SFC bans Ms Sun Yiding for 8 months | Statement of Disciplinary Action
SFC, 19-Dec-2022
For operating an external brokerage account, in which she conducted 829 trades worth HK$47.4m in a year, including 3 stocks on a Restricted List, without disclosure or pre-clearance.

• Orgs
  • CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED