2006-06-29 | 2007-03-24 |
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