Song, Tony Tianyuan 宋天元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpine Investment Management Limited | RO | Asset management | 2022-10-03 | |
2 | Derivatives China (Hong Kong) Limited | Rep | Asset management | 2022-01-07 | 2022-10-01 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-03-15 | 2020-11-09 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2020-11-09 |
5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-03-15 | 2016-10-10 |
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