Dallas, Ian George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | RO | Advising on corporate finance | 2003-05-02 | RO | Advising on securities | 2003-05-02 | RO | Asset management | 2003-05-02 | RO | Dealing in securities | 2003-05-02 | Rep | Advising on securities | 2003-12-15 | 2004-10-28 | Rep | Dealing in securities | 2003-12-15 | 2004-10-28 |
| 2 | PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2005-01-27 | 2005-03-15 | RO | Advising on securities | 2005-03-15 | 2006-02-07 | RO | Asset management | 2005-03-15 | 2006-02-07 |
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