HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2003-09-29
C Advising on securities
C Asset management 2003-09-29
C Automated trading services 2003-09-29
C Dealing in securities
C Leveraged foreign exchange trading 2003-09-30

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