DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 德利佳華證券(亞洲)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2006-12-22 | 2009-04-17 |
| C | Advising on securities | 2005-06-24 | 2009-10-19 |
| C | Dealing in securities | 2005-06-24 | 2009-10-19 |
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