Tang, Yue Han
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-08-20 | 2014-05-31 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-03 | 2014-05-31 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-08-20 | 2014-05-31 |
4 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-08-05 | 2020-01-21 | Rep | Asset management | 2014-08-05 | 2022-11-21 | Rep | Dealing in securities | 2014-08-05 | 2022-11-21 |
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