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SFC bans Joseph Hsu Kar Hing, ex-Standard Chartered Securities, for 3 years

SFC, 17-Jul-2018

Comment: this probably relates to the China Forestry listing, jointly sponsored with UBS. Mr Hsu abandoned his appeal to the Securities and Futures Appeals Tribunal on 6-Jul-2018. The appeals by the two sponsors are set to be heard in March 2019.

Organisations

• CHINA FORESTRY HOLDINGS CO., LTD. 中國森林控股有限公司
• Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
• UBS AG

People

• Hsu, Joseph Kar Hing 許家興

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