Ng, Johnny Yik Wah 吳憶華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-02-06 | 2020-10-15 |
2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-10 | 2012-01-13 |
3 | RPS INVESTMENT LIMITED | Rep | Dealing in securities | 2005-03-03 | 2010-09-04 |
4 | Superfund Financial (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-05 | Rep | Advising on securities | 2004-02-05 | Rep | Asset management | 2004-02-05 | Rep | Dealing in securities | 2005-03-02 |
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