Ng, Carmen Lai Man 吳麗文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-03-11 | 2018-05-10 | Rep | Asset management | 2014-03-11 | 2018-05-10 | Rep | Dealing in securities | 2017-02-15 | 2019-03-11 | RO | Advising on securities | 2018-05-10 | 2019-03-11 | RO | Asset management | 2018-05-10 | 2019-03-11 |
| 2 | Optima Capital Limited | Rep | Advising on corporate finance | 2007-06-13 | 2007-12-24 |
| 3 | REDWOOD ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-12-12 | RO | Asset management | 2019-12-12 | RO | Dealing in securities | 2019-12-12 |
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