China Uptown Group Company Limited 中國上城集團有限公司

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Regular advisers

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Adviser Role Added Removed
Anthony Siu & Co. Lawyer 2014-03-18
Arthur Andersen & Co. (HK) Auditor 2001-01-31 2002-01-23
BANK OF CHINA (HONG KONG) LIMITED Banker 2001-01-31 2001-09-20
Banker 2002-09-16 2007-10-12
BANK OF CHINA LIMITED Banker 2007-10-12 2011-03-28
Bank of Communications Co., Ltd. Banker 2004-11-26 2006-10-24
Butterfield Fulcrum Group (Cayman) Limited Overseas Registrar 2001-01-31 2013-01-26
CCIF CPA LIMITED Auditor 2001-01-31 2006-06-29
CELESTIAL CAPITAL LIMITED Compliance adviser 2001-07-16 2003-07-01
China CITIC Bank International Limited Banker 2004-11-26 2006-10-24
Banker 2007-10-12 2017-03-27
China Construction Bank (Asia) Corporation Limited Banker 2017-03-27
CHINA EVERBRIGHT CAPITAL LIMITED Compliance adviser 2001-02-08 2001-07-16
Conyers Dill & Pearman (BM) Lawyer 2001-01-31 2001-09-20
Lawyer 2002-12-30 2003-09-19
Cushman & Wakefield Limited (HK) Valuer 2008-10-21 2011-03-28
Deloitte Touche Tohmatsu (HK) Auditor 2017-07-14
EY Chen & Co. Law Firm Lawyer 2002-12-30 2003-09-19
Guangdong Nan Yue Bank Co., Limited Banker 2015-03-29
Guangdong Zhongsheng Law Office Lawyer 2010-04-21 2015-03-29
HANG SENG BANK, LIMITED Banker 2004-11-26 2010-04-21
HONG KONG REGISTRARS LIMITED Registrar 2001-01-31 2004-09-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Banker 2003-09-19 2004-11-26
Indover Asia Limited Banker 2003-09-19 2006-10-24
Industrial and Commercial Bank of China Limited Banker 2011-03-28 2014-03-18
JBPB & Co. Auditor 2007-11-30 2008-08-12
KINCHENG BANKING CORPORATION Banker 2001-09-20 2002-09-16
Li & Partners Lawyer 2010-04-21 2014-03-18
Moores Rowland Auditor 2006-08-18 2007-11-30
NATIXIS Banker 2003-09-19 2004-11-26
NORTON APPRAISALS LIMITED Valuer 2008-10-21 2014-03-18
OCBC Wing Hang Bank Limited Banker 2003-09-19 2007-10-12
RHL APPRAISAL LIMITED Valuer 2007-10-12 2008-10-21
SHINEWING (HK) CPA Limited Auditor 2008-09-10 2017-07-14
Shu Jin Law Firm Lawyer 2001-01-31 2001-09-20
Sit, Fung, Kwong & Shum Lawyer 2001-01-31 2001-09-20
Lawyer 2002-12-30 2003-09-19
SMP Partners (Cayman) Limited Overseas Registrar 2013-01-26
STRATEGIC FINANCIAL RELATIONS (CHINA) LIMITED Public Relations 2002-09-16 2004-11-26
UFJ BANK LIMITED Banker 2004-11-26 2005-09-29
UNION REGISTRARS LIMITED Registrar 2004-09-01
VIGERS APPRAISAL AND CONSULTING LIMITED Valuer 2007-10-12 2008-10-21
Valuer 2010-04-21 2015-03-29
Valuer 2018-03-29

One-time advisers

Adviser Role Added
ABCI Securities Company Limited Co-sponsor 2002-12-30
AMS CAPITAL LIMITED (d2012-07-13) IFA (Listing Rules) 2006-12-11
BaoQiao Partners Capital Limited IFA (Listing Rules) 2009-09-23
IFA (Listing Rules) 2009-11-13
BOCI ASIA LIMITED Fin Adv (1-time) 2010-09-30
Brown & Wood (d) Underwriters' Lawyer (IPO) 2001-01-31
CELESTIAL CAPITAL LIMITED Placing agent 2015-11-18
CELESTIAL SECURITIES LIMITED Placing agent 2018-09-14
CENTURION CORPORATE FINANCE LIMITED Fin Adv (1-time) 2006-06-10
Fin Adv (1-time) 2006-08-14
Fin Adv (1-time) 2006-12-11
Fin Adv (1-time) 2007-05-11
CHINA EVERBRIGHT CAPITAL LIMITED Sponsor 2001-01-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED Sponsor 2002-12-30
Knight Frank Petty Limited Valuer (1-time) 2001-01-31
MESSIS CAPITAL LIMITED IFA (Listing Rules) 2018-03-06
Moores Rowland Rep Accountant 2006-12-11
Optima Capital Limited IFA (Listing Rules) 2007-05-11
Peter K.H. Tong & Co. Rep Accountant 2006-12-11
PURVIEW (FAR EAST) LIMITED Valuer (1-time) 2002-12-30
SHINEWING (HK) CPA Limited Rep Accountant 2009-06-30
Rep Accountant 2009-09-23
Rep Accountant 2010-12-22
Rep Accountant 2013-05-31
Rep Accountant 2014-05-19
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Fin Adv (1-time) 2009-06-30
Fin Adv (1-time) 2009-09-23
Fin Adv (1-time) 2010-12-22
VIGERS APPRAISAL AND CONSULTING LIMITED Valuer (1-time) 2006-12-11
Valuer (1-time) 2008-01-24
Valuer (1-time) 2009-06-30
Valuer (1-time) 2009-09-23
Valuer (1-time) 2010-12-22
Valuer (1-time) 2013-05-31
Valuer (1-time) 2014-05-19
Valuer (1-time) 2014-12-01
WALLBANCK BROTHERS SECURITIES (HONG KONG) LIMITED IFA (Listing Rules) 2010-12-22

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