Huarong International Financial Holdings Limited 華融國際金融控股有限公司

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Regular advisers

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Adviser Role Added Removed
ABN AMRO Bank N.V. Banker 1998-09-26 2002-08-29
ANSBACHER (HONG KONG) LIMITED Banker 1997-08-29 1999-11-08
BANK OF CHINA (HONG KONG) LIMITED Banker 2002-08-29 2005-08-23
Banker 2016-03-14
Bank of Communications Co., Ltd. Banker 1997-08-29 2005-08-23
BANK OF EAST ASIA, LIMITED (THE) Banker 1997-08-29 1999-11-08
BNP PARIBAS Banker 1994-05-26 1998-09-26
CANADIAN IMPERIAL BANK OF COMMERCE Banker 1994-05-26 1997-08-29
China CITIC Bank International Limited Banker 2017-03-15
CHINA STATE BANK LIMITED (THE) Banker 1998-09-26 2002-08-29
Chiu & Partners Lawyer 1998-09-26 2011-07-27
Chong Hing Bank Limited Banker 2006-08-25 2016-03-14
CMB WING LUNG BANK LIMITED Banker 2002-08-29 2011-07-27
Banker 2016-03-14
Conyers Dill & Pearman (BM) Lawyer 1994-01-28 1994-05-26
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Banker 1994-01-28 1997-08-29
DBS BANK (HONG KONG) LIMITED Banker 2007-08-28 2011-07-27
DBS KWONG ON LIMITED Banker 2006-08-25 2007-08-28
Deloitte Touche Tohmatsu (HK) Auditor 2015-11-20
Ernst & Young (HK) Auditor 1994-01-28 2007-12-14
HANG SENG BANK, LIMITED Banker 2005-08-23 2017-03-15
HLB Hodgson Impey Cheng Limited Auditor 2008-03-18 2013-04-30
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED Banker 2003-09-05 2005-08-23
ING BANK N.V. Banker 1994-01-28 2002-08-29
K. T. LIU SURVEYORS LIMITED Valuer 1998-09-26 2007-08-28
MeesPierson N.V. Banker 1995-05-04 2000-09-28
MUFG Fund Services (Bermuda) Limited Overseas Registrar 1994-01-28
OCBC Wing Hang Bank Limited Banker 1994-05-26 1995-05-04
Oswald Wong & Heung (d) Lawyer 1994-01-28 1996-08-28
Reed Smith Richards Butler (HK) Lawyer 1996-08-28 2004-08-25
STANDARD CHARTERED BANK (HONG KONG) LIMITED Banker 1994-05-26 2002-08-29
SUMITOMO MITSUI BANKING CORPORATION Banker 1997-08-29 2000-09-28
TRICOR TENGIS LIMITED Registrar 1994-01-28
Zenith CPA Limited Auditor 2013-04-30 2015-11-20

