KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 凱基財富管理有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2010-04-30 | |
| C | Advising on securities | 2017-10-02 | |
| C | Asset management | 2004-12-28 | C | 2008-04-17 | 2010-04-30 |
| C | Dealing in securities | 2017-10-02 |
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