Au, King Lun 區景麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | RO | Advising on securities | 2010-12-15 | 2015-12-03 | RO | Asset management | 2010-12-15 | 2015-12-03 | RO | Dealing in securities | 2010-12-15 | 2015-12-03 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2015-12-16 | 2016-02-22 | Rep | Asset management | 2015-12-16 | 2016-02-22 | Rep | Dealing in securities | 2015-12-16 | 2016-02-22 | RO | Advising on securities | 2016-02-22 | 2016-12-09 | RO | Asset management | 2016-02-22 | 2016-12-09 | RO | Dealing in securities | 2016-02-22 | 2016-12-09 |
| 3 | FRM HONG KONG LIMITED (d2014-05-18) | RO | Dealing in securities | 2008-09-12 | 2010-04-30 | RO | Asset management | 2009-01-09 | 2010-04-30 |
| 4 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on corporate finance | 2004-05-07 | RO | Advising on securities | 2004-05-07 | RO | Asset management | 2004-05-07 | RO | Dealing in securities | 2004-08-30 | RO | Advising on futures contracts | 2006-07-11 | 2008-08-01 | RO | Advising on securities | 2006-07-11 | 2008-08-01 | RO | Asset management | 2006-07-11 | 2008-08-01 | RO | Dealing in securities | 2006-07-11 | 2008-08-01 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on corporate finance | 2004-05-07 | RO | Advising on futures contracts | 2008-08-01 | RO | Advising on securities | 2008-08-01 | RO | Asset management | 2008-08-01 | RO | Dealing in securities | 2006-03-29 | 2008-08-01 |
| 6 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on corporate finance | 2004-05-07 | RO | Advising on futures contracts | 2008-08-01 | RO | Advising on securities | 2008-08-01 | RO | Asset management | 2008-08-01 |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-05-07 | Rep | Dealing in securities | 2004-05-17 | RO | Advising on futures contracts | 2008-08-01 | RO | Advising on securities | 2008-08-01 | RO | Asset management | 2008-08-01 | RO | Dealing in securities | 2004-05-17 | 2008-08-01 | RO | Advising on corporate finance | 2005-06-06 | 2008-08-01 |
| 8 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2017-01-16 | 2017-03-13 | Rep | Asset management | 2017-01-16 | 2017-03-13 | RO | Advising on securities | 2017-03-13 | 2020-07-10 | RO | Asset management | 2017-03-13 | 2020-07-10 |
| 9 | Sensible Asset Management Limited | Rep | Advising on securities | 2017-01-16 | 2017-03-13 | Rep | Asset management | 2017-01-16 | 2017-03-13 | RO | Advising on securities | 2017-03-13 | 2020-07-10 | RO | Asset management | 2017-03-13 | 2020-07-10 |
| 10 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2017-01-16 | 2017-03-13 | Rep | Asset management | 2017-01-16 | 2017-03-13 | Rep | Dealing in securities | 2017-01-16 | 2017-03-13 | RO | Advising on futures contracts | 2017-03-13 | 2020-07-10 | RO | Advising on securities | 2017-03-13 | 2020-07-10 | RO | Asset management | 2017-03-13 | 2020-07-10 | RO | Dealing in securities | 2017-03-13 | 2020-07-10 |
| 11 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2017-01-16 | 2017-03-13 | Rep | Asset management | 2017-01-16 | 2017-03-13 | Rep | Dealing in securities | 2017-01-16 | 2017-03-13 | RO | Advising on futures contracts | 2017-03-13 | 2020-07-10 | RO | Advising on securities | 2017-03-13 | 2020-07-10 | RO | Asset management | 2017-03-13 | 2020-07-10 | RO | Dealing in securities | 2017-03-13 | 2020-07-10 |
| 12 | Value Partners Private Equity Limited | Rep | Advising on securities | 2017-01-16 | 2017-03-13 | Rep | Asset management | 2017-01-16 | 2017-03-13 | RO | Advising on securities | 2017-03-13 | 2020-07-10 | RO | Asset management | 2017-03-13 | 2020-07-10 |
| 13 | VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED | RO | Advising on securities | 2017-06-12 | 2018-09-12 | RO | Asset management | 2017-06-12 | 2018-09-12 | RO | Dealing in securities | 2017-06-12 | 2018-09-12 |
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