MORGAN STANLEY (SWITZERLAND) GmbH

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
R Asset management 2012-01-10 2015-05-30
R Dealing in futures contracts 2012-01-10 2015-05-30
R Dealing in securities 2012-01-10 2015-05-30

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