Lo, Samuel Ming Kwok 羅明國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-04-30 | 2011-12-14 | Rep | Dealing in securities | 2013-05-21 | 2014-08-18 |
2 | MANULIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-12-17 | Rep | Asset management | 2005-03-31 | Rep | Advising on securities | 2006-10-27 |
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