Li, Shangyi 郦尚义
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-11-02 | 2024-08-02 | Rep | Dealing in securities | 2021-11-02 | 2024-08-02 |
2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2019-05-02 | 2021-09-24 | Rep | Dealing in securities | 2019-05-02 | 2021-09-24 |
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