Chan, Yiu Ting 陳耀庭
SFC bans Mr Chan Yiu Ting, ex-China Tonghai Securities, for 18 months
SFC, 12-Aug-2020
For discretionary dealing for 7 years without the client's written authorization. It apparently took the broker that long to notice.
SFC, 12-Aug-2020
For discretionary dealing for 7 years without the client's written authorization. It apparently took the broker that long to notice.
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy