Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | ||
| C | Advising on securities | ||
| C | Asset management | 2005-01-25 | |
| C | Dealing in futures contracts | 2007-10-05 | |
| C | Dealing in securities |
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