Southwest Securities International Securities Limited

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Regular advisers

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Adviser Role Added Removed
BANK OF CHINA (HONG KONG) LIMITED Banker 2003-09-18 2007-09-27
China Construction Bank (Asia) Corporation Limited Banker 2002-01-21 2007-09-27
CMB WING LUNG BANK LIMITED Banker 2002-01-21 2007-09-27
COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED Registrar 2002-01-21
Conyers Dill & Pearman (BM) Lawyer 2002-01-21 2002-09-09
Ernst & Young (HK) Auditor 2018-06-15
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Banker 2002-01-21 2007-09-27
Loong & Yeung Lawyer 2015-09-18
Mazars CPA Limited Auditor 2007-06-08 2015-11-20
Moores Rowland Auditor 2005-12-20 2007-05-31
MUFG Fund Services (Bermuda) Limited Overseas Registrar 2002-01-21
PAN-CHINA (H.K.) CPA LIMITED Auditor 2015-11-20 2018-06-15
Phillips Lawyer 2013-09-23 2015-09-18
PricewaterhouseCoopers (HK) Auditor 2002-01-21 2005-12-19
Reed Smith Richards Butler (HK) Lawyer 2002-09-09 2003-09-18
Siao, Wen and Leung Lawyer 2002-01-21 2002-09-09
Sidley Austin (HK) Lawyer 2005-09-29 2006-09-22
Simmons & Simmons (HK) Lawyer 2003-09-18 2005-09-29
STANDARD CHARTERED BANK (HONG KONG) LIMITED Banker 2002-01-21 2007-09-27

One-time advisers

Adviser Role Added
Amasse Capital Limited Fin Adv (1-time) 2015-01-06
Deacons Underwriters' Lawyer (IPO) 2002-01-21
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED FA to offeror 2015-01-06
Ernst & Young (HK) Rep Accountant 2019-03-28
HAITONG INTERNATIONAL CAPITAL LIMITED FA to offeror 2015-01-06
ORIENTAL PATRON ASIA LIMITED IFA (Takeover Code) 2014-08-27
PLATINUM SECURITIES COMPANY LIMITED Sponsor 2002-01-21
PURVIEW (FAR EAST) LIMITED Valuer (1-time) 2002-01-21
REXCAPITAL (HONG KONG) LIMITED IFA (Listing Rules) 2007-09-07
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Fin Adv (1-time) 2006-12-11
Placing agent 2011-01-20
STANDARD CHARTERED BANK (HONG KONG) LIMITED Receiving Bank 2002-01-21
Yunfeng Financial Markets Limited Fin Adv (1-time) 2015-01-06

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