One-time advisers

Adviser Role Added
ANDES GLACIER CPA LIMITED Rep Accountant 2009-08-25
B.I. APPRAISALS LIMITED Valuer (1-time) 2000-08-28
CCB INTERNATIONAL CAPITAL LIMITED Fin Adv (1-time) 2004-09-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED FA to offeror 2005-03-15
China Tonghai Capital Limited IFA (Listing Rules) 2002-09-25
IFA (Listing Rules) 2013-03-12
CINDA INTERNATIONAL CAPITAL LIMITED IFA (Takeover Code) 2009-12-02
IFA (Listing Rules) 2010-11-30
IFA (Listing Rules) 2011-06-20
Cushman & Wakefield Limited (HK) Valuer (1-time) 1994-01-28
Valuer (1-time) 1996-12-11
Valuer (1-time) 2009-10-23
D&P China (HK) Limited Valuer (1-time) 2000-10-13
Deloitte Touche Tohmatsu (HK) Rep Accountant 2017-01-12
Ernst & Young (HK) Rep Accountant 1997-05-21
Rep Accountant 1997-11-08
Rep Accountant 2004-09-22
Rep Accountant 2004-10-29
Rep Accountant 2005-03-15
Rep Accountant 2006-10-06
GOLDWYN CAPITAL LIMITED Sponsor 1994-01-28
Fin Adv (1-time) 1995-07-26
FA to offeror 1995-10-04
Gram Capital Limited IFA (Takeover Code) 2015-03-30
IFA (Listing Rules) 2015-09-02
IFA (Listing Rules) 2016-11-01
HERTFORD CAPITAL LIMITED (HK) IFA (Takeover Code) 2005-02-22
HLB Hodgson Impey Cheng Limited Rep Accountant 2008-02-22
Rep Accountant 2009-08-25
Rep Accountant 2011-06-20
Rep Accountant 2012-02-27
Rep Accountant 2012-09-07
Rep Accountant 2013-03-08
Rep Accountant 2013-03-12
Huarong International Securities Limited Placing agent 2011-05-06
Placing agent 2011-05-31
Placing agent 2013-10-17
K. T. LIU SURVEYORS LIMITED Valuer (1-time) 2004-09-22
Valuer (1-time) 2004-10-29
KARL-THOMSON SECURITIES COMPANY LIMITED Placing agent 2004-03-26
KGI WEALTH MANAGEMENT LIMITED IFA (Listing Rules) 2004-04-20
Fin Adv (1-time) 2004-09-22
KINGSTON CORPORATE FINANCE LIMITED Fin Adv (1-time) 2013-03-08
FA to offeror 2015-08-17
KINGSWAY FINANCIAL SERVICES GROUP LIMITED Placing agent 2000-02-26
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED FA to offeror 2005-03-15
OCBC Wing Hang Bank Limited Receiving Bank 1994-01-28
PACIFIC CAPITAL (ASIA) LIMITED IFA (Takeover Code) 1995-10-04
IFA (Listing Rules) 1997-11-08
PIPER JAFFRAY ASIA LIMITED IFA (Listing Rules) 2000-08-28
Polaris Capital (Asia) Limited Fin Adv (1-time) 2008-02-22
Fin Adv (1-time) 2008-03-13
POLARIS SECURITIES (HONG KONG) LIMITED Fin Adv (1-time) 2005-03-15
Fin Adv (1-time) 2007-03-21
Fin Adv (1-time) 2007-06-05
Reed Smith Richards Butler (HK) Underwriters' Lawyer (IPO) 1994-01-28
RENAISSANCE APPRAISALS LIMITED Valuer (1-time) 2012-02-27
ROOFER SECURITIES LIMITED Placing agent 2012-06-07
Shang International Finance Limited IFA (Listing Rules) 1995-07-26
IFA (Listing Rules) 1996-12-11
IFA (Listing Rules) 1997-05-21
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Fin Adv (1-time) 2009-08-25
IFA (Listing Rules) 2011-09-23
IFA (Listing Rules) 2012-09-07
IFA (Listing Rules) 2013-03-08
SUN HUNG KAI INTERNATIONAL LIMITED FA to offeror 2010-04-01
VC BROKERAGE LIMITED Placing agent 2007-05-29
VC CAPITAL LIMITED Sponsor 1994-01-28
Fin Adv (1-time) 1996-05-02
Fin Adv (1-time) 1997-05-21
Placing agent 1997-10-29
Fin Adv (1-time) 2002-02-08
Fin Adv (1-time) 2002-09-25
Fin Adv (1-time) 2002-12-30
VIGERS HONG KONG LIMITED Valuer (1-time) 1997-05-21
Valuer (1-time) 1997-11-08
VINCO CAPITAL LIMITED FA to offeror 2005-03-15
IFA (Listing Rules) 2008-02-22
Zenith CPA Limited Rep Accountant 2014-05-16
Rep Accountant 2015-06-30
Rep Accountant 2015-08-17

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