Poon, Ling Ling 潘玲伶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MAGUSTA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Dealing in futures contracts | 2004-02-23 |
2 | MTF SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Securities margin financing | 2004-02-23 | Rep | Advising on securities | 2007-02-01 | Rep | Dealing in securities | 2014-06-08 |
3 | Quam Securities Limited | Rep | Dealing in securities | 2014-06-10 | 2018-02-07 |
4 | Rifa Securities Limited | Rep | Dealing in securities | 2018-02-12 |
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