Gao, Yiyuan 高以遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-06 | 2021-07-30 | Rep | Advising on securities | 2018-11-06 | 2021-07-30 | Rep | Dealing in securities | 2018-11-06 | 2021-07-30 |
2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-06 | 2021-07-30 |
3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-09-01 | Rep | Advising on securities | 2021-09-01 | Rep | Dealing in securities | 2021-09-01 |
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