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SFC prohibits Ben Chan Ka Cheuk from re-entering industry for 4 months for cold calling
SFC, 3-Nov-2008
Comment: this is the 15th employee of Tanrich to be disciplined since 2004. Surely at some point the SFC should revoke the firm's license?
Organisations
- SOUTHWEST SECURITIES (HK) FUTURES LIMITED 西證(香港)期貨有限公司
- Southwest Securities International Securities Limited
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