Yeung, Tak Lam 楊德霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2007-12-05 | 2008-03-03 | Rep | Dealing in securities | 2007-12-05 | 2008-03-03 |
2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-12-05 | 2017-08-16 | Rep | Dealing in securities | 2007-12-05 | 2017-08-16 |
3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-01-18 | 2023-11-09 | RO | Dealing in futures contracts | 2023-11-09 | 2024-07-19 |
4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-19 | 2007-06-04 | Rep | Dealing in securities | 2021-01-18 | 2023-02-09 | RO | Dealing in securities | 2023-02-09 | 2024-07-19 |
5 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-04 | 2018-01-26 |
6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-04 | 2018-01-26 |
7 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-11-09 | 2007-11-14 |
8 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-11-09 | 2007-11-14 |
9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-24 | 2007-11-01 |
10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-22 | 2007-11-01 |
11 | Towering Securities Limited | Rep | Dealing in securities | 2020-03-20 | 2020-06-01 | RO | Dealing in securities | 2020-06-01 | 2020-12-30 |
12 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Dealing in futures contracts | 2018-02-07 | 2019-04-04 | RO | Advising on securities | 2019-03-05 | 2020-03-06 | RO | Dealing in securities | 2019-03-05 | 2020-03-06 |
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