Gaudio, Julius Ralph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | D. E. Shaw & Co. (Asia Pacific) Limited | Rep | Dealing in securities | 2009-03-26 | 2009-04-26 | Rep | Dealing in securities | 2010-06-14 | 2010-07-14 | RO | Asset management | 2010-10-04 | 2014-11-21 | RO | Dealing in securities | 2010-10-04 | 2014-11-21 |
